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EnerSys

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3750
SEC CIK
0001289308
Parsed reports
1,149

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2022 Filed Oct 4, 2022 20:34 UTC
Funk Andrea J.EVP & Chief Financial Officer
GrantCommon Stock 5.3117 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052264 · doc4.xml · nonDerivative · entry 4

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,211.4596

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,857 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:34 UTC
Funk Andrea J.EVP & Chief Financial Officer
GrantCommon Stock 1.5453 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052264 · doc4.xml · nonDerivative · entry 3

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,206.1479

F3 · shares: These shares were granted in the form of Performance Share Units (PSUs), in connection with the Dividend, with respect to 806 PSUs granted to the reporting person on August 12, 2019, adjusted for vesting on August 12, 2022, and previously declared and paid cash dividends. These PSUs are payable August 12, 2023, concurrent with the underlying PSUs.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:34 UTC
Funk Andrea J.EVP & Chief Financial Officer
GrantCommon Stock 2.5054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052264 · doc4.xml · nonDerivative · entry 2

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,204.6026

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 866 unvested RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:34 UTC
Funk Andrea J.EVP & Chief Financial Officer
GrantCommon Stock 4.0264 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052264 · doc4.xml · nonDerivative · entry 1

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,202.0972

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 30, 2022 to stockholders of record as of September 16, 2022 (the "Dividend"), with respect to 1,381 unvested RSUs granted to the reporting person on December 19, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:34 UTC GrantCommon Stock 111.9411 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052253 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,321.1122

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 30, 2022 to stockholders of record as of September 16, 2022 (the "Dividend"), with respect to an aggregate of 35,300 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in 4,901.7595 shares and disclaims beneficial ownership except to the extent ultimately realized.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 17:50 UTC
KANE KERRY MSVP, Corp Controller & PAO
Tax withholdingCommon Stock 274.9655 $71.41 $19,635.29
Disclosure

SEC source: 0001209191-22-046718 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,685.338

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 21:52 UTC
Zogby Andrew M.Pres. Energy Systems Global
Tax withholdingCommon Stock 599.2947 $71.41 $42,795.63
Disclosure

SEC source: 0001209191-22-046722 · doc4.xml · nonDerivative · entry 2

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,778.1378

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 21:51 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 566.3458 $71.41 $40,442.75
Disclosure

SEC source: 0001209191-22-046721 · doc4.xml · nonDerivative · entry 2

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,680.1237

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 21:51 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 3,084.3143 $71.41 $220,250.88
Disclosure

SEC source: 0001209191-22-046720 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,670.6639

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 21:50 UTC
O'Connell Shawn M.Pres. Motive Power Global
Tax withholdingCommon Stock 661.2947 $71.41 $47,223.05
Disclosure

SEC source: 0001209191-22-046719 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377.6599

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 21:49 UTC
Funk Andrea J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 411.9655 $71.41 $29,418.46
Disclosure

SEC source: 0001209191-22-046717 · doc4.xml · nonDerivative · entry 2

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,198.0708

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 17:50 UTC
KANE KERRY MSVP, Corp Controller & PAO
Tax withholdingCommon Stock 228.706 $72.03 $16,473.69
Disclosure

SEC source: 0001209191-22-046718 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,960.3035

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 21:52 UTC
Zogby Andrew M.Pres. Energy Systems Global
Tax withholdingCommon Stock 487.1334 $72.03 $35,088.22
Disclosure

SEC source: 0001209191-22-046722 · doc4.xml · nonDerivative · entry 1

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,377.4325

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 21:51 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 335.5574 $72.03 $24,170.20
Disclosure

SEC source: 0001209191-22-046721 · doc4.xml · nonDerivative · entry 1

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,246.4695

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 21:51 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 2,789.9156 $72.03 $200,957.62
Disclosure

SEC source: 0001209191-22-046720 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,754.9782

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 21:50 UTC
O'Connell Shawn M.Pres. Motive Power Global
Tax withholdingCommon Stock 543.2325 $72.03 $39,129.04
Disclosure

SEC source: 0001209191-22-046719 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,038.9546

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 21:49 UTC
Funk Andrea J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 586.2131 $72.03 $42,224.93
Disclosure

SEC source: 0001209191-22-046717 · doc4.xml · nonDerivative · entry 1

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,610.0363

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 17:59 UTC
KANE KERRY MSVP, Corp Controller & PAO
Tax withholdingCommon Stock 449.3152 $70.88 $31,847.46
Disclosure

SEC source: 0001209191-22-046030 · doc4.xml · nonDerivative · entry 6

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,189.0095

F6 · shares: Shares were forfeited in connection with the settlement of TSR Performance Share Units originally granted to the reporting person on August 13, 2018 and vested on August 13, 2021.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 17:59 UTC
KANE KERRY MSVP, Corp Controller & PAO
Tax withholdingCommon Stock 335.2712 $70.88 $23,764.02
Disclosure

SEC source: 0001209191-22-046030 · doc4.xml · nonDerivative · entry 5

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,638.3247

F5 · shares: Shares were forfeited in connection with the settlement of EPS Performance Share Units originally granted to the reporting person on August 13, 2018 and vested on August 13, 2021.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 22:02 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 443.1415 $70.88 $31,409.87
Disclosure

SEC source: 0001209191-22-046039 · doc4.xml · nonDerivative · entry 6

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,582.0269

F6 · shares: Shares were forfeited in connection with the settlement of TSR Performance Share Units originally granted to the reporting person on August 13, 2018 and vested on August 13, 2021.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 22:02 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 331.8566 $70.88 $23,522.00
Disclosure

SEC source: 0001209191-22-046039 · doc4.xml · nonDerivative · entry 5

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,025.1684

F5 · shares: Shares were forfeited in connection with the settlement of EPS Performance Share Units originally granted to the reporting person on August 13, 2018 and vested on August 13, 2021.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 22:02 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 7,091.2429 $70.88 $502,627.30
Disclosure

SEC source: 0001209191-22-046037 · doc4.xml · nonDerivative · entry 7

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,544.8938

F7 · shares: Shares were forfeited in connection with the settlement of TSR Performance Share Units originally granted to the reporting person on August 13, 2018 and vested on August 13, 2021.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 22:02 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 5,296.5545 $70.88 $375,419.78
Disclosure

SEC source: 0001209191-22-046037 · doc4.xml · nonDerivative · entry 6

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,636.1367

F6 · shares: Shares were forfeited in connection with the settlement of EPS Performance Share Units originally granted to the reporting person on August 13, 2018 and vested on August 13, 2021.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 22:02 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 1,504.1893 $70.88 $106,616.94
Disclosure

SEC source: 0001209191-22-046037 · doc4.xml · nonDerivative · entry 5

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,932.6912

F5 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 13, 2018.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 22:01 UTC
O'Connell Shawn M.Pres. Motive Power Global
Tax withholdingCommon Stock 310.382 $70.88 $21,999.88
Disclosure

SEC source: 0001209191-22-046035 · doc4.xml · nonDerivative · entry 6

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,582.1871

F6 · shares: Shares were forfeited in connection with the settlement of TSR Performance Share Units originally granted to the reporting person on August 13, 2018 and vested on August 13, 2021.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 22:01 UTC
O'Connell Shawn M.Pres. Motive Power Global
Tax withholdingCommon Stock 231.9936 $70.88 $16,443.71
Disclosure

SEC source: 0001209191-22-046035 · doc4.xml · nonDerivative · entry 5

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,892.5691

F5 · shares: Shares were forfeited in connection with the settlement of EPS Performance Share Units originally granted to the reporting person on August 13, 2018 and vested on August 13, 2021.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:57 UTC GrantCommon Stock 3,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046021 · doc4.xml · nonDerivative · entry 1

Chan Caroline · CIK 0001819816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,157.7173

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:58 UTC GrantCommon Stock 3,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046026 · doc4.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,134.0351

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 17:59 UTC
KANE KERRY MSVP, Corp Controller & PAO
GrantStock Options · Derivative 5,111 $0.00 Strike: $70.88 $0.00
Disclosure

SEC source: 0001209191-22-046030 · doc4.xml · derivative · entry 7

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,111

Underlying: Common Stock · 5,111 shares

Expires 2032-08-12

F7 · derivative.exercise_date: These options vest in three equal annual installments beginning on August 12, 2023, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 17:59 UTC
KANE KERRY MSVP, Corp Controller & PAO
GrantCommon Stock 4,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046030 · doc4.xml · nonDerivative · entry 4

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,973.5959

F4 · shares: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2023, August 12, 2024, August 12, 2025 and August 12, 2026, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 17:59 UTC
KANE KERRY MSVP, Corp Controller & PAO
Tax withholdingCommon Stock 280 $68.90 $19,292.00
Disclosure

SEC source: 0001209191-22-046030 · doc4.xml · nonDerivative · entry 3

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,578.5959

F3 · shares: Shares were forfeited in connection with TSR performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 68%.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 17:59 UTC
KANE KERRY MSVP, Corp Controller & PAO
Tax withholdingCommon Stock 1,015.5149 $68.90 $69,968.98
Disclosure

SEC source: 0001209191-22-046030 · doc4.xml · nonDerivative · entry 2

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,858.5959

F2 · shares: Shares were forfeited in connection with EPS performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 0%.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 17:59 UTC
KANE KERRY MSVP, Corp Controller & PAO
Tax withholdingCommon Stock 259.8928 $68.90 $17,906.61
Disclosure

SEC source: 0001209191-22-046030 · doc4.xml · nonDerivative · entry 1

KANE KERRY M · CIK 0001493257 · SVP, Corp Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,874.1108

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 18:01 UTC GrantCommon Stock 3,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046034 · doc4.xml · nonDerivative · entry 1

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,726.0565

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:04 UTC
Zogby Andrew M.Pres. Energy Systems Global
GrantStock Options · Derivative 20,799 $0.00 Strike: $77.97 $0.00
Disclosure

SEC source: 0001209191-22-046045 · doc4.xml · derivative · entry 5

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,799

Underlying: Common Stock · 20,799 shares

Expires 2032-08-12

F5 · derivative.exercise_date: These options vest in three equal annual installments beginning on August 12, 2023, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:04 UTC
Zogby Andrew M.Pres. Energy Systems Global
GrantCommon Stock 7,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046045 · doc4.xml · nonDerivative · entry 4

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,864.5659

F4 · shares: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2023, August 12, 2024, August 12, 2025 and August 12, 2026, subject to acceleration or forfeiture in certain specified circumstances.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:04 UTC
Zogby Andrew M.Pres. Energy Systems Global
Tax withholdingCommon Stock 1,116 $68.90 $76,892.40
Disclosure

SEC source: 0001209191-22-046045 · doc4.xml · nonDerivative · entry 3

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,810.5659

F3 · shares: Shares were forfeited in connection with TSR performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 68%.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:04 UTC
Zogby Andrew M.Pres. Energy Systems Global
Tax withholdingCommon Stock 4,064.1193 $68.90 $280,017.82
Disclosure

SEC source: 0001209191-22-046045 · doc4.xml · nonDerivative · entry 2

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,926.5659

F2 · shares: Shares were forfeited in connection with EPS performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 0%.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:04 UTC
Zogby Andrew M.Pres. Energy Systems Global
Tax withholdingCommon Stock 351.8928 $68.90 $24,245.41
Disclosure

SEC source: 0001209191-22-046045 · doc4.xml · nonDerivative · entry 1

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,990.6852

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:04 UTC GrantCommon Stock 3,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046043 · doc4.xml · nonDerivative · entry 1

Wynter Rudolph W. · CIK 0001941344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,318

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:03 UTC GrantCommon Stock 3,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046042 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,712.9111

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 22:03 UTC GrantCommon Stock 3,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046040 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,487.3084

F1 · security: These shares were granted as deferred stock units and vest upon grant. These deferred stock units are payable no earlier than six months following a termination of service as a director of the Company, at the director's election, with the right of the Company to clawback the value of the deferred stock unit within one year following a termination of service upon the occurrence of certain events.

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August 12, 2022 Filed Aug 16, 2022 22:02 UTC
Tinnemeyer JoernSr. VP & CTO
GrantStock Options · Derivative 18,719 $0.00 Strike: $77.97 $0.00
Disclosure

SEC source: 0001209191-22-046039 · doc4.xml · derivative · entry 7

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,719

Underlying: Common Stock · 18,719 shares

Expires 2032-08-12

F7 · derivative.exercise_date: These options vest in three equal annual installments beginning on August 12, 2023, subject to acceleration or forfeiture in certain specified circumstances.

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August 12, 2022 Filed Aug 16, 2022 22:02 UTC
Tinnemeyer JoernSr. VP & CTO
GrantCommon Stock 6,349 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046039 · doc4.xml · nonDerivative · entry 4

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,357.025

F4 · shares: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2023, August 12, 2024, August 12, 2025 and August 12, 2026, subject to acceleration or forfeiture in certain specified circumstances.

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August 12, 2022 Filed Aug 16, 2022 22:02 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 384 $68.90 $26,457.60
Disclosure

SEC source: 0001209191-22-046039 · doc4.xml · nonDerivative · entry 3

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,008.025

F3 · shares: Shares were forfeited in connection with TSR performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 68%.

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August 12, 2022 Filed Aug 16, 2022 22:02 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 1,396.5904 $68.90 $96,225.08
Disclosure

SEC source: 0001209191-22-046039 · doc4.xml · nonDerivative · entry 2

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,392.025

F2 · shares: Shares were forfeited in connection with EPS performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 0%.

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August 12, 2022 Filed Aug 16, 2022 22:02 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 534.6513 $68.90 $36,837.47
Disclosure

SEC source: 0001209191-22-046039 · doc4.xml · nonDerivative · entry 1

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,788.6154

F1 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

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August 12, 2022 Filed Aug 16, 2022 22:02 UTC
Shaffer David MDirector · President & CEO
GrantStock Options · Derivative 108,673 $0.00 Strike: $77.97 $0.00
Disclosure

SEC source: 0001209191-22-046037 · doc4.xml · derivative · entry 8

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,673

Underlying: Common Stock · 108,673 shares

Expires 2032-08-12

F8 · derivative.exercise_date: These options vest in three equal annual installments beginning on August 12, 2023, subject to acceleration or forfeiture in certain specified circumstances.

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August 12, 2022 Filed Aug 16, 2022 22:02 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 36,858 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046037 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,436.8805

F4 · shares: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2023, August 12, 2024, August 12, 2025 and August 12, 2026, subject to acceleration or forfeiture in certain specified circumstances.

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August 12, 2022 Filed Aug 16, 2022 22:02 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 5,856 $68.90 $403,478.40
Disclosure

SEC source: 0001209191-22-046037 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,578.8805

F3 · shares: Shares were forfeited in connection with TSR performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 68%.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.