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EnerSys

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3750
SEC CIK
0001289308
Parsed reports
1,149

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2023 Filed Oct 3, 2023 20:40 UTC
Tinnemeyer JoernSr. VP & CTO
GrantCommon Stock 3.0537 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051526 · doc4.xml · nonDerivative · entry 1

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,297.5194

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 29, 2023 to stockholders of record as of September 15, 2023 (the "Dividend"), with respect to 1,277 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:39 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 65.1169 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051521 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,066.7264

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 27,980 RSUs granted to the reporting person on August 11, 2023. These RSUs are payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:39 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 64.9166 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051521 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,001.6095

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 27,643 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:39 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 30.1271 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051521 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,936.6929

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 12,703 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:39 UTC
Shaffer David MDirector · President & CEO
GrantCommon Stock 16.6532 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051521 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,906.5658

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 29, 2023 to stockholders of record as of September 15, 2023 (the "Dividend"), with respect to 6,964 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:38 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 12.2856 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051515 · doc4.xml · nonDerivative · entry 4

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,147.3351

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,279 RSUs granted to the reporting person on August 11, 2023. These RSUs are payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:38 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 12.423 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051515 · doc4.xml · nonDerivative · entry 3

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,135.0495

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,290 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:38 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 5.858 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051515 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,122.6265

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,470 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:38 UTC
O'Connell Shawn M.Pres. Motive Power Global
GrantCommon Stock 3.5679 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051515 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,116.7685

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 29, 2023 to stockholders of record as of September 15, 2023 (the "Dividend"), with respect to 1,492 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:38 UTC GrantCommon Stock 0.1022 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051511 · doc4.xml · nonDerivative · entry 4

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,610.7208

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:38 UTC GrantCommon Stock 0.0976 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051511 · doc4.xml · nonDerivative · entry 3

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,610.6186

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:38 UTC GrantCommon Stock 1.1966 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051511 · doc4.xml · nonDerivative · entry 2

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,610.521

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:38 UTC GrantCommon Stock 4.7938 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051511 · doc4.xml · nonDerivative · entry 1

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,609.3244

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 29, 2023 to stockholders of record as of September 15, 2023 (the "Dividend"), with respect to 2,017 vested DSUs granted to the reporting person on August 11, 2023. These DSUs are vested and payable concurrent with the underlying DSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:37 UTC GrantCommon Stock 0.1687 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051506 · doc4.xml · nonDerivative · entry 6

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,868.2828

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:37 UTC GrantCommon Stock 0.1714 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051506 · doc4.xml · nonDerivative · entry 5

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,868.1141

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:37 UTC GrantCommon Stock 0.1193 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051506 · doc4.xml · nonDerivative · entry 4

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,867.9427

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:37 UTC GrantCommon Stock 0.0813 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051506 · doc4.xml · nonDerivative · entry 3

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,867.8234

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 14,2022, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:37 UTC GrantCommon Stock 109.7102 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051506 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,867.7421

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:37 UTC GrantCommon Stock 116.8386 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051506 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,758.0319

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 29, 2023 to stockholders of record as of September 15, 2023 (the "Dividend"), with respect to 46,669 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:36 UTC GrantCommon Stock 0.0951 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051504 · doc4.xml · nonDerivative · entry 6

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,860.2445

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

F7 · balance_after: The reporting person has no pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:36 UTC GrantCommon Stock 0.0976 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051504 · doc4.xml · nonDerivative · entry 5

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,860.1494

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:36 UTC GrantCommon Stock 0.0668 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051504 · doc4.xml · nonDerivative · entry 4

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,860.0518

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:36 UTC GrantCommon Stock 0.0454 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051504 · doc4.xml · nonDerivative · entry 3

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,859.985

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 14,2022, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:36 UTC GrantCommon Stock 5.0559 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051504 · doc4.xml · nonDerivative · entry 2

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,859.9396

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:36 UTC GrantCommon Stock 105.7469 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051504 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,854.8837

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 29, 2023 to stockholders of record as of September 15, 2023 (the "Dividend"), with respect to 41,771 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:35 UTC
Funk Andrea J.EVP & Chief Financial Officer
GrantCommon Stock 15.0504 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051500 · doc4.xml · nonDerivative · entry 4

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,644.0938

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 6,467 RSUs granted to the reporting person on August 11, 2023. These RSUs are payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:35 UTC
Funk Andrea J.EVP & Chief Financial Officer
GrantCommon Stock 15.2199 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051500 · doc4.xml · nonDerivative · entry 3

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,629.0434

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 6,481 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:35 UTC
Funk Andrea J.EVP & Chief Financial Officer
GrantCommon Stock 6.3276 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051500 · doc4.xml · nonDerivative · entry 2

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,613.8235

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,668 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:35 UTC
Funk Andrea J.EVP & Chief Financial Officer
GrantCommon Stock 2.2191 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051500 · doc4.xml · nonDerivative · entry 1

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,607.4959

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 29, 2023 to stockholders of record as of September 15, 2023 (the "Dividend"), with respect to 928 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:34 UTC GrantCommon Stock 94.027 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051496 · doc4.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,656.3915

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 29, 2023 to stockholders of record as of September 15, 2023 (the "Dividend"), with respect to 37,317 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in 4,942.9327 shares and disclaims beneficial ownership except to the extent ultimately realized.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 20:23 UTC
Zogby Andrew M.Pres. Energy Systems Global
Tax withholdingCommon Stock 613.0684 $99.29 $60,871.56
Disclosure

SEC source: 0001209191-23-046540 · doc4.xml · nonDerivative · entry 2

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,806.8191

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 20:22 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 571.1228 $99.29 $56,706.78
Disclosure

SEC source: 0001209191-23-046538 · doc4.xml · nonDerivative · entry 2

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,294.4657

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 20:22 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 3,112.6616 $99.29 $309,056.17
Disclosure

SEC source: 0001209191-23-046537 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,889.9126

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 20:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
Tax withholdingCommon Stock 667.0684 $99.29 $66,233.22
Disclosure

SEC source: 0001209191-23-046536 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,113.2006

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 20:21 UTC
Funk Andrea J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 415.5714 $99.29 $41,262.08
Disclosure

SEC source: 0001209191-23-046535 · doc4.xml · nonDerivative · entry 2

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,605.2768

F2 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 17, 2020.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:23 UTC
Zogby Andrew M.Pres. Energy Systems Global
Tax withholdingCommon Stock 499.3832 $99.25 $49,563.78
Disclosure

SEC source: 0001209191-23-046540 · doc4.xml · nonDerivative · entry 1

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,419.8875

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:22 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 338.5525 $99.25 $33,601.34
Disclosure

SEC source: 0001209191-23-046538 · doc4.xml · nonDerivative · entry 1

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,865.5885

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:22 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 2,815.131 $99.25 $279,401.75
Disclosure

SEC source: 0001209191-23-046537 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,002.5742

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:21 UTC
O'Connell Shawn M.Pres. Motive Power Global
Tax withholdingCommon Stock 548.5739 $99.25 $54,445.96
Disclosure

SEC source: 0001209191-23-046536 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,780.269

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:21 UTC
Funk Andrea J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 592.4621 $99.25 $58,801.86
Disclosure

SEC source: 0001209191-23-046535 · doc4.xml · nonDerivative · entry 1

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,020.8482

F1 · date: These shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 16, 2021.

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August 12, 2023 Filed Aug 15, 2023 20:34 UTC
Zogby Andrew M.Pres. Energy Systems Global
Tax withholdingCommon Stock 711.0135 $94.71 $67,340.09
Disclosure

SEC source: 0001209191-23-045859 · doc4.xml · nonDerivative · entry 4

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,919.2707

F4 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2022.

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August 12, 2023 Filed Aug 15, 2023 20:34 UTC
Zogby Andrew M.Pres. Energy Systems Global
Tax withholdingCommon Stock 846.4801 $94.71 $80,170.13
Disclosure

SEC source: 0001209191-23-045859 · doc4.xml · nonDerivative · entry 3

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,630.2842

F3 · shares: Shares were forfeited in connection with the settlement of TSR Performance Share Units originally granted to the reporting person on August 12, 2019 and vested on August 12, 2022.

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August 12, 2023 Filed Aug 15, 2023 20:34 UTC
Zogby Andrew M.Pres. Energy Systems Global
Tax withholdingCommon Stock 360.0196 $94.71 $34,097.46
Disclosure

SEC source: 0001209191-23-045859 · doc4.xml · nonDerivative · entry 2

Zogby Andrew M. · CIK 0001772719 · Pres. Energy Systems Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,476.7643

F2 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

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August 12, 2023 Filed Aug 15, 2023 20:32 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 697.4067 $94.71 $66,051.39
Disclosure

SEC source: 0001209191-23-045854 · doc4.xml · nonDerivative · entry 4

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,204.141

F4 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2022.

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August 12, 2023 Filed Aug 15, 2023 20:32 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 323.0403 $94.71 $30,595.15
Disclosure

SEC source: 0001209191-23-045854 · doc4.xml · nonDerivative · entry 3

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,901.5477

F3 · shares: Shares were forfeited in connection with the settlement of TSR Performance Share Units originally granted to the reporting person on August 12, 2019 and vested on August 12, 2022.

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August 12, 2023 Filed Aug 15, 2023 20:32 UTC
Tinnemeyer JoernSr. VP & CTO
Tax withholdingCommon Stock 538.7475 $94.71 $51,024.78
Disclosure

SEC source: 0001209191-23-045854 · doc4.xml · nonDerivative · entry 2

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,224.588

F2 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

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August 12, 2023 Filed Aug 15, 2023 20:31 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 4,044.6535 $94.71 $383,069.13
Disclosure

SEC source: 0001209191-23-045853 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,817.7052

F4 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2022.

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August 12, 2023 Filed Aug 15, 2023 20:31 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 4,918.5971 $94.71 $465,840.33
Disclosure

SEC source: 0001209191-23-045853 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,862.3587

F3 · shares: Shares were forfeited in connection with the settlement of TSR Performance Share Units originally granted to the reporting person on August 12, 2019 and vested on August 12, 2022.

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August 12, 2023 Filed Aug 15, 2023 20:31 UTC
Shaffer David MDirector · President & CEO
Tax withholdingCommon Stock 2,055.5441 $94.71 $194,680.58
Disclosure

SEC source: 0001209191-23-045853 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,780.9558

F2 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019.

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August 12, 2023 Filed Aug 15, 2023 20:31 UTC
O'Connell Shawn M.Pres. Motive Power Global
Tax withholdingCommon Stock 775.0135 $94.71 $73,401.53
Disclosure

SEC source: 0001209191-23-045851 · doc4.xml · nonDerivative · entry 4

O'Connell Shawn M. · CIK 0001772687 · Pres. Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,328.8429

F4 · shares: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.