ENS

SEC source: 0001209191-24-000135 · doc4.xml · nonDerivative · entry 2

Wynter Rudolph W. · CIK 0001941344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,006.7242

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000135 · doc4.xml · nonDerivative · entry 1

Wynter Rudolph W. · CIK 0001941344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,003.4227

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 29, 2023 to stockholders of record as of December 15, 2023 (the "Dividend"), with respect to 5,335 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-24-000134 · doc4.xml · nonDerivative · entry 6

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,923.4364

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000134 · doc4.xml · nonDerivative · entry 5

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,923.4074

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000134 · doc4.xml · nonDerivative · entry 4

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,923.3918

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000134 · doc4.xml · nonDerivative · entry 3

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,923.3761

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000134 · doc4.xml · nonDerivative · entry 2

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,923.3537

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000134 · doc4.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,903.676

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 29, 2023 to stockholders of record as of December 15, 2023 (the "Dividend"), with respect to 20,313 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-24-000132 · doc4.xml · nonDerivative · entry 4

Uplinger Chad C · CIK 0002001124 · Pres., Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,245.4799

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,587 RSUs granted to the reporting person on August 11, 2023, and adjusted for a previously declared and paid cash dividend. These RSUs are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000132 · doc4.xml · nonDerivative · entry 3

Uplinger Chad C · CIK 0002001124 · Pres., Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,239.5198

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,907 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000132 · doc4.xml · nonDerivative · entry 2

Uplinger Chad C · CIK 0002001124 · Pres., Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,232.7617

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,358 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000132 · doc4.xml · nonDerivative · entry 1

Uplinger Chad C · CIK 0002001124 · Pres., Motive Power Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,229.5734

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on December 29, 2023 to stockholders of record as of December 15, 2023 (the "Dividend"), with respect to 812 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000131 · doc4.xml · nonDerivative · entry 6

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,360.6065

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000131 · doc4.xml · nonDerivative · entry 5

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,360.5129

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000131 · doc4.xml · nonDerivative · entry 4

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,360.4593

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000131 · doc4.xml · nonDerivative · entry 3

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,360.4101

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000131 · doc4.xml · nonDerivative · entry 2

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,360.3854

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000131 · doc4.xml · nonDerivative · entry 1

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,333.5916

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 29, 2023 to stockholders of record as of December 15, 2023 (the "Dividend"), with respect to 26,020 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-24-000130 · doc4.xml · nonDerivative · entry 4

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,351.9955

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 4,751 RSUs granted to the reporting person on August 11, 2023, and adjusted for a previously declared and paid cash dividend. These RSUs are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000130 · doc4.xml · nonDerivative · entry 3

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,341.0499

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 4,762 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000130 · doc4.xml · nonDerivative · entry 2

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,329.9794

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,525 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000130 · doc4.xml · nonDerivative · entry 1

Tinnemeyer Joern · CIK 0001911037 · Sr. VP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,326.399

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on December 29, 2023 to stockholders of record as of December 15, 2023 (the "Dividend"), with respect to 1,277 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000129 · doc4.xml · nonDerivative · entry 4

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,241.7611

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 27,980 RSUs granted to the reporting person on August 11, 2023, and adjusted for a previously declared and paid cash dividend. These RSUs are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000129 · doc4.xml · nonDerivative · entry 3

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,177.2994

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 27,643 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000129 · doc4.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,113.036

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 12,703 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000129 · doc4.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,083.212

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on December 29, 2023 to stockholders of record as of December 15, 2023 (the "Dividend"), with respect to 6,964 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000128 · doc4.xml · nonDerivative · entry 4

O'Connell Shawn M. · CIK 0001772687 · Pres., Energy Systems Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,181.1261

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,279 RSUs granted to the reporting person on August 11, 2023, and adjusted for a previously declared and paid cash dividend. These RSUs are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000128 · doc4.xml · nonDerivative · entry 3

O'Connell Shawn M. · CIK 0001772687 · Pres., Energy Systems Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,168.9641

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,290 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000128 · doc4.xml · nonDerivative · entry 2

O'Connell Shawn M. · CIK 0001772687 · Pres., Energy Systems Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,156.6661

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,470 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000128 · doc4.xml · nonDerivative · entry 1

O'Connell Shawn M. · CIK 0001772687 · Pres., Energy Systems Global

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,150.8671

F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on December 29, 2023 to stockholders of record as of December 15, 2023 (the "Dividend"), with respect to 1,492 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000127 · doc4.xml · nonDerivative · entry 5

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,954.2901

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000127 · doc4.xml · nonDerivative · entry 4

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,954.1653

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000127 · doc4.xml · nonDerivative · entry 3

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,954.0938

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000127 · doc4.xml · nonDerivative · entry 2

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,954.0334

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000127 · doc4.xml · nonDerivative · entry 1

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,952.2266

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 29, 2023 to stockholders of record as of December 15, 2023 (the "Dividend"), with respect to 2,017 vested DSUs granted to the reporting person on August 11, 2023, and adjusted for a previously declared and paid cash dividend. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-24-000125 · doc4.xml · nonDerivative · entry 6

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,632.9561

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000125 · doc4.xml · nonDerivative · entry 5

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,632.7511

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000125 · doc4.xml · nonDerivative · entry 4

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,632.6327

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000125 · doc4.xml · nonDerivative · entry 3

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,632.5253

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000125 · doc4.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,632.4692

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000125 · doc4.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,528.1026

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 29, 2023 to stockholders of record as of December 15, 2023 (the "Dividend"), with respect to 46,669 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-24-000124 · doc4.xml · nonDerivative · entry 6

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,263.3417

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

F7 · balance_after: The reporting person has no pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001209191-24-000124 · doc4.xml · nonDerivative · entry 5

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,263.2303

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000124 · doc4.xml · nonDerivative · entry 4

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,263.1633

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000124 · doc4.xml · nonDerivative · entry 3

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,263.1029

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000124 · doc4.xml · nonDerivative · entry 2

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,263.0715

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000124 · doc4.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,257.6389

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 29, 2023 to stockholders of record as of December 15, 2023 (the "Dividend"), with respect to 41,771 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001209191-24-000123 · doc4.xml · nonDerivative · entry 4

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,682.5203

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 6,467 RSUs granted to the reporting person on August 11, 2023, and adjusted for a previously declared and paid cash dividend. These RSUs are payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000123 · doc4.xml · nonDerivative · entry 3

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,667.6213

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 6,481 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.

SEC source: 0001209191-24-000123 · doc4.xml · nonDerivative · entry 2

Funk Andrea J. · CIK 0001713423 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,652.5545

F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,668 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.