ENS

SEC source: 0001562180-24-003562 · primarydocument.xml · nonDerivative · entry 2

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,612.0775

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of July 26, 2024, October 26, 2024, January 26, 2025, and April 26, 2025. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 335 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001562180-24-003562 · primarydocument.xml · nonDerivative · entry 1

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,556.0775

F1 · shares: In lieu of receiving cash fees, the reporting person received 279 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001562180-24-003561 · primarydocument.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,915.1253

F2 · shares: This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of July 26, 2024, October 26, 2024, January 26, 2025, and April 26, 2025. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.

F3 · balance_after: As a result of these transactions the reporting person has an additional 542 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.

SEC source: 0001562180-24-003561 · primarydocument.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,825.1253

F1 · shares: In lieu of receiving cash fees, the reporting person received 452 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").

SEC source: 0001562180-24-003379 · primarydocument.xml · derivative · entry 3

Shaffer David M · CIK 0001577486 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,456 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-003379 · primarydocument.xml · nonDerivative · entry 2

Shaffer David M · CIK 0001577486 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,287.0879

SEC source: 0001562180-24-003379 · primarydocument.xml · nonDerivative · entry 1

Shaffer David M · CIK 0001577486 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,886.0879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-003171 · primarydocument.xml · nonDerivative · entry 1

Chan Caroline · CIK 0001819816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,336.1564

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 29, 2024 to stockholders of record as of March 15, 2024 (the "Dividend"), with respect to 11,080 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001562180-24-003165 · primarydocument.xml · nonDerivative · entry 6

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,612.9102

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 16, 2024, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003165 · primarydocument.xml · nonDerivative · entry 5

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,612.7697

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003165 · primarydocument.xml · nonDerivative · entry 4

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,612.6623

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003165 · primarydocument.xml · nonDerivative · entry 3

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,612.6073

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003165 · primarydocument.xml · nonDerivative · entry 2

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,612.5713

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003165 · primarydocument.xml · nonDerivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,605.1023

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 29, 2024 to stockholders of record as of March 15, 2024 (the "Dividend"), with respect to 11,080 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001562180-24-003173 · primarydocument.xml · nonDerivative · entry 2

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,445.1587

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003173 · primarydocument.xml · nonDerivative · entry 1

Magnus Robert · CIK 0001441604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,431.8379

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 29, 2024 to stockholders of record as of March 15, 2024 (the "Dividend"), with respect to 37,317 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001562180-24-003170 · primarydocument.xml · nonDerivative · entry 6

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,373.1253

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 16, 2024, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003170 · primarydocument.xml · nonDerivative · entry 5

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,372.9228

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003170 · primarydocument.xml · nonDerivative · entry 4

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,372.7581

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003170 · primarydocument.xml · nonDerivative · entry 3

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,372.6743

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003170 · primarydocument.xml · nonDerivative · entry 2

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,372.6168

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003170 · primarydocument.xml · nonDerivative · entry 1

KATSAROS ARTHUR T · CIK 0001220007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,259.5944

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 29, 2024 to stockholders of record as of March 15, 2024 (the "Dividend"), with respect to 46,669 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001562180-24-003172 · primarydocument.xml · nonDerivative · entry 1

CHUNG HWAN-YOON · CIK 0001389949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,839.4406

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 29, 2024 to stockholders of record as of March 15, 2024 (the "Dividend"), with respect to 37,317 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2 · balance_after: The reporting person has no direct pecuniary interest in 4,965.7487 shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001562180-24-003169 · primarydocument.xml · nonDerivative · entry 6

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,277.0775

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 16, 2024, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003169 · primarydocument.xml · nonDerivative · entry 5

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,276.9513

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003169 · primarydocument.xml · nonDerivative · entry 4

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,276.851

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003169 · primarydocument.xml · nonDerivative · entry 3

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,276.8007

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003169 · primarydocument.xml · nonDerivative · entry 2

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,276.7671

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003169 · primarydocument.xml · nonDerivative · entry 1

Morytko Tamara · CIK 0001780203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,274.1167

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 29, 2024 to stockholders of record as of March 15, 2024 (the "Dividend"), with respect to 2,017 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001562180-24-003168 · primarydocument.xml · nonDerivative · entry 6

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,691.6716

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 16, 2024, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

F7 · balance_after: The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.

SEC source: 0001562180-24-003168 · primarydocument.xml · nonDerivative · entry 5

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,691.5454

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003168 · primarydocument.xml · nonDerivative · entry 4

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,691.4571

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003168 · primarydocument.xml · nonDerivative · entry 3

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,691.4092

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003168 · primarydocument.xml · nonDerivative · entry 2

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,691.3756

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003168 · primarydocument.xml · nonDerivative · entry 1

HOFFEN HOWARD I · CIK 0001208810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,684.8124

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 29, 2024 to stockholders of record as of March 15, 2024 (the "Dividend"), with respect to 41,771 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001562180-24-003166 · primarydocument.xml · nonDerivative · entry 6

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,066.8714

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 16, 2024, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003166 · primarydocument.xml · nonDerivative · entry 5

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,066.8428

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003166 · primarydocument.xml · nonDerivative · entry 4

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,066.8189

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003166 · primarydocument.xml · nonDerivative · entry 3

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,066.8069

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003166 · primarydocument.xml · nonDerivative · entry 2

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,066.7997

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003166 · primarydocument.xml · nonDerivative · entry 1

Vargo Ronald P · CIK 0001355666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,045.5326

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 29, 2024 to stockholders of record as of March 15, 2024 (the "Dividend"), with respect to 20,313 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001562180-24-003167 · primarydocument.xml · nonDerivative · entry 6

Wynter Rudolph W. · CIK 0001941344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,388.5766

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 16, 2024, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003167 · primarydocument.xml · nonDerivative · entry 5

Wynter Rudolph W. · CIK 0001941344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,388.4313

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003167 · primarydocument.xml · nonDerivative · entry 4

Wynter Rudolph W. · CIK 0001941344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,388.331

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003167 · primarydocument.xml · nonDerivative · entry 3

Wynter Rudolph W. · CIK 0001941344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,388.2807

F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 18, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003167 · primarydocument.xml · nonDerivative · entry 2

Wynter Rudolph W. · CIK 0001941344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,388.2471

F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003167 · primarydocument.xml · nonDerivative · entry 1

Wynter Rudolph W. · CIK 0001941344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,383.8571

F1 · shares: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 29, 2024 to stockholders of record as of March 15, 2024 (the "Dividend"), with respect to 5,335 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

SEC source: 0001562180-24-003164 · primarydocument.xml · nonDerivative · entry 6

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,689.9178

F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 16, 2024, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003164 · primarydocument.xml · nonDerivative · entry 5

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,689.8249

F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

SEC source: 0001562180-24-003164 · primarydocument.xml · nonDerivative · entry 4

TUFANO PAUL J · CIK 0001201520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,689.7509

F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 19, 2023, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.