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Nasdaq · USD

ENPH

Enphase Energy, Inc.

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Tapewire entity
3957
SEC CIK
0001463101
Parsed reports
395

Last 12 months

Inside the activity.

6 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202621
Mar 202601
Apr 202600
May 202621
Jun 202611
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2020 Filed Feb 27, 2020 01:48 UTC SaleCommon Stock 14,222 $49.53 $704,473.97
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 10

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 271,121

F11 · price: Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F12 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.27 to $50.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 26, 2020 Filed Feb 16, 2021 23:55 UTC GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 5

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,216,484

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:48 UTC SaleCommon Stock 106,649 $52.10 $5,556,690.19
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 12

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 156,710

F11 · price: Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F14 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.39 to $52.39. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:48 UTC SaleCommon Stock 31,701 $56.49 $1,790,735.60
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 9

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 285,343

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F10 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $56.20 to $57.00. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:48 UTC SaleCommon Stock 434,853 $55.60 $24,178,696.51
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 8

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 317,044

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F9 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $55.19 to $56.19. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:48 UTC SaleCommon Stock 236,128 $54.85 $12,952,541.70
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 7

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 751,897

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F8 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $54.185 to $55.185. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:48 UTC SaleCommon Stock 70,920 $53.76 $3,812,744.30
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 6

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 988,025

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F7 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $53.18 to $54.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:48 UTC SaleCommon Stock 249,895 $52.44 $13,103,869.06
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 5

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 1,058,945

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $52.135 to $53.085. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:48 UTC SaleCommon Stock 297,261 $51.83 $15,406,680.92
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 4

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 1,308,840

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.13 to $52.13. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:48 UTC SaleCommon Stock 393,899 $50.79 $20,006,799.84
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 3

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 1,606,101

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.125 to 51.12. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 25, 2020 Filed Feb 16, 2021 23:55 UTC GiftCommon Stock 78,590 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 4

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,218,984

Read SEC document
February 25, 2020 Filed Feb 16, 2021 23:55 UTC GiftCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 3

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,297,574

Read SEC document
February 24, 2020 Filed Feb 27, 2020 01:48 UTC GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 2

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 2,000,000

F1 · kind: On February 24, 2020, the Reporting Person contributed 2,000,000 shares of the company's common stock to an irrevocable charitable trust established by the Reporting Person (the "Trust").

Read SEC document
February 24, 2020 Filed Feb 27, 2020 01:48 UTC GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,406,574

F1 · kind: On February 24, 2020, the Reporting Person contributed 2,000,000 shares of the company's common stock to an irrevocable charitable trust established by the Reporting Person (the "Trust").

F2 · balance_after: After the Reporting Person's gift to the Trust, the Reporting Person beneficially owns 3,406,574 shares of common stock. In addition, the Reporting Person also beneficially owns 4% convertible senior notes due 2023 that are currently convertible into 900,090 shares of common stock and company stock options, as previously reported as derivative securities acquired and beneficially owned by the Reporting Person.

Read SEC document
February 24, 2020 Filed Feb 16, 2021 23:55 UTC GiftCommon Stock 55,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 2

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,301,074

Read SEC document
February 21, 2020 Filed Feb 25, 2020 01:27 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 22,325 $57.77 $1,289,603.63
Disclosure

SEC source: 0001463101-20-000023 · wf-form4_158259401052782.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,778

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $57.72 to $57.785. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 21, 2020 Filed Feb 16, 2021 23:55 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,356,574

Read SEC document
February 20, 2020 Filed Feb 25, 2020 02:36 UTC OtherCommon Stock 2,614 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000024 · wf-form4_158259817560431.xml · nonDerivative · entry 1

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint Trust

Disclosed balance after: 2,614

F1 · shares: Pro-rata distribution from KPCB Green Grown Fund, LLC, held by convenience in the name of "KPCB Holdings, Inc., as nominee" to its limited partners. In prior reports, the Reporting Person showed an indirect ownership of 3,810,796 shares by the KPCB Green Grown Fund.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 01:25 UTC
Yang MandyChief Accounting Officer
SaleCommon Stock 8,000 $58.58 $468,644.80
Disclosure

SEC source: 0001463101-20-000022 · wf-form4_158259392977402.xml · nonDerivative · entry 2

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,443

F2 · price: All shares sold at an exact price. No breakdown of individual prices is necessary.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 01:25 UTC
Yang MandyChief Accounting Officer
SaleCommon Stock 10,000 $58.17 $581,663.00
Disclosure

SEC source: 0001463101-20-000022 · wf-form4_158259392977402.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,443

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $58.16 to $58.2302. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 20, 2020 Filed Mar 25, 2020 20:59 UTC
McNeil JeffChief Operating Officer
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000035 · wf-form4_158516992549283.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,960

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:00 UTC
McNeil JeffChief Operating Officer
Tax withholdingCommon Stock 15,078 $41.09 $619,555.02
Disclosure

SEC source: 0001463101-20-000013 · wf-form4_158215680231407.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,960

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of restricted stock units (RSUs). The deemed disposition is exempt from Section 16(b) pursuant to Rule 16b-3(e).

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:40 UTC
Yang MandyChief Accounting Officer
ConversionRestricted Stock Units · Derivative 13,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000004 · wf-form4_158086323285337.xml · derivative · entry 5

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2020-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:40 UTC
Yang MandyChief Accounting Officer
ConversionRestricted Stock Units · Derivative 13,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000004 · wf-form4_158086323285337.xml · derivative · entry 4

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2020-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:40 UTC
Yang MandyChief Accounting Officer
GrantCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000004 · wf-form4_158086323285337.xml · nonDerivative · entry 3

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,443

F3 · security: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F3 · shares: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:40 UTC
Yang MandyChief Accounting Officer
ConversionCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000004 · wf-form4_158086323285337.xml · nonDerivative · entry 2

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:40 UTC
Yang MandyChief Accounting Officer
ConversionCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000004 · wf-form4_158086323285337.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F2 · balance_after: Includes 1,686 shares purchased through the Enphase Energy 2011 Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:37 UTC
McNeil JeffChief Operating Officer
ConversionRestricted Stock Units · Derivative 25,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000003 · wf-form4_158086302441903.xml · derivative · entry 5

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,500 shares

Expires 2020-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:37 UTC
McNeil JeffChief Operating Officer
ConversionRestricted Stock Units · Derivative 25,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000003 · wf-form4_158086302441903.xml · derivative · entry 4

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,500 shares

Expires 2020-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:37 UTC
McNeil JeffChief Operating Officer
GrantCommon Stock 25,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000003 · wf-form4_158086302441903.xml · nonDerivative · entry 3

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,038

F2 · security: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F2 · shares: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:37 UTC
McNeil JeffChief Operating Officer
ConversionCommon Stock 25,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000003 · wf-form4_158086302441903.xml · nonDerivative · entry 2

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:37 UTC
McNeil JeffChief Operating Officer
ConversionCommon Stock 25,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000003 · wf-form4_158086302441903.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:36 UTC
Branderiz EricVP & Chief Financial Officer
ConversionRestricted Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000002 · wf-form4_158086296424509.xml · derivative · entry 5

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:36 UTC
Branderiz EricVP & Chief Financial Officer
ConversionRestricted Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000002 · wf-form4_158086296424509.xml · derivative · entry 4

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:36 UTC
Branderiz EricVP & Chief Financial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000002 · wf-form4_158086296424509.xml · nonDerivative · entry 3

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,877

F2 · security: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F2 · shares: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

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January 31, 2020 Filed Feb 5, 2020 00:36 UTC
Branderiz EricVP & Chief Financial Officer
ConversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000002 · wf-form4_158086296424509.xml · nonDerivative · entry 2

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

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January 31, 2020 Filed Feb 5, 2020 00:36 UTC
Branderiz EricVP & Chief Financial Officer
ConversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000002 · wf-form4_158086296424509.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

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January 31, 2020 Filed Feb 5, 2020 00:35 UTC
Kothandaraman BadrinarayananDirector · President & CEO
ConversionRestricted Stock Units · Derivative 90,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000001 · wf-form4_158086290875814.xml · derivative · entry 5

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2020-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:35 UTC
Kothandaraman BadrinarayananDirector · President & CEO
ConversionRestricted Stock Units · Derivative 90,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000001 · wf-form4_158086290875814.xml · derivative · entry 4

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2020-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:35 UTC
Kothandaraman BadrinarayananDirector · President & CEO
GrantCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000001 · wf-form4_158086290875814.xml · nonDerivative · entry 3

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087,160

F2 · security: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F2 · shares: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:35 UTC
Kothandaraman BadrinarayananDirector · President & CEO
ConversionCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000001 · wf-form4_158086290875814.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:35 UTC
Kothandaraman BadrinarayananDirector · President & CEO
ConversionCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000001 · wf-form4_158086290875814.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 00:04 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 292,670 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001463101-19-000171 · wf-form4_157662747755397.xml · derivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,330

Underlying: Common Stock · 292,670 shares

Expires 2024-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/4 of the total number of shares subject to the Option granted shall vest and become exercisable on April 10, 2018 and in equal monthly installments thereafter until the Option is fully vested on April 10, 2021, subject to the grantee's continuous service as defined in the Plan.

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December 16, 2019 Filed Dec 18, 2019 00:04 UTC
Kothandaraman BadrinarayananDirector · President & CEO
Exercise / conversionCommon Stock 292,670 $1.31 $383,397.70
Disclosure

SEC source: 0001463101-19-000171 · wf-form4_157662747755397.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 18, 2019 00:03 UTC
Branderiz EricVP & Chief Financial Officer
Tax withholdingCommon Stock 19,369 $24.62 $476,864.78
Disclosure

SEC source: 0001463101-19-000170 · wf-form4_157662741521793.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,877

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on June 4, 2018.

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December 10, 2019 Filed Dec 11, 2019 21:31 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 20,000 $24.06 $481,204.00
Disclosure

SEC source: 0001463101-19-000165 · wf-form4_157609983777533.xml · nonDerivative · entry 2

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,103

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019, as amended.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.88 to $24.31. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 10, 2019 Filed Dec 11, 2019 21:29 UTC
McNeil JeffChief Operating Officer
SaleCommon Stock 7,500 $24.02 $180,121.50
Disclosure

SEC source: 0001463101-19-000164 · wf-form4_157609974870330.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,538

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.06. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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December 09, 2019 Filed Dec 11, 2019 21:31 UTC
RANHOFF DAVID AVP & Chief Commercial Officer
SaleCommon Stock 30,000 $24.05 $721,416.00
Disclosure

SEC source: 0001463101-19-000165 · wf-form4_157609983777533.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,103

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019, as amended.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.67 to $24.53. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 25, 2019 Filed Nov 26, 2019 01:20 UTC
McNeil JeffChief Operating Officer
SaleCommon Stock 7,000 $20.02 $140,154.00
Disclosure

SEC source: 0001463101-19-000163 · wf-form4_157473120663122.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,038

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.07. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 21, 2019 Filed Nov 21, 2019 20:21 UTC
Branderiz EricVP & Chief Financial Officer
PurchaseCommon Stock 10,000 $17.70 $176,994.00
Disclosure

SEC source: 0001463101-19-000162 · wf-form4_157436766138169.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,246

F1 · shares: This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has agreed to remit to the Issuer the profits deemed to have resulted from the transaction, which are approximately $70,433.00.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.69 to $17.70.

F3 · balance_after: Includes 1,686 shares purchased through the Enphase Energy 2011 Employee Stock Purchase Plan on November 15, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.