ENPH

SEC source: 0001463101-20-000147 · wf-form4_160937760809166.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,971

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2020.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $175.52 to $176.45. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 7,191 shares gifted as a charitable donation on November 27,2020.

SEC source: 0001463101-20-000145 · wf-form4_160824449225449.xml · nonDerivative · entry 1

Branderiz Eric · CIK 0001352816 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,762

F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on June 4, 2018.

SEC source: 0001463101-20-000141 · wf-form4_160772665250955.xml · nonDerivative · entry 1

Malchow Joseph Ian · CIK 0001807142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,950

F1 · price: All shares sold at an exact price. A breakdown is not applicable.

SEC source: 0001463101-20-000140 · wf-form4_160746694355644.xml · nonDerivative · entry 2

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,315

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $130.53 to $131.52. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000140 · wf-form4_160746694355644.xml · nonDerivative · entry 1

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,085

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $129.53 to $130.52. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000138 · wf-form4_160746651253691.xml · derivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,840

Underlying: Common Stock · 38,490 shares

Expires 2024-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Issued pursuant to the Issuer's 2011 Equity Incentive Plan (the "Plan"). 1/4 of the total number of shares under this option grant vested and became exercisable on April 10, 2018; the remaining shares thereafter vest in equal monthly installments until fully vested on April 10, 2021, subject to the Reporting Person's continuous service to the Issuer as defined in the Plan.

SEC source: 0001463101-20-000138 · wf-form4_160746651253691.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance includes non-reportable acquisitions of 2,000 shares and 587 shares purchased through the Issuer's 2011 Employee Stock Purchase Plan on May 15, 2020 and on November 15, 2020, respectively.

SEC source: 0001463101-20-000136 · wf-form4_160687110992513.xml · nonDerivative · entry 8

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,799

SEC source: 0001463101-20-000137 · wf-form4_160687115101234.xml · derivative · entry 10

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,016 shares

Expires 2026-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

SEC source: 0001463101-20-000137 · wf-form4_160687115101234.xml · derivative · entry 9

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,954 shares

Expires 2025-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

SEC source: 0001463101-20-000137 · wf-form4_160687115101234.xml · derivative · entry 8

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 111,052 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

SEC source: 0001463101-20-000137 · wf-form4_160687115101234.xml · derivative · entry 7

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,788 shares

Expires 2023-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Issued pursuant to the 2011 Equity Incentive Plan.

SEC source: 0001463101-20-000137 · wf-form4_160687115101234.xml · nonDerivative · entry 5

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,315

F1 · kind: Represents sale of stock to facilitate same day broker-assisted cashless exercise of stock options.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $140.42 to $140.455. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000137 · wf-form4_160687115101234.xml · nonDerivative · entry 4

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000137 · wf-form4_160687115101234.xml · nonDerivative · entry 3

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000137 · wf-form4_160687115101234.xml · nonDerivative · entry 2

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000137 · wf-form4_160687115101234.xml · nonDerivative · entry 1

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000136 · wf-form4_160687110992513.xml · nonDerivative · entry 7

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,399

F7 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $145.23 to $146.01. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000136 · wf-form4_160687110992513.xml · nonDerivative · entry 6

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,666

F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $144.22 to $145.21. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000136 · wf-form4_160687110992513.xml · nonDerivative · entry 5

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,381

F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $143.05 to $144.02. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000136 · wf-form4_160687110992513.xml · nonDerivative · entry 4

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,189

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $142.033 to $143.03. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000136 · wf-form4_160687110992513.xml · nonDerivative · entry 3

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,389

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $141.03 to $141.81. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000136 · wf-form4_160687110992513.xml · nonDerivative · entry 2

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,908

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $140.03 to $141.025. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000136 · wf-form4_160687110992513.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,839

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $138.80 to $139.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000135 · wf-form4_160687103273435.xml · derivative · entry 9

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,691 shares

Expires 2022-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Issued pursuant to the 2011 Equity Incentive Plan.

SEC source: 0001463101-20-000135 · wf-form4_160687103273435.xml · derivative · entry 8

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,066 shares

Expires 2023-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Issued pursuant to the 2011 Equity Incentive Plan.

SEC source: 0001463101-20-000135 · wf-form4_160687103273435.xml · nonDerivative · entry 7

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912

F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $142.08 to $142.20. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F6 · balance_after: As of the date of this report, Mr. Gomo holds 225,747 options to purchase shares of Enphase Energy stock.

SEC source: 0001463101-20-000135 · wf-form4_160687103273435.xml · nonDerivative · entry 6

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,512

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $141.01 to $141.67. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000135 · wf-form4_160687103273435.xml · nonDerivative · entry 5

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,164

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $140.01 to $140.99. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000135 · wf-form4_160687103273435.xml · nonDerivative · entry 4

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,514

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $139.01 to $140.00. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000135 · wf-form4_160687103273435.xml · nonDerivative · entry 3

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,563

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $138.00 to $138.98. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000135 · wf-form4_160687103273435.xml · nonDerivative · entry 2

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000135 · wf-form4_160687103273435.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000134 · wf-form4_160687098102357.xml · derivative · entry 10

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,209 shares

Expires 2022-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Issued pursuant to the 2011 Equity Incentive Plan.

SEC source: 0001463101-20-000134 · wf-form4_160687098102357.xml · derivative · entry 9

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,804 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Issued pursuant to the 2011 Equity Incentive Plan.

SEC source: 0001463101-20-000134 · wf-form4_160687098102357.xml · derivative · entry 8

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,109 shares

Expires 2021-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Issued pursuant to the 2011 Equity Incentive Plan.

SEC source: 0001463101-20-000134 · wf-form4_160687098102357.xml · nonDerivative · entry 7

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $141.10 to $141.42. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F5 · balance_after: As of the date of this report, Mr. Mora holds 68,893 options to purchase shares of Enphase Energy stock.

SEC source: 0001463101-20-000134 · wf-form4_160687098102357.xml · nonDerivative · entry 6

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $140.09 to $141.07. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000134 · wf-form4_160687098102357.xml · nonDerivative · entry 5

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,392

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $139.01 to $139.96. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000134 · wf-form4_160687098102357.xml · nonDerivative · entry 4

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,825

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $137.96 to $138.91. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001463101-20-000134 · wf-form4_160687098102357.xml · nonDerivative · entry 3

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000134 · wf-form4_160687098102357.xml · nonDerivative · entry 2

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000134 · wf-form4_160687098102357.xml · nonDerivative · entry 1

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001463101-20-000133 · wf-form4_160557394205778.xml · nonDerivative · entry 1

RANHOFF DAVID A · CIK 0001216875 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,799

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on December 1, 2017.

SEC source: 0001463101-20-000132 · wf-form4_160445467731326.xml · nonDerivative · entry 1

McNeil Jeff · CIK 0001776803 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,971

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2020.

SEC source: 0001463101-20-000131 · wf-form4_160445463834126.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912

F1 · kind: Grant is made pursuant to the 2011 Equity Compensation Plan and made pursuant to an updated compensation policy for the non-employee members of the Board of Directors as approved by the Issuer's Compensation Committee, effective November 1, 2020.

F2 · shares: The restricted stock units will vest as follows: 1/3 of shares granted will vest quarterly on November 15, 2020, February 15, 2021, and May 15, 2021.

SEC source: 0001463101-20-000129 · wf-form4_160445453705761.xml · nonDerivative · entry 1

Kortlang Benjamin John · CIK 0001543816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,044

F1 · kind: Grant is made pursuant to the 2011 Equity Compensation Plan and made pursuant to an updated compensation policy for the non-employee members of the Board of Directors as approved by the Issuer's Compensation Committee, effective November 1, 2020.

F2 · shares: The restricted stock units will vest as follows: 1/3 of shares granted will vest quarterly on November 15, 2020, February 15, 2021, and May 15, 2021.

SEC source: 0001463101-20-000130 · wf-form4_160445459365133.xml · nonDerivative · entry 1

MORA RICHARD · CIK 0001599770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912

F1 · kind: Grant is made pursuant to the 2011 Equity Compensation Plan and made pursuant to an updated compensation policy for the non-employee members of the Board of Directors as approved by the Issuer's Compensation Committee effective, November 1, 2020.

F2 · shares: The restricted stock units will vest as follows: 1/3 of shares granted will vest quarterly on November 15, 2020, February 15, 2021, and May 15, 2021.

SEC source: 0001463101-20-000128 · wf-form4_160445448651423.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912

F1 · kind: Grant is made pursuant to the 2011 Equity Compensation Plan and made pursuant to an updated compensation policy for the non-employee members of the Board of Directors as approved by the Issuer's Compensation Committee, effective November 1, 2020.

F2 · shares: The restricted stock units will vest as follows: 1/3 of shares granted will vest quarterly on November 15, 2020, February 15, 2021, and May 15, 2021.

SEC source: 0001463101-20-000119 · wf-form4_160314042935963.xml · nonDerivative · entry 1

Yang Mandy · CIK 0001645551 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,385

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units granted on October 25, 2018.