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NYSE · USD

ELV

Elevance Health, Inc.

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2934
SEC CIK
0001156039
Parsed reports
385

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202612
Apr 202600
May 202601
Jun 202602
Jul 202630
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2017 Filed Apr 5, 2017 20:04 UTC
MCCARTHY GLORIA MEVP & Chief Transformation Off
GrantEmployee Stock Option (Right to Buy) · Derivative 4,606 $0.00 Strike: $166.97 $0.00
Disclosure

SEC source: 0001127602-17-014315 · form4.xml · derivative · entry 7

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,606

Underlying: Common Stock · 4,606 shares

Expires 2027-04-03

F7 · derivative.exercise_date: The option represents a right to purchase a total of 4,606 shares, and is exercisable in six semi-annual installments, with two installments of 767 shares each and four installments of 768 shares each, beginning on October 3, 2017, which is the six-month anniversary of the option grant date.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:04 UTC
MCCARTHY GLORIA MEVP & Chief Transformation Off
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,271 $0.00 Strike: $89.44 $0.00
Disclosure

SEC source: 0001127602-17-014315 · form4.xml · derivative · entry 6

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,271 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, represents a right to purchase a total of 25,671 shares, and is exercisable in six semi-annual installments, with three installments of 4,278 shares each and three installments of 4,279 shares each, beginning on September 3, 2014, which is the six-month anniversary of the option grant date.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:04 UTC
MCCARTHY GLORIA MEVP & Chief Transformation Off
GrantCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014315 · form4.xml · nonDerivative · entry 5

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,084.1293

F5 · shares: Represents restricted share units. Restrictions lapse as follows: 375 shares on 4/3/2018 and, 376 shares each on 4/3/2019 and 4/3/2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:04 UTC
MCCARTHY GLORIA MEVP & Chief Transformation Off
SaleCommon Stock 300 $167.45 $50,235.00
Disclosure

SEC source: 0001127602-17-014315 · form4.xml · nonDerivative · entry 4

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,957.1293

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2017.

F4 · price: This transaction was executed in multiple trades at prices ranging from $167.44 to $167.47 The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:04 UTC
MCCARTHY GLORIA MEVP & Chief Transformation Off
SaleCommon Stock 7,416 $166.91 $1,237,804.56
Disclosure

SEC source: 0001127602-17-014315 · form4.xml · nonDerivative · entry 3

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,257.1293

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $166.44 to $167.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:04 UTC
MCCARTHY GLORIA MEVP & Chief Transformation Off
SaleCommon Stock 7,471 $165.81 $1,238,766.51
Disclosure

SEC source: 0001127602-17-014315 · form4.xml · nonDerivative · entry 2

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,673.1293

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $165.43 to $166.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:04 UTC
MCCARTHY GLORIA MEVP & Chief Transformation Off
Exercise / conversionCommon Stock 14,271 $89.44 $1,276,398.24
Disclosure

SEC source: 0001127602-17-014315 · form4.xml · nonDerivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,144.1293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:02 UTC
GRIFFIN BRIAN TEVP & President, CSBD
Tax withholdingCommon Stock 2,356 $166.49 $392,250.44
Disclosure

SEC source: 0001127602-17-014313 · form4.xml · nonDerivative · entry 1

GRIFFIN BRIAN T · CIK 0001252006 · EVP & President, CSBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,291

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
April 03, 2017 Filed May 15, 2017 20:23 UTC Amendment
MCCARTHY GLORIA MEVP & Chief Transformation Off
GrantEmployee Stock Option (Right to Buy) · Derivative 4,606 $0.00 Strike: $166.49 $0.00
Disclosure

SEC source: 0001127602-17-018060 · form4a.xml · derivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Transformation Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,606

Underlying: Common Stock · 4,606 shares

Expires 2027-04-03

F1 · derivative.exercise_price: This Form is being amended to correct the Exercise Price of the Employee Stock Option reported on April 5, 2017 to $166.49 from $166.97.

F2 · derivative.exercise_date: The option represents a right to purchase a total of 4,606 shares, and is exercisable in six semi-annual installments, with two installments of 767 shares each and four installments of 768 shares each, beginning on October 3, 2017, which is the six-month anniversary of the option grant date.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 21:18 UTC
Penczek Ronald WSVP, Chief Accounting Officer
SaleCommon Stock 375 $165.28 $61,980.00
Disclosure

SEC source: 0001127602-17-010581 · form4.xml · nonDerivative · entry 5

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:17 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
Tax withholdingCommon Stock 3,587 $166.00 $595,442.00
Disclosure

SEC source: 0001127602-17-010577 · form4.xml · nonDerivative · entry 1

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,873.1293

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:17 UTC
Gallina John EEVP & Chief Financial Officer
Tax withholdingCommon Stock 977 $166.00 $162,182.00
Disclosure

SEC source: 0001127602-17-010578 · form4.xml · nonDerivative · entry 1

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,724

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:20 UTC
Tomas Jose D.EVP & Chief HR Officer
Tax withholdingCommon Stock 2,615 $166.00 $434,090.00
Disclosure

SEC source: 0001127602-17-010585 · form4.xml · nonDerivative · entry 1

Tomas Jose D. · CIK 0001552292 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,926.9862

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:19 UTC
GRIFFIN BRIAN TEVP & President, CSBD
Tax withholdingCommon Stock 1,963 $166.00 $325,858.00
Disclosure

SEC source: 0001127602-17-010583 · form4.xml · nonDerivative · entry 1

GRIFFIN BRIAN T · CIK 0001252006 · EVP & President, CSBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,647

F1 · price: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:18 UTC
Penczek Ronald WSVP, Chief Accounting Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 286 $0.00 Strike: $89.44 $0.00
Disclosure

SEC source: 0001127602-17-010581 · form4.xml · derivative · entry 6

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 286 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option represents a right to purchase a total of 1,711 shares, and is exercisable in five semi-annual installments of 285 shares each and one installment of 286 shares beginning on September 3, 2014, which is the six-month anniversary of the date on which the option was granted.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:18 UTC
Penczek Ronald WSVP, Chief Accounting Officer
SaleCommon Stock 286 $165.86 $47,435.96
Disclosure

SEC source: 0001127602-17-010581 · form4.xml · nonDerivative · entry 4

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:18 UTC
Penczek Ronald WSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 286 $89.44 $25,579.84
Disclosure

SEC source: 0001127602-17-010581 · form4.xml · nonDerivative · entry 3

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:18 UTC
Penczek Ronald WSVP, Chief Accounting Officer
SaleCommon Stock 68 $165.85 $11,277.80
Disclosure

SEC source: 0001127602-17-010581 · form4.xml · nonDerivative · entry 2

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:18 UTC
Penczek Ronald WSVP, Chief Accounting Officer
Tax withholdingCommon Stock 176 $166.00 $29,216.00
Disclosure

SEC source: 0001127602-17-010581 · form4.xml · nonDerivative · entry 1

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:16 UTC
Swedish JosephDirector · Chair, President & CEO
Tax withholdingCommon Stock 16,587 $166.00 $2,753,442.00
Disclosure

SEC source: 0001127602-17-010575 · form4.xml · nonDerivative · entry 1

Swedish Joseph · CIK 0001179745 · Director · Chair, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,543

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:15 UTC
Haytaian Peter DEVP & President, GBD
Tax withholdingCommon Stock 1,556 $166.00 $258,296.00
Disclosure

SEC source: 0001127602-17-010574 · form4.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & President, GBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,736

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:41 UTC
GRIFFIN BRIAN TEVP & President, CSBD
Tax withholdingCommon Stock 213 $165.97 $35,351.61
Disclosure

SEC source: 0001127602-17-010201 · form4.xml · nonDerivative · entry 3

GRIFFIN BRIAN T · CIK 0001252006 · EVP & President, CSBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,610

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
Swedish JosephDirector · Chair, President & CEO
Tax withholdingCommon Stock 2,804 $165.97 $465,379.88
Disclosure

SEC source: 0001127602-17-010162 · form4.xml · nonDerivative · entry 3

Swedish Joseph · CIK 0001179745 · Director · Chair, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,130

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,174 $0.00 Strike: $146.93 $0.00
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · derivative · entry 12

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,588

Underlying: Common Stock · 11,174 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option represents a right to purchase a total of 16,762 shares, and is exercisable in six semi annual installments with two installments of 2,793 shares each and four installments of 2,794 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,762 $0.00 Strike: $131.80 $0.00
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · derivative · entry 11

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,527

Underlying: Common Stock · 6,762 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option represents a right to purchase a total of 20,289 shares, and is exercisable in six semi-annual installments, with three installments of 3,381 shares each and three installments of 3,382 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $108.35 $0.00
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · derivative · entry 10

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,191

Underlying: Common Stock · 5,000 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option represents a right to purchase a total of 21,191 shares, and is exercisable in six semi-annual installments with one installment of 3,531 shares and five installments of 3,532 shares each beginning on 12/2/14, which is the six-month anniversary of the date on which the option was granted.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Tax withholdingCommon Stock 605 $165.97 $100,411.85
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · nonDerivative · entry 8

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,515

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
SaleCommon Stock 1,028 $166.75 $171,419.00
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · nonDerivative · entry 7

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,120

F4 · shares: This transaction was executed in multiple trades at prices ranging from $166.74 to $166.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
SaleCommon Stock 21,908 $166.27 $3,642,643.16
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · nonDerivative · entry 6

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,148

F3 · shares: This transaction was executed in multiple trades at prices ranging from $165.74 to $166.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionCommon Stock 11,174 $146.93 $1,641,795.82
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · nonDerivative · entry 5

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionCommon Stock 6,762 $131.80 $891,231.60
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · nonDerivative · entry 4

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Exercise / conversionCommon Stock 5,000 $108.35 $541,750.00
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · nonDerivative · entry 3

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:23 UTC
Haytaian Peter DEVP & President, GBD
Tax withholdingCommon Stock 634 $165.97 $105,224.98
Disclosure

SEC source: 0001127602-17-010153 · form4.xml · nonDerivative · entry 3

Haytaian Peter D · CIK 0001608538 · EVP & President, GBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,292

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:22 UTC
Tomas Jose D.EVP & Chief HR Officer
Tax withholdingCommon Stock 349 $165.97 $57,923.53
Disclosure

SEC source: 0001127602-17-010149 · form4.xml · nonDerivative · entry 3

Tomas Jose D. · CIK 0001552292 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,541.9862

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:18 UTC
Gallina John EEVP & Chief Financial Officer
Tax withholdingCommon Stock 129 $165.97 $21,410.13
Disclosure

SEC source: 0001127602-17-010143 · form4.xml · nonDerivative · entry 3

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,701

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:17 UTC
Penczek Ronald WSVP, Chief Accounting Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 285 $0.00 Strike: $89.44 $0.00
Disclosure

SEC source: 0001127602-17-010136 · form4.xml · derivative · entry 11

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286

Underlying: Common Stock · 285 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option represents a right to purchase a total of 1,711 shares, and is exercisable in five semi-annual installments of 285 shares each and one installment of 286 shares beginning on September 3, 2014, which is the six-month anniversary of the date on which the option was granted.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:17 UTC
Penczek Ronald WSVP, Chief Accounting Officer
SaleCommon Stock 285 $166.81 $47,540.85
Disclosure

SEC source: 0001127602-17-010136 · form4.xml · nonDerivative · entry 8

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:17 UTC
Penczek Ronald WSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 285 $89.44 $25,490.40
Disclosure

SEC source: 0001127602-17-010136 · form4.xml · nonDerivative · entry 7

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:17 UTC
Penczek Ronald WSVP, Chief Accounting Officer
SaleCommon Stock 118 $166.81 $19,683.58
Disclosure

SEC source: 0001127602-17-010136 · form4.xml · nonDerivative · entry 6

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624

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March 02, 2017 Filed Mar 3, 2017 21:17 UTC
Penczek Ronald WSVP, Chief Accounting Officer
Tax withholdingCommon Stock 31 $165.97 $5,145.07
Disclosure

SEC source: 0001127602-17-010136 · form4.xml · nonDerivative · entry 5

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

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March 02, 2017 Filed Mar 3, 2017 21:15 UTC
MCCARTHY GLORIA MEVP & Chief Administrative Off
Tax withholdingCommon Stock 442 $165.97 $73,358.74
Disclosure

SEC source: 0001127602-17-010132 · form4.xml · nonDerivative · entry 3

MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,460.1293

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

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March 01, 2017 Filed Mar 3, 2017 21:41 UTC
GRIFFIN BRIAN TEVP & President, CSBD
GrantEmployee Stock Option (Right to Buy) · Derivative 19,908 $0.00 Strike: $166.97 $0.00
Disclosure

SEC source: 0001127602-17-010201 · form4.xml · derivative · entry 6

GRIFFIN BRIAN T · CIK 0001252006 · EVP & President, CSBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,908

Underlying: Common Stock · 19,908 shares

Expires 2027-03-01

F4 · derivative.exercise_date: The option represents a right to purchase a total of 19,908 shares, and is exercisable in six semi-annual installments of 3,318 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.

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March 01, 2017 Filed Mar 3, 2017 21:41 UTC
GRIFFIN BRIAN TEVP & President, CSBD
GrantCommon Stock 4,867 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010201 · form4.xml · nonDerivative · entry 2

GRIFFIN BRIAN T · CIK 0001252006 · EVP & President, CSBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,823

F2 · shares: Represents restricted share units. Restrictions lapse as follows: 1,622 shares each on 3/1/2018 and 3/1/2019, and 1,623 on 3/1/2020.

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March 01, 2017 Filed Mar 3, 2017 21:41 UTC
GRIFFIN BRIAN TEVP & President, CSBD
Tax withholdingCommon Stock 706 $166.97 $117,880.82
Disclosure

SEC source: 0001127602-17-010201 · form4.xml · nonDerivative · entry 1

GRIFFIN BRIAN T · CIK 0001252006 · EVP & President, CSBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,956

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

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March 01, 2017 Filed Mar 3, 2017 21:25 UTC
Swedish JosephDirector · Chair, President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 72,744 $0.00 Strike: $166.97 $0.00
Disclosure

SEC source: 0001127602-17-010162 · form4.xml · derivative · entry 4

Swedish Joseph · CIK 0001179745 · Director · Chair, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,744

Underlying: Common Stock · 72,744 shares

Expires 2027-03-01

F3 · derivative.exercise_date: The option represents a right to purchase a total of 72,744 shares, and is exercisable in six semi-annual installments of 12,124 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.

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March 01, 2017 Filed Mar 3, 2017 21:25 UTC
Swedish JosephDirector · Chair, President & CEO
GrantCommon Stock 17,781 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010162 · form4.xml · nonDerivative · entry 2

Swedish Joseph · CIK 0001179745 · Director · Chair, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,934

F2 · shares: Represents restricted share units. Restrictions lapse as follows: 5,927 shares each on 3/1/2018, 3/1/2019 and 3/1/2020.

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March 01, 2017 Filed Mar 3, 2017 21:25 UTC
Swedish JosephDirector · Chair, President & CEO
Tax withholdingCommon Stock 2,881 $166.97 $481,040.57
Disclosure

SEC source: 0001127602-17-010162 · form4.xml · nonDerivative · entry 1

Swedish Joseph · CIK 0001179745 · Director · Chair, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,153

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

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March 01, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 15,314 $0.00 Strike: $166.97 $0.00
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · derivative · entry 9

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,314

Underlying: Common Stock · 15,314 shares

Expires 2027-03-01

F5 · derivative.exercise_date: The option represents a right to purchase a total of 15,314 shares, and is exercisable in six semi-annual installments, with four installments of 2,552 shares each and two installments of 2,553 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.

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March 01, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
GrantCommon Stock 3,744 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · nonDerivative · entry 2

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,120

F2 · shares: Represents restricted share units. Restrictions lapse as follows: 1,248 shares each on 3/1/2018, 3/1/2019 and 3/1/2020.

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March 01, 2017 Filed Mar 3, 2017 21:24 UTC
ZIELINSKI THOMAS CEVP & General Counsel
Tax withholdingCommon Stock 559 $166.97 $93,336.23
Disclosure

SEC source: 0001127602-17-010158 · form4.xml · nonDerivative · entry 1

ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,376

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.