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Nasdaq · USD

ELTX

Elicio Therapeutics, Inc.

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299
SEC CIK
0001601485
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140

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 16, 2021 21:58 UTC
CURHAN GREGORY SSee Remarks
PurchaseCommon Stock 4,000 $2.37 $9,480.00
Disclosure

SEC source: 0001601485-21-000085 · wf-form4_163969186318750.xml · nonDerivative · entry 1

CURHAN GREGORY S · CIK 0001263244 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:13 UTC
Venkatesan JayDirector · See Remarks
PurchaseCommon Stock 77,604 $2.41 $186,955.80
Disclosure

SEC source: 0001601485-21-000087 · wf-form4_163977918794672.xml · nonDerivative · entry 2

Venkatesan Jay · CIK 0001413350 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,861

Read SEC document
December 14, 2021 Filed Dec 15, 2021 16:06 UTC SaleCommon Stock 451 $2.42 $1,090.11
Disclosure

SEC source: 0001601485-21-000083 · wf-form4_163960237655604.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,399

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") granted by the Issuer.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.42 inclusive.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 16:06 UTC
Goldberg ItzhakDirector · See Remarks
SaleCommon Stock 32,118 $3.35 $107,720.56
Disclosure

SEC source: 0001601485-21-000081 · wf-form4_163891118480825.xml · nonDerivative · entry 1

Goldberg Itzhak · CIK 0001607858 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,068

F1 · kind: The shares reported in this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2021 by the Reporting Person

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.21 to $3.45 inclusive.

Read SEC document
December 03, 2021 Filed Dec 3, 2021 18:03 UTC
Goldberg ItzhakDirector · See Remarks
SaleCommon Stock 40,215 $3.39 $136,216.25
Disclosure

SEC source: 0001601485-21-000079 · wf-form4_163857259870004.xml · nonDerivative · entry 3

Goldberg Itzhak · CIK 0001607858 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752,186

F1 · kind: The shares reported in this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2021 by the Reporting Person

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.29 to $3.50 inclusive.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 18:03 UTC
Goldberg ItzhakDirector · See Remarks
SaleCommon Stock 38,800 $3.51 $136,327.68
Disclosure

SEC source: 0001601485-21-000079 · wf-form4_163857259870004.xml · nonDerivative · entry 2

Goldberg Itzhak · CIK 0001607858 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792,401

F1 · kind: The shares reported in this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2021 by the Reporting Person

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.36 to $3.64 inclusive.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 18:03 UTC
Goldberg ItzhakDirector · See Remarks
SaleCommon Stock 38,867 $3.54 $137,666.91
Disclosure

SEC source: 0001601485-21-000079 · wf-form4_163857259870004.xml · nonDerivative · entry 1

Goldberg Itzhak · CIK 0001607858 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,831,201

F1 · kind: The shares reported in this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2021 by the Reporting Person

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.31 to $3.79 inclusive.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 19:09 UTC
Neylan John F.See Remarks
SaleCommon Stock 374 $4.13 $1,544.62
Disclosure

SEC source: 0001601485-21-000077 · wf-form4_163762613730453.xml · nonDerivative · entry 1

Neylan John F. · CIK 0001640447 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,494

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted on March 18, 2021 by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") granted by the Issuer.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 18:02 UTC
Goldberg ItzhakSee Remarks
SaleCommon Stock 38,495 $4.26 $163,807.77
Disclosure

SEC source: 0001601485-21-000075 · wf-form4_163719012500153.xml · nonDerivative · entry 3

Goldberg Itzhak · CIK 0001607858 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870,068

F2 · kind: The shares reported in this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2021 by the Reporting Person

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.21 to $4.38 inclusive.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 16:09 UTC SaleCommon Stock 433 $4.40 $1,905.20
Disclosure

SEC source: 0001601485-21-000072 · wf-form4_163709656126099.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,850

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") granted by the Issuer.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:02 UTC
Goldberg ItzhakSee Remarks
SaleCommon Stock 111,505 $4.17 $465,243.46
Disclosure

SEC source: 0001601485-21-000075 · wf-form4_163719012500153.xml · nonDerivative · entry 2

Goldberg Itzhak · CIK 0001607858 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908,563

F2 · kind: The shares reported in this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2021 by the Reporting Person

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.48 inclusive.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 17:06 UTC
Neylan John F.See Remarks
SaleCommon Stock 373 $8.62 $3,215.26
Disclosure

SEC source: 0001601485-21-000062 · wf-form4_163476398271611.xml · nonDerivative · entry 1

Neylan John F. · CIK 0001640447 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,868

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") granted by the Issuer.

Read SEC document
October 14, 2021 Filed Oct 15, 2021 16:10 UTC SaleCommon Stock 430 $8.65 $3,719.50
Disclosure

SEC source: 0001601485-21-000060 · wf-form4_163432858580303.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,283

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") granted by the Issuer.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 16:32 UTC
Neylan John F.See Remarks
SaleCommon Stock 376 $10.07 $3,786.32
Disclosure

SEC source: 0001601485-21-000058 · wf-form4_163225630889400.xml · nonDerivative · entry 1

Neylan John F. · CIK 0001640447 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,241

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") granted by the Issuer.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.07 to $10.09 inclusive.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 16:31 UTC SaleCommon Stock 430 $10.64 $4,575.20
Disclosure

SEC source: 0001601485-21-000056 · wf-form4_163173783565355.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,713

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") granted by the Issuer.

Read SEC document
August 31, 2021 Filed Aug 31, 2021 19:32 UTC
EISA-ABC LLC10% owner
OtherCommon Stock 913,659 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054163 · doc4.xml · nonDerivative · entry 1

EISA-ABC LLC · CIK 0001878914 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740,978

F1 · kind: EISA-ABC LLC distributed these shares to its then member, Elisha Goldberg, which represented his pro rata ownership interest in the shares held by EISA-ABC LLC, for no consideration.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 16:06 UTC
Neylan John F.See Remarks
SaleCommon Stock 381 $9.03 $3,440.43
Disclosure

SEC source: 0001601485-21-000052 · wf-form4_162940355890439.xml · nonDerivative · entry 1

Neylan John F. · CIK 0001640447 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,617

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") granted by the Issuer.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 16:05 UTC SaleCommon Stock 445 $10.68 $4,752.60
Disclosure

SEC source: 0001601485-21-000050 · wf-form4_162923072024903.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,143

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") granted by the Issuer.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 18:04 UTC
Neylan John F.See Remarks
SaleCommon Stock 365 $10.98 $4,007.70
Disclosure

SEC source: 0001601485-21-000038 · wf-form4_162699140642124.xml · nonDerivative · entry 1

Neylan John F. · CIK 0001640447 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,998

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") granted by the Issuer.

Read SEC document
July 21, 2021 Filed Jul 22, 2021 18:06 UTC SaleCommon Stock 432 $10.94 $4,726.08
Disclosure

SEC source: 0001601485-21-000040 · wf-form4_162699156354918.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,588

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") granted by the Issuer.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 16:08 UTC SaleCommon Stock 431 $11.01 $4,745.31
Disclosure

SEC source: 0001601485-21-000033 · wf-form4_162637966140096.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,589

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") granted by the Issuer.

Read SEC document
June 24, 2021 Filed Nov 17, 2021 18:02 UTC
Goldberg ItzhakSee Remarks
Tax withholdingCommon Stock 47,410 $13.78 $653,309.80
Disclosure

SEC source: 0001601485-21-000075 · wf-form4_163719012500153.xml · nonDerivative · entry 1

Goldberg Itzhak · CIK 0001607858 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020,068

F1 · kind: The shares were withheld to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

Read SEC document
June 24, 2021 Filed Dec 17, 2021 22:13 UTC
Venkatesan JayDirector · See Remarks
Tax withholdingCommon Stock 41,091 $13.78 $566,233.98
Disclosure

SEC source: 0001601485-21-000087 · wf-form4_163977918794672.xml · nonDerivative · entry 1

Venkatesan Jay · CIK 0001413350 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,257

F1 · kind: The shares were withheld to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

Read SEC document
June 18, 2021 Filed Jun 21, 2021 16:05 UTC
Neylan John F.See Remarks
SaleCommon Stock 366 $13.20 $4,831.20
Disclosure

SEC source: 0001601485-21-000029 · wf-form4_162430591954382.xml · nonDerivative · entry 1

Neylan John F. · CIK 0001640447 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,363

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") granted by the Issuer.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 16:06 UTC SaleCommon Stock 427 $13.27 $5,666.29
Disclosure

SEC source: 0001601485-21-000027 · wf-form4_162387395891013.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,020

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") granted by the Issuer.

Read SEC document
May 18, 2021 Filed May 19, 2021 17:10 UTC
Neylan John F.See Remarks
SaleCommon Stock 363 $13.91 $5,049.33
Disclosure

SEC source: 0001601485-21-000025 · wf-form4_162145860149330.xml · nonDerivative · entry 1

Neylan John F. · CIK 0001640447 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,729

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") granted by the Issuer.

Read SEC document
May 14, 2021 Filed May 18, 2021 16:04 UTC SaleCommon Stock 440 $13.92 $6,124.80
Disclosure

SEC source: 0001601485-21-000023 · wf-form4_162136823397793.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,447

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") granted by the Issuer.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 17:19 UTC
Neylan John F.See Remarks
SaleCommon Stock 381 $13.55 $5,162.55
Disclosure

SEC source: 0001601485-21-000013 · wf-form4_161895358056958.xml · nonDerivative · entry 1

Neylan John F. · CIK 0001640447 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,092

F1 · kind: The shares reported in this Form 4 were sold pursuant to a 10b5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of shares of Restricted Stock of the Issuer.

Read SEC document
April 15, 2021 Filed Apr 15, 2021 16:05 UTC SaleCommon Stock 399 $15.01 $5,988.99
Disclosure

SEC source: 0001601485-21-000011 · wf-form4_161851712866164.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,887

F1 · kind: The shares reported in this Form 4 were effected pursuant to a 10b-5-1 trading plan adopted by the reporting person solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a Restricted Stock Units ("RSUs") of the Issuer.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 16:06 UTC
Neylan John F.See Remarks
SaleCommon Stock 442 $19.13 $8,455.46
Disclosure

SEC source: 0001567619-21-006685 · doc1.xml · nonDerivative · entry 1

Neylan John F. · CIK 0001640447 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,453

F1 · kind: The shares were sold to the Issuer solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a Restricted Stock Awards ("RSAs") of the Issuer.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 16:11 UTC SaleCommon Stock 499 $20.45 $10,204.55
Disclosure

SEC source: 0001567619-21-006400 · doc1.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,286

F1 · kind: The shares were sold to the Issuer solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a Restricted Stock Units ("RSUs") of the Issuer.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:08 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0001567619-21-005970 · doc1.xml · derivative · entry 1

Nissenson Allen · CIK 0001441889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-03-07

F1 · derivative.exercise_date: To vest on the earlier of the first anniversary of the date of grant or the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through each applicable vesting date.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:09 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0001567619-21-005971 · doc1.xml · derivative · entry 1

WILSON KAREN J · CIK 0001267490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-03-07

F1 · derivative.exercise_date: To vest on the earlier of the first anniversary of the date of grant or the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through each applicable vesting date.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:07 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0001567619-21-005969 · doc1.xml · derivative · entry 1

OMENN GILBERT S · CIK 0001184227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-03-07

F1 · derivative.exercise_date: To vest on the earlier of the first anniversary of the date of grant or the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through each applicable vesting date.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:11 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $15.01 $0.00
Disclosure

SEC source: 0001567619-21-005972 · doc1.xml · derivative · entry 1

GANZI VICTOR F · CIK 0001199070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-03-07

F1 · derivative.exercise_date: To vest on the earlier of the first anniversary of the date of grant or the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through each applicable vesting date.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 20:10 UTC SaleCommon Stock 457 $19.54 $8,929.78
Disclosure

SEC source: 0001567619-21-004331 · doc1.xml · nonDerivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,785

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a Restricted Stock Units ("RSUs") of the Issuer.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 19:23 UTC
Goldberg ItzhakSee Remarks
Tax withholdingCommon Stock 38,353 $16.00 $613,648.00
Disclosure

SEC source: 0001567619-21-003190 · doc1.xml · nonDerivative · entry 1

Goldberg Itzhak · CIK 0001607858 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067,478

F1 · kind: The shares were withheld to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes 239,912 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 00:25 UTC
Venkatesan JayDirector · See Remarks
ConversionConvertible Promissory Note · Derivative Not disclosed $0.00 Strike: $16.00 $3,138.90
Disclosure

SEC source: 0001567619-21-003193 · doc1.xml · derivative · entry 8

Venkatesan Jay · CIK 0001413350 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The convertible promissory note converted immediately prior to the consummation of the IPO into Common Stock.

F6 · derivative.expiration_date: The convertible promissory note ("Convertible Note") had a maturity date of August 14, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 00:25 UTC
Venkatesan JayDirector · See Remarks
OtherWarrant to Purchase Common Stock · Derivative 237,152 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001567619-21-003193 · doc1.xml · derivative · entry 7

Venkatesan Jay · CIK 0001413350 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 237,152 shares

Expires 2028-07-05

F4 · derivative.exercise_date: On February 9, 2021 the Reporting Person exercised a warrant to purchase an aggregate of 396,328 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's IPO price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's IPO, the Issuer withheld 159,177 of the warrant shares to pay the exercise price and issued the remaining 237,152 shares of common stock to Reporting Person.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 00:25 UTC
Venkatesan JayDirector · See Remarks
ConversionSeries C Cumulative Convertible Preferred · Derivative 1,804 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003193 · doc1.xml · derivative · entry 6

Venkatesan Jay · CIK 0001413350 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock automatically converted into 91.52 shares of the issuer's Common Stock immediately prior to the consummation of the issuer's IPO and had no expiration date.

F3 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock automatically converted into 91.52 shares of the issuer's Common Stock immediately prior to the consummation of the issuer's IPO and had no expiration date.

F3 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock automatically converted into 91.52 shares of the issuer's Common Stock immediately prior to the consummation of the issuer's IPO and had no expiration date.

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February 09, 2021 Filed Feb 12, 2021 00:25 UTC
Venkatesan JayDirector · See Remarks
ConversionCommon Stock 262 $11.57 $3,031.34
Disclosure

SEC source: 0001567619-21-003193 · doc1.xml · nonDerivative · entry 5

Venkatesan Jay · CIK 0001413350 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 246,299 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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February 09, 2021 Filed Feb 12, 2021 00:25 UTC
Venkatesan JayDirector · See Remarks
SaleCommon Stock 159,177 $16.00 $2,546,832.00
Disclosure

SEC source: 0001567619-21-003193 · doc1.xml · nonDerivative · entry 4

Venkatesan Jay · CIK 0001413350 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,086

F2 · balance_after: Includes 246,299 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F4 · balance_after: On February 9, 2021 the Reporting Person exercised a warrant to purchase an aggregate of 396,328 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's IPO price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's IPO, the Issuer withheld 159,177 of the warrant shares to pay the exercise price and issued the remaining 237,152 shares of common stock to Reporting Person.

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February 09, 2021 Filed Feb 12, 2021 00:25 UTC
Venkatesan JayDirector · See Remarks
OtherCommon Stock 237,152 $6.43 $1,524,887.36
Disclosure

SEC source: 0001567619-21-003193 · doc1.xml · nonDerivative · entry 3

Venkatesan Jay · CIK 0001413350 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,439,263

F2 · balance_after: Includes 246,299 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F4 · balance_after: On February 9, 2021 the Reporting Person exercised a warrant to purchase an aggregate of 396,328 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's IPO price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's IPO, the Issuer withheld 159,177 of the warrant shares to pay the exercise price and issued the remaining 237,152 shares of common stock to Reporting Person.

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February 09, 2021 Filed Feb 12, 2021 00:25 UTC
Venkatesan JayDirector · See Remarks
ConversionCommon Stock 165,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-003193 · doc1.xml · nonDerivative · entry 2

Venkatesan Jay · CIK 0001413350 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of the issuer's Series C Preferred Stock automatically converted into 91.52 shares of the issuer's Common Stock immediately prior to the consummation of the issuer's IPO and had no expiration date.

F2 · balance_after: Includes 246,299 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 00:25 UTC
Venkatesan JayDirector · See Remarks
Tax withholdingCommon Stock 31,966 $16.00 $511,456.00
Disclosure

SEC source: 0001567619-21-003193 · doc1.xml · nonDerivative · entry 1

Venkatesan Jay · CIK 0001413350 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,017

F1 · kind: The shares were withheld to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes 246,299 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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February 09, 2021 Filed Feb 12, 2021 00:24 UTC ConversionConvertible Promissory Note · Derivative Not disclosed $0.00 Strike: $16.00 $216,569.87
Disclosure

SEC source: 0001567619-21-003192 · doc1.xml · derivative · entry 2

WILSON KAREN J · CIK 0001267490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The convertible promissory note converted immediately prior to the consummation of the IPO into Common Stock.

F2 · derivative.expiration_date: The convertible promissory note ("Convertible Note") had a maturity date of June 1, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.

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February 09, 2021 Filed Feb 12, 2021 00:24 UTC ConversionCommon Stock 18,718 $11.57 $216,567.26
Disclosure

SEC source: 0001567619-21-003192 · doc1.xml · nonDerivative · entry 1

WILSON KAREN J · CIK 0001267490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 00:23 UTC ConversionConvertible Promissory Note · Derivative Not disclosed $0.00 Strike: $16.00 $171,046.24
Disclosure

SEC source: 0001567619-21-003191 · doc1.xml · derivative · entry 6

OMENN GILBERT S · CIK 0001184227 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The convertible promissory note converted immediately prior to the consummation of the IPO into Common Stock.

F5 · derivative.expiration_date: The convertible promissory note ("Convertible Note") had a maturity date of August 14, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.

F1 · ownership.nature: Gilbert S. Omenn Revocable Trust.

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February 09, 2021 Filed Feb 12, 2021 00:23 UTC ConversionConvertible Promissory Note · Derivative Not disclosed $0.00 Strike: $16.00 $270,630.14
Disclosure

SEC source: 0001567619-21-003191 · doc1.xml · derivative · entry 5

OMENN GILBERT S · CIK 0001184227 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The convertible promissory note converted immediately prior to the consummation of the IPO into Common Stock.

F4 · derivative.expiration_date: The convertible promissory note ("Convertible Note") had a maturity date of June 1, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.

F1 · ownership.nature: Gilbert S. Omenn Revocable Trust.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 00:23 UTC ConversionConvertible Promissory Note · Derivative Not disclosed $0.00 Strike: $16.00 $271,698.64
Disclosure

SEC source: 0001567619-21-003191 · doc1.xml · derivative · entry 4

OMENN GILBERT S · CIK 0001184227 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The convertible promissory note converted immediately prior to the consummation of the IPO into Common Stock.

F3 · derivative.expiration_date: The convertible promissory note ("Convertible Note") had a maturity date of May 20, 2021 and the principal amount of the Convertible Note converted upon the closing of the IPO into Common Shares at a conversion price equal to $18.00 per Common Share.

F1 · ownership.nature: Gilbert S. Omenn Revocable Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.