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e.l.f. Beauty, Inc.

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2379
SEC CIK
0001600033
Parsed reports
607

Last 12 months

Inside the activity.

1 purchase rows · 46 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202608
May 202601
Jun 2026012
Jul 202608
Aug 202603
Sep 202606
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2018 Filed Oct 25, 2018 21:21 UTC
Bailey John P.President and CFO
Exercise / conversionCommon Stock, $0.01 par value 86,600 $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-004570 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 22:52 UTC
Bailey John P.President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 86,600 $1.84 Strike: $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-003938 · doc1.xml · derivative · entry 4

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,130

Underlying: Common Stock · 86,600 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones, such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 22:52 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 86,600 $12.54 $1,085,565.64
Disclosure

SEC source: 0001567619-18-003938 · doc1.xml · nonDerivative · entry 2

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,838

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $12.39 to $12.84, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 22:52 UTC
Bailey John P.President and CFO
Exercise / conversionCommon Stock, $0.01 par value 86,600 $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-003938 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:13 UTC
Bailey John P.President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 69,945 $1.84 Strike: $1.84 $128,698.80
Disclosure

SEC source: 0001567619-18-003588 · doc1.xml · derivative · entry 4

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,730

Underlying: Common Stock · 69,945 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones, such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:13 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 86,600 $12.69 $1,099,231.12
Disclosure

SEC source: 0001567619-18-003588 · doc1.xml · nonDerivative · entry 2

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,838

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $12.57 to $12.88, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:13 UTC
Bailey John P.President and CFO
Exercise / conversionCommon Stock, $0.01 par value 69,945 $1.84 $128,698.80
Disclosure

SEC source: 0001567619-18-003588 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
September 25, 2018 Filed Sep 26, 2018 23:48 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 5,432 $13.08 $71,032.09
Disclosure

SEC source: 0001567619-18-003146 · doc1.xml · nonDerivative · entry 2

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,200

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $12.83 to $13.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request full information regarding the number of shares sold at each respective price within the range set forth in his footnote.

F3 · balance_after: Includes 16,654 RSUs.

Read SEC document
September 25, 2018 Filed Sep 26, 2018 19:49 UTC SaleCommon Stock, $0.01 par value 4,345 $13.08 $56,824.78
Disclosure

SEC source: 0001567619-18-003148 · doc1.xml · nonDerivative · entry 2

Fieldman Jonathan T. · CIK 0001520396 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,423

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $12.83 to $13.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request full information regarding the number of shares sold at each respective price within the range set forth in his footnote.

F3 · balance_after: Includes 13,323 Restricted Stock Units.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 23:48 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 2,896 $13.49 $39,067.04
Disclosure

SEC source: 0001567619-18-003146 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,632

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") of the Issuer.

F3 · balance_after: Includes 16,654 RSUs.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 19:49 UTC SaleCommon Stock, $0.01 par value 2,317 $13.49 $31,256.33
Disclosure

SEC source: 0001567619-18-003148 · doc1.xml · nonDerivative · entry 1

Fieldman Jonathan T. · CIK 0001520396 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,768

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") of the Issuer.

F3 · balance_after: Includes 13,323 Restricted Stock Units.

Read SEC document
September 24, 2018 Filed Feb 21, 2019 21:48 UTC SaleCommon Stock, $0.01 par value 2,317 $13.49 $31,256.33
Disclosure

SEC source: 0001567619-19-005201 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,344

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") of the Issuer.

F2 · balance_after: Includes 13,323 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
September 24, 2018 Filed Feb 21, 2019 21:48 UTC SaleCommon Stock, $0.01 par value 2,317 $13.49 $31,256.33
Disclosure

SEC source: 0001567619-19-005200 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,344

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs") of the Issuer.

F2 · balance_after: Includes 13,323 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 22:27 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 36,704 $13.24 $485,997.66
Disclosure

SEC source: 0001567619-18-002971 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,528

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $12.92 to $13.61, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 24,982 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 22:10 UTC
Bailey John P.President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 86,600 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001567619-18-002903 · doc1.xml · derivative · entry 4

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,675

Underlying: Common Stock · 86,600 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones; such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

F5 · balance_after: Amount decreased by four shares to correct for administrative error in Form 3 filed on September 21, 2016.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 22:10 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 86,600 $13.35 $1,156,058.04
Disclosure

SEC source: 0001567619-18-002903 · doc1.xml · nonDerivative · entry 2

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,493

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $13.04 to $13.51, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 49,963 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 22:10 UTC
Bailey John P.President and CFO
Exercise / conversionCommon Stock, $0.01 par value 86,600 $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-002903 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 49,963 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 20:12 UTC
Fieldman Jonathan T.Senior Vice President · Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001567619-18-002687 · doc1.xml · derivative · entry 3

Fieldman Jonathan T. · CIK 0001520396 · Senior Vice President · Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 65,000 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones; such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 20:12 UTC
Fieldman Jonathan T.Senior Vice President · Operations
SaleCommon Stock, $0.01 par value 68,312 $13.46 $919,356.56
Disclosure

SEC source: 0001567619-18-002687 · doc1.xml · nonDerivative · entry 2

Fieldman Jonathan T. · CIK 0001520396 · Senior Vice President · Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,085

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $13.13 to $14.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 19,985 Restricted Stock Units.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 20:12 UTC
Fieldman Jonathan T.Senior Vice President · Operations
Exercise / conversionCommon Stock, $0.01 par value 65,000 $8.22 $534,300.00
Disclosure

SEC source: 0001567619-18-002687 · doc1.xml · nonDerivative · entry 1

Fieldman Jonathan T. · CIK 0001520396 · Senior Vice President · Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 19,985 Restricted Stock Units.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:24 UTC
AMIN TARANGDirector · Chief Executive Officer
PurchaseCommon Stock, $0.01 par value 9,300 $11.18 $103,962.84
Disclosure

SEC source: 0001567619-18-001206 · doc1.xml · nonDerivative · entry 4

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 632,507

F4 · price: This transaction was executed in multiple trades ranging from $10.96 to $11.30, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F5 · ownership.nature: Represents shares of the Issuer's Common Stock held directly by certain family trusts over which the Reporting Person and his spouse each have sole investment and voting power.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:24 UTC
AMIN TARANGDirector · Chief Executive Officer
PurchaseCommon Stock, $0.01 par value 2,000 $11.07 $22,135.00
Disclosure

SEC source: 0001567619-18-001206 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 2,519,114

F2 · price: This transaction was executed in multiple trades ranging from $10.95 to $11.15, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F5 · ownership.nature: Represents shares of the Issuer's Common Stock held directly by certain family trusts over which the Reporting Person and his spouse each have sole investment and voting power.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:24 UTC
AMIN TARANGDirector · Chief Executive Officer
PurchaseCommon Stock, $0.01 par value 9,300 $10.78 $100,221.45
Disclosure

SEC source: 0001567619-18-001206 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 632,507

F3 · price: This transaction was executed in multiple trades ranging from $10.61 to $10.80, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F5 · ownership.nature: Represents shares of the Issuer's Common Stock held directly by certain family trusts over which the Reporting Person and his spouse each have sole investment and voting power.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:24 UTC
AMIN TARANGDirector · Chief Executive Officer
PurchaseCommon Stock, $0.01 par value 45,000 $10.65 $479,421.00
Disclosure

SEC source: 0001567619-18-001206 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 2,517,114

F1 · price: This transaction was executed in multiple trades ranging from $10.16 to $10.80, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

F6 · balance_after: Reflects the transfer of 103,291 shares previously held directly by the reporting person into a family trust.

F5 · ownership.nature: Represents shares of the Issuer's Common Stock held directly by certain family trusts over which the Reporting Person and his spouse each have sole investment and voting power.

Read SEC document
July 05, 2018 Filed Jul 6, 2018 21:24 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 43,300 $16.26 $704,265.84
Disclosure

SEC source: 0001140361-18-031803 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Bailey Family Trust dated April 3, 2015

Disclosed balance after: 191,050

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person's family trust.

F2 · price: This transaction was executed in multiple trades in prices ranging from $15.99 to $16.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Reflects the transfer of 46,955 shares of common stock previously held directly by the Reporting Person into the Reporting Person's trust.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 23:17 UTC SaleCommon Stock, $0.01 par value 4,000 $18.69 $74,754.00
Disclosure

SEC source: 0001140361-18-027776 · doc1.xml · nonDerivative · entry 1

Watson Maureen C. · CIK 0001683795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,455

F1 · kind: The shares were sold to settle tax obligations on the vesting of RSUs held by the Reporting Person.

F2 · balance_after: Includes 9,769 Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
May 23, 2018 Filed May 24, 2018 18:34 UTC SaleCommon Stock, $0.01 par value 4,000 $19.90 $79,600.00
Disclosure

SEC source: 0001140361-18-025569 · doc1.xml · nonDerivative · entry 2

SIMMONS SABRINA · CIK 0001411337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,278

F3 · kind: The shares were sold to settle tax obligations on the vesting of RSUs held by the Reporting Person.

F2 · balance_after: Includes 10,230 RSUs.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:33 UTC
Perry KirkDirector
GrantCommon Stock, $0.01 par value 9,462 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025567 · doc1.xml · nonDerivative · entry 1

Perry Kirk · CIK 0001685154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,095

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 9,462 RSUs.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:32 UTC GrantCommon Stock, $0.01 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025565 · doc1.xml · nonDerivative · entry 1

Levitan Lauren Cooks · CIK 0001683786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,867

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 10,000 RSUs.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:34 UTC GrantCommon Stock, $0.01 par value 9,769 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025570 · doc1.xml · nonDerivative · entry 1

Watson Maureen C. · CIK 0001683795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,455

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 9,769 RSUs.

Read SEC document
May 22, 2018 Filed May 24, 2018 18:34 UTC GrantCommon Stock, $0.01 par value 10,230 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025569 · doc1.xml · nonDerivative · entry 1

SIMMONS SABRINA · CIK 0001411337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,278

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 10,230 RSUs.

Read SEC document
May 22, 2018 Filed May 24, 2018 18:35 UTC GrantCommon Stock, $0.01 par value 10,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025571 · doc1.xml · nonDerivative · entry 1

WOLFORD RICHARD G · CIK 0001243112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,049

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 10,102 RSUs.

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May 22, 2018 Filed May 24, 2018 18:33 UTC GrantCommon Stock, $0.01 par value 7,161 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025568 · doc1.xml · nonDerivative · entry 1

PRITCHARD BETH M · CIK 0001228598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,791

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 7,161 RSUs.

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May 22, 2018 Filed May 24, 2018 22:32 UTC GrantCommon Stock, $0.01 par value 7,161 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025566 · doc1.xml · nonDerivative · entry 1

Parham Richelle P · CIK 0001550078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,401

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Consists of 7,161 RSUs.

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March 22, 2018 Filed Mar 26, 2018 21:30 UTC GrantCommon Stock 1,240 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-015038 · doc1.xml · nonDerivative · entry 1

Parham Richelle P · CIK 0001550078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

F1 · shares: Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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March 01, 2018 Filed Mar 9, 2018 22:59 UTC
Bailey John P.President and CFO
GrantStock Option (Right to Buy) · Derivative 194,500 $0.00 Strike: $18.43 $0.00
Disclosure

SEC source: 0001140361-18-012884 · doc1.xml · derivative · entry 3

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,500

Underlying: Common Stock · 194,500 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Option vests with respect to 25% of the total shares subject thereto on each of the first, second, third and fourth anniversary of March 1, 2018, subject to the Reporting Person continuing to provide services to the Issuer as an employee, consultant, director or officer of the Company through each applicable vesting date.

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March 01, 2018 Filed Mar 9, 2018 22:59 UTC
Bailey John P.President and CFO
GrantCommon Stock, $0.01 par value 219,630 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012884 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,448

F1 · balance_after: Includes 66,618 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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March 01, 2018 Filed Mar 9, 2018 23:03 UTC
Milsten ScottSee Remarks
GrantStock Option (Right to Buy) · Derivative 72,000 $0.00 Strike: $18.43 $0.00
Disclosure

SEC source: 0001140361-18-012889 · doc1.xml · derivative · entry 3

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Option vests with respect to 25% of the total shares subject thereto on each of the first, second, third and fourth anniversary of March 1, 2018, subject to the Reporting Person continuing to provide services to the Issuer as an employee, consultant, director or officer of the Company through each applicable vesting date.

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March 01, 2018 Filed Mar 9, 2018 23:03 UTC
Milsten ScottSee Remarks
GrantCommon Stock, $0.01 par value 81,340 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012889 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,232

F1 · balance_after: Includes 24,982 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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March 01, 2018 Filed Mar 9, 2018 23:02 UTC
AMIN TARANGDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 252,200 $0.00 Strike: $18.43 $0.00
Disclosure

SEC source: 0001140361-18-012887 · doc1.xml · derivative · entry 5

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,200

Underlying: Common Stock · 252,200 shares

Expires 2028-03-01

F3 · derivative.exercise_date: Option vests with respect to 25% of the total shares subject thereto on each of the first, second, third and fourth anniversary of March 1, 2018, subject to the Reporting Person continuing to provide services to the Issuer as an employee, consultant, director or officer of the Company through each applicable vesting date.

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March 01, 2018 Filed Mar 9, 2018 23:02 UTC
AMIN TARANGDirector · Chief Executive Officer
GrantCommon Stock, $0.01 par value 284,700 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012887 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745,745

F1 · balance_after: Includes 326,520 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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March 01, 2018 Filed Mar 9, 2018 18:01 UTC GrantStock Option (Right to Buy) · Derivative 32,400 $0.00 Strike: $18.43 $0.00
Disclosure

SEC source: 0001140361-18-012886 · doc1.xml · derivative · entry 2

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

Underlying: Common Stock · 32,400 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Option vests with respect to 25% of the total shares subject thereto on each of the first, second, third and fourth anniversary of March 1, 2018, subject to the Reporting Person continuing to provide services to the Issuer as an employee, consultant, director or officer of the Company through each applicable vesting date.

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March 01, 2018 Filed Mar 9, 2018 18:01 UTC GrantCommon Stock, $0.01 par value 36,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012886 · doc1.xml · nonDerivative · entry 1

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,397

F1 · balance_after: Includes 19,985 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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March 01, 2018 Filed Mar 9, 2018 18:00 UTC GrantStock Option (Right to Buy) · Derivative 32,400 $0.00 Strike: $18.43 $0.00
Disclosure

SEC source: 0001140361-18-012885 · doc1.xml · derivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

Underlying: Common Stock · 32,400 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Option vests with respect to 25% of the total shares subject thereto on each of the first, second, third and fourth anniversary of March 1, 2018, subject to the Reporting Person continuing to provide services to the Issuer as an employee, consultant, director or officer of the Company through each applicable vesting date.

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March 01, 2018 Filed Mar 9, 2018 18:00 UTC GrantCommon Stock, $0.01 par value 36,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012885 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,661

F1 · balance_after: Includes 19,985 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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February 16, 2018 Filed Feb 21, 2018 23:31 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 9,628 $20.34 $195,802.71
Disclosure

SEC source: 0001140361-18-009463 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,892

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 19, 2017.

F2 · price: This transaction was executed in multiple trades in prices ranging from $20.0101 to $20.61, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 24,982 Restricted Stock Units ("RSUs").

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February 14, 2018 Filed Feb 17, 2018 02:02 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 5,522 $19.80 $109,335.60
Disclosure

SEC source: 0001140361-18-008885 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,520

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock awards of the Issuer.

F2 · balance_after: Includes 24,982 Restricted Stock Units ("RSUs"). The reporting person's reported holdings of 16,654 RSUs on filings completed on October 10, 2017 and February 13, 2018 was an error; each such form should have reported 24,982 RSUs held.

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February 14, 2018 Filed Feb 16, 2018 21:02 UTC SaleCommon Stock, $0.01 par value 2,188 $19.80 $43,322.40
Disclosure

SEC source: 0001140361-18-008884 · doc1.xml · nonDerivative · entry 1

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,797

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock awards of the Issuer.

F2 · balance_after: Includes 19,985 RSUs.

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February 14, 2018 Filed Feb 16, 2018 21:01 UTC SaleCommon Stock, $0.01 par value 4,461 $19.80 $88,327.80
Disclosure

SEC source: 0001140361-18-008883 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,061

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of restricted stock awards of the Issuer.

F2 · balance_after: Includes 19,985 RSUs.

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December 04, 2017 Filed Feb 14, 2018 00:44 UTC
Milsten ScottSee Remarks
GiftCommon Stock, $0.01 par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-007398 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Milsten/Conner Trust dated October 17, 2008

Disclosed balance after: 174,399

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.