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e.l.f. Beauty, Inc.

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2379
SEC CIK
0001600033
Parsed reports
607

Last 12 months

Inside the activity.

1 purchase rows · 46 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202608
May 202601
Jun 2026012
Jul 202608
Aug 202603
Sep 202606
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2019 Filed Apr 9, 2019 21:49 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 14,800 $12.00 $177,600.00
Disclosure

SEC source: 0001567619-19-008636 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,875

F1 · kind: Transaction made pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · balance_after: Includes 16,654 RSUs.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 16:18 UTC SaleCommon Stock, $0.01 par value 9,007 $10.00 $90,070.00
Disclosure

SEC source: 0001567619-19-007477 · doc1.xml · nonDerivative · entry 1

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,163

F1 · kind: Transaction made pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · balance_after: Includes 13,323 Restricted Stock Units.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 21:37 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 35,822 $8.05 $288,374.26
Disclosure

SEC source: 0001567619-19-006718 · doc1.xml · nonDerivative · entry 3

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,630

F1 · kind: Transaction made pursuant to a 10b5-1 plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $7.88 to $8.16, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:37 UTC
Bailey John P.President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 16,655 $1.84 Strike: $1.84 $30,645.20
Disclosure

SEC source: 0001567619-19-006718 · doc1.xml · derivative · entry 4

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,655 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 plan adopted by the Reporting Person.

F5 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones; such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:37 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 16,655 $7.83 $130,465.28
Disclosure

SEC source: 0001567619-19-006718 · doc1.xml · nonDerivative · entry 2

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,452

F3 · price: The transaction was executed in multiple trades in prices ranging from $7.72 to $7.93, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:37 UTC
Bailey John P.President and CFO
Exercise / conversionCommon Stock, $0.01 par value 16,655 $1.84 $30,645.20
Disclosure

SEC source: 0001567619-19-006718 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 23:16 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 13,275 $8.05 $106,903.58
Disclosure

SEC source: 0001567619-19-006429 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,675

F1 · kind: Transaction made pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $8.00 to $8.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 16,654 RSUs.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 02:23 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 19,086 $7.92 $151,161.12
Disclosure

SEC source: 0001567619-19-006245 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,452

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 02:09 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 7,060 $7.92 $55,915.20
Disclosure

SEC source: 0001567619-19-006243 · doc1.xml · nonDerivative · entry 2

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,950

F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F1 · balance_after: Includes 16,654 RSUs.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 21:25 UTC SaleCommon Stock, $0.01 par value 3,369 $7.92 $26,682.48
Disclosure

SEC source: 0001567619-19-006246 · doc1.xml · nonDerivative · entry 2

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,170

F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F1 · balance_after: Includes 13,323 Restricted Stock Units.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 21:22 UTC SaleCommon Stock, $0.01 par value 3,142 $7.92 $24,884.64
Disclosure

SEC source: 0001567619-19-006244 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,748

F2 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F1 · balance_after: Includes 13,323 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 02:09 UTC
Milsten ScottSee Remarks
GrantCommon Stock, $0.01 par value 138,360 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006243 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,010

F1 · balance_after: Includes 16,654 RSUs.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 02:59 UTC
AMIN TARANGDirector · Chief Executive Officer
GrantCommon Stock, $0.01 par value 484,260 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006249 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998,425

F1 · balance_after: Includes 181,580 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Reflects the transfer of 103,290 shares previously held directly by the reporting person into a family trust.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:25 UTC GrantCommon Stock, $0.01 par value 93,390 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006246 · doc1.xml · nonDerivative · entry 1

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,539

F1 · balance_after: Includes 13,323 Restricted Stock Units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:22 UTC GrantCommon Stock, $0.01 par value 93,390 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006244 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,890

F1 · balance_after: Includes 13,323 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 02:36 UTC
MARCHISOTTO KORYSee Remarks
GrantStock Option (Right to Buy) · Derivative 115,100 $0.00 Strike: $7.95 $0.00
Disclosure

SEC source: 0001567619-19-006248 · doc1.xml · derivative · entry 2

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,100

Underlying: Common Stock · 115,100 shares

Expires 2029-03-01

F2 · derivative.exercise_date: Option vests with respect to 25% of the total shares subject thereto on each of the first, second, third and fourth anniversary of February 26, 2019, subject to the Reporting Person continuing to provide services to the Issuer as an employee, consultant, director or officer of the Company through each applicable vesting date.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 02:36 UTC
MARCHISOTTO KORYSee Remarks
GrantCommon Stock, $0.01 par value 127,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006248 · doc1.xml · nonDerivative · entry 1

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,400

F1 · balance_after: Includes 127,400 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:20 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 30,300 $9.58 $290,174.01
Disclosure

SEC source: 0001567619-19-005482 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,538

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $9.39 to $9.87, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:43 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 9,263 $9.53 $88,231.93
Disclosure

SEC source: 0001567619-19-005198 · doc1.xml · nonDerivative · entry 2

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,650

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $9.43 to $9.63, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4 · balance_after: Includes 16,654 RSUs.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 02:43 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 5,887 $9.35 $55,043.45
Disclosure

SEC source: 0001567619-19-005198 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,913

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F4 · balance_after: Includes 16,654 RSUs.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:44 UTC SaleCommon Stock 2,274 $9.35 $21,261.90
Disclosure

SEC source: 0001567619-19-005199 · doc1.xml · nonDerivative · entry 1

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,149

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F2 · balance_after: Includes 13,323 Restricted Stock Units.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:48 UTC SaleCommon Stock, $0.01 par value 4,844 $9.35 $45,291.40
Disclosure

SEC source: 0001567619-19-005201 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F2 · balance_after: Includes 13,323 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:48 UTC SaleCommon Stock, $0.01 par value 4,844 $9.35 $45,291.40
Disclosure

SEC source: 0001567619-19-005200 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

F3 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F2 · balance_after: Includes 13,323 RSUs. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:51 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 39,325 $9.35 $367,562.91
Disclosure

SEC source: 0001567619-19-003812 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Bailey Family Trust dated April 3, 2015

Disclosed balance after: 0

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $9.25 to $9.46, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:21 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 86,600 $8.19 $709,574.42
Disclosure

SEC source: 0001567619-19-001671 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Bailey Family Trust dated April 3, 2015

Disclosed balance after: 39,325

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $8.07 to $8.32, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 23:45 UTC
Bailey John P.President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 21,475 $1.84 Strike: $1.84 $39,514.00
Disclosure

SEC source: 0001567619-19-001061 · doc1.xml · derivative · entry 4

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,655

Underlying: Common Stock · 21,475 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones, such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 23:45 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 65,125 $9.76 $635,678.61
Disclosure

SEC source: 0001567619-19-001061 · doc1.xml · nonDerivative · entry 3

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Bailey Family Trust dated April 3, 2015

Disclosed balance after: 125,925

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $9.55 to $10.01, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 23:45 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 21,475 $9.76 $209,677.61
Disclosure

SEC source: 0001567619-19-001061 · doc1.xml · nonDerivative · entry 2

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,838

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $9.54 to $10.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 23:45 UTC
Bailey John P.President and CFO
Exercise / conversionCommon Stock, $0.01 par value 21,475 $1.84 $39,514.00
Disclosure

SEC source: 0001567619-19-001061 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:02 UTC
Bailey John P.President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 86,600 $1.84 Strike: $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-008587 · doc1.xml · derivative · entry 4

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,130

Underlying: Common Stock · 86,600 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones, such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:02 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 86,600 $7.90 $683,888.86
Disclosure

SEC source: 0001567619-18-008587 · doc1.xml · nonDerivative · entry 2

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,838

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $7.74 to $8.26, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 21:02 UTC
Bailey John P.President and CFO
Exercise / conversionCommon Stock, $0.01 par value 86,600 $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-008587 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 22:08 UTC
Bailey John P.President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 86,600 $1.84 Strike: $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-007713 · doc1.xml · derivative · entry 4

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,730

Underlying: Common Stock · 86,600 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones, such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 22:08 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 86,600 $10.83 $938,042.54
Disclosure

SEC source: 0001567619-18-007713 · doc1.xml · nonDerivative · entry 2

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,838

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $10.62 to $11.24, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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December 10, 2018 Filed Dec 11, 2018 22:08 UTC
Bailey John P.President and CFO
Exercise / conversionCommon Stock, $0.01 par value 86,600 $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-007713 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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November 26, 2018 Filed Nov 27, 2018 21:12 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 49,505 $12.34 $610,975.86
Disclosure

SEC source: 0001567619-18-006987 · doc1.xml · nonDerivative · entry 3

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,838

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $12.06 to $12.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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November 23, 2018 Filed Nov 27, 2018 21:12 UTC
Bailey John P.President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 86,600 $1.84 Strike: $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-006987 · doc1.xml · derivative · entry 5

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,330

Underlying: Common Stock · 86,600 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones, such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

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November 23, 2018 Filed Nov 27, 2018 21:12 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 37,095 $12.07 $447,814.55
Disclosure

SEC source: 0001567619-18-006987 · doc1.xml · nonDerivative · entry 2

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,343

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $11.96 to $12.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 21:12 UTC
Bailey John P.President and CFO
Exercise / conversionCommon Stock, $0.01 par value 86,600 $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-006987 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:40 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 3,700 $12.52 $46,333.62
Disclosure

SEC source: 0001567619-18-006864 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,800

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $12.23 to $12.95, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold t each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 16,654 RSUs.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 22:14 UTC
Bailey John P.President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 86,600 $1.84 Strike: $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-005846 · doc1.xml · derivative · entry 4

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,930

Underlying: Common Stock · 86,600 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones, such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 22:14 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 86,600 $12.79 $1,107,873.80
Disclosure

SEC source: 0001567619-18-005846 · doc1.xml · nonDerivative · entry 2

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,838

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $12.63 to $13.14, inclusive. The price reported in Column 4 above reflects the weighted verage sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 22:14 UTC
Bailey John P.President and CFO
Exercise / conversionCommon Stock, $0.01 par value 86,600 $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-005846 · doc1.xml · nonDerivative · entry 1

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 22:01 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 3,700 $13.22 $48,914.00
Disclosure

SEC source: 0001567619-18-005443 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,500

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 16,654 RSUs.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 17:03 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 39,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001567619-18-005444 · doc1.xml · derivative · entry 4

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,280

Underlying: Common Stock · 39,000 shares

Expires 2016-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Exercise price was previously incorrectly reported as $8.23 per share.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: Twenty percent (20%) of the stock options vest and become exercisable on each anniversary of July 18, 2016 until all such stock options have vested and become exercisable, subject to the Reporting Person's continued service relationship with the Issuer on each such vesting date.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 17:03 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001567619-18-005444 · doc1.xml · derivative · entry 3

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,000 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones; such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 17:03 UTC SaleCommon Stock 65,000 $13.22 $859,508.00
Disclosure

SEC source: 0001567619-18-005444 · doc1.xml · nonDerivative · entry 2

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,423

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $13.22 to $13.32, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request full information regarding the number of shares sold at each respective price within the range set forth in his footnote.

F2 · balance_after: Includes 13,323 Restricted Stock Units.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 17:03 UTC Exercise / conversionCommon Stock 65,000 $8.22 $534,300.00
Disclosure

SEC source: 0001567619-18-005444 · doc1.xml · nonDerivative · entry 1

Fieldman Jonathan T. · CIK 0001520396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 13,323 Restricted Stock Units.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 21:21 UTC
Bailey John P.President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 86,600 $1.84 Strike: $1.84 $159,344.00
Disclosure

SEC source: 0001567619-18-004570 · doc1.xml · derivative · entry 4

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,530

Underlying: Common Stock · 86,600 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: The option was previously granted with vesting dependent upon the achievement of performance milestones, such milestones were subsequently met, and the option is now fully vested and immediately exercisable.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 21:21 UTC
Bailey John P.President and CFO
SaleCommon Stock, $0.01 par value 86,600 $10.61 $918,704.76
Disclosure

SEC source: 0001567619-18-004570 · doc1.xml · nonDerivative · entry 2

Bailey John P. · CIK 0001684319 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,838

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $10.42 to $10.75, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.