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ELF

e.l.f. Beauty, Inc.

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2379
SEC CIK
0001600033
Parsed reports
607

Last 12 months

Inside the activity.

1 purchase rows · 46 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202608
May 202601
Jun 2026012
Jul 202608
Aug 202603
Sep 202606
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2020 Filed Jun 12, 2020 21:05 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 40,618 $17.82 $723,609.67
Disclosure

SEC source: 0001567619-20-012096 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,177,349

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $17.53 to $18.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 00:55 UTC
FIELDS MANDY JSee Remarks
SaleCommon Stock, $0.01 par value 10,653 $18.50 $197,080.50
Disclosure

SEC source: 0001567619-20-011873 · doc1.xml · nonDerivative · entry 2

FIELDS MANDY J · CIK 0001773316 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,580

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:39 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 2,646 $18.00 $47,628.00
Disclosure

SEC source: 0001567619-20-011868 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 527,486

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:39 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 2,646 $18.00 $47,628.00
Disclosure

SEC source: 0001567619-20-011868 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 527,486

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:39 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 28,842 $17.99 $518,936.80
Disclosure

SEC source: 0001567619-20-011868 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,217,967

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $17.95 to $18.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:38 UTC
MARCHISOTTO KORYSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 7,194 $0.00 Strike: $7.95 $0.00
Disclosure

SEC source: 0001567619-20-011867 · doc1.xml · derivative · entry 3

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,906

Underlying: Common Stock · 7,194 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests with respect to 25% of the total shares subject thereto on each of the first, second, third and fourth anniversary of February 26, 2019, subject to the Reporting Person continuing to provide services to the Issuer as an employee, consultant, director or officer of the Company through each applicable vesting date.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:38 UTC
MARCHISOTTO KORYSee Remarks
SaleCommon Stock, $0.01 par value 7,194 $18.03 $129,680.48
Disclosure

SEC source: 0001567619-20-011867 · doc1.xml · nonDerivative · entry 2

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,280

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $18.00 to $18.08, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:38 UTC
MARCHISOTTO KORYSee Remarks
Exercise / conversionCommon Stock, $0.01 par value 7,194 $7.95 $57,192.30
Disclosure

SEC source: 0001567619-20-011867 · doc1.xml · nonDerivative · entry 1

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:55 UTC
FIELDS MANDY JSee Remarks
SaleCommon Stock, $0.01 par value 11,427 $17.12 $195,630.24
Disclosure

SEC source: 0001567619-20-011873 · doc1.xml · nonDerivative · entry 1

FIELDS MANDY J · CIK 0001773316 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,233

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock of the Issuer.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:04 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001567619-20-011738 · doc1.xml · derivative · entry 3

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,280

Underlying: Common Stock · 3,000 shares

Expires 2024-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:04 UTC SaleCommon Stock, $0.01 par value 3,000 $17.21 $51,630.00
Disclosure

SEC source: 0001567619-20-011738 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,272

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.94 to $17.58, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:04 UTC Exercise / conversionCommon Stock, $0.01 par value 3,000 $1.84 $5,520.00
Disclosure

SEC source: 0001567619-20-011738 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:40 UTC
Milsten ScottSee Remarks
GrantCommon Stock, $0.01 par value 61,560 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011610 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,805

F1 · shares: The shares reported vest in four equal annual installments subject to continued service and do not include shares that vest based upon performance metrics, which will be reported upon achievement.

F2 · balance_after: Includes 8,327 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:37 UTC
AMIN TARANGDirector · Chief Executive Officer
GrantCommon Stock, $0.01 par value 119,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011605 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,956

F1 · shares: The shares reported vest in four equal annual installments subject to continued service and do not include shares that vest based upon performance metrics, which will be reported upon achievement.

F2 · balance_after: Includes 90,790 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:41 UTC GrantCommon Stock, $0.01 par value 61,560 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011612 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,272

F1 · shares: The shares reported vest in four equal annual installments subject to continued service and do not include shares that vest based upon performance metrics, which will be reported upon achievement.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC
Franks Joshua AllenSVP, Operations
GrantCommon Stock, $0.01 par value 12,080 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011614 · doc1.xml · nonDerivative · entry 1

Franks Joshua Allen · CIK 0001797370 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,780

F1 · shares: The shares reported vest in four equal annual installments subject to continued service and do not include shares that vest based upon performance metrics, which will be reported upon achievement.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:42 UTC
MARCHISOTTO KORYSee Remarks
GrantCommon Stock, $0.01 par value 53,730 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011613 · doc1.xml · nonDerivative · entry 1

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,280

F1 · shares: The shares reported vest in four equal annual installments subject to continued service and do not include shares that vest based upon performance metrics, which will be reported upon achievement.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:39 UTC
FIELDS MANDY JSee Remarks
GrantCommon Stock, $0.01 par value 53,730 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011608 · doc1.xml · nonDerivative · entry 1

FIELDS MANDY J · CIK 0001773316 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,660

F1 · shares: The shares reported vest in four equal annual installments subject to continued service and do not include shares that vest based upon performance metrics, which will be reported upon achievement.

Read SEC document
May 26, 2020 Filed May 26, 2020 22:50 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 2,700 $17.57 $47,444.13
Disclosure

SEC source: 0001567619-20-011171 · doc1.xml · nonDerivative · entry 5

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,246,809

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $17.56 to $17.58, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 26, 2020 Filed May 26, 2020 22:50 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 34,155 $17.05 $582,206.13
Disclosure

SEC source: 0001567619-20-011171 · doc1.xml · nonDerivative · entry 4

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,249,509

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $16.49 to $17.42, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 22, 2020 Filed May 26, 2020 22:50 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 22,149 $16.13 $357,318.74
Disclosure

SEC source: 0001567619-20-011171 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 530,132

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.00 to $16.95, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 22, 2020 Filed May 26, 2020 22:50 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 22,149 $16.13 $357,292.16
Disclosure

SEC source: 0001567619-20-011171 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 530,132

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.00 to $16.95, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 22, 2020 Filed May 26, 2020 22:50 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 70,000 $16.10 $1,127,070.00
Disclosure

SEC source: 0001567619-20-011171 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,283,664

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $16.00 to $16.575, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 22, 2020 Filed May 26, 2020 18:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001567619-20-011169 · doc1.xml · derivative · entry 3

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,280

Underlying: Common Stock · 6,000 shares

Expires 2024-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
May 22, 2020 Filed May 26, 2020 18:49 UTC SaleCommon Stock, $0.01 par value 6,000 $16.01 $96,070.80
Disclosure

SEC source: 0001567619-20-011169 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,712

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.00 to $16.155, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
May 22, 2020 Filed May 26, 2020 18:49 UTC Exercise / conversionCommon Stock, $0.01 par value 6,000 $1.84 $11,040.00
Disclosure

SEC source: 0001567619-20-011169 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
May 22, 2020 Filed May 26, 2020 22:48 UTC
MARCHISOTTO KORYSee Remarks
SaleCommon Stock, $0.01 par value 20,339 $16.10 $327,358.24
Disclosure

SEC source: 0001567619-20-011168 · doc1.xml · nonDerivative · entry 1

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,550

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $16.00 to $16.58, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 16:03 UTC SaleCommon Stock, $0.01 par value 28,927 $16.33 $472,305.59
Disclosure

SEC source: 0001567619-20-005730 · doc1.xml · nonDerivative · entry 4

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,712

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $16.14 to $16.62, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:04 UTC
Milsten ScottSee Remarks
SaleCommon Stock, $0.01 par value 20,995 $15.70 $329,621.50
Disclosure

SEC source: 0001567619-20-005732 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,245

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F2 · balance_after: Includes 8,327 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:04 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 30,519 $15.71 $479,453.49
Disclosure

SEC source: 0001567619-20-005731 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770,556

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F2 · balance_after: Includes 90,790 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F3 · balance_after: Reflects the transfer of 66,650 shares previously held directly by the Reporting Person into a family trust.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 16:03 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001567619-20-005730 · doc1.xml · derivative · entry 5

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,280

Underlying: Common Stock · 3,000 shares

Expires 2024-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 16:03 UTC SaleCommon Stock, $0.01 par value 11,429 $15.70 $179,435.30
Disclosure

SEC source: 0001567619-20-005730 · doc1.xml · nonDerivative · entry 3

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,639

F4 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 16:03 UTC SaleCommon Stock, $0.01 par value 3,000 $16.05 $48,151.80
Disclosure

SEC source: 0001567619-20-005730 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,068

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $16.00 to $16.09, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 16:03 UTC Exercise / conversionCommon Stock, $0.01 par value 3,000 $1.84 $5,520.00
Disclosure

SEC source: 0001567619-20-005730 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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March 03, 2020 Filed Mar 5, 2020 21:03 UTC
MARCHISOTTO KORYSee Remarks
SaleCommon Stock, $0.01 par value 11,511 $15.71 $180,837.81
Disclosure

SEC source: 0001567619-20-005729 · doc1.xml · nonDerivative · entry 1

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,889

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

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February 20, 2020 Filed Feb 21, 2020 23:26 UTC
Milsten ScottSee remarks
SaleCommon Stock, $0.01 par value 9,548 $18.99 $181,309.84
Disclosure

SEC source: 0001567619-20-004637 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,240

F1 · kind: Transaction made pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $18.95 to $19.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 8,327 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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February 19, 2020 Filed Feb 20, 2020 01:28 UTC SaleCommon Stock, $0.01 par value 4,228 $19.72 $83,376.16
Disclosure

SEC source: 0001567619-20-004361 · doc1.xml · nonDerivative · entry 1

Watson Maureen C. · CIK 0001683795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,580

F1 · balance_after: Includes 18,353 Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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February 18, 2020 Filed Feb 20, 2020 01:27 UTC
Milsten ScottSee remarks
SaleCommon Stock, $0.01 par value 5,602 $19.49 $109,182.98
Disclosure

SEC source: 0001567619-20-004360 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,788

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F2 · balance_after: Includes 8,327 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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February 18, 2020 Filed Feb 19, 2020 20:26 UTC SaleCommon Stock, $0.01 par value 4,242 $19.49 $82,676.58
Disclosure

SEC source: 0001567619-20-004359 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,068

F1 · kind: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of Restricted Stock Awards ("RSAs") of the Issuer.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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February 14, 2020 Filed Feb 20, 2020 01:26 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 3,528 $19.95 $70,383.60
Disclosure

SEC source: 0001567619-20-004358 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 552,281

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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February 14, 2020 Filed Feb 20, 2020 01:26 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 3,528 $19.95 $70,383.60
Disclosure

SEC source: 0001567619-20-004358 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 552,281

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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February 14, 2020 Filed Feb 20, 2020 01:26 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 52,322 $19.96 $1,044,216.32
Disclosure

SEC source: 0001567619-20-004358 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,287,014

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $19.95 to $20.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 10, 2020 Filed Feb 12, 2020 21:07 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 9,147 $18.86 $172,556.33
Disclosure

SEC source: 0001567619-20-002969 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 555,809

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $18.67 to $19.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 10, 2020 Filed Feb 12, 2020 21:07 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 9,147 $18.86 $172,554.50
Disclosure

SEC source: 0001567619-20-002969 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 555,809

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $18.68 to $19.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 10, 2020 Filed Feb 12, 2020 21:07 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 54,847 $18.85 $1,033,668.50
Disclosure

SEC source: 0001567619-20-002969 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,339,336

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $18.66 to $19.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 06, 2020 Filed Feb 10, 2020 21:49 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 4,410 $19.00 $83,790.00
Disclosure

SEC source: 0001567619-20-002563 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 564,956

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:49 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 4,410 $19.00 $83,790.00
Disclosure

SEC source: 0001567619-20-002563 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 564,956

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:49 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 59,138 $18.93 $1,119,695.24
Disclosure

SEC source: 0001567619-20-002563 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,394,183

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $18.61 to $19.10, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 06, 2020 Filed Feb 10, 2020 16:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001567619-20-002564 · doc1.xml · derivative · entry 3

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,280

Underlying: Common Stock · 9,000 shares

Expires 2024-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:50 UTC SaleCommon Stock, $0.01 par value 9,000 $19.00 $171,000.00
Disclosure

SEC source: 0001567619-20-002564 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,310

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.