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NYSE · USD

ELF

e.l.f. Beauty, Inc.

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2379
SEC CIK
0001600033
Parsed reports
607

Last 12 months

Inside the activity.

1 purchase rows · 46 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202608
May 202601
Jun 2026012
Jul 202608
Aug 202603
Sep 202606
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2020 Filed Aug 28, 2020 21:23 UTC
Keith LoriDirector
GrantCommon Stock, $0.01 par value 7,474 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016154 · doc1.xml · nonDerivative · entry 1

Keith Lori · CIK 0001816526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,682

F1 · shares: Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 7,474 RSUs.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 21:21 UTC
Perry KirkDirector
GrantCommon Stock, $0.01 par value 10,411 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016152 · doc1.xml · nonDerivative · entry 1

Perry Kirk · CIK 0001685154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,024

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 10,411 RSUs.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 21:18 UTC GrantCommon Stock, $0.01 par value 7,474 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016148 · doc1.xml · nonDerivative · entry 1

Levitan Lauren Cooks · CIK 0001683786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,744

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 7,474 RSUs.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 21:17 UTC GrantCommon Stock, $0.01 par value 10,037 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016147 · doc1.xml · nonDerivative · entry 1

Watson Maureen C. · CIK 0001683795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,264

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 10,037 RSUs.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 17:19 UTC GrantCommon Stock, $0.01 par value 7,474 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016150 · doc1.xml · nonDerivative · entry 1

SIMMONS SABRINA · CIK 0001411337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,755

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 7,474 RSUs.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 17:19 UTC GrantCommon Stock, $0.01 par value 10,277 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016149 · doc1.xml · nonDerivative · entry 1

WOLFORD RICHARD G · CIK 0001243112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,050

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 10,277 RSUs.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 17:20 UTC GrantCommon Stock, $0.01 par value 7,474 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016151 · doc1.xml · nonDerivative · entry 1

PRITCHARD BETH M · CIK 0001228598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,668

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Includes 7,474 RSUs.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 21:22 UTC GrantCommon Stock, $0.01 par value 7,474 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016153 · doc1.xml · nonDerivative · entry 1

Parham Richelle P · CIK 0001550078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,278

F1 · shares: Grant of Restricted Stock Units ("RSU"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2 · balance_after: Consists of 7,474 RSUs.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 22:01 UTC SaleCommon Stock, $0.01 par value 8,353 $19.48 $162,716.44
Disclosure

SEC source: 0001567619-20-016038 · doc1.xml · nonDerivative · entry 1

Watson Maureen C. · CIK 0001683795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,227

F1 · kind: The shares were sold to settle tax obligations on the vesting of RSUs held by the Reporting Person.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 18:00 UTC SaleCommon Stock, $0.01 par value 7,200 $19.25 $138,564.00
Disclosure

SEC source: 0001567619-20-016037 · doc1.xml · nonDerivative · entry 1

SIMMONS SABRINA · CIK 0001411337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,281

F1 · kind: The shares were sold to settle tax obligations on the vesting of RSUs held by the Reporting Person.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:03 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 10,029 $19.90 $199,581.11
Disclosure

SEC source: 0001567619-20-014726 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 480,643

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $19.51 to $20.11, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:03 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 10,029 $19.90 $199,571.08
Disclosure

SEC source: 0001567619-20-014726 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 480,643

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $19.51 to $20.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:03 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 64,460 $19.88 $1,281,709.75
Disclosure

SEC source: 0001567619-20-014726 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,010,012

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $19.43 to $20.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 22:36 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 11,464 $20.95 $240,202.90
Disclosure

SEC source: 0001567619-20-014526 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 490,672

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $20.95 to $20.98, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 22:36 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 11,464 $20.95 $240,196.02
Disclosure

SEC source: 0001567619-20-014526 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 490,672

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $20.95 to $20.98, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 22:36 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 31,395 $20.95 $657,850.83
Disclosure

SEC source: 0001567619-20-014526 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,074,472

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $20.95 to $21.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Reflects the transfer of 101,189 shares previously held directly by the reporting person into a family trust.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 18:59 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,605 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001567619-20-014529 · doc1.xml · derivative · entry 3

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,675

Underlying: Common Stock · 12,605 shares

Expires 2024-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 18:59 UTC SaleCommon Stock, $0.01 par value 12,605 $21.00 $264,705.00
Disclosure

SEC source: 0001567619-20-014529 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,272

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $21.00 to $21.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 18:59 UTC Exercise / conversionCommon Stock, $0.01 par value 12,605 $1.84 $23,193.20
Disclosure

SEC source: 0001567619-20-014529 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 17:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001567619-20-014446 · doc1.xml · derivative · entry 3

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,280

Underlying: Common Stock · 3,000 shares

Expires 2024-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 17:13 UTC SaleCommon Stock, $0.01 par value 3,000 $19.00 $57,000.00
Disclosure

SEC source: 0001567619-20-014446 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,272

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 17:13 UTC Exercise / conversionCommon Stock, $0.01 par value 3,000 $1.84 $5,520.00
Disclosure

SEC source: 0001567619-20-014446 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 18:59 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001567619-20-014200 · doc1.xml · derivative · entry 3

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,280

Underlying: Common Stock · 6,000 shares

Expires 2024-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 18:59 UTC SaleCommon Stock, $0.01 par value 3,000 $18.35 $55,058.70
Disclosure

SEC source: 0001567619-20-014200 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,272

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $17.94 to $18.70, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 18:59 UTC Exercise / conversionCommon Stock, $0.01 par value 3,000 $1.84 $5,520.00
Disclosure

SEC source: 0001567619-20-014200 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 20:07 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 10,029 $19.90 $199,619.22
Disclosure

SEC source: 0001567619-20-013263 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 502,136

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $19.66 to $20.12, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 20:07 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 10,029 $19.90 $199,611.20
Disclosure

SEC source: 0001567619-20-013263 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 502,136

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $19.65 to $20.12, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 20:07 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 64,460 $19.92 $1,284,172.12
Disclosure

SEC source: 0001567619-20-013263 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,004,678

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $19.65 to $20.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 20:38 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 2,097 $20.95 $43,932.15
Disclosure

SEC source: 0001567619-20-013167 · doc1.xml · nonDerivative · entry 4

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,069,138

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:38 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 3,528 $19.95 $70,383.60
Disclosure

SEC source: 0001567619-20-013167 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 512,165

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:38 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 3,528 $19.95 $70,383.60
Disclosure

SEC source: 0001567619-20-013167 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 512,165

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:38 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 63,044 $19.99 $1,260,123.47
Disclosure

SEC source: 0001567619-20-013167 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,071,235

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $19.95 to $20.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:39 UTC
MARCHISOTTO KORYSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 7,194 $0.00 Strike: $7.95 $0.00
Disclosure

SEC source: 0001567619-20-013168 · doc1.xml · derivative · entry 3

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,712

Underlying: Common Stock · 7,194 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests with respect to 25% of the total shares subject thereto on each of the first, second, third and fourth anniversary of February 26, 2019, subject to the Reporting Person continuing to provide services to the Issuer as an employee, consultant, director or officer of the Company through each applicable vesting date.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:39 UTC
MARCHISOTTO KORYSee Remarks
SaleCommon Stock, $0.01 par value 7,194 $20.04 $144,179.27
Disclosure

SEC source: 0001567619-20-013168 · doc1.xml · nonDerivative · entry 2

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,280

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $20.00 to $20.17, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:39 UTC
MARCHISOTTO KORYSee Remarks
Exercise / conversionCommon Stock, $0.01 par value 7,194 $7.95 $57,192.30
Disclosure

SEC source: 0001567619-20-013168 · doc1.xml · nonDerivative · entry 1

MARCHISOTTO KORY · CIK 0001768965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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July 07, 2020 Filed Jul 9, 2020 20:32 UTC
FIELDS MANDY JSee Remarks
SaleCommon Stock, $0.01 par value 10,653 $19.54 $208,166.01
Disclosure

SEC source: 0001567619-20-013109 · doc1.xml · nonDerivative · entry 1

FIELDS MANDY J · CIK 0001773316 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,927

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $19.50 to $19.63, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 06, 2020 Filed Jul 8, 2020 16:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001567619-20-013072 · doc1.xml · derivative · entry 3

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,280

Underlying: Common Stock · 6,000 shares

Expires 2024-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: Fully vested.

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July 06, 2020 Filed Jul 8, 2020 16:34 UTC SaleCommon Stock, $0.01 par value 6,000 $18.89 $113,364.00
Disclosure

SEC source: 0001567619-20-013072 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,272

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $18.58 to $19.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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July 06, 2020 Filed Jul 8, 2020 16:34 UTC Exercise / conversionCommon Stock, $0.01 par value 6,000 $1.84 $11,040.00
Disclosure

SEC source: 0001567619-20-013072 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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July 01, 2020 Filed Jul 6, 2020 22:29 UTC
Keith LoriDirector
GrantCommon Stock, $0.01 par value 1,208 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012981 · doc1.xml · nonDerivative · entry 1

Keith Lori · CIK 0001816526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208

F1 · shares: Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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June 30, 2020 Filed Jul 2, 2020 20:21 UTC
Milsten ScottSee remarks
SaleCommon Stock, $0.01 par value 33,930 $18.99 $644,300.16
Disclosure

SEC source: 0001567619-20-012832 · doc1.xml · nonDerivative · entry 1

Milsten Scott · CIK 0001448992 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,875

F1 · kind: Transaction made pursuant to a 10b5-1 plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $18.95 to $19.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 8,327 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

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June 30, 2020 Filed Jul 2, 2020 20:18 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 3,528 $18.95 $66,855.60
Disclosure

SEC source: 0001567619-20-012824 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 515,693

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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June 30, 2020 Filed Jul 2, 2020 20:18 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 3,528 $18.95 $66,855.60
Disclosure

SEC source: 0001567619-20-012824 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 515,693

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

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June 30, 2020 Filed Jul 2, 2020 20:18 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 38,456 $18.97 $729,521.86
Disclosure

SEC source: 0001567619-20-012824 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,134,279

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $18.95 to $19.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 30, 2020 Filed Jul 2, 2020 16:20 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001567619-20-012827 · doc1.xml · derivative · entry 3

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,280

Underlying: Common Stock · 12,000 shares

Expires 2024-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: Fully vested.

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June 30, 2020 Filed Jul 2, 2020 16:20 UTC SaleCommon Stock, $0.01 par value 12,000 $19.00 $228,036.00
Disclosure

SEC source: 0001567619-20-012827 · doc1.xml · nonDerivative · entry 2

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,272

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $19.00 to $19.08, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:20 UTC Exercise / conversionCommon Stock, $0.01 par value 12,000 $1.84 $22,080.00
Disclosure

SEC source: 0001567619-20-012827 · doc1.xml · nonDerivative · entry 1

Baruch Richard F Jr · CIK 0001553469 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 6,661 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 20:03 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 4,614 $17.96 $82,867.44
Disclosure

SEC source: 0001567619-20-012448 · doc1.xml · nonDerivative · entry 1

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 3,172,735

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $17.95 to $17.98, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:05 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 8,265 $17.92 $148,103.84
Disclosure

SEC source: 0001567619-20-012096 · doc1.xml · nonDerivative · entry 3

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 519,221

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $17.55 to $18.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 10, 2020 Filed Jun 12, 2020 21:05 UTC
AMIN TARANGDirector · Chief Executive Officer
SaleCommon Stock, $0.01 par value 8,265 $17.92 $148,097.23
Disclosure

SEC source: 0001567619-20-012096 · doc1.xml · nonDerivative · entry 2

AMIN TARANG · CIK 0001513988 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 519,221

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $17.55 to $18.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.