Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2035 Filed Jan 13, 2025 22:30 UTC |
Robinson James A. Jr.Director
|
GrantStock Option (right to buy) · Derivative | 30,870 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0000950170-25-004920 · ownership.xml · derivative · entry 1 Robinson James A. Jr. · CIK 0001734295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,870 Underlying: Common Stock · 30,870 shares Expires 2035-01-10 F1 · derivative.exercise_date: This option represents a right to purchase up to 30,870 shares of common stock, which option vests with respect to 100% of the total number of shares on January 10, 2026. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 21:22 UTC |
Perrin StevenDirector · President
|
Tax withholdingCommon Stock | 72,138 | $3.38 | $243,826.44 |
DisclosureSEC source: 0001193125-26-333133 · ownership.xml · nonDerivative · entry 2 Perrin Steven · CIK 0001824545 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,215 F2 · kind: Represents shares withheld to pay tax withholding obligations due on the date of settlement. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 21:22 UTC |
Perrin StevenDirector · President
|
GrantCommon Stock | 152,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-333133 · ownership.xml · nonDerivative · entry 1 Perrin Steven · CIK 0001824545 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,353 F1 · kind: Represents shares issuable on settlement of a retention bonus award granted to the Reporting Person. The retention bonus agreement was entered into on April 27, 2023. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 21:22 UTC |
Gros David-Alexandre CDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 194,791 | $3.38 | $658,393.58 |
DisclosureSEC source: 0001193125-26-333136 · ownership.xml · nonDerivative · entry 2 Gros David-Alexandre C · CIK 0001644489 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,663 F2 · kind: Represents shares withheld to pay tax withholding obligations due on the date of settlement. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 21:22 UTC |
Gros David-Alexandre CDirector · Chief Executive Officer
|
GrantCommon Stock | 354,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-333136 · ownership.xml · nonDerivative · entry 1 Gros David-Alexandre C · CIK 0001644489 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,454 F1 · kind: Represents shares issuable on settlement of a retention bonus award granted to the Reporting Person. The retention bonus agreement was entered into on April 27, 2023. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 17:00 UTC |
Hillson JanDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015488 · ownership.xml · derivative · entry 2 Hillson Jan · CIK 0001871936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.exercise_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.expiration_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 17:00 UTC |
Hillson JanDirector
|
Exercise / conversionCommon Stock | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015488 · ownership.xml · nonDerivative · entry 1 Hillson Jan · CIK 0001871936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 17:00 UTC |
McBride John S.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015489 · ownership.xml · derivative · entry 2 McBride John S. · CIK 0001618251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.exercise_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.expiration_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 17:00 UTC |
McBride John S.Director
|
Exercise / conversionCommon Stock | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015489 · ownership.xml · nonDerivative · entry 1 McBride John S. · CIK 0001618251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 22:00 UTC |
Katkin KeithDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015486 · ownership.xml · derivative · entry 2 Katkin Keith · CIK 0001314596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.exercise_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.expiration_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 22:00 UTC |
Katkin KeithDirector
|
Exercise / conversionCommon Stock | 8,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015486 · ownership.xml · nonDerivative · entry 1 Katkin Keith · CIK 0001314596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 22:00 UTC |
Kirk AllanDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015487 · ownership.xml · derivative · entry 2 Kirk Allan · CIK 0001995409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.exercise_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.expiration_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 22:00 UTC |
Kirk AllanDirector
|
Exercise / conversionCommon Stock | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015487 · ownership.xml · nonDerivative · entry 1 Kirk Allan · CIK 0001995409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 22:00 UTC |
Lee JuneDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015485 · ownership.xml · derivative · entry 2 Lee June · CIK 0001696493 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.exercise_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.expiration_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 22:00 UTC |
Lee JuneDirector
|
Exercise / conversionCommon Stock | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015485 · ownership.xml · nonDerivative · entry 1 Lee June · CIK 0001696493 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 22:00 UTC |
Robinson James A. Jr.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015484 · ownership.xml · derivative · entry 2 Robinson James A. Jr. · CIK 0001734295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.exercise_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. F1 · derivative.expiration_date: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2026 Filed Jan 16, 2026 22:00 UTC |
Robinson James A. Jr.Director
|
Exercise / conversionCommon Stock | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-015484 · ownership.xml · nonDerivative · entry 1 Robinson James A. Jr. · CIK 0001734295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") for common stock on a one-for-one basis granted to the reporting person. The RSUs were issued on January 10, 2025 and vested 100% on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 17:30 UTC |
Hillson JanDirector
|
GrantRestricted Stock Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004925 · ownership.xml · derivative · entry 2 Hillson Jan · CIK 0001871936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,430 Underlying: Common Stock · 3,430 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: 100% of the total restricted stock units will vest on January 10, 2026. F3 · derivative.expiration_date: 100% of the total restricted stock units will vest on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 17:30 UTC |
Hillson JanDirector
|
GrantStock Option (right to buy) · Derivative | 30,870 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0000950170-25-004925 · ownership.xml · derivative · entry 1 Hillson Jan · CIK 0001871936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,870 Underlying: Common Stock · 30,870 shares Expires 2035-01-10 F1 · derivative.exercise_date: This option represents a right to purchase up to 30,870 shares of common stock, which option vests with respect to 100% of the total number of shares on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Perrin StevenDirector · President
|
GrantRestricted Stock Units · Derivative | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004916 · ownership.xml · derivative · entry 2 Perrin Steven · CIK 0001824545 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents shares issuable on settlement of restricted stock units ("RSUs"). The RSUs will vest with respect to 50% of the RSUs on January 10, 2027, and then with respect to the remaining 50% of the underlying shares on January 10 2028, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. F3 · derivative.expiration_date: Represents shares issuable on settlement of restricted stock units ("RSUs"). The RSUs will vest with respect to 50% of the RSUs on January 10, 2027, and then with respect to the remaining 50% of the underlying shares on January 10 2028, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Perrin StevenDirector · President
|
GrantStock Option (right to buy) · Derivative | 243,000 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0000950170-25-004916 · ownership.xml · derivative · entry 1 Perrin Steven · CIK 0001824545 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,000 Underlying: Common Stock · 243,000 shares Expires 2035-01-10 F1 · derivative.exercise_date: This option represents a right to purchase up to 243,000 shares of common stock, which option vests with respect to 60,750 shares on January 10, 2026, and then with respect to 6.25% of the underlying shares quarterly over the three-year period ending January 10, 2029, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 17:30 UTC |
Smith Bryan E.General Counsel, Corporate Sec
|
GrantRestricted Stock Units · Derivative | 64,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004921 · ownership.xml · derivative · entry 2 Smith Bryan E. · CIK 0001748041 · General Counsel, Corporate Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,500 Underlying: Common Stock · 64,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents shares issuable on settlement of restricted stock units ("RSUs"). The RSUs will vest with respect to 50% of the RSUs on January 10, 2027, and then with respect to the remaining 50% of the underlying shares on January 10 2028, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. F3 · derivative.expiration_date: Represents shares issuable on settlement of restricted stock units ("RSUs"). The RSUs will vest with respect to 50% of the RSUs on January 10, 2027, and then with respect to the remaining 50% of the underlying shares on January 10 2028, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 17:30 UTC |
Smith Bryan E.General Counsel, Corporate Sec
|
GrantStock Option (right to buy) · Derivative | 150,500 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0000950170-25-004921 · ownership.xml · derivative · entry 1 Smith Bryan E. · CIK 0001748041 · General Counsel, Corporate Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,500 Underlying: Common Stock · 150,500 shares Expires 2035-01-10 F1 · derivative.exercise_date: This option represents a right to purchase up to 150,000 shares of common stock, which option vests with respect to 37,625 shares on January 10, 2026, and then with respect to 6.25% of the underlying shares quarterly over the three-year period ending January 10, 2029, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Gros David-Alexandre CDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 66,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004923 · ownership.xml · derivative · entry 2 Gros David-Alexandre C · CIK 0001644489 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,500 Underlying: Common Stock · 66,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents shares issuable on settlement of restricted stock units ("RSUs"). The RSUs will vest with respect to 50% of the RSUs on January 10, 2027, and then with respect to the remaining 50% of the underlying shares on January 10 2028, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. F3 · derivative.expiration_date: Represents shares issuable on settlement of restricted stock units ("RSUs"). The RSUs will vest with respect to 50% of the RSUs on January 10, 2027, and then with respect to the remaining 50% of the underlying shares on January 10 2028, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Gros David-Alexandre CDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0000950170-25-004923 · ownership.xml · derivative · entry 1 Gros David-Alexandre C · CIK 0001644489 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2035-01-10 F1 · derivative.exercise_date: This option represents a right to purchase up to 600,000 shares of common stock, which option vests with respect to 150,000 shares on January 10, 2026, and then with respect to 6.25% of the underlying shares quarterly over the three-year period ending January 10, 2029, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 17:30 UTC |
McBride John S.Director
|
GrantRestricted Stock Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004924 · ownership.xml · derivative · entry 2 McBride John S. · CIK 0001618251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,430 Underlying: Common Stock · 3,430 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: 100% of the total restricted stock units will vest on January 10, 2026. F3 · derivative.expiration_date: 100% of the total restricted stock units will vest on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 17:30 UTC |
McBride John S.Director
|
GrantStock Option (right to buy) · Derivative | 30,870 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0000950170-25-004924 · ownership.xml · derivative · entry 1 McBride John S. · CIK 0001618251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,870 Underlying: Common Stock · 30,870 shares Expires 2035-01-10 F1 · derivative.exercise_date: This option represents a right to purchase up to 30,870 shares of common stock, which option vests with respect to 100% of the total number of shares on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Little Paul SeanChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004918 · ownership.xml · derivative · entry 2 Little Paul Sean · CIK 0001749385 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: Represents shares issuable on settlement of restricted stock units ("RSUs"). The RSUs will vest with respect to 50% of the RSUs on January 10, 2027, and then with respect to the remaining 50% of the underlying shares on January 10, 2028, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. F3 · derivative.expiration_date: Represents shares issuable on settlement of restricted stock units ("RSUs"). The RSUs will vest with respect to 50% of the RSUs on January 10, 2027, and then with respect to the remaining 50% of the underlying shares on January 10, 2028, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Little Paul SeanChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 175,000 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0000950170-25-004918 · ownership.xml · derivative · entry 1 Little Paul Sean · CIK 0001749385 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2035-01-10 F1 · derivative.exercise_date: This option represents a right to purchase up to 175,000 shares of common stock, which option vests with respect to 43,750 shares on January 10, 2026, and then with respect to 6.25% of the underlying shares quarterly over the three-year period ending January 10, 2029, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Katkin KeithDirector
|
GrantRestricted Stock Units · Derivative | 8,575 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004922 · ownership.xml · derivative · entry 2 Katkin Keith · CIK 0001314596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,575 Underlying: Common Stock · 8,575 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: 100% of the restricted stock units will vest on January 10, 2026. F3 · derivative.expiration_date: 100% of the restricted stock units will vest on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Katkin KeithDirector
|
GrantStock Option (right to buy) · Derivative | 77,175 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0000950170-25-004922 · ownership.xml · derivative · entry 1 Katkin Keith · CIK 0001314596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,175 Underlying: Common Stock · 77,175 shares Expires 2035-01-10 F1 · derivative.exercise_date: This option represents a right to purchase up to 77,175 shares of common stock, which option vests with respect to 100% of the total number of shares on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Robinson James A. Jr.Director
|
GrantRestricted Stock Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004920 · ownership.xml · derivative · entry 2 Robinson James A. Jr. · CIK 0001734295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,430 Underlying: Common Stock · 3,430 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: 100% of the total restricted stock units will vest on January 10, 2026. F3 · derivative.expiration_date: 100% of the total restricted stock units will vest on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Lee JuneDirector
|
GrantRestricted Stock Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004915 · ownership.xml · derivative · entry 2 Lee June · CIK 0001696493 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,430 Underlying: Common Stock · 3,430 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: 100% of the total restricted stock units will vest on January 10, 2026. F3 · derivative.expiration_date: 100% of the total restricted stock units will vest on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Lee JuneDirector
|
GrantStock Option (right to buy) · Derivative | 30,870 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0000950170-25-004915 · ownership.xml · derivative · entry 1 Lee June · CIK 0001696493 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,870 Underlying: Common Stock · 30,870 shares Expires 2035-01-10 F1 · derivative.exercise_date: This option represents a right to purchase up to 30,870 shares of common stock, which option vests with respect to 100% of the total number of shares on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Kirk AllanDirector
|
GrantRestricted Stock Units · Derivative | 3,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004914 · ownership.xml · derivative · entry 2 Kirk Allan · CIK 0001995409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,430 Underlying: Common Stock · 3,430 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's common stock upon settlement for no consideration. F3 · derivative.exercise_date: 100% of the total restricted stock units will vest on January 10, 2026. F3 · derivative.expiration_date: 100% of the total restricted stock units will vest on January 10, 2026. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:30 UTC |
Kirk AllanDirector
|
GrantStock Option (right to buy) · Derivative | 30,870 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0000950170-25-004914 · ownership.xml · derivative · entry 1 Kirk Allan · CIK 0001995409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,870 Underlying: Common Stock · 30,870 shares Expires 2035-01-10 F1 · derivative.exercise_date: This option represents a right to purchase up to 30,870 shares of common stock, which option vests with respect to 100% of the total number of shares on January 10, 2026. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 22:00 UTC |
Perrin StevenDirector · President
|
GrantStock Option (right to buy) · Derivative | 840,438 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000950170-24-130273 · ownership.xml · derivative · entry 1 Perrin Steven · CIK 0001824545 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 840,438 Underlying: Common Stock · 840,438 shares Expires 2033-05-01 F1 · derivative.exercise_date: This transaction represents the attainment of the performance conditions applicable to an option award subject to both performance-based and time-based vesting criteria granted to the reporting person on May 1, 2023. The option was determined to satisfy the performance-based vesting criteria with respect to 840,438 shares of underlying Common Stock on November 21, 2024 and time-based vesting criteria with respect to 315,164 shares of underlying Common Stock on November 1, 2024. The option will satisfy the time-based vesting criteria with respect to the 525,274 remaining shares of Common Stock underlying the option in substantially equal quarterly installments over a three-year period ending May 1, 2027. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 17:00 UTC |
Smith Bryan E.General Counsel, Corporate Sec
|
GrantStock Option (right to buy) · Derivative | 474,350 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000950170-24-130278 · ownership.xml · derivative · entry 1 Smith Bryan E. · CIK 0001748041 · General Counsel, Corporate Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 474,350 Underlying: Common Stock · 474,350 shares Expires 2033-05-01 F1 · derivative.exercise_date: This transaction represents the attainment of the performance conditions applicable to an option award subject to both performance-based and time-based vesting criteria granted to the reporting person on May 1, 2023. The option was determined to satisfy the performance-based vesting criteria with respect to 474,350 shares of underlying Common Stock on November 21, 2024 and time-based vesting criteria with respect to 177,881 shares of underlying Common Stock on November 1, 2024. The option will satisfy the time-based vesting criteria with respect to the 296,469 remaining shares of Common Stock underlying the option in substantially equal quarterly installments over a three-year period ending May 1, 2027. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 22:00 UTC |
Gros David-Alexandre CDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 1,015,743 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000950170-24-130272 · ownership.xml · derivative · entry 1 Gros David-Alexandre C · CIK 0001644489 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,015,743 Underlying: Common Stock · 1,015,743 shares Expires 2033-05-01 F1 · derivative.exercise_date: This transaction represents the attainment of the performance conditions applicable to an option award subject to both performance-based and time-based vesting criteria granted to the reporting person on May 1, 2023. The option was determined to satisfy the performance-based vesting criteria with respect to 1,015,743 shares of underlying Common Stock on November 21, 2024 and time-based vesting criteria with respect to 380,904 shares of underlying Common Stock on November 1, 2024. The option will satisfy the time-based vesting criteria with respect to the 634,839 remaining shares of Common Stock underlying the option in substantially equal quarterly installments over a three-year period ending May 1, 2027. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 22:00 UTC |
Little Paul SeanChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 525,032 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000950170-24-130275 · ownership.xml · derivative · entry 1 Little Paul Sean · CIK 0001749385 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 525,032 Underlying: Common Stock · 525,032 shares Expires 2033-05-01 F1 · derivative.exercise_date: This transaction represents the attainment of the performance conditions applicable to an option award subject to both performance-based and time-based vesting criteria granted to the reporting person on May 1, 2023. The option was determined to satisfy the performance-based vesting criteria with respect to 525,032 shares of underlying Common Stock on November 21, 2024 and time-based vesting criteria with respect to 196,887 shares of underlying Common Stock on November 1, 2024. The option will satisfy the time-based vesting criteria with respect to the 328,145 remaining shares of Common Stock underlying the option in substantially equal quarterly installments over a three-year period ending May 1, 2027. Read SEC document |
| October 29, 2024 Filed Oct 31, 2024 21:52 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLC10% owner
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchasePre-funded Warrants to Purchase Common Stock · Derivative | 440,489 | $3.65 Strike: $0.00 | $1,607,344.36 |
DisclosureSEC source: 0000921895-24-002408 · form407422eldn_10312024.xml · derivative · entry 6 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · 10% owner BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 838,507 Underlying: Common Stock, $0.001 par value · 440,489 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · derivative.exercise_date: The pre-funded warrants are exercisable immediately and shall expire when exercised in full. The pre-funded warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F5 · derivative.expiration_date: The pre-funded warrants are exercisable immediately and shall expire when exercised in full. The pre-funded warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F4 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| October 29, 2024 Filed Oct 31, 2024 21:52 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLC10% owner
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchasePre-funded Warrants to Purchase Common Stock · Derivative | 2,100,244 | $3.65 Strike: $0.00 | $7,663,790.36 |
DisclosureSEC source: 0000921895-24-002408 · form407422eldn_10312024.xml · derivative · entry 5 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · 10% owner BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,235,545 Underlying: Common Stock, $0.001 par value · 2,100,244 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · derivative.exercise_date: The pre-funded warrants are exercisable immediately and shall expire when exercised in full. The pre-funded warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F5 · derivative.expiration_date: The pre-funded warrants are exercisable immediately and shall expire when exercised in full. The pre-funded warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F3 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| October 29, 2024 Filed Oct 31, 2024 21:52 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLC10% owner
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchasePre-funded Warrants to Purchase Common Stock · Derivative | 2,213,816 | $3.65 Strike: $0.00 | $8,078,214.58 |
DisclosureSEC source: 0000921895-24-002408 · form407422eldn_10312024.xml · derivative · entry 4 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · 10% owner BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,415,596 Underlying: Common Stock, $0.001 par value · 2,213,816 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · derivative.exercise_date: The pre-funded warrants are exercisable immediately and shall expire when exercised in full. The pre-funded warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F5 · derivative.expiration_date: The pre-funded warrants are exercisable immediately and shall expire when exercised in full. The pre-funded warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F2 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 21:00 UTC |
Perrin StevenDirector · President
|
GrantStock Option (right to buy) · Derivative | 428,148 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000950170-24-073770 · ownership.xml · derivative · entry 1 Perrin Steven · CIK 0001824545 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428,148 Underlying: Common Stock · 428,148 shares Expires 2033-05-01 F1 · derivative.exercise_date: This transaction represents the attainment of the performance conditions applicable to an option award subject to both performance-based and time-based vesting criteria granted to the reporting person on May 1, 2023. The option was determined to satisfy the performance-based vesting criteria with respect to 428,148 shares of underlying Common Stock on June 13, 2024 and time-based vesting criteria with respect to 107,037 shares of underlying Common Stock on May 1, 2024. The option will satisfy the time-based vesting criteria with respect to the 321,111 remaining shares of Common Stock underlying the option in substantially equal quarterly installments over a three-year period ending May 1, 2027. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 17:00 UTC |
Smith Bryan E.General Counsel, Corporate Sec
|
GrantStock Option (right to buy) · Derivative | 241,650 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000950170-24-073767 · ownership.xml · derivative · entry 1 Smith Bryan E. · CIK 0001748041 · General Counsel, Corporate Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,650 Underlying: Common Stock · 241,650 shares Expires 2033-05-01 F1 · derivative.exercise_date: This transaction represents the attainment of the performance conditions applicable to an option award subject to both performance-based and time-based vesting criteria granted to the reporting person on May 1, 2023. The option was determined to satisfy the performance-based vesting criteria with respect to 241,650 shares of underlying Common Stock on June 13, 2024 and time-based vesting criteria with respect to 60,413 shares of underlying Common Stock on May 1, 2024. The option will satisfy the time-based vesting criteria with respect to the 181,237 remaining shares of Common Stock underlying the option in substantially equal quarterly installments over a three-year period ending May 1, 2027. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 21:00 UTC |
Gros David-Alexandre CDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 517,454 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000950170-24-073772 · ownership.xml · derivative · entry 1 Gros David-Alexandre C · CIK 0001644489 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 517,454 Underlying: Common Stock · 517,454 shares Expires 2033-05-01 F1 · derivative.exercise_date: This transaction represents the attainment of the performance conditions applicable to an option award subject to both performance-based and time-based vesting criteria granted to the reporting person on May 1, 2023. The option was determined to satisfy the performance-based vesting criteria with respect to 517,454 shares of underlying Common Stock on June 13, 2024 and time-based vesting criteria with respect to 129,363 shares of underlying Common Stock on May 1, 2024. The option will satisfy the time-based vesting criteria with respect to the 388,091 remaining shares of Common Stock underlying the option in substantially equal quarterly installments over a three-year period ending May 1, 2027. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 21:00 UTC |
Little Paul SeanChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 267,470 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000950170-24-073771 · ownership.xml · derivative · entry 1 Little Paul Sean · CIK 0001749385 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,470 Underlying: Common Stock · 267,470 shares Expires 2033-05-01 F1 · derivative.exercise_date: This transaction represents the attainment of the performance conditions applicable to an option award subject to both performance-based and time-based vesting criteria granted to the reporting person on May 1, 2023. The option was determined to satisfy the performance-based vesting criteria with respect to 267,470 shares of underlying Common Stock on June 13, 2024 and time-based vesting criteria with respect to 66,867 shares of underlying Common Stock on May 1, 2024. The option will satisfy the time-based vesting criteria with respect to the 200,603 remaining shares of Common Stock underlying the option in substantially equal quarterly installments over a three-year period ending May 1, 2027. Read SEC document |
| May 09, 2024 Filed May 13, 2024 21:04 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLC10% owner
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchasePre-funded Warrants to Purchase Common Stock · Derivative | 232,068 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000921895-24-001131 · form407422010_05132024.xml · derivative · entry 6 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · 10% owner BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,068 Underlying: Common Stock, $0.001 par value · 232,068 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Pursuant to a securities purchase agreement between the Issuer and certain institutional and accredited investors, including certain of the Reporting Persons (the "2024 Purchasers"), the Issuer agreed to issue and sell to the 2024 Purchasers in a private placement (the "2024 Private Placement") shares of Common Stock at a price of $2.37 per share, and pre-funded warrants (the "2024 Pre-Funded Warrants") at a price of $2.369 per underlying share, which are exercisable into shares of Common Stock at an exercise price of $0.001 per share. F4 · price: 2024 Pre-Funded Warrants purchased in the 2024 Private Placement. The 2024 Pre-Funded Warrants are exercisable immediately and shall expire when exercised in full. The 2024 Pre-Funded Warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F2 · derivative.exercise_date: Pursuant to a securities purchase agreement between the Issuer and certain institutional and accredited investors, including certain of the Reporting Persons (the "2024 Purchasers"), the Issuer agreed to issue and sell to the 2024 Purchasers in a private placement (the "2024 Private Placement") shares of Common Stock at a price of $2.37 per share, and pre-funded warrants (the "2024 Pre-Funded Warrants") at a price of $2.369 per underlying share, which are exercisable into shares of Common Stock at an exercise price of $0.001 per share. F4 · derivative.exercise_date: 2024 Pre-Funded Warrants purchased in the 2024 Private Placement. The 2024 Pre-Funded Warrants are exercisable immediately and shall expire when exercised in full. The 2024 Pre-Funded Warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F2 · derivative.expiration_date: Pursuant to a securities purchase agreement between the Issuer and certain institutional and accredited investors, including certain of the Reporting Persons (the "2024 Purchasers"), the Issuer agreed to issue and sell to the 2024 Purchasers in a private placement (the "2024 Private Placement") shares of Common Stock at a price of $2.37 per share, and pre-funded warrants (the "2024 Pre-Funded Warrants") at a price of $2.369 per underlying share, which are exercisable into shares of Common Stock at an exercise price of $0.001 per share. F4 · derivative.expiration_date: 2024 Pre-Funded Warrants purchased in the 2024 Private Placement. The 2024 Pre-Funded Warrants are exercisable immediately and shall expire when exercised in full. The 2024 Pre-Funded Warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F7 · ownership.direct: Securities owned directly by Trading Fund OS. As the general partner of Trading Fund OS, Partners OS may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the investment manager of Trading Fund OS and the sole member of Partners OS, Partners may be deemed to beneficially own the securities owned directly by Trading Fund OS. As the general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by Trading Fund OS. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by Trading Fund OS. Read SEC document |
| May 09, 2024 Filed May 13, 2024 21:04 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLC10% owner
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchasePre-funded Warrants to Purchase Common Stock · Derivative | 2,526,238 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000921895-24-001131 · form407422010_05132024.xml · derivative · entry 5 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · 10% owner BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,526,238 Underlying: Common Stock, $0.001 par value · 2,526,238 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Pursuant to a securities purchase agreement between the Issuer and certain institutional and accredited investors, including certain of the Reporting Persons (the "2024 Purchasers"), the Issuer agreed to issue and sell to the 2024 Purchasers in a private placement (the "2024 Private Placement") shares of Common Stock at a price of $2.37 per share, and pre-funded warrants (the "2024 Pre-Funded Warrants") at a price of $2.369 per underlying share, which are exercisable into shares of Common Stock at an exercise price of $0.001 per share. F4 · price: 2024 Pre-Funded Warrants purchased in the 2024 Private Placement. The 2024 Pre-Funded Warrants are exercisable immediately and shall expire when exercised in full. The 2024 Pre-Funded Warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F2 · derivative.exercise_date: Pursuant to a securities purchase agreement between the Issuer and certain institutional and accredited investors, including certain of the Reporting Persons (the "2024 Purchasers"), the Issuer agreed to issue and sell to the 2024 Purchasers in a private placement (the "2024 Private Placement") shares of Common Stock at a price of $2.37 per share, and pre-funded warrants (the "2024 Pre-Funded Warrants") at a price of $2.369 per underlying share, which are exercisable into shares of Common Stock at an exercise price of $0.001 per share. F4 · derivative.exercise_date: 2024 Pre-Funded Warrants purchased in the 2024 Private Placement. The 2024 Pre-Funded Warrants are exercisable immediately and shall expire when exercised in full. The 2024 Pre-Funded Warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F2 · derivative.expiration_date: Pursuant to a securities purchase agreement between the Issuer and certain institutional and accredited investors, including certain of the Reporting Persons (the "2024 Purchasers"), the Issuer agreed to issue and sell to the 2024 Purchasers in a private placement (the "2024 Private Placement") shares of Common Stock at a price of $2.37 per share, and pre-funded warrants (the "2024 Pre-Funded Warrants") at a price of $2.369 per underlying share, which are exercisable into shares of Common Stock at an exercise price of $0.001 per share. F4 · derivative.expiration_date: 2024 Pre-Funded Warrants purchased in the 2024 Private Placement. The 2024 Pre-Funded Warrants are exercisable immediately and shall expire when exercised in full. The 2024 Pre-Funded Warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F6 · ownership.direct: Securities owned directly by BVF2. As the general partner of BVF2, BVF2 GP may be deemed to beneficially own the securities owned directly by BVF2. As the sole member of BVF2 GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF2. As the investment manager of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2. Read SEC document |
| May 09, 2024 Filed May 13, 2024 21:04 UTC |
BVF PARTNERS L P/IL10% owner
BIOTECHNOLOGY VALUE FUND L PSee Explanation of Responses
BVF I GP LLCSee Explanation of Responses
BIOTECHNOLOGY VALUE FUND II LPSee Explanation of Responses
BVF II GP LLCSee Explanation of Responses
Biotechnology Value Trading Fund OS LPSee Explanation of Responses
BVF Partners OS Ltd.See Explanation of Responses
BVF GP HOLDINGS LLC10% owner
BVF INC/IL10% owner
LAMPERT MARK N10% owner
|
PurchasePre-funded Warrants to Purchase Common Stock · Derivative | 3,173,135 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000921895-24-001131 · form407422010_05132024.xml · derivative · entry 4 BVF PARTNERS L P/IL · CIK 0001055947 · 10% owner BIOTECHNOLOGY VALUE FUND L P · CIK 0000918923 · See Explanation of Responses BVF I GP LLC · CIK 0001803805 · See Explanation of Responses BIOTECHNOLOGY VALUE FUND II LP · CIK 0001102444 · See Explanation of Responses BVF II GP LLC · CIK 0001803806 · See Explanation of Responses Biotechnology Value Trading Fund OS LP · CIK 0001660683 · See Explanation of Responses BVF Partners OS Ltd. · CIK 0001660684 · See Explanation of Responses BVF GP HOLDINGS LLC · CIK 0001803809 · 10% owner BVF INC/IL · CIK 0001056807 · 10% owner LAMPERT MARK N · CIK 0001233840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,173,135 Underlying: Common Stock, $0.001 par value · 3,173,135 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), Biotechnology Value Trading Fund OS LP ("Trading Fund OS"), BVF Partners OS Ltd. ("Partners OS"), BVF I GP LLC ("BVF GP"), BVF II GP LLC ("BVF2 GP"), BVF GP Holdings LLC ("BVF GPH"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Pursuant to a securities purchase agreement between the Issuer and certain institutional and accredited investors, including certain of the Reporting Persons (the "2024 Purchasers"), the Issuer agreed to issue and sell to the 2024 Purchasers in a private placement (the "2024 Private Placement") shares of Common Stock at a price of $2.37 per share, and pre-funded warrants (the "2024 Pre-Funded Warrants") at a price of $2.369 per underlying share, which are exercisable into shares of Common Stock at an exercise price of $0.001 per share. F4 · price: 2024 Pre-Funded Warrants purchased in the 2024 Private Placement. The 2024 Pre-Funded Warrants are exercisable immediately and shall expire when exercised in full. The 2024 Pre-Funded Warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F2 · derivative.exercise_date: Pursuant to a securities purchase agreement between the Issuer and certain institutional and accredited investors, including certain of the Reporting Persons (the "2024 Purchasers"), the Issuer agreed to issue and sell to the 2024 Purchasers in a private placement (the "2024 Private Placement") shares of Common Stock at a price of $2.37 per share, and pre-funded warrants (the "2024 Pre-Funded Warrants") at a price of $2.369 per underlying share, which are exercisable into shares of Common Stock at an exercise price of $0.001 per share. F4 · derivative.exercise_date: 2024 Pre-Funded Warrants purchased in the 2024 Private Placement. The 2024 Pre-Funded Warrants are exercisable immediately and shall expire when exercised in full. The 2024 Pre-Funded Warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F2 · derivative.expiration_date: Pursuant to a securities purchase agreement between the Issuer and certain institutional and accredited investors, including certain of the Reporting Persons (the "2024 Purchasers"), the Issuer agreed to issue and sell to the 2024 Purchasers in a private placement (the "2024 Private Placement") shares of Common Stock at a price of $2.37 per share, and pre-funded warrants (the "2024 Pre-Funded Warrants") at a price of $2.369 per underlying share, which are exercisable into shares of Common Stock at an exercise price of $0.001 per share. F4 · derivative.expiration_date: 2024 Pre-Funded Warrants purchased in the 2024 Private Placement. The 2024 Pre-Funded Warrants are exercisable immediately and shall expire when exercised in full. The 2024 Pre-Funded Warrants cannot be exercised by the Reporting Persons if, after giving effect thereto, the Reporting Persons would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the outstanding shares of Common Stock, subject to certain exceptions. F5 · ownership.direct: Securities owned directly by BVF. As the general partner of BVF, BVF GP may be deemed to beneficially own the securities owned directly by BVF. As the sole member of BVF GP, BVF GPH may be deemed to beneficially own the securities owned directly by BVF. As the investment manager of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the general partner of Partners, BVF Inc. may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.