Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2019 Filed Sep 12, 2019 20:28 UTC |
Ruth James RDirector
|
PurchaseCommon Stock | 6,600 | $1.28 | $8,448.00 |
DisclosureSEC source: 0001493152-19-014031 · ownership.xml · nonDerivative · entry 10 Ruth James R · CIK 0001697305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 20:28 UTC |
Ruth James RDirector
|
PurchaseCommon Stock | 200 | $1.24 | $248.00 |
DisclosureSEC source: 0001493152-19-014031 · ownership.xml · nonDerivative · entry 9 Ruth James R · CIK 0001697305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 20:28 UTC |
Ruth James RDirector
|
PurchaseCommon Stock | 800 | $1.23 | $984.00 |
DisclosureSEC source: 0001493152-19-014031 · ownership.xml · nonDerivative · entry 8 Ruth James R · CIK 0001697305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 20:28 UTC |
Ruth James RDirector
|
PurchaseCommon Stock | 100 | $1.22 | $122.00 |
DisclosureSEC source: 0001493152-19-014031 · ownership.xml · nonDerivative · entry 7 Ruth James R · CIK 0001697305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 20:28 UTC |
Ruth James RDirector
|
PurchaseCommon Stock | 100 | $1.21 | $121.00 |
DisclosureSEC source: 0001493152-19-014031 · ownership.xml · nonDerivative · entry 6 Ruth James R · CIK 0001697305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 20:28 UTC |
Ruth James RDirector
|
PurchaseCommon Stock | 200 | $1.20 | $240.00 |
DisclosureSEC source: 0001493152-19-014031 · ownership.xml · nonDerivative · entry 5 Ruth James R · CIK 0001697305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 20:28 UTC |
Ruth James RDirector
|
PurchaseCommon Stock | 100 | $1.19 | $119.00 |
DisclosureSEC source: 0001493152-19-014031 · ownership.xml · nonDerivative · entry 4 Ruth James R · CIK 0001697305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 20:28 UTC |
Ruth James RDirector
|
PurchaseCommon Stock | 1,600 | $1.18 | $1,888.00 |
DisclosureSEC source: 0001493152-19-014031 · ownership.xml · nonDerivative · entry 3 Ruth James R · CIK 0001697305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 20:28 UTC |
Ruth James RDirector
|
PurchaseCommon Stock | 100 | $1.17 | $117.00 |
DisclosureSEC source: 0001493152-19-014031 · ownership.xml · nonDerivative · entry 2 Ruth James R · CIK 0001697305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 20:28 UTC |
Ruth James RDirector
|
PurchaseCommon Stock | 200 | $1.16 | $232.00 |
DisclosureSEC source: 0001493152-19-014031 · ownership.xml · nonDerivative · entry 1 Ruth James R · CIK 0001697305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Read SEC document |
| August 26, 2019 Filed Aug 26, 2019 18:50 UTC | PurchaseCommon Stock | 1,600 | $0.97 | $1,552.00 |
DisclosureSEC source: 0001493152-19-013366 · ownership.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,729 Read SEC document |
|
| May 20, 2019 Filed May 23, 2019 01:45 UTC |
Truscott Capital, LLC10% owner
|
OtherCommon Stock | 12,814,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-014442 · doc4.xml · nonDerivative · entry 1 Truscott Capital, LLC · CIK 0001726651 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares of common stock were disposed of in connection with the consummation of that certain stock and note purchase agreement, dated May 20, 2019, by and between John R. Loftus and Elemetal, LLC (the sole member of Truscott Capital, LLC), pursuant to which John R. Loftus purchased certain assets, including these shares of common stock, from Elemetal, LLC, in exchange for cash and certain membership units of NTR Metals, LLC, Elemetal, LLC and JL-PN, LLC. F1 · price: These shares of common stock were disposed of in connection with the consummation of that certain stock and note purchase agreement, dated May 20, 2019, by and between John R. Loftus and Elemetal, LLC (the sole member of Truscott Capital, LLC), pursuant to which John R. Loftus purchased certain assets, including these shares of common stock, from Elemetal, LLC, in exchange for cash and certain membership units of NTR Metals, LLC, Elemetal, LLC and JL-PN, LLC. F2 · balance_after: On December 9, 2018, warrants held by the Reporting Person expired pursuant to their terms. The Reporting Person neither exercised nor received any value upon the expiration of the warrants. Accordingly, the expiration of the warrants is not a reportable event. Read SEC document |
| May 20, 2019 Filed May 23, 2019 01:30 UTC |
Loftus John RichardsonDirector · Chairman, President & CEO · 10% owner
|
OtherCommon Stock | 12,814,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-014423 · doc4.xml · nonDerivative · entry 1 Loftus John Richardson · CIK 0001692672 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,180,187 F1 · kind: These shares of common stock were acquired in connection with the consummation of that certain stock and note purchase agreement, dated May 20, 2019, by and between the Reporting Person and Elemetal, LLC (the "Purchase Agreement"), pursuant to which the Reporting Person purchased certain assets, including these shares of common stock, from Elemetal, LLC, in exchange for cash and certain membership units of NTR Metals, LLC, Elemetal, LLC and JL-PN, LLC. In connection with the consummation of the Purchase Agreement, the Reporting Person assigned these shares of common stock to N10TR, LLC. F1 · price: These shares of common stock were acquired in connection with the consummation of that certain stock and note purchase agreement, dated May 20, 2019, by and between the Reporting Person and Elemetal, LLC (the "Purchase Agreement"), pursuant to which the Reporting Person purchased certain assets, including these shares of common stock, from Elemetal, LLC, in exchange for cash and certain membership units of NTR Metals, LLC, Elemetal, LLC and JL-PN, LLC. In connection with the consummation of the Purchase Agreement, the Reporting Person assigned these shares of common stock to N10TR, LLC. F2 · ownership.nature: The Reporting Person is an indirect beneficial owner of 12,814,727 shares of common stock held by N10TR, LLC and 6,365,460 shares of common stock held by Eduro Holdings, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 10:10 UTC | PurchaseCommon Stock | 3,100 | $0.42 | $1,302.00 |
DisclosureSEC source: 0001493152-19-004347 · ownership.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,129 Read SEC document |
|
| February 21, 2019 Filed Feb 22, 2019 13:58 UTC | PurchaseCommon Stock | 3,600 | $0.42 | $1,512.00 |
DisclosureSEC source: 0001493152-19-002396 · ownership.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,029 Read SEC document |
|
| January 25, 2019 Filed Jan 28, 2019 18:12 UTC | PurchaseCommon Stock | 1,300 | $0.43 | $559.00 |
DisclosureSEC source: 0001493152-19-001011 · ownership.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,429 Read SEC document |
|
| January 22, 2019 Filed Jan 24, 2019 19:45 UTC | PurchaseCommon Stock | 2,000 | $0.45 | $900.00 |
DisclosureSEC source: 0001493152-19-000896 · ownership.xml · nonDerivative · entry 2 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,129 Read SEC document |
|
| January 22, 2019 Filed Jan 24, 2019 19:45 UTC | PurchaseCommon Stock | 129 | $0.43 | $55.47 |
DisclosureSEC source: 0001493152-19-000896 · ownership.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,129 Read SEC document |
|
| December 27, 2018 Filed Dec 28, 2018 16:15 UTC | PurchaseCommon Stock | 1,300 | $0.41 | $533.00 |
DisclosureSEC source: 0001493152-18-018036 · ownership.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Read SEC document |
|
| December 11, 2018 Filed Dec 12, 2018 17:13 UTC | PurchaseCommon Stock | 2,800 | $0.46 | $1,288.00 |
DisclosureSEC source: 0001493152-18-017372 · ownership.xml · nonDerivative · entry 2 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,700 Read SEC document |
|
| December 11, 2018 Filed Dec 12, 2018 17:13 UTC | PurchaseCommon Stock | 2,545 | $0.43 | $1,094.35 |
DisclosureSEC source: 0001493152-18-017372 · ownership.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,900 Read SEC document |
|
| August 29, 2018 Filed Sep 19, 2018 21:29 UTC |
NTR METALS, LLC10% owner
|
OtherCommon Stock | 6,365,460 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024771 · doc4.xml · nonDerivative · entry 1 NTR METALS, LLC · CIK 0001492351 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares of common stock were transferred to Eduro Holdings, LLC pursuant to (a) Contribution Agreement, dated August 29, 2018, by and between the Reporting Person and Eduro Holdings, LLC ("Eduro"), and (b) Assignment Agreement, dated August 29, 2018, by and between the Reporting Person and Eduro. Read SEC document |
| May 15, 2018 Filed May 15, 2018 17:08 UTC | PurchaseCommon Stock | 1,320 | $0.75 | $990.00 |
DisclosureSEC source: 0001493152-18-006959 · form4.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,355 Read SEC document |
|
| March 23, 2018 Filed Mar 23, 2018 15:32 UTC | PurchaseCommon Stock | 2,215 | $0.90 | $1,993.50 |
DisclosureSEC source: 0001144204-18-016609 · tv489389_form4.xml · nonDerivative · entry 2 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,035 Read SEC document |
|
| March 22, 2018 Filed Mar 23, 2018 15:32 UTC | PurchaseCommon Stock | 1,220 | $0.87 | $1,061.40 |
DisclosureSEC source: 0001144204-18-016609 · tv489389_form4.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,820 Read SEC document |
|
| February 27, 2018 Filed Feb 27, 2018 21:30 UTC | PurchaseCommon Stock | 164 | $0.96 | $157.44 |
DisclosureSEC source: 0001144204-18-011211 · tv487260_form4.xml · nonDerivative · entry 2 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,600 Read SEC document |
|
| February 27, 2018 Filed Feb 27, 2018 21:30 UTC | PurchaseCommon Stock | 336 | $0.94 | $315.84 |
DisclosureSEC source: 0001144204-18-011211 · tv487260_form4.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,436 Read SEC document |
|
| January 29, 2018 Filed Jan 29, 2018 22:02 UTC | PurchaseCommon Stock | 500 | $1.00 | $500.00 |
DisclosureSEC source: 0001144204-18-004356 · tv484330_form4.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,100 Read SEC document |
|
| December 27, 2017 Filed Dec 28, 2017 16:19 UTC | PurchaseCommon Stock | 500 | $0.94 | $470.00 |
DisclosureSEC source: 0001144204-17-065583 · tv482201_form4.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,600 Read SEC document |
|
| December 15, 2017 Filed Jan 2, 2018 21:38 UTC |
Elemetal, LLC10% owner
|
OtherWarrants (right to buy) · Derivative | 1,000,000 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0000899243-18-000084 · doc4.xml · derivative · entry 2 Elemetal, LLC · CIK 0001566077 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2018-12-09 F1 · kind: Elemetal, LLC contributed its interests in DGSE, Inc. common stock and warrants to purchase common stock to its wholly owned subsidiary on December 15, 2017. Future filings will be made by Truscott Capital, LLC, Elemetal's wholly owned subsidiary. F1 · price: Elemetal, LLC contributed its interests in DGSE, Inc. common stock and warrants to purchase common stock to its wholly owned subsidiary on December 15, 2017. Future filings will be made by Truscott Capital, LLC, Elemetal's wholly owned subsidiary. Read SEC document |
| December 15, 2017 Filed Jan 2, 2018 21:38 UTC |
Elemetal, LLC10% owner
|
OtherCommon Stock | 12,814,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000084 · doc4.xml · nonDerivative · entry 1 Elemetal, LLC · CIK 0001566077 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Elemetal, LLC contributed its interests in DGSE, Inc. common stock and warrants to purchase common stock to its wholly owned subsidiary on December 15, 2017. Future filings will be made by Truscott Capital, LLC, Elemetal's wholly owned subsidiary. F1 · price: Elemetal, LLC contributed its interests in DGSE, Inc. common stock and warrants to purchase common stock to its wholly owned subsidiary on December 15, 2017. Future filings will be made by Truscott Capital, LLC, Elemetal's wholly owned subsidiary. Read SEC document |
| December 15, 2017 Filed Jan 2, 2018 21:40 UTC |
Truscott Capital, LLC10% owner
|
OtherWarrants (right to buy) · Derivative | 1,000,000 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0000899243-18-000085 · doc4.xml · derivative · entry 2 Truscott Capital, LLC · CIK 0001726651 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2018-12-09 F1 · kind: Truscott Capital, LLC entered into a contribution agreement with its sole member on December 15, 2017. Pursuant to the contribution agreement, Truscott Capital, LLC received all of its sole member's interests in DGSE, Inc. common stock and warrants to purchase common stock. F1 · price: Truscott Capital, LLC entered into a contribution agreement with its sole member on December 15, 2017. Pursuant to the contribution agreement, Truscott Capital, LLC received all of its sole member's interests in DGSE, Inc. common stock and warrants to purchase common stock. Read SEC document |
| December 15, 2017 Filed Jan 2, 2018 21:40 UTC |
Truscott Capital, LLC10% owner
|
OtherCommon Stock | 12,814,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000085 · doc4.xml · nonDerivative · entry 1 Truscott Capital, LLC · CIK 0001726651 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,814,727 F1 · kind: Truscott Capital, LLC entered into a contribution agreement with its sole member on December 15, 2017. Pursuant to the contribution agreement, Truscott Capital, LLC received all of its sole member's interests in DGSE, Inc. common stock and warrants to purchase common stock. F1 · price: Truscott Capital, LLC entered into a contribution agreement with its sole member on December 15, 2017. Pursuant to the contribution agreement, Truscott Capital, LLC received all of its sole member's interests in DGSE, Inc. common stock and warrants to purchase common stock. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 14:05 UTC | PurchaseCommon Stock | 500 | $0.94 | $470.00 |
DisclosureSEC source: 0001144204-17-063835 · tv481480_4.xml · nonDerivative · entry 2 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,100 Read SEC document |
|
| December 13, 2017 Filed Dec 15, 2017 14:05 UTC | PurchaseCommon Stock | 100 | $0.95 | $95.00 |
DisclosureSEC source: 0001144204-17-063835 · tv481480_4.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Read SEC document |
|
| December 12, 2017 Filed Dec 12, 2017 20:59 UTC | PurchaseCommon Stock | 1,200 | $0.98 | $1,176.00 |
DisclosureSEC source: 0001144204-17-063329 · tv481250_form4.xml · nonDerivative · entry 3 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Read SEC document |
|
| December 11, 2017 Filed Dec 12, 2017 20:59 UTC | PurchaseCommon Stock | 500 | $0.98 | $490.00 |
DisclosureSEC source: 0001144204-17-063329 · tv481250_form4.xml · nonDerivative · entry 2 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300 Read SEC document |
|
| December 08, 2017 Filed Dec 12, 2017 20:59 UTC | PurchaseCommon Stock | 500 | $0.99 | $495.00 |
DisclosureSEC source: 0001144204-17-063329 · tv481250_form4.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,800 Read SEC document |
|
| December 07, 2017 Filed Dec 7, 2017 20:35 UTC | PurchaseCommon Stock | 500 | $0.98 | $490.00 |
DisclosureSEC source: 0001144204-17-062773 · tv480999_form4.xml · nonDerivative · entry 2 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Read SEC document |
|
| December 06, 2017 Filed Dec 7, 2017 20:35 UTC | PurchaseCommon Stock | 1,000 | $0.99 | $990.00 |
DisclosureSEC source: 0001144204-17-062773 · tv480999_form4.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Read SEC document |
|
| November 10, 2017 Filed Nov 13, 2017 12:11 UTC | PurchaseCommon Stock | 9,800 | $1.09 | $10,682.00 |
DisclosureSEC source: 0001144204-17-057969 · tv479210_4.xml · nonDerivative · entry 1 Pedersen Bret Allen · CIK 0001692700 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,800 Read SEC document |
|
| August 31, 2017 Filed Sep 5, 2017 13:59 UTC |
Friedman Joel SDirector
|
PurchaseCommon Stock | 100 | $1.34 | $134.00 |
DisclosureSEC source: 0001144204-17-046489 · v474605_form4.xml · nonDerivative · entry 2 Friedman Joel S · CIK 0001697304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,267 Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 13:59 UTC |
Friedman Joel SDirector
|
SaleCommon Stock | 100 | $1.37 | $137.00 |
DisclosureSEC source: 0001144204-17-046489 · v474605_form4.xml · nonDerivative · entry 1 Friedman Joel S · CIK 0001697304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,167 Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 21:11 UTC |
Scrudder J MarcusDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 10,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-141923 · v455855_form4.xml · derivative · entry 2 Scrudder J Marcus · CIK 0001340437 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each vested Restricted Stock Unit ("RSU") is convertible into one share of common stock, par value $0.01, of the Issuer (the "Common Stock") without additional consideration (other than such conversion and reduction in the number of RSUs held) pursuant to the terms of the Restricted Stock Unit Award Agreement, dated March 24, 2016, between the Issuer and the Reporting Person. F3 · price: The Issuer elected to award the RSUs as consideration for services rendered to the Issuer (the "Consideration") and to encourage the continuation of such services in connection with the Reporting Person's services with the Issuer. The value of the Consideration on the date of grant was $22,374. No additional consideration was received by the Issuer as payment for the RSUs. F2 · derivative.expiration_date: Upon termination of service of the Reporting Person to the Issuer, other than by reason of death or disability, any RSUs held by the Reporting Person that have not vested will be forfeited and the award of such RSUs shall terminate. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 21:11 UTC |
Scrudder J MarcusDirector
|
Exercise / conversionCommon Stock | 10,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-141923 · v455855_form4.xml · nonDerivative · entry 1 Scrudder J Marcus · CIK 0001340437 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each vested Restricted Stock Unit ("RSU") is convertible into one share of common stock, par value $0.01, of the Issuer (the "Common Stock") without additional consideration (other than such conversion and reduction in the number of RSUs held) pursuant to the terms of the Restricted Stock Unit Award Agreement, dated March 24, 2016, between the Issuer and the Reporting Person. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 21:36 UTC |
LATTNER DOUGLAS J.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 10,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-141942 · v455854_form4.xml · derivative · entry 2 LATTNER DOUGLAS J. · CIK 0001656732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each vested Restricted Stock Unit ("RSU") is convertible into one share of common stock, par value $0.01, of the Issuer (the "Common Stock") without additional consideration (other than such conversion and reduction in the number of RSUs held) pursuant to the terms of the Restricted Stock Unit Award Agreement, dated March 24, 2016, between the Issuer and the Reporting Person. F3 · price: The Issuer elected to award the RSUs as consideration for services rendered to the Issuer (the "Consideration") and to encourage the continuation of such services in connection with the Reporting Person's services with the Issuer. The value of the Consideration on the date of grant was $22,374. No additional consideration was received by the Issuer as payment for the RSUs. F2 · derivative.expiration_date: Upon termination of service of the Reporting Person to the Issuer, other than by reason of death or disability, any RSUs held by the Reporting Person that have not vested will be forfeited and the award of such RSUs shall terminate. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 21:36 UTC |
LATTNER DOUGLAS J.Director
|
Exercise / conversionCommon Stock | 10,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-141942 · v455854_form4.xml · nonDerivative · entry 1 LATTNER DOUGLAS J. · CIK 0001656732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each vested Restricted Stock Unit ("RSU") is convertible into one share of common stock, par value $0.01, of the Issuer (the "Common Stock") without additional consideration (other than such conversion and reduction in the number of RSUs held) pursuant to the terms of the Restricted Stock Unit Award Agreement, dated March 24, 2016, between the Issuer and the Reporting Person. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 21:04 UTC |
NOEL MICHAEL J.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 10,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-141918 · v455851_4.xml · derivative · entry 2 NOEL MICHAEL J. · CIK 0001663123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each vested Restricted Stock Unit ("RSU") is convertible into one share of common stock, par value $0.01, of the Issuer (the "Common Stock") without additional consideration (other than such conversion and reduction in the number of RSUs held) pursuant to the terms of the Restricted Stock Unit Award Agreement, dated March 24, 2016, between the Issuer and the Reporting Person. F3 · price: The Issuer elected to award the RSUs as consideration for services rendered to the Issuer (the "Consideration") and to encourage the continuation of such services in connection with the Reporting Person's services with the Issuer. The value of the Consideration on the date of grant was $22,374. No additional consideration was received by the Issuer as payment for the RSUs. F2 · derivative.expiration_date: Upon termination of service of the Reporting Person to the Issuer, other than by reason of death or disability, any RSUs held by the Reporting Person that have not vested will be forfeited and the award of such RSUs shall terminate. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 21:04 UTC |
NOEL MICHAEL J.Director
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Exercise / conversionCommon Stock | 10,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-141918 · v455851_4.xml · nonDerivative · entry 1 NOEL MICHAEL J. · CIK 0001663123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each vested Restricted Stock Unit ("RSU") is convertible into one share of common stock, par value $0.01, of the Issuer (the "Common Stock") without additional consideration (other than such conversion and reduction in the number of RSUs held) pursuant to the terms of the Restricted Stock Unit Award Agreement, dated March 24, 2016, between the Issuer and the Reporting Person. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 23:41 UTC |
Elemetal, LLC10% owner
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PurchaseWarrants (right to buy) · Derivative | 1,000,000 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0000899243-16-035271 · doc4.xml · derivative · entry 2 Elemetal, LLC · CIK 0001566077 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2018-12-09 F2 · price: The warrants were issued in connection with the stock issuance for no additional consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.