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ESTEE LAUDER COMPANIES INC

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3097
SEC CIK
0001001250
Parsed reports
1,250

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2017 Filed Mar 16, 2017 20:10 UTC GrantStock Units (Share Payout) · Derivative 30.23 $85.33 $2,579.53
Disclosure

SEC source: 0001001250-17-000026 · edgar.xml · derivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,618.49

Underlying: Class A Common Stock · 30.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:08 UTC GrantStock Units (Cash Payout) · Derivative 143.47 $85.33 $12,242.30
Disclosure

SEC source: 0001001250-17-000025 · edgar.xml · derivative · entry 2

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,150.82

Underlying: Class A Common Stock · 143.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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March 15, 2017 Filed Mar 16, 2017 20:08 UTC GrantStock Units (Share Payout) · Derivative 47.97 $85.33 $4,093.28
Disclosure

SEC source: 0001001250-17-000025 · edgar.xml · derivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,088.4

Underlying: Class A Common Stock · 47.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:04 UTC GrantStock Units (Cash Payout) · Derivative 256.45 $85.33 $21,882.88
Disclosure

SEC source: 0001001250-17-000023 · edgar.xml · derivative · entry 2

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,618.4

Underlying: Class A Common Stock · 256.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:04 UTC GrantStock Units (Share Payout) · Derivative 64.63 $85.33 $5,514.88
Disclosure

SEC source: 0001001250-17-000023 · edgar.xml · derivative · entry 1

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,286.86

Underlying: Class A Common Stock · 64.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 19:59 UTC GrantStock Units (Cash Payout) · Derivative 290.78 $85.33 $24,812.26
Disclosure

SEC source: 0001001250-17-000021 · edgar.xml · derivative · entry 2

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,266.9

Underlying: Class A Common Stock · 290.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 19:59 UTC GrantStock Units (Share Payout) · Derivative 79.48 $85.33 $6,782.03
Disclosure

SEC source: 0001001250-17-000021 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,028.85

Underlying: Class A Common Stock · 79.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:01 UTC GrantStock Units (Share Payout) · Derivative 22.6 $85.33 $1,928.46
Disclosure

SEC source: 0001001250-17-000022 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,695.28

Underlying: Class A Common Stock · 22.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:01 UTC GrantStock Units (Share Payout) · Derivative 38.85 $85.33 $3,315.07
Disclosure

SEC source: 0001001250-17-000022 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,789.89

Underlying: Class A Common Stock · 38.85 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 19:55 UTC GrantStock Units (Cash Payout) · Derivative 117.57 $85.33 $10,032.25
Disclosure

SEC source: 0001001250-17-000019 · edgar.xml · derivative · entry 2

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,624.52

Underlying: Class A Common Stock · 117.57 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents reinvestment of dividend equivalents on outstanding stock units.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 19:55 UTC GrantStock Units (Share Payout) · Derivative 33.21 $85.33 $2,833.81
Disclosure

SEC source: 0001001250-17-000019 · edgar.xml · derivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,368

Underlying: Class A Common Stock · 33.21 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 19:56 UTC GrantStock Units (Cash Payout) · Derivative 137.88 $85.33 $11,765.30
Disclosure

SEC source: 0001001250-17-000020 · edgar.xml · derivative · entry 2

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,741.43

Underlying: Class A Common Stock · 137.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 19:56 UTC GrantStock Units (Share Payout) · Derivative 59.13 $85.33 $5,045.56
Disclosure

SEC source: 0001001250-17-000020 · edgar.xml · derivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,900.36

Underlying: Class A Common Stock · 59.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 19:53 UTC GrantStock Units (Share Payout) · Derivative 27.05 $85.33 $2,308.18
Disclosure

SEC source: 0001001250-17-000018 · edgar.xml · derivative · entry 1

Christianson Wei Sun · CIK 0001514187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,816.92

Underlying: Class A Common Stock · 27.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 19:52 UTC GrantStock Units (Share Payout) · Derivative 51.59 $85.33 $4,402.17
Disclosure

SEC source: 0001001250-17-000017 · edgar.xml · derivative · entry 1

BRAVO ROSE MARIE · CIK 0001184314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000.42

Underlying: Class A Common Stock · 51.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 19:41 UTC GrantStock Units (Share Payout) · Derivative 65.49 $85.33 $5,588.26
Disclosure

SEC source: 0001001250-17-000016 · edgar.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,501.82

Underlying: Class A Common Stock · 65.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 13, 2017 Filed Mar 13, 2017 21:27 UTC
Demsey JohnGroup President
Exercise / conversionOption (right to buy) · Derivative 21,010 Not disclosed Strike: $67.31 Not disclosed
Disclosure

SEC source: 0001001250-17-000015 · edgar.xml · derivative · entry 3

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,010 shares

Expires 2023-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not Applicable

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,009 shares exercisable from and after January 1, 2015; 21,010 shares exercisable from and after January 1, 2016; 21,010 shares exercisable from and after January 1, 2017.

F6 · balance_after: The Reporting Person also has options to purchase at various prices 209,517 shares of Class A Common Stock, 50,828 of which are currently exercisable.

Read SEC document
March 13, 2017 Filed Mar 13, 2017 21:27 UTC
Demsey JohnGroup President
SaleClass A Common Stock 21,010 $85.46 $1,795,514.60
Disclosure

SEC source: 0001001250-17-000015 · edgar.xml · nonDerivative · entry 2

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on February 27, 2017.

F3 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $85.18 to $85.86.

Read SEC document
March 13, 2017 Filed Mar 13, 2017 21:27 UTC
Demsey JohnGroup President
Exercise / conversionClass A Common Stock 21,010 $67.31 $1,414,183.10
Disclosure

SEC source: 0001001250-17-000015 · edgar.xml · nonDerivative · entry 1

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,009 shares exercisable from and after January 1, 2015; 21,010 shares exercisable from and after January 1, 2016; 21,010 shares exercisable from and after January 1, 2017.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:43 UTC
LAUDER RONALD SDirector · Chairman, Clinique Labs, LLC · 10% owner
OtherForward sale contract (obligation to sell) · Derivative 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-017654 · doc4.xml · derivative · entry 2

LAUDER RONALD S · CIK 0000942617 · Director · Chairman, Clinique Labs, LLC · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2018-06-04

F1 · derivative.exercise_price: On May 14, 2015, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On March 2, 2017, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from May 15, 2017 to June 4, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · derivative.exercise_price: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · derivative.exercise_price: (A) if the Settlement Price is less than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $93.4573 (amended from $104.5750 under the Prior Contract), but equal to or greater than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · derivative.exercise_price: and (C) if the Settlement Price is equal to or greater than $93.4573 (amended from $104.5750 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $93.4573 (amended from $104.5750 under the Prior Contract) and $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

F1 · kind: On May 14, 2015, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On March 2, 2017, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from May 15, 2017 to June 4, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · kind: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · kind: (A) if the Settlement Price is less than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $93.4573 (amended from $104.5750 under the Prior Contract), but equal to or greater than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · kind: and (C) if the Settlement Price is equal to or greater than $93.4573 (amended from $104.5750 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $93.4573 (amended from $104.5750 under the Prior Contract) and $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

F1 · price: On May 14, 2015, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On March 2, 2017, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from May 15, 2017 to June 4, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · price: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · price: (A) if the Settlement Price is less than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $93.4573 (amended from $104.5750 under the Prior Contract), but equal to or greater than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · price: and (C) if the Settlement Price is equal to or greater than $93.4573 (amended from $104.5750 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $93.4573 (amended from $104.5750 under the Prior Contract) and $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:43 UTC
LAUDER RONALD SDirector · Chairman, Clinique Labs, LLC · 10% owner
OtherForward sale contract (obligation to sell) · Derivative 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-017654 · doc4.xml · derivative · entry 1

LAUDER RONALD S · CIK 0000942617 · Director · Chairman, Clinique Labs, LLC · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2017-05-15

F1 · derivative.exercise_price: On May 14, 2015, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On March 2, 2017, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from May 15, 2017 to June 4, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · derivative.exercise_price: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · derivative.exercise_price: (A) if the Settlement Price is less than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $93.4573 (amended from $104.5750 under the Prior Contract), but equal to or greater than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · derivative.exercise_price: and (C) if the Settlement Price is equal to or greater than $93.4573 (amended from $104.5750 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $93.4573 (amended from $104.5750 under the Prior Contract) and $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

F1 · kind: On May 14, 2015, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On March 2, 2017, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from May 15, 2017 to June 4, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · kind: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · kind: (A) if the Settlement Price is less than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $93.4573 (amended from $104.5750 under the Prior Contract), but equal to or greater than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · kind: and (C) if the Settlement Price is equal to or greater than $93.4573 (amended from $104.5750 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $93.4573 (amended from $104.5750 under the Prior Contract) and $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

F1 · price: On May 14, 2015, the reporting person entered into an amended prepaid variable forward sale contract (the "Prior Contract") with an unaffiliated third party buyer. On March 2, 2017, the reporting person amended the Prior Contract (the "Amended Contract") which extended the maturity date on the outstanding prepaid variable forward contract from May 15, 2017 to June 4, 2018. The contract obligates the reporting person to deliver to the buyer up to 2,000,000 shares of EL Class A Common Stock (or, at the reporting person's election, an equivalent amount of cash based on the market price of EL Class A Common Stock at the time) following the maturity date of the contract subject to acceleration.

F2 · price: In exchange for assuming this obligation under the original prepaid variable forward sale contract in June 2011, the reporting person received a cash payment at that time. No payments were made by either party in connection with the Amended Contract. The reporting person has pledged 2,000,000 shares of EL Class B Common Stock (the "Pledged Shares") to secure his obligations under the Amended Contract, but retained voting and certain dividend rights in the Pledged Shares during the term of the pledge. Under the Amended Contract, the number of shares of EL Class A Common Stock to be delivered to the buyer at settlement will be based on the following formula, which references a settlement price that will be determined by the arithmetic mean of the closing prices of EL Class A Common Stock on each of the five trading days up to, and including, the maturity date (the "Settlement Price"):

F3 · price: (A) if the Settlement Price is less than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver 2,000,000 shares; (B) if the Settlement Price is less than $93.4573 (amended from $104.5750 under the Prior Contract), but equal to or greater than $83.2953 (amended from $75.6500 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio of (i) $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) the Settlement Price;

F4 · price: and (C) if the Settlement Price is equal to or greater than $93.4573 (amended from $104.5750 under the Prior Contract), the reporting person will deliver a number of shares equal to 2,000,000 multiplied by a ratio equal to one minus (i) the difference between $93.4573 (amended from $104.5750 under the Prior Contract) and $83.2953 (amended from $75.6500 under the Prior Contract) divided by (ii) Settlement Price, subject in each case to adjustment upon the occurrence of certain corporate events applicable to the EL Class A Common Stock. The number of shares of EL Class A Common Stock to be delivered and the number of Pledged Shares are also subject to adjustment in such event.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:38 UTC GrantStock Units (Cash Payout) · Derivative 250.45 $82.85 $20,749.78
Disclosure

SEC source: 0001001250-17-000014 · edgar.xml · derivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,007.35

Underlying: Class A Common Stock · 250.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:37 UTC GrantStock Units (Cash Payout) · Derivative 250.45 $82.85 $20,749.78
Disclosure

SEC source: 0001001250-17-000013 · edgar.xml · derivative · entry 1

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,361.95

Underlying: Class A Common Stock · 250.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:36 UTC GrantStock Units (Cash Payout) · Derivative 262.52 $82.85 $21,749.78
Disclosure

SEC source: 0001001250-17-000012 · edgar.xml · derivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,976.12

Underlying: Class A Common Stock · 262.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:35 UTC GrantStock Units (Cash Payout) · Derivative 262.52 $82.85 $21,749.78
Disclosure

SEC source: 0001001250-17-000011 · edgar.xml · derivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,603.55

Underlying: Class A Common Stock · 262.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:33 UTC GrantStock Units (Cash Payout) · Derivative 286.66 $82.85 $23,749.78
Disclosure

SEC source: 0001001250-17-000010 · edgar.xml · derivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,506.95

Underlying: Class A Common Stock · 286.66 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).

F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers.

F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:22 UTC
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER10% owner · Trust with Insider Trustee
Lauder William PDirector · Executive Chairman · 10% owner
OtherClass B Common Stock · Derivative 741,351 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-17-000008 · edgar.xml · derivative · entry 11

1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER · CIK 0001260298 · 10% owner · Trust with Insider Trustee

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,093,904

Underlying: Class A Common Stock · 741,351 shares

Expires not disclosed

F9 · derivative.exercise_price: There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F2 · kind: The 1992 GRAT Remainder Trust f/b/o William P. Lauder (the "WPL GRAT Rem. Trust") received 741,351 shares of Class A Common Stock from William P. Lauder ("WPL") in exchange for transferring 741,351 shares of Class B Common Stock to WPL.

F2 · price: The 1992 GRAT Remainder Trust f/b/o William P. Lauder (the "WPL GRAT Rem. Trust") received 741,351 shares of Class A Common Stock from William P. Lauder ("WPL") in exchange for transferring 741,351 shares of Class B Common Stock to WPL.

F9 · derivative.exercise_date: There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F9 · derivative.expiration_date: There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F1 · ownership.direct: Owned by WPL directly.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:22 UTC
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER10% owner · Trust with Insider Trustee
Lauder William PDirector · Executive Chairman · 10% owner
OtherClass B Common Stock · Derivative 741,351 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-17-000008 · edgar.xml · derivative · entry 10

1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER · CIK 0001260298 · 10% owner · Trust with Insider Trustee

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 741,351 shares

Expires not disclosed

F9 · derivative.exercise_price: There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F2 · kind: The 1992 GRAT Remainder Trust f/b/o William P. Lauder (the "WPL GRAT Rem. Trust") received 741,351 shares of Class A Common Stock from William P. Lauder ("WPL") in exchange for transferring 741,351 shares of Class B Common Stock to WPL.

F2 · price: The 1992 GRAT Remainder Trust f/b/o William P. Lauder (the "WPL GRAT Rem. Trust") received 741,351 shares of Class A Common Stock from William P. Lauder ("WPL") in exchange for transferring 741,351 shares of Class B Common Stock to WPL.

F9 · derivative.exercise_date: There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F9 · derivative.expiration_date: There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F3 · ownership.direct: Owned by WPL GRAT Rem. Trust directly. Owned by each of WPL and Gary M. Lauder ("GML"), indirectly, as trustees of the WPL GRAT Rem. Trust. Each of WPL and GML disclaims beneficial ownership except to the extent of their respective pecuniary interest in such securities.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:22 UTC
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER10% owner · Trust with Insider Trustee
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionOption (right to buy) · Derivative 177,304 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0001001250-17-000008 · edgar.xml · derivative · entry 9

1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER · CIK 0001260298 · 10% owner · Trust with Insider Trustee

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 177,304 shares

Expires 2019-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 59,100 shares exercisable from and after January 1, 2011; 59,102 shares exercisable from and after January 1, 2012; and 59,102 shares exercisable from and after January 1, 2013. This option was previously reported as covering 29,550 shares exercisable from and after January 1, 2011; 29,551 shares exercisable from and after January 1, 2012; and 29,551 shares exercisable from and after January 1, 2013 at an exercise price of $34.00, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.

F6 · price: Not applicable.

F8 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 59,100 shares exercisable from and after January 1, 2011; 59,102 shares exercisable from and after January 1, 2012; and 59,102 shares exercisable from and after January 1, 2013. This option was previously reported as covering 29,550 shares exercisable from and after January 1, 2011; 29,551 shares exercisable from and after January 1, 2012; and 29,551 shares exercisable from and after January 1, 2013 at an exercise price of $34.00, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.

F1 · ownership.direct: Owned by WPL directly.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:22 UTC
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER10% owner · Trust with Insider Trustee
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionOption (right to buy) · Derivative 300,000 Not disclosed Strike: $26.42 Not disclosed
Disclosure

SEC source: 0001001250-17-000008 · edgar.xml · derivative · entry 8

1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER · CIK 0001260298 · 10% owner · Trust with Insider Trustee

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 300,000 shares

Expires 2018-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 100,000 shares exercisable from and after January 1, 2010; 100,000 shares exercisable from and after January 1, 2011; and 100,000 shares exercisable from and after January 1, 2012. This option was previously reported as covering 50,000 shares exercisable from and after January 1, 2010; 50,000 shares exercisable from and after January 1, 2011; and 50,000 shares exercisable from and after January 1, 2012 at an exercise price of $52.83, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.

F6 · price: Not applicable.

F7 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 100,000 shares exercisable from and after January 1, 2010; 100,000 shares exercisable from and after January 1, 2011; and 100,000 shares exercisable from and after January 1, 2012. This option was previously reported as covering 50,000 shares exercisable from and after January 1, 2010; 50,000 shares exercisable from and after January 1, 2011; and 50,000 shares exercisable from and after January 1, 2012 at an exercise price of $52.83, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.

F1 · ownership.direct: Owned by WPL directly.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:22 UTC
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER10% owner · Trust with Insider Trustee
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionOption (right to buy) · Derivative 300,000 Not disclosed Strike: $21.29 Not disclosed
Disclosure

SEC source: 0001001250-17-000008 · edgar.xml · derivative · entry 7

1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER · CIK 0001260298 · 10% owner · Trust with Insider Trustee

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 300,000 shares

Expires 2017-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 100,000 shares exercisable from and after January 1, 2009; 100,000 shares exercisable from and after January 1, 2010; and 100,000 shares exercisable from and after January 1, 2011. This option was previously reported as covering 50,000 shares exercisable from and after January 1, 2009; 50,000 shares exercisable from and after January 1, 2010; and 50,000 shares exercisable from and after January 1, 2011 at an exercise price of $42.58, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.

F6 · price: Not applicable.

F5 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 100,000 shares exercisable from and after January 1, 2009; 100,000 shares exercisable from and after January 1, 2010; and 100,000 shares exercisable from and after January 1, 2011. This option was previously reported as covering 50,000 shares exercisable from and after January 1, 2009; 50,000 shares exercisable from and after January 1, 2010; and 50,000 shares exercisable from and after January 1, 2011 at an exercise price of $42.58, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.

F1 · ownership.direct: Owned by WPL directly.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:22 UTC
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER10% owner · Trust with Insider Trustee
Lauder William PDirector · Executive Chairman · 10% owner
OtherClass A Common Stock 741,351 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-17-000008 · edgar.xml · nonDerivative · entry 5

1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER · CIK 0001260298 · 10% owner · Trust with Insider Trustee

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,351

F2 · kind: The 1992 GRAT Remainder Trust f/b/o William P. Lauder (the "WPL GRAT Rem. Trust") received 741,351 shares of Class A Common Stock from William P. Lauder ("WPL") in exchange for transferring 741,351 shares of Class B Common Stock to WPL.

F2 · price: The 1992 GRAT Remainder Trust f/b/o William P. Lauder (the "WPL GRAT Rem. Trust") received 741,351 shares of Class A Common Stock from William P. Lauder ("WPL") in exchange for transferring 741,351 shares of Class B Common Stock to WPL.

F3 · ownership.direct: Owned by WPL GRAT Rem. Trust directly. Owned by each of WPL and Gary M. Lauder ("GML"), indirectly, as trustees of the WPL GRAT Rem. Trust. Each of WPL and GML disclaims beneficial ownership except to the extent of their respective pecuniary interest in such securities.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:22 UTC
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER10% owner · Trust with Insider Trustee
Lauder William PDirector · Executive Chairman · 10% owner
OtherClass A Common Stock 741,351 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-17-000008 · edgar.xml · nonDerivative · entry 4

1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER · CIK 0001260298 · 10% owner · Trust with Insider Trustee

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,939

F2 · kind: The 1992 GRAT Remainder Trust f/b/o William P. Lauder (the "WPL GRAT Rem. Trust") received 741,351 shares of Class A Common Stock from William P. Lauder ("WPL") in exchange for transferring 741,351 shares of Class B Common Stock to WPL.

F2 · price: The 1992 GRAT Remainder Trust f/b/o William P. Lauder (the "WPL GRAT Rem. Trust") received 741,351 shares of Class A Common Stock from William P. Lauder ("WPL") in exchange for transferring 741,351 shares of Class B Common Stock to WPL.

F1 · ownership.direct: Owned by WPL directly.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:22 UTC
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER10% owner · Trust with Insider Trustee
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionClass A Common Stock 177,304 $17.00 $3,014,168.00
Disclosure

SEC source: 0001001250-17-000008 · edgar.xml · nonDerivative · entry 3

1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER · CIK 0001260298 · 10% owner · Trust with Insider Trustee

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Owned by WPL directly.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:22 UTC
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER10% owner · Trust with Insider Trustee
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionClass A Common Stock 300,000 $26.42 $7,926,000.00
Disclosure

SEC source: 0001001250-17-000008 · edgar.xml · nonDerivative · entry 2

1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER · CIK 0001260298 · 10% owner · Trust with Insider Trustee

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Owned by WPL directly.

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February 23, 2017 Filed Feb 24, 2017 22:22 UTC
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER10% owner · Trust with Insider Trustee
Lauder William PDirector · Executive Chairman · 10% owner
Exercise / conversionClass A Common Stock 300,000 $21.29 $6,387,000.00
Disclosure

SEC source: 0001001250-17-000008 · edgar.xml · nonDerivative · entry 1

1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER · CIK 0001260298 · 10% owner · Trust with Insider Trustee

Lauder William P · CIK 0001008082 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Owned by WPL directly.

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February 17, 2017 Filed Feb 21, 2017 19:04 UTC SaleClass A Common Stock 3,300 $85.02 $280,566.00
Disclosure

SEC source: 0001001250-17-000007 · edgar.xml · nonDerivative · entry 1

Hockaday Irvine O Jr · CIK 0001113487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,240

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales price range from $84.98 to $85.14 per share, inclusive.

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February 17, 2017 Filed Feb 21, 2017 16:12 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 4,205 $85.55 $359,737.75
Disclosure

SEC source: 0001001250-17-000005 · edgar.xml · nonDerivative · entry 3

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,174

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $85.47 to $85.68 per share, inclusive.

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February 17, 2017 Filed Feb 21, 2017 16:12 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 5,149 $85.06 $437,973.94
Disclosure

SEC source: 0001001250-17-000005 · edgar.xml · nonDerivative · entry 2

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,379

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $84.45 to $85.42 per share, inclusive.

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February 16, 2017 Filed Feb 21, 2017 16:22 UTC
MOSS SARA EExec. VP, Gen. Counsel
GiftClass A Common Stock 2,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-17-000006 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,389

F2 · price: Not applicable.

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February 16, 2017 Filed Feb 21, 2017 16:12 UTC
Freda FabrizioDirector · President and CEO
SaleClass A Common Stock 9,354 $83.08 $777,130.32
Disclosure

SEC source: 0001001250-17-000005 · edgar.xml · nonDerivative · entry 1

Freda Fabrizio · CIK 0001428855 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,528

F1 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $82.92 to $83.43 per share, inclusive.

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February 15, 2017 Filed Feb 21, 2017 16:22 UTC
MOSS SARA EExec. VP, Gen. Counsel
OtherClass A Common Stock 2,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-17-000006 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Exec. VP, Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,789

F1 · kind: Transfer of Class A Common Stock to Reporting Person in satisfaction of an amount payable under the terms of the Sara E. Moss Grantor Retained Annuity Trust u/a/d October 15, 2015.

F2 · price: Not applicable.

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February 14, 2017 Filed Feb 14, 2017 22:24 UTC
Trower Alexandra C.EVP - Global Communications
SaleClass A Common Stock 2,362 $83.27 $196,683.74
Disclosure

SEC source: 0001001250-17-000004 · edgar.xml · nonDerivative · entry 1

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,842

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February 14, 2017 Filed Feb 14, 2017 22:07 UTC
Trower Alexandra C.EVP - Global Communications
SaleClass A Common Stock 2,362 $83.27 $196,683.74
Disclosure

SEC source: 0001001250-17-000003 · edgar.xml · nonDerivative · entry 1

Trower Alexandra C. · CIK 0001432251 · EVP - Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,842

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February 03, 2017 Filed Feb 3, 2017 18:05 UTC
Demsey JohnGroup President
SaleClass A Common Stock 20,322 $82.07 $1,667,826.54
Disclosure

SEC source: 0001001250-17-000002 · edgar.xml · nonDerivative · entry 1

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $81.99 to $82.14.

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January 25, 2017 Filed Jan 26, 2017 16:16 UTC SaleClass A Common Stock 6,558 $81.16 $532,247.28
Disclosure

SEC source: 0001001250-17-000001 · edgar.xml · nonDerivative · entry 1

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,467

F1 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on November 30, 2016.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales price range from $81.00 to $81.39.

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December 15, 2016 Filed Dec 16, 2016 16:21 UTC GrantStock Units (Share Payout) · Derivative 71.71 $77.58 $5,563.26
Disclosure

SEC source: 0001001250-16-000262 · edgar.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,436.33

Underlying: Class A Common Stock · 71.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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December 15, 2016 Filed Dec 16, 2016 16:40 UTC GrantStock Units (Share Payout) · Derivative 33.11 $77.58 $2,568.67
Disclosure

SEC source: 0001001250-16-000271 · edgar.xml · derivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,588.26

Underlying: Class A Common Stock · 33.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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December 15, 2016 Filed Dec 16, 2016 16:39 UTC GrantStock Units (Cash Payout) · Derivative 156.02 $77.58 $12,104.03
Disclosure

SEC source: 0001001250-16-000270 · edgar.xml · derivative · entry 2

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,756.9

Underlying: Class A Common Stock · 156.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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December 15, 2016 Filed Dec 16, 2016 16:39 UTC GrantStock Units (Share Payout) · Derivative 52.53 $77.58 $4,075.28
Disclosure

SEC source: 0001001250-16-000270 · edgar.xml · derivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,040.43

Underlying: Class A Common Stock · 52.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.