EL

SEC source: 0001001250-21-000071 · edgar.xml · nonDerivative · entry 1

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001001250-21-000068 · edgar.xml · nonDerivative · entry 1

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,519

SEC source: 0001001250-21-000070 · edgar.xml · derivative · entry 4

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,329 shares

Expires 2028-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not Applicable.

SEC source: 0001001250-21-000070 · edgar.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $302.35 to $302.47 per share, inclusive.

SEC source: 0001001250-21-000070 · edgar.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001001250-21-000069 · edgar.xml · derivative · entry 3

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,792 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 17,861 shares exercisable from and after January 1, 2017; 17,861 shares exercisable from and after January 1, 2018; and 17,862 shares exercisable from and after January 1, 2019.

F3 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 17,861 shares exercisable from and after January 1, 2017; 17,861 shares exercisable from and after January 1, 2018; and 17,862 shares exercisable from and after January 1, 2019.

SEC source: 0001001250-21-000069 · edgar.xml · nonDerivative · entry 2

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,339

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on March 2, 2021.

SEC source: 0001001250-21-000069 · edgar.xml · nonDerivative · entry 1

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 17,861 shares exercisable from and after January 1, 2017; 17,861 shares exercisable from and after January 1, 2018; and 17,862 shares exercisable from and after January 1, 2019.

SEC source: 0001001250-21-000067 · edgar.xml · nonDerivative · entry 2

LAUDER RONALD S · CIK 0000942617 · Chairman, Clinique Labs LLC · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001001250-21-000067 · edgar.xml · derivative · entry 4

LAUDER RONALD S · CIK 0000942617 · Chairman, Clinique Labs LLC · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,468,846

Underlying: Class A Common Stock · 1,700,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F1 · kind: Ronald S. Lauder ("RSL") converted shares of Class B Common Stock into an equal number of shares of Class A Common Stock.

F3 · price: Not applicable.

F2 · derivative.exercise_date: There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

F2 · derivative.expiration_date: There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

SEC source: 0001001250-21-000067 · edgar.xml · nonDerivative · entry 1

LAUDER RONALD S · CIK 0000942617 · Chairman, Clinique Labs LLC · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Ronald S. Lauder ("RSL") converted shares of Class B Common Stock into an equal number of shares of Class A Common Stock.

F2 · price: There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

SEC source: 0001001250-21-000066 · edgar.xml · nonDerivative · entry 2

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001001250-21-000066 · edgar.xml · nonDerivative · entry 1

O'HARE MICHAEL · CIK 0001587814 · EVP-Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

SEC source: 0001001250-21-000065 · edgar.xml · nonDerivative · entry 1

Demsey John · CIK 0001369789 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,019

F1 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F1 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $296.01 to $296.09, inclusive.

SEC source: 0001001250-21-000064 · edgar.xml · derivative · entry 4

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by a family trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,576 shares

Expires 2021-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan and previously transferred to a family trust.

F3 · price: Not applicable.

F1 · ownership.nature: Spouse of the Reporting Person is a trustee.

SEC source: 0001001250-21-000064 · edgar.xml · nonDerivative · entry 2

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by a family trust

Disclosed balance after: 43,250

F1 · ownership.nature: Spouse of the Reporting Person is a trustee.

SEC source: 0001001250-21-000064 · edgar.xml · nonDerivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by a family trust

Disclosed balance after: 44,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Spouse of the Reporting Person is a trustee.

SEC source: 0001001250-21-000057 · edgar.xml · derivative · entry 3

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235

Underlying: Class A Common Stock · 3,235 shares

Expires not disclosed

F2 · derivative.exercise_price: Not applicable.

F4 · price: Assuming continued employment, these non-annual RSUs will vest and be paid out as follows: 1,078 on April 19, 2022; 1,078 on April 19, 2023; and 1,079 on April 19, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · derivative.exercise_date: Assuming continued employment, these non-annual RSUs will vest and be paid out as follows: 1,078 on April 19, 2022; 1,078 on April 19, 2023; and 1,079 on April 19, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · derivative.expiration_date: Assuming continued employment, these non-annual RSUs will vest and be paid out as follows: 1,078 on April 19, 2022; 1,078 on April 19, 2023; and 1,079 on April 19, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-21-000057 · edgar.xml · derivative · entry 2

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Class A Common Stock · 2,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Not applicable.

F3 · price: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 916 on April 19, 2022; 917 on April 19, 2023; and 917 on April 19, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F3 · derivative.exercise_date: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 916 on April 19, 2022; 917 on April 19, 2023; and 917 on April 19, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F3 · derivative.expiration_date: Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 916 on April 19, 2022; 917 on April 19, 2023; and 917 on April 19, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

SEC source: 0001001250-21-000057 · edgar.xml · derivative · entry 1

Canevari Roberto · CIK 0001849900 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,356

Underlying: Class A Common Stock · 9,356 shares

Expires 2031-04-19

F1 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 3,118 shares exercisable from and after July 1, 2022; 3,119 shares exercisable from and after July 1, 2023; and 3,119 shares exercisable from and after July 1, 2024.

F2 · price: Not applicable.

SEC source: 0001001250-21-000055 · edgar.xml · derivative · entry 3

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,924 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,282 shares exercisable from and after January 1, 2016; 15,283 shares exercisable from and after January 1, 2017; and 15,283 shares exercisable from and after January 1, 2018.

F3 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,282 shares exercisable from and after January 1, 2016; 15,283 shares exercisable from and after January 1, 2017; and 15,283 shares exercisable from and after January 1, 2018.

SEC source: 0001001250-21-000055 · edgar.xml · nonDerivative · entry 2

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,339

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on March 2, 2021.

SEC source: 0001001250-21-000055 · edgar.xml · nonDerivative · entry 1

TRAVIS TRACEY THOMAS · CIK 0001258930 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,282 shares exercisable from and after January 1, 2016; 15,283 shares exercisable from and after January 1, 2017; and 15,283 shares exercisable from and after January 1, 2018.

SEC source: 0001001250-21-000054 · edgar.xml · derivative · entry 6

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,000 shares

Expires 2027-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,858 shares exercisable from and after January 1, 2019; 9,859 shares exercisable from and after January 1, 2020; and 9,859 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-21-000054 · edgar.xml · nonDerivative · entry 2

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on March 1, 2021.

F3 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $300.00 to $300.03 per share, inclusive.

SEC source: 0001001250-21-000054 · edgar.xml · nonDerivative · entry 1

MOSS SARA E · CIK 0001204538 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,858 shares exercisable from and after January 1, 2019; 9,859 shares exercisable from and after January 1, 2020; and 9,859 shares exercisable from and after January 1, 2021.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,858 shares exercisable from and after January 1, 2019; 9,859 shares exercisable from and after January 1, 2020; and 9,859 shares exercisable from and after January 1, 2021.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 16

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 9,904.14

Underlying: Class A Common Stock · 9,904.14 shares

Expires not disclosed

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · derivative.exercise_price: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F2 · price: Not applicable.

F5 · derivative.exercise_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F5 · derivative.expiration_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 15

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,904.14 shares

Expires not disclosed

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · derivative.exercise_price: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F2 · price: Not applicable.

F5 · derivative.exercise_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F5 · derivative.expiration_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 14

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 1,905

Underlying: Class A Common Stock · 1,905 shares

Expires 2029-11-15

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

F3 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 13

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,905 shares

Expires 2029-11-15

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 12

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 2,329

Underlying: Class A Common Stock · 2,329 shares

Expires 2028-11-13

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

F3 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 11

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,329 shares

Expires 2028-11-13

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 10

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 2,906

Underlying: Class A Common Stock · 2,906 shares

Expires 2027-11-14

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

F3 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 9

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,906 shares

Expires 2027-11-14

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 8

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 4,697

Underlying: Class A Common Stock · 4,697 shares

Expires 2026-11-11

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

F3 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 7

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,697 shares

Expires 2026-11-11

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 6

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 3,972

Underlying: Class A Common Stock · 3,972 shares

Expires 2025-11-12

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

F3 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 5

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,972 shares

Expires 2025-11-12

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 4

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 4,374

Underlying: Class A Common Stock · 4,374 shares

Expires 2024-11-14

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

F3 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 3

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,374 shares

Expires 2024-11-14

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 2

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 3,813

Underlying: Class A Common Stock · 3,813 shares

Expires 2023-11-12

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

F3 · ownership.nature: Limited Liability Company ("LLC") owned by Reporting Person and spouse. The Reporting Person has investment power over the securities of the Issuer held by the LLC.

SEC source: 0001001250-21-000053 · edgar.xml · derivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,813 shares

Expires 2023-11-12

F1 · security: Previously granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F2 · price: Not applicable.

SEC source: 0001001250-21-000052 · edgar.xml · derivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,904.14

Underlying: Class A Common Stock · 18.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-21-000050 · edgar.xml · derivative · entry 2

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,926.72

Underlying: Class A Common Stock · 72.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-21-000050 · edgar.xml · derivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,554.34

Underlying: Class A Common Stock · 26.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-21-000051 · edgar.xml · derivative · entry 1

Tejada Jennifer · CIK 0001736979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310.39

Underlying: Class A Common Stock · 2.39 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as director of the Company.

SEC source: 0001001250-21-000048 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,924.95

Underlying: Class A Common Stock · 10.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-21-000048 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,163.13

Underlying: Class A Common Stock · 22.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-21-000049 · edgar.xml · derivative · entry 2

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,665.64

Underlying: Class A Common Stock · 127.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

SEC source: 0001001250-21-000049 · edgar.xml · derivative · entry 1

FORESTER LYNN · CIK 0001050985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,922.14

Underlying: Class A Common Stock · 34.57 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.