Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2019 Filed Sep 9, 2019 18:20 UTC |
Marquez Antonio FEVP/CLO-CRE
|
SaleCommon Stock | 1,000 | $41.84 | $41,840.00 |
DisclosureSEC source: 0001484364-19-000042 · primary_doc.xml · nonDerivative · entry 4 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,569 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:20 UTC |
Marquez Antonio FEVP/CLO-CRE
|
SaleCommon Stock | 1,130 | $41.77 | $47,194.45 |
DisclosureSEC source: 0001484364-19-000042 · primary_doc.xml · nonDerivative · entry 3 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,569 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:20 UTC |
Marquez Antonio FEVP/CLO-CRE
|
SaleCommon Stock | 100 | $41.75 | $4,175.00 |
DisclosureSEC source: 0001484364-19-000042 · primary_doc.xml · nonDerivative · entry 2 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,699 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:20 UTC |
Marquez Antonio FEVP/CLO-CRE
|
SaleCommon Stock | 170 | $41.65 | $7,080.50 |
DisclosureSEC source: 0001484364-19-000042 · primary_doc.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,799 Read SEC document |
| February 18, 2019 Filed Feb 21, 2019 20:55 UTC |
Williams Janice L.EVP/CCO
|
Tax withholdingCommon Stock | 576 | $57.20 | $32,944.32 |
DisclosureSEC source: 0001484364-19-000033 · primary_doc.xml · nonDerivative · entry 1 Williams Janice L. · CIK 0001441282 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,777 Read SEC document |
| February 18, 2019 Filed Feb 21, 2019 20:52 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
Tax withholdingCommon Stock | 397 | $57.20 | $22,706.42 |
DisclosureSEC source: 0001484364-19-000032 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,767 Read SEC document |
| February 18, 2019 Filed Feb 21, 2019 20:49 UTC |
Marquez Antonio FEVP/CLO-CRE
|
Tax withholdingCommon Stock | 606 | $57.20 | $34,660.17 |
DisclosureSEC source: 0001484364-19-000031 · primary_doc.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,969 Read SEC document |
| February 18, 2019 Filed Feb 21, 2019 20:47 UTC |
Levingston CharlesEVP/CFO
|
Tax withholdingCommon Stock | 35 | $57.20 | $2,001.83 |
DisclosureSEC source: 0001484364-19-000030 · primary_doc.xml · nonDerivative · entry 1 Levingston Charles · CIK 0001699945 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,364 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 13:06 UTC |
Rheaume Lindsey SDirector · EVP/CLO-C&I
|
Tax withholdingCommon Stock | 277 | $56.13 | $15,548.01 |
DisclosureSEC source: 0001484364-19-000023 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · Director · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,164 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 13:08 UTC |
Williams Janice L.Director · EVP/CCO
|
Tax withholdingCommon Stock | 420 | $56.13 | $23,574.60 |
DisclosureSEC source: 0001484364-19-000024 · primary_doc.xml · nonDerivative · entry 1 Williams Janice L. · CIK 0001441282 · Director · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,353 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 13:04 UTC |
Marquez Antonio FDirector · EVP/CLO-CRE
|
Tax withholdingCommon Stock | 469 | $56.13 | $26,324.97 |
DisclosureSEC source: 0001484364-19-000022 · primary_doc.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · Director · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,575 Read SEC document |
| February 14, 2019 Filed Feb 21, 2019 17:05 UTC Amendment |
Rheaume Lindsey SEVP/CLO-C&I
|
Tax withholdingCommon Stock | 277 | $56.13 | $15,548.01 |
DisclosureSEC source: 0001484364-19-000027 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,164 F1 · date: Amendment filed to correct inadvertent designation of officer as a director. Read SEC document |
| February 14, 2019 Filed Feb 21, 2019 17:07 UTC Amendment |
Marquez Antonio FEVP/CLO-CRE
|
Tax withholdingCommon Stock | 469 | $56.13 | $26,324.97 |
DisclosureSEC source: 0001484364-19-000028 · primary_doc.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,575 F1 · date: Amendment filed to correct inadvertent designation of officer as a director. Read SEC document |
| February 14, 2019 Filed Feb 21, 2019 17:01 UTC Amendment |
Williams Janice L.EVP/CCO
|
Tax withholdingCommon Stock | 420 | $56.13 | $23,574.60 |
DisclosureSEC source: 0001484364-19-000026 · primary_doc.xml · nonDerivative · entry 1 Williams Janice L. · CIK 0001441282 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,353 F1 · date: Amendment filed to correct inadvertent designation of officer as a director. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 09:48 UTC |
PAUL RONALD DDirector · President & CEO
|
Tax withholdingCommon Stock | 1,775 | $56.09 | $99,559.75 |
DisclosureSEC source: 0001484364-19-000021 · primary_doc.xml · nonDerivative · entry 1 PAUL RONALD D · CIK 0001108591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,448,848 F1 · ownership.direct: Includes shares held jointly with spouse. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 14:05 UTC |
Williams Janice L.Director · EVP/CCO
|
Tax withholdingCommon Stock | 454 | $56.09 | $25,464.86 |
DisclosureSEC source: 0001484364-19-000020 · primary_doc.xml · nonDerivative · entry 1 Williams Janice L. · CIK 0001441282 · Director · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,773 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 14:03 UTC |
Levingston CharlesDirector · EVP/CFO
|
Tax withholdingCommon Stock | 222 | $56.09 | $12,451.98 |
DisclosureSEC source: 0001484364-19-000019 · primary_doc.xml · nonDerivative · entry 1 Levingston Charles · CIK 0001699945 · Director · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,399 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 14:01 UTC |
Rheaume Lindsey SDirector · EVP/CLO-C&I
|
Tax withholdingCommon Stock | 321 | $56.09 | $18,004.89 |
DisclosureSEC source: 0001484364-19-000018 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · Director · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,441 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 13:59 UTC |
Marquez Antonio FDirector · EVP/CLO-CRE
|
Tax withholdingCommon Stock | 514 | $56.09 | $28,830.26 |
DisclosureSEC source: 0001484364-19-000017 · primary_doc.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · Director · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,044 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 13:55 UTC |
RIEL SUSAN GDirector · EVP;SEVP&COO-Subsidiary Bank
|
Tax withholdingCommon Stock | 650 | $56.09 | $36,458.50 |
DisclosureSEC source: 0001484364-19-000016 · primary_doc.xml · nonDerivative · entry 1 RIEL SUSAN G · CIK 0001234907 · Director · EVP;SEVP&COO-Subsidiary Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,206 Read SEC document |
| February 12, 2019 Filed Feb 21, 2019 17:10 UTC Amendment |
Levingston CharlesEVP/CFO
|
Tax withholdingCommon Stock | 222 | $56.09 | $12,451.98 |
DisclosureSEC source: 0001484364-19-000029 · primary_doc.xml · nonDerivative · entry 1 Levingston Charles · CIK 0001699945 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,399 F1 · date: Amendment filed to correct inadvertent designation of officer as a director. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 12:10 UTC |
PAUL RONALD DDirector · President & CEO
|
Tax withholdingCommon Stock | 4,377 | $55.03 | $240,866.31 |
DisclosureSEC source: 0001484364-19-000015 · primary_doc.xml · nonDerivative · entry 3 PAUL RONALD D · CIK 0001108591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450,623 F2 · ownership.direct: Includes shares held jointly with spouse. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 12:10 UTC |
PAUL RONALD DDirector · President & CEO
|
GrantCommon Stock | 13,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000015 · primary_doc.xml · nonDerivative · entry 2 PAUL RONALD D · CIK 0001108591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,455,000 F3 · shares: Represents vesting of shares subject to 2016 award of performance based restricted stock units. F2 · ownership.direct: Includes shares held jointly with spouse. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 12:10 UTC |
PAUL RONALD DDirector · President & CEO
|
GrantCommon Stock | 17,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000015 · primary_doc.xml · nonDerivative · entry 1 PAUL RONALD D · CIK 0001108591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,441,590 F1 · shares: Represents award of time vested restricted stock under 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. F2 · ownership.direct: Includes shares held jointly with spouse. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:57 UTC |
Rheaume Lindsey SDirector · EVP/CLO-C&I
|
Tax withholdingCommon Stock | 737 | $55.03 | $40,557.11 |
DisclosureSEC source: 0001484364-19-000014 · primary_doc.xml · nonDerivative · entry 3 Rheaume Lindsey S · CIK 0001519841 · Director · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,762 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:57 UTC |
Rheaume Lindsey SDirector · EVP/CLO-C&I
|
GrantCommon Stock | 2,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000014 · primary_doc.xml · nonDerivative · entry 2 Rheaume Lindsey S · CIK 0001519841 · Director · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,499 F2 · shares: Represents vesting of shares subject to 2016 award of performance based restricted stock units. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:57 UTC |
Rheaume Lindsey SDirector · EVP/CLO-C&I
|
GrantCommon Stock | 4,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000014 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · Director · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,322 F1 · shares: Represents award of time vested restricted stock under 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:53 UTC |
Marquez Antonio FDirector · EVP/CLO-CRE
|
Tax withholdingCommon Stock | 1,071 | $55.03 | $58,937.13 |
DisclosureSEC source: 0001484364-19-000013 · primary_doc.xml · nonDerivative · entry 3 Marquez Antonio F · CIK 0001550082 · Director · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,558 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:53 UTC |
Marquez Antonio FDirector · EVP/CLO-CRE
|
GrantCommon Stock | 3,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000013 · primary_doc.xml · nonDerivative · entry 2 Marquez Antonio F · CIK 0001550082 · Director · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,629 F2 · shares: Represents vesting of shares subject to 2016 award of performance based restricted stock units. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:53 UTC |
Marquez Antonio FDirector · EVP/CLO-CRE
|
GrantCommon Stock | 5,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000013 · primary_doc.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · Director · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,534 F1 · shares: Represents award of time vested restricted stock under 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:40 UTC |
Levingston CharlesDirector · EVP/CFO
|
GrantCommon Stock | 3,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000011 · primary_doc.xml · nonDerivative · entry 1 Levingston Charles · CIK 0001699945 · Director · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,621 F1 · shares: Represents award of time vested restricted stock under 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:45 UTC |
Williams Janice L.Director · EVP/CCO
|
Tax withholdingCommon Stock | 1,022 | $55.03 | $56,240.66 |
DisclosureSEC source: 0001484364-19-000012 · primary_doc.xml · nonDerivative · entry 3 Williams Janice L. · CIK 0001441282 · Director · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,319 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:45 UTC |
Williams Janice L.Director · EVP/CCO
|
GrantCommon Stock | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000012 · primary_doc.xml · nonDerivative · entry 2 Williams Janice L. · CIK 0001441282 · Director · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,341 F2 · shares: Represents vesting of shares subject to 2016 award of performance based restricted stock units. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:45 UTC |
Williams Janice L.Director · EVP/CCO
|
GrantCommon Stock | 5,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000012 · primary_doc.xml · nonDerivative · entry 1 Williams Janice L. · CIK 0001441282 · Director · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,398 F1 · shares: Represents award of time vested restricted stock under 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 13:53 UTC |
Raffa Kathy ADirector
|
GrantCommon Stock | 5,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000008 · primary_doc.xml · nonDerivative · entry 1 Raffa Kathy A · CIK 0001732437 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,395 F1 · shares: Represents award of restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:37 UTC |
RIEL SUSAN GDirector · EVP;SEVP&COO-Subsidiary Bank
|
Tax withholdingCommon Stock | 1,603 | $55.03 | $88,213.09 |
DisclosureSEC source: 0001484364-19-000010 · primary_doc.xml · nonDerivative · entry 3 RIEL SUSAN G · CIK 0001234907 · Director · EVP;SEVP&COO-Subsidiary Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,856 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:37 UTC |
RIEL SUSAN GDirector · EVP;SEVP&COO-Subsidiary Bank
|
GrantCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000010 · primary_doc.xml · nonDerivative · entry 2 RIEL SUSAN G · CIK 0001234907 · Director · EVP;SEVP&COO-Subsidiary Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,459 F2 · shares: Represents vesting of shares subject to 2016 award of performance based restricted stock units. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:37 UTC |
RIEL SUSAN GDirector · EVP;SEVP&COO-Subsidiary Bank
|
GrantCommon Stock | 7,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000010 · primary_doc.xml · nonDerivative · entry 1 RIEL SUSAN G · CIK 0001234907 · Director · EVP;SEVP&COO-Subsidiary Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,659 F1 · shares: Represents award of time vested restricted stock under 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 13:50 UTC |
Weinstein Leland MDirector
|
GrantCommon Stock | 5,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000007 · primary_doc.xml · nonDerivative · entry 1 Weinstein Leland M · CIK 0001321858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,762 F1 · shares: Represents award of restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 13:48 UTC |
Rogers Donald RDirector
|
GrantCommon Stock | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000006 · primary_doc.xml · nonDerivative · entry 1 Rogers Donald R · CIK 0001387794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,121 F1 · shares: Represents award of restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 13:43 UTC |
Pozez Norman RobertDirector
|
GrantCommon Stock | 9,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000005 · primary_doc.xml · nonDerivative · entry 1 Pozez Norman Robert · CIK 0001424107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,335 F1 · shares: Represents award of restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 13:39 UTC |
Goodman Harvey MichaelDirector
|
GrantCommon Stock | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000004 · primary_doc.xml · nonDerivative · entry 1 Goodman Harvey Michael · CIK 0001386416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,927 F1 · shares: Represents award of restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. F2 · ownership.direct: Includes shares jointly held with spouse. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 13:35 UTC |
Dworken Dudley CDirector
|
GrantCommon Stock | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000003 · primary_doc.xml · nonDerivative · entry 1 Dworken Dudley C · CIK 0001234921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,477 F1 · shares: Represents award of restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. F2 · balance_after: Includes shares held jointly with spouse. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 13:29 UTC |
ALPERSTEIN LESLIE MDirector
|
GrantCommon Stock | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000002 · primary_doc.xml · nonDerivative · entry 1 ALPERSTEIN LESLIE M · CIK 0001262648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,950 F1 · shares: Represents award of restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. F2 · ownership.direct: Includes shares held jointly with spouse. Read SEC document |
| February 11, 2019 Filed Feb 26, 2019 20:42 UTC Amendment |
Goodman Harvey MichaelDirector
|
GrantCommon Stock | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000034 · primary_doc.xml · nonDerivative · entry 1 Goodman Harvey Michael · CIK 0001386416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,927 F1 · shares: Represents award of restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. F2 · ownership.direct: Includes shares jointly held with spouse. F3 · ownership.direct: Amendment filed to remove shares owned by reporting person's adult child, in which he no longer has an indirect pecuniary interest. Read SEC document |
| January 08, 2019 Filed Feb 21, 2019 10:28 UTC |
PAUL RONALD DDirector · President & CEO
|
Exercise / conversion2006 Plan Option to purchase Common Stock · Derivative | 17,349 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001484364-19-000025 · primary_doc.xml · derivative · entry 4 PAUL RONALD D · CIK 0001108591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2019 Filed Feb 21, 2019 10:28 UTC |
PAUL RONALD DDirector · President & CEO
|
Exercise / conversionCommon Stock | 17,349 | $5.76 | $99,994.43 |
DisclosureSEC source: 0001484364-19-000025 · primary_doc.xml · nonDerivative · entry 1 PAUL RONALD D · CIK 0001108591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,466,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Includes shares held jointly with spouse. Read SEC document |
| December 21, 2018 Filed Feb 4, 2019 13:57 UTC |
PAUL RONALD DDirector · President & CEO
|
OtherCommon Stock | 68,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-19-000001 · primary_doc.xml · nonDerivative · entry 1 PAUL RONALD D · CIK 0001108591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424,313 F1 · kind: Represents reversion of shares subject to remainder interest in charitable lead annuity trust in which reporting person had a residual interest, but as to which he did not have or share dispositive or voting power. F2 · ownership.direct: Includes shares held jointly with spouse. Read SEC document |
| December 12, 2018 Filed Dec 17, 2018 17:47 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
Tax withholdingCommon Stock | 19 | $52.64 | $1,000.07 |
DisclosureSEC source: 0001484364-18-000027 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,151 Read SEC document |
| October 09, 2018 Filed Oct 9, 2018 15:09 UTC |
RIEL SUSAN GDirector · EVP;SEVP&COO-Subsidiary Bank
|
Exercise / conversion2006 Stock Plan Stock Option · Derivative | 35,200 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001484364-18-000026 · primary_doc.xml · derivative · entry 2 RIEL SUSAN G · CIK 0001234907 · Director · EVP;SEVP&COO-Subsidiary Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,200 shares Expires 2019-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.