Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2021 Filed Feb 19, 2021 01:49 UTC |
Levingston CharlesEVP/CFO
|
Tax withholdingCommon Stock | 592 | $46.86 | $27,741.12 |
DisclosureSEC source: 0001050441-21-000030 · wf-form4_161369932661071.xml · nonDerivative · entry 1 Levingston Charles · CIK 0001699945 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,324 Read SEC document |
| February 10, 2021 Filed Feb 19, 2021 01:48 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
Tax withholdingCommon Stock | 542 | $46.86 | $25,398.12 |
DisclosureSEC source: 0001050441-21-000029 · wf-form4_161369926215526.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,755 Read SEC document |
| February 10, 2021 Filed Feb 19, 2021 01:46 UTC |
Marquez Antonio FEVP/CLO-CRE
|
Tax withholdingCommon Stock | 896 | $46.86 | $41,986.56 |
DisclosureSEC source: 0001050441-21-000028 · wf-form4_161369920109578.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,551 Read SEC document |
| February 10, 2021 Filed Feb 19, 2021 01:46 UTC |
RIEL SUSAN GDirector · President & CEO
|
Tax withholdingCommon Stock | 2,217 | $46.86 | $103,888.62 |
DisclosureSEC source: 0001050441-21-000027 · wf-form4_161369914008549.xml · nonDerivative · entry 1 RIEL SUSAN G · CIK 0001234907 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,901 Read SEC document |
| December 01, 2020 Filed Feb 12, 2021 20:26 UTC |
Pozez Norman RobertDirector · Executive Chairman
|
GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001050441-21-000016 · wf-form5_161316160100271.xml · nonDerivative · entry 1 Pozez Norman Robert · CIK 0001424107 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,854 F1 · balance_after: Reflects an additional 10 shares inadvertently previously unreported. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 19:20 UTC |
Marquez Antonio FEVP/CLO-CRE
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001050441-20-000013 · wf-form4_160624563285594.xml · nonDerivative · entry 5 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Indirect · Nicole Charlotte Marquez Irrevocable Trust Disclosed balance after: 1,000 F3 · ownership.nature: The reported disposition represents a bona fide gift to Nicole Charlotte Marquez Irrevocable Trust, an irrevocable trust for the benefit of the reporting person's daughter, for which the reporting person and the reporting person's spouse are trustees. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 19:20 UTC |
Marquez Antonio FEVP/CLO-CRE
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001050441-20-000013 · wf-form4_160624563285594.xml · nonDerivative · entry 4 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,235 F3 · kind: The reported disposition represents a bona fide gift to Nicole Charlotte Marquez Irrevocable Trust, an irrevocable trust for the benefit of the reporting person's daughter, for which the reporting person and the reporting person's spouse are trustees. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 19:20 UTC |
Marquez Antonio FEVP/CLO-CRE
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001050441-20-000013 · wf-form4_160624563285594.xml · nonDerivative · entry 3 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Indirect · Alexander Troy Marquez Irrevocable Trust Disclosed balance after: 1,000 F2 · ownership.nature: The reported disposition represents a bona fide gift to Alexander Troy Marquez Irrevocable Trust, an irrevocable trust for the benefit of the reporting person's son, for which the reporting person and the reporting person's spouse are trustees. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 19:20 UTC |
Marquez Antonio FEVP/CLO-CRE
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001050441-20-000013 · wf-form4_160624563285594.xml · nonDerivative · entry 2 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,635 F2 · kind: The reported disposition represents a bona fide gift to Alexander Troy Marquez Irrevocable Trust, an irrevocable trust for the benefit of the reporting person's son, for which the reporting person and the reporting person's spouse are trustees. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 19:20 UTC |
Marquez Antonio FEVP/CLO-CRE
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001050441-20-000013 · wf-form4_160624563285594.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,035 F1 · kind: The reported disposition represents a bona fide charitable gift made by the reporting person to a non-affiliate non-profit 501(c)(3) organization. Read SEC document |
| May 20, 2020 Filed May 21, 2020 16:38 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
SaleCommon Stock | 3,486 | $31.23 | $108,854.18 |
DisclosureSEC source: 0000903423-20-000048 · ownership.xml · nonDerivative · entry 2 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,007 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.04 to $31.44 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 20, 2020 Filed May 21, 2020 16:38 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
SaleCommon Stock | 2,141 | $30.44 | $65,167.54 |
DisclosureSEC source: 0000903423-20-000048 · ownership.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,493 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 19, 2020 Filed May 21, 2020 00:22 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
SaleCommon Stock | 2,329 | $31.02 | $72,243.72 |
DisclosureSEC source: 0000903423-20-000047 · ownership.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,634 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.18 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 20:36 UTC |
Pozez Norman RobertDirector · Executive Chairman
|
GrantCommon Stock | 24,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000903423-20-000033 · ownership.xml · nonDerivative · entry 1 Pozez Norman Robert · CIK 0001424107 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,844 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 16:12 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
Tax withholdingCommon Stock | 277 | $44.48 | $12,320.96 |
DisclosureSEC source: 0001484364-20-000030 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,963 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 16:08 UTC |
Williams Janice L.EVP/CCO
|
Tax withholdingCommon Stock | 420 | $44.48 | $18,681.60 |
DisclosureSEC source: 0001484364-20-000029 · primary_doc.xml · nonDerivative · entry 1 Williams Janice L. · CIK 0001441282 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,777 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 16:05 UTC |
Marquez Antonio FEVP/CLO-CRE
|
Tax withholdingCommon Stock | 469 | $44.48 | $20,861.12 |
DisclosureSEC source: 0001484364-20-000028 · primary_doc.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,435 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:10 UTC |
Marquez Antonio FEVP/CLO-CRE
|
Tax withholdingCommon Stock | 514 | $44.60 | $22,924.40 |
DisclosureSEC source: 0001484364-20-000022 · primary_doc.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,904 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:07 UTC |
Levingston CharlesEVP/CFO
|
Tax withholdingCommon Stock | 222 | $44.60 | $9,901.20 |
DisclosureSEC source: 0001484364-20-000021 · primary_doc.xml · nonDerivative · entry 1 Levingston Charles · CIK 0001699945 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,442 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:14 UTC |
Williams Janice L.EVP/CCO
|
Tax withholdingCommon Stock | 454 | $44.60 | $20,248.40 |
DisclosureSEC source: 0001484364-20-000024 · primary_doc.xml · nonDerivative · entry 1 Williams Janice L. · CIK 0001441282 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,197 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:12 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
Tax withholdingCommon Stock | 318 | $44.60 | $14,182.80 |
DisclosureSEC source: 0001484364-20-000023 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,210 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:03 UTC |
RIEL SUSAN GDirector · President & CEO
|
Tax withholdingCommon Stock | 650 | $44.60 | $28,990.00 |
DisclosureSEC source: 0001484364-20-000020 · primary_doc.xml · nonDerivative · entry 1 RIEL SUSAN G · CIK 0001234907 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,651 Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 14:24 UTC |
Williams Janice L.EVP/CCO
|
Tax withholdingCommon Stock | 601 | $44.48 | $26,732.48 |
DisclosureSEC source: 0001484364-20-000019 · primary_doc.xml · nonDerivative · entry 1 Williams Janice L. · CIK 0001441282 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,651 Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 14:20 UTC |
RIEL SUSAN GDirector · President & CEO
|
Tax withholdingCommon Stock | 790 | $44.48 | $35,139.20 |
DisclosureSEC source: 0001484364-20-000018 · primary_doc.xml · nonDerivative · entry 1 RIEL SUSAN G · CIK 0001234907 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,301 Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 14:13 UTC |
Marquez Antonio FEVP/CLO-CRE
|
Tax withholdingCommon Stock | 590 | $44.48 | $26,243.20 |
DisclosureSEC source: 0001484364-20-000016 · primary_doc.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,418 Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 14:16 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
Tax withholdingCommon Stock | 465 | $44.48 | $20,683.20 |
DisclosureSEC source: 0001484364-20-000017 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,528 Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 14:08 UTC |
Levingston CharlesEVP/CFO
|
Tax withholdingCommon Stock | 423 | $44.48 | $18,815.04 |
DisclosureSEC source: 0001484364-20-000015 · primary_doc.xml · nonDerivative · entry 1 Levingston Charles · CIK 0001699945 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,664 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 17:15 UTC |
LaPlaca Theresa G.Director
|
GrantCommon Stock | 3,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000013 · primary_doc.xml · nonDerivative · entry 1 LaPlaca Theresa G. · CIK 0001783612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,463 F1 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 15:12 UTC |
Brockwell Matthew DDirector
|
GrantCommon Stock | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000004 · primary_doc.xml · nonDerivative · entry 1 Brockwell Matthew D · CIK 0001793120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575 F1 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 17:18 UTC |
Soto Benjamin M.Director
|
GrantCommon Stock | 3,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000014 · primary_doc.xml · nonDerivative · entry 1 Soto Benjamin M. · CIK 0001487886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,108 F1 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 17:11 UTC |
Levingston CharlesEVP/CFO
|
GrantCommon Stock | 4,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000012 · primary_doc.xml · nonDerivative · entry 1 Levingston Charles · CIK 0001699945 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,087 F1 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 17:08 UTC |
Williams Janice L.EVP/CCO
|
Tax withholdingCommon Stock | 543 | $44.60 | $24,217.80 |
DisclosureSEC source: 0001484364-20-000011 · primary_doc.xml · nonDerivative · entry 3 Williams Janice L. · CIK 0001441282 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,252 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 17:08 UTC |
Williams Janice L.EVP/CCO
|
GrantCommon Stock | 7,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000011 · primary_doc.xml · nonDerivative · entry 2 Williams Janice L. · CIK 0001441282 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,795 F2 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 17:08 UTC |
Williams Janice L.EVP/CCO
|
GrantCommon Stock | 1,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000011 · primary_doc.xml · nonDerivative · entry 1 Williams Janice L. · CIK 0001441282 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,219 F1 · shares: Represents vesting of shares subject to 2017 award of performance based restricted stock units. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:53 UTC |
RIEL SUSAN GDirector · President & CEO
|
Tax withholdingCommon Stock | 806 | $44.60 | $35,947.60 |
DisclosureSEC source: 0001484364-20-000010 · primary_doc.xml · nonDerivative · entry 3 RIEL SUSAN G · CIK 0001234907 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,091 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:53 UTC |
RIEL SUSAN GDirector · President & CEO
|
GrantCommon Stock | 20,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000010 · primary_doc.xml · nonDerivative · entry 2 RIEL SUSAN G · CIK 0001234907 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,887 F2 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:53 UTC |
RIEL SUSAN GDirector · President & CEO
|
GrantCommon Stock | 2,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000010 · primary_doc.xml · nonDerivative · entry 1 RIEL SUSAN G · CIK 0001234907 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,578 F1 · shares: Represents vesting of shares subject to 2017 award of performance based restricted stock units. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:48 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
Tax withholdingCommon Stock | 360 | $44.60 | $16,056.00 |
DisclosureSEC source: 0001484364-20-000009 · primary_doc.xml · nonDerivative · entry 3 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,993 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:48 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
GrantCommon Stock | 4,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000009 · primary_doc.xml · nonDerivative · entry 2 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,353 F2 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:48 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
GrantCommon Stock | 1,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000009 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,764 F1 · shares: Represents vesting of shares subject to 2017 award of performance based restricted stock units. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:43 UTC |
Marquez Antonio FEVP/CLO-CRE
|
GrantCommon Stock | 7,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000008 · primary_doc.xml · nonDerivative · entry 3 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,008 F2 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:43 UTC |
Marquez Antonio FEVP/CLO-CRE
|
Tax withholdingCommon Stock | 606 | $44.60 | $27,027.60 |
DisclosureSEC source: 0001484364-20-000008 · primary_doc.xml · nonDerivative · entry 2 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,474 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:43 UTC |
Marquez Antonio FEVP/CLO-CRE
|
GrantCommon Stock | 1,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000008 · primary_doc.xml · nonDerivative · entry 1 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,080 F1 · shares: Represents vesting of shares subject to 2017 award of performance based restricted stock units. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:37 UTC |
Weinstein Leland MDirector
|
GrantCommon Stock | 6,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000007 · primary_doc.xml · nonDerivative · entry 1 Weinstein Leland M · CIK 0001321858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,488 F1 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:34 UTC |
Raffa Kathy ADirector
|
GrantCommon Stock | 6,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000006 · primary_doc.xml · nonDerivative · entry 1 Raffa Kathy A · CIK 0001732437 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,121 F1 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:30 UTC |
Ludwig A. LeslieDirector
|
GrantCommon Stock | 6,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000005 · primary_doc.xml · nonDerivative · entry 1 Ludwig A. Leslie · CIK 0001783608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,676 F1 · shares: Represents award of time vested restricted stock under the 2016 Stock Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 14, 2020 16:06 UTC |
Pozez Norman RobertDirector
|
GrantCommon Stock | 43,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000025 · primary_doc.xml · nonDerivative · entry 1 Pozez Norman Robert · CIK 0001424107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,776 Read SEC document |
| February 10, 2020 Filed Feb 19, 2020 15:59 UTC |
Soltesz James ADirector
|
GrantCommon Stock | 6,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001484364-20-000027 · primary_doc.xml · nonDerivative · entry 1 Soltesz James A · CIK 0001803641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,070 F1 · shares: Represents award of time vested restricted stock under 2016 Stock Plan. Award vests in three (3) substantially equal installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 18:42 UTC |
Rheaume Lindsey SEVP/CLO-C&I
|
Tax withholdingCommon Stock | 19 | $46.24 | $878.56 |
DisclosureSEC source: 0001484364-19-000044 · primary_doc.xml · nonDerivative · entry 1 Rheaume Lindsey S · CIK 0001519841 · EVP/CLO-C&I 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,748 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:20 UTC |
Marquez Antonio FEVP/CLO-CRE
|
SaleCommon Stock | 100 | $41.85 | $4,185.00 |
DisclosureSEC source: 0001484364-19-000042 · primary_doc.xml · nonDerivative · entry 5 Marquez Antonio F · CIK 0001550082 · EVP/CLO-CRE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,469 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.