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EBS

Emergent BioSolutions Inc.

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Tapewire entity
5902
SEC CIK
0001367644
Parsed reports
449

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2024 Filed Jun 11, 2024 20:10 UTC
Williams Paul AnthonySVP, Products Business
Tax withholdingCommon Stock 464 $6.19 $2,872.16
Disclosure

SEC source: 0001367644-24-000107 · wk-form4_1718136637.xml · nonDerivative · entry 1

Williams Paul Anthony · CIK 0001961994 · SVP, Products Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,418

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 20:10 UTC
Glessner ColeenEVP, Quality & Ethics, and CPL
Tax withholdingCommon Stock 1,249 $6.19 $7,731.31
Disclosure

SEC source: 0001367644-24-000106 · wk-form4_1718136625.xml · nonDerivative · entry 1

Glessner Coleen · CIK 0001919170 · EVP, Quality & Ethics, and CPL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,134

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 20:10 UTC
Hartzel WilliamSVP, Bioservices
Tax withholdingCommon Stock 1,167 $6.19 $7,223.73
Disclosure

SEC source: 0001367644-24-000104 · wk-form4_1718136603.xml · nonDerivative · entry 1

Hartzel William · CIK 0001989644 · SVP, Bioservices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,107

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:16 UTC SaleCommon Stock 10,000 $6.11 $61,100.00
Disclosure

SEC source: 0001367644-24-000098 · wk-form4_1717704966.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,482

Read SEC document
May 29, 2024 Filed May 31, 2024 19:02 UTC SaleCommon Stock 1,830 $4.61 $8,436.30
Disclosure

SEC source: 0001367644-24-000095 · wk-form4_1717182155.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,482

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a grandfathered trading plan adopted by Ms. Zoon on June 15, 2022.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:14 UTC GrantStock Option (Right to Buy) · Derivative 25,748 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001367644-24-000077 · wk-form4_1716945262.xml · derivative · entry 2

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,748

Underlying: Common Stock · 25,748 shares

Expires 2031-05-22

F2 · derivative.exercise_date: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated, for Board and Committee service. The shares underlying the options will vest on the Annual Grant Vesting Date, subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. Each stock option represents a right to purchase one share of the Company's common stock upon vesting at the exercise price.

F3 · derivative.underlying_shares: The number of options granted was determined by dividing half of the total non-employee director compensation value by the Black-Scholes value of a single option calculated as of the date of the grant.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:14 UTC GrantCommon Stock 17,430 $0.00 $0.00
Disclosure

SEC source: 0001367644-24-000077 · wk-form4_1716945262.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,312

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") granted under the Company's Stock Incentive plan, as amended and restated, for Board and Committee service. Each RSU represents a right to receive one share of Emergent BioSolutions Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the day prior to the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:41 UTC GrantStock Option (Right to Buy) · Derivative 25,748 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001367644-24-000088 · wk-form4_1716946866.xml · derivative · entry 2

Fowler Neal Franklin · CIK 0001493692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,748

Underlying: Common Stock · 25,748 shares

Expires 2031-05-22

F2 · derivative.exercise_date: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated, for Board and Committee service. The shares underlying the options will vest on the Annual Grant Vesting Date, subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. Each stock option represents a right to purchase one share of the Company's common stock upon vesting at the exercise price.

F3 · derivative.underlying_shares: The number of options granted was determined by dividing half of the total non-employee director compensation value by the Black-Scholes value of a single option calculated as of the date of the grant.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:41 UTC GrantCommon Stock 17,430 $0.00 $0.00
Disclosure

SEC source: 0001367644-24-000088 · wk-form4_1716946866.xml · nonDerivative · entry 1

Fowler Neal Franklin · CIK 0001493692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,100

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") granted under the Company's Stock Incentive plan, as amended and restated, for Board and Committee service. Each RSU represents a right to receive one share of Emergent BioSolutions Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the day prior to the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:40 UTC GrantStock Option (Right to Buy) · Derivative 25,748 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001367644-24-000086 · wk-form4_1716946839.xml · derivative · entry 2

White Marvin L · CIK 0001493324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,748

Underlying: Common Stock · 25,748 shares

Expires 2031-05-22

F2 · derivative.exercise_date: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated, for Board and Committee service. The shares underlying the options will vest on the Annual Grant Vesting Date, subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. Each stock option represents a right to purchase one share of the Company's common stock upon vesting at the exercise price.

F3 · derivative.underlying_shares: The number of options granted was determined by dividing half of the total non-employee director compensation value by the Black-Scholes value of a single option calculated as of the date of the grant.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:40 UTC GrantCommon Stock 17,430 $0.00 $0.00
Disclosure

SEC source: 0001367644-24-000086 · wk-form4_1716946839.xml · nonDerivative · entry 1

White Marvin L · CIK 0001493324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,379

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") granted under the Company's Stock Incentive plan, as amended and restated, for Board and Committee service. Each RSU represents a right to receive one share of Emergent BioSolutions Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the day prior to the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:14 UTC GrantStock Option (Right to Buy) · Derivative 25,748 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001367644-24-000079 · wk-form4_1716945287.xml · derivative · entry 2

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,748

Underlying: Common Stock · 25,748 shares

Expires 2031-05-22

F2 · derivative.exercise_date: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated, for Board and Committee service. The shares underlying the options will vest on the Annual Grant Vesting Date, subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. Each stock option represents a right to purchase one share of the Company's common stock upon vesting at the exercise price.

F3 · derivative.underlying_shares: The number of options granted was determined by dividing half of the total non-employee director compensation value by the Black-Scholes value of a single option calculated as of the date of the grant.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:14 UTC GrantCommon Stock 17,430 $0.00 $0.00
Disclosure

SEC source: 0001367644-24-000079 · wk-form4_1716945287.xml · nonDerivative · entry 1

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,695

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") granted under the Company's Stock Incentive plan, as amended and restated, for Board and Committee service. Each RSU represents a right to receive one share of Emergent BioSolutions Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the day prior to the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:41 UTC
Katkin KeithDirector
GrantStock Option (Right to Buy) · Derivative 25,748 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001367644-24-000089 · wk-form4_1716946880.xml · derivative · entry 2

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,748

Underlying: Common Stock · 25,748 shares

Expires 2031-05-22

F2 · derivative.exercise_date: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated, for Board and Committee service. The shares underlying the options will vest on the Annual Grant Vesting Date, subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. Each stock option represents a right to purchase one share of the Company's common stock upon vesting at the exercise price.

F3 · derivative.underlying_shares: The number of options granted was determined by dividing half of the total non-employee director compensation value by the Black-Scholes value of a single option calculated as of the date of the grant.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:41 UTC
Katkin KeithDirector
GrantCommon Stock 17,430 $0.00 $0.00
Disclosure

SEC source: 0001367644-24-000089 · wk-form4_1716946880.xml · nonDerivative · entry 1

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,872

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") granted under the Company's Stock Incentive plan, as amended and restated, for Board and Committee service. Each RSU represents a right to receive one share of Emergent BioSolutions Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the day prior to the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:41 UTC GrantStock Option (Right to Buy) · Derivative 25,748 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001367644-24-000087 · wk-form4_1716946853.xml · derivative · entry 2

DeGolyer Donald W · CIK 0001583098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,748

Underlying: Common Stock · 25,748 shares

Expires 2031-05-22

F2 · derivative.exercise_date: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated, for Board and Committee service. The shares underlying the options will vest on the Annual Grant Vesting Date, subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. Each stock option represents a right to purchase one share of the Company's common stock upon vesting at the exercise price.

F3 · derivative.underlying_shares: The number of options granted was determined by dividing half of the total non-employee director compensation value by the Black-Scholes value of a single option calculated as of the date of the grant.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:41 UTC GrantCommon Stock 17,430 $0.00 $0.00
Disclosure

SEC source: 0001367644-24-000087 · wk-form4_1716946853.xml · nonDerivative · entry 1

DeGolyer Donald W · CIK 0001583098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,100

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") granted under the Company's Stock Incentive plan, as amended and restated, for Board and Committee service. Each RSU represents a right to receive one share of Emergent BioSolutions Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the day prior to the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:40 UTC GrantStock Option (Right to Buy) · Derivative 25,748 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001367644-24-000085 · wk-form4_1716946827.xml · derivative · entry 2

Dayal Sujata Tyagi · CIK 0001536908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,748

Underlying: Common Stock · 25,748 shares

Expires 2031-05-22

F2 · derivative.exercise_date: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated, for Board and Committee service. The shares underlying the options will vest on the Annual Grant Vesting Date, subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. Each stock option represents a right to purchase one share of the Company's common stock upon vesting at the exercise price.

F3 · derivative.underlying_shares: The number of options granted was determined by dividing half of the total non-employee director compensation value by the Black-Scholes value of a single option calculated as of the date of the grant.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:40 UTC GrantCommon Stock 17,430 $0.00 $0.00
Disclosure

SEC source: 0001367644-24-000085 · wk-form4_1716946827.xml · nonDerivative · entry 1

Dayal Sujata Tyagi · CIK 0001536908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,129

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") granted under the Company's Stock Incentive plan, as amended and restated, for Board and Committee service. Each RSU represents a right to receive one share of Emergent BioSolutions Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the day prior to the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:14 UTC
Harsanyi ZsoltDirector · Chairman
GrantStock Option (Right to Buy) · Derivative 25,748 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001367644-24-000078 · wk-form4_1716945275.xml · derivative · entry 2

Harsanyi Zsolt · CIK 0001380184 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,748

Underlying: Common Stock · 25,748 shares

Expires 2031-05-22

F2 · derivative.exercise_date: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated, for Board and Committee service. The shares underlying the options will vest on the Annual Grant Vesting Date, subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. Each stock option represents a right to purchase one share of the Company's common stock upon vesting at the exercise price.

F3 · derivative.underlying_shares: The number of options granted was determined by dividing half of the total non-employee director compensation value by the Black-Scholes value of a single option calculated as of the date of the grant.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:14 UTC
Harsanyi ZsoltDirector · Chairman
GrantCommon Stock 17,430 $0.00 $0.00
Disclosure

SEC source: 0001367644-24-000078 · wk-form4_1716945275.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,329

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") granted under the Company's Stock Incentive plan, as amended and restated, for Board and Committee service. Each RSU represents a right to receive one share of Emergent BioSolutions Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the day prior to the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:14 UTC GrantStock Option (Right to Buy) · Derivative 25,748 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001367644-24-000076 · wk-form4_1716945249.xml · derivative · entry 2

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,748

Underlying: Common Stock · 25,748 shares

Expires 2031-05-22

F2 · derivative.exercise_date: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated, for Board and Committee service. The shares underlying the options will vest on the Annual Grant Vesting Date, subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date. Each stock option represents a right to purchase one share of the Company's common stock upon vesting at the exercise price.

F3 · derivative.underlying_shares: The number of options granted was determined by dividing half of the total non-employee director compensation value by the Black-Scholes value of a single option calculated as of the date of the grant.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:14 UTC GrantCommon Stock 17,430 $0.00 $0.00
Disclosure

SEC source: 0001367644-24-000076 · wk-form4_1716945249.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,114

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") granted under the Company's Stock Incentive plan, as amended and restated, for Board and Committee service. Each RSU represents a right to receive one share of Emergent BioSolutions Inc. (the "Company") common stock upon vesting. The shares underlying the RSUs will vest on the day prior to the one-year anniversary of the grant date ("Annual Grant Vesting Date"), subject to the reporting person remaining a member of the Company's board of directors through the Annual Grant Vesting Date.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:15 UTC SaleCommon Stock 1,089 $5.78 $6,294.42
Disclosure

SEC source: 0001367644-24-000065 · wk-form4_1716498920.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,882

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a grandfathered trading plan adopted by Ms. Zoon on June 15, 2022.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 23:27 UTC
Glessner ColeenEVP, Quality & Ethics, and CPL
Tax withholdingCommon Stock 585 $2.29 $1,339.65
Disclosure

SEC source: 0001367644-24-000049 · wk-form4_1712705251.xml · nonDerivative · entry 1

Glessner Coleen · CIK 0001919170 · EVP, Quality & Ethics, and CPL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,383

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 23:27 UTC
Hartzel WilliamSVP, Bioservices
Tax withholdingCommon Stock 665 $2.29 $1,522.85
Disclosure

SEC source: 0001367644-24-000048 · wk-form4_1712705240.xml · nonDerivative · entry 1

Hartzel William · CIK 0001989644 · SVP, Bioservices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,274

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 17:16 UTC
Fox Jennifer LynneEVP, Ext Aff, GC, Corp Sec
GrantEmployee Stock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001367644-24-000042 · wk-form4_1710537351.xml · derivative · entry 1

Fox Jennifer Lynne · CIK 0001914879 · EVP, Ext Aff, GC, Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,169

Underlying: Common Stock · 125,000 shares

Expires 2031-03-12

F1 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:16 UTC
PAPA JOSEPH CDirector · President and CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 750,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001367644-24-000045 · wk-form4_1710537389.xml · derivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2031-03-12

F1 · shares: Consists of 500,000 options to purchase shares granted under the Emergent BioSolutions Inc. Amended and Restated Stock Incentive Plan and 250,000 options to purchase shares granted under the Emergent BioSolutions Inc. Inducement Plan.

F2 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:15 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001367644-24-000041 · wk-form4_1710537332.xml · derivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,944

Underlying: Common Stock · 125,000 shares

Expires 2031-03-12

F1 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:16 UTC
Glessner ColeenEVP, Quality & Ethics, and CPL
GrantEmployee Stock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001367644-24-000043 · wk-form4_1710537364.xml · derivative · entry 1

Glessner Coleen · CIK 0001919170 · EVP, Quality & Ethics, and CPL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,113

Underlying: Common Stock · 125,000 shares

Expires 2031-03-12

F1 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:16 UTC
Williams Paul AnthonySVP, Products Business
GrantEmployee Stock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001367644-24-000044 · wk-form4_1710537376.xml · derivative · entry 1

Williams Paul Anthony · CIK 0001961994 · SVP, Products Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,614

Underlying: Common Stock · 125,000 shares

Expires 2031-03-12

F1 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:15 UTC
Hartzel WilliamSVP, Bioservices
GrantEmployee Stock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001367644-24-000040 · wk-form4_1710537315.xml · derivative · entry 1

Hartzel William · CIK 0001989644 · SVP, Bioservices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,211

Underlying: Common Stock · 125,000 shares

Expires 2031-03-12

F1 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 01:31 UTC
Hartzel WilliamSVP, Bioservices
Tax withholdingCommon Stock 346 $3.41 $1,179.86
Disclosure

SEC source: 0001367644-24-000029 · wk-form4_1709861499.xml · nonDerivative · entry 1

Hartzel William · CIK 0001989644 · SVP, Bioservices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,939

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 18:42 UTC
Fox Jennifer LynneEVP, Ext Aff, GC, Corp Sec
Tax withholdingCommon Stock 703 $3.39 $2,383.17
Disclosure

SEC source: 0001367644-24-000019 · wk-form4_1709595745.xml · nonDerivative · entry 2

Fox Jennifer Lynne · CIK 0001914879 · EVP, Ext Aff, GC, Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,758

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:42 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 684 $3.39 $2,318.76
Disclosure

SEC source: 0001367644-24-000021 · wk-form4_1709595761.xml · nonDerivative · entry 2

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,742

F1 · shares: Represents shares of common stock withheld to pay taxes.

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March 01, 2024 Filed Mar 4, 2024 23:43 UTC
Glessner ColeenEVP, Quality & Ethics, and CPL
Tax withholdingCommon Stock 381 $3.39 $1,291.59
Disclosure

SEC source: 0001367644-24-000024 · wk-form4_1709595782.xml · nonDerivative · entry 1

Glessner Coleen · CIK 0001919170 · EVP, Quality & Ethics, and CPL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,968

F1 · shares: Represents shares of common stock withheld to pay taxes.

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March 01, 2024 Filed Mar 4, 2024 23:43 UTC
Williams Paul AnthonySVP, Products Business
Tax withholdingCommon Stock 137 $3.39 $464.43
Disclosure

SEC source: 0001367644-24-000022 · wk-form4_1709595771.xml · nonDerivative · entry 2

Williams Paul Anthony · CIK 0001961994 · SVP, Products Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,882

F1 · shares: Represents shares of common stock withheld to pay taxes.

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February 29, 2024 Filed Mar 4, 2024 18:42 UTC
Fox Jennifer LynneEVP, Ext Aff, GC, Corp Sec
Tax withholdingCommon Stock 4,103 $3.23 $13,252.69
Disclosure

SEC source: 0001367644-24-000019 · wk-form4_1709595745.xml · nonDerivative · entry 1

Fox Jennifer Lynne · CIK 0001914879 · EVP, Ext Aff, GC, Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,461

F1 · shares: Represents shares of common stock withheld to pay taxes.

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February 29, 2024 Filed Mar 4, 2024 23:42 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 9,037 $3.23 $29,189.51
Disclosure

SEC source: 0001367644-24-000021 · wk-form4_1709595761.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,426

F1 · shares: Represents shares of common stock withheld to pay taxes.

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February 29, 2024 Filed Mar 4, 2024 23:43 UTC
Williams Paul AnthonySVP, Products Business
Tax withholdingCommon Stock 450 $3.23 $1,453.50
Disclosure

SEC source: 0001367644-24-000022 · wk-form4_1709595771.xml · nonDerivative · entry 1

Williams Paul Anthony · CIK 0001961994 · SVP, Products Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,019

F1 · shares: Represents shares of common stock withheld to pay taxes.

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February 23, 2024 Filed Feb 27, 2024 20:28 UTC
Fox Jennifer LynneEVP, Ext Aff, GC, Corp Sec
Tax withholdingCommon Stock 229 $2.74 $627.46
Disclosure

SEC source: 0001367644-24-000010 · wk-form4_1709083709.xml · nonDerivative · entry 1

Fox Jennifer Lynne · CIK 0001914879 · EVP, Ext Aff, GC, Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,564

F1 · shares: Represents shares of common stock withheld to pay taxes.

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February 23, 2024 Filed Feb 28, 2024 01:26 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 517 $2.74 $1,416.58
Disclosure

SEC source: 0001367644-24-000008 · wk-form4_1709083590.xml · nonDerivative · entry 2

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,463

F2 · shares: Represents shares of common stock withheld to pay taxes.

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February 23, 2024 Filed Feb 28, 2024 01:30 UTC
Williams Paul AnthonySVP, Products Business
Tax withholdingCommon Stock 105 $2.74 $287.70
Disclosure

SEC source: 0001367644-24-000012 · wk-form4_1709083811.xml · nonDerivative · entry 1

Williams Paul Anthony · CIK 0001961994 · SVP, Products Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,469

F1 · shares: Represents shares of common stock withheld to pay taxes.

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February 21, 2024 Filed Feb 28, 2024 01:26 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Disposition to issuerCommon Stock 4,012 $2.71 $10,872.52
Disclosure

SEC source: 0001367644-24-000008 · wk-form4_1709083590.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,980

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA margin calculated on a cumulative basis over the three-year period beginning January 1, 2021 and ending December 31, 2023, as certified by the Compensation Committee following the performance period. On February 21, 2024, the final certification date, the Compensation Committee certified the achievement of the 2021-2023 PSUs at a payout factor of 0.00% of target resulting in the actual award of 0 shares of common stock, which is below the 4,012 shares previously reported on February 24, 2021.

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November 13, 2023 Filed Nov 15, 2023 00:27 UTC
Williams Paul AnthonySVP, Products Business
Tax withholdingCommon Stock 566 $1.82 $1,030.12
Disclosure

SEC source: 0001367644-23-000190 · wk-form4_1700008050.xml · nonDerivative · entry 1

Williams Paul Anthony · CIK 0001961994 · SVP, Products Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,574

F1 · shares: Represents shares of common stock withheld to pay taxes.

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November 11, 2023 Filed Nov 14, 2023 19:28 UTC
Fox Jennifer LynneEVP, Ext Aff, GC, Corp Sec
Tax withholdingCommon Stock 413 $2.00 $826.00
Disclosure

SEC source: 0001367644-23-000191 · wk-form4_1700008089.xml · nonDerivative · entry 1

Fox Jennifer Lynne · CIK 0001914879 · EVP, Ext Aff, GC, Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,793

F1 · shares: Represents shares of common stock withheld to pay taxes.

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November 11, 2023 Filed Nov 15, 2023 00:26 UTC
Hartzel WilliamSVP, Bioservices
Tax withholdingCommon Stock 632 $2.00 $1,264.00
Disclosure

SEC source: 0001367644-23-000189 · wk-form4_1700007995.xml · nonDerivative · entry 1

Hartzel William · CIK 0001989644 · SVP, Bioservices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,285

F1 · shares: Represents shares of common stock withheld to pay taxes.

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October 03, 2023 Filed Oct 5, 2023 23:10 UTC GrantCommon Stock 118,670 $0.00 $0.00
Disclosure

SEC source: 0001367644-23-000179 · wk-form4_1696547413.xml · nonDerivative · entry 1

Fowler Neal Franklin · CIK 0001493692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,670

F1 · shares: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated. These restricted stock units will vest in three equal installments over a three-year period assuming continued service with the Company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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October 03, 2023 Filed Oct 5, 2023 23:08 UTC GrantCommon Stock 118,670 $0.00 $0.00
Disclosure

SEC source: 0001367644-23-000177 · wk-form4_1696547320.xml · nonDerivative · entry 1

DeGolyer Donald W · CIK 0001583098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,670

F1 · shares: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated. These restricted stock units will vest in three equal installments over a three-year period assuming continued service with the Company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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July 08, 2023 Filed Jul 24, 2023 12:29 UTC
Williams Paul AnthonySVP, Products Business
Tax withholdingCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0001367644-23-000139 · wk-form4_1690201790.xml · nonDerivative · entry 1

Williams Paul Anthony · CIK 0001961994 · SVP, Products Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,140

F1 · shares: Represents shares of common stock withheld to pay taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.