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EBS

Emergent BioSolutions Inc.

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Tapewire entity
5902
SEC CIK
0001367644
Parsed reports
449

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2016 Filed May 26, 2017 17:23 UTC OtherCommon Stock 577 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022461 · doc1.xml · nonDerivative · entry 3

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,818

F3 · security: In connection with the spin-off of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc, on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the spin-off. The restricted stock units vest in May 2017, May 2018 and May 2019.

Read SEC document
August 01, 2016 Filed May 26, 2017 17:23 UTC OtherCommon Stock 604 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022461 · doc1.xml · nonDerivative · entry 2

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,241

F2 · security: In connection with the spin-off of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc, on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the spin-off. The restricted stock units vest in May 2017 and May 2018.

Read SEC document
August 01, 2016 Filed May 26, 2017 17:23 UTC OtherCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022461 · doc1.xml · nonDerivative · entry 1

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,637

F1 · security: In connection with the spin-off of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc, on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the spin-off. The restricted stock units vest in May 2017.

Read SEC document
August 01, 2016 Filed May 26, 2017 18:18 UTC OtherEmployee Stock Option (Right to buy) · Derivative 301 $0.00 Strike: $18.64 $0.00
Disclosure

SEC source: 0001140361-17-022490 · doc1.xml · derivative · entry 5

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,434

Underlying: Common Stock · 3,434 shares

Expires 2021-05-21

F6 · security: Consists of an option granted on May 22, 2014 under the company's stock incentive plan as amended and restated. In connection with the spin-off on August 1, 2016, the reporting person received a grant of additional stock options as a result of an adjustment to preserve the pre-spin intrinsic value of an existing stock option grant. The adjustments included an adjustment to the stock option price of the grant.

F7 · derivative.exercise_date: In connection with the spin-off (the "Spin-off") of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc. ("Emergent"), on August 1, 2016 the reporting person received a grant of stock options as a result of an adjustment to an existing Emergent stock option grant held by the reporting person prior to the Spin-off. The stock options vest in May 2017.

Read SEC document
August 01, 2016 Filed May 26, 2017 18:18 UTC OtherCommon Stock 577 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022490 · doc1.xml · nonDerivative · entry 3

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,818

F3 · security: In connection with the spin-off of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc, on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the spin-off. The restricted stock units vest in May 2017, May 2018 and May 2019.

Read SEC document
August 01, 2016 Filed May 26, 2017 18:18 UTC OtherCommon Stock 604 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022490 · doc1.xml · nonDerivative · entry 2

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,241

F2 · security: In connection with the spin-off of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc, on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the spin-off. The restricted stock units vest in May 2017 and May 2018.

Read SEC document
August 01, 2016 Filed May 26, 2017 18:18 UTC OtherCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022490 · doc1.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,637

F1 · security: In connection with the spin-off of Aptevo Therapeutics Inc. from Emergent BioSolutions Inc, on August 1, 2016 the reporting person received a grant of restricted stock units as a result of an adjustment to an existing Emergent restricted stock unit grant held by the reporting person prior to the spin-off. The restricted stock units vest in May 2017.

Read SEC document
August 01, 2016 Filed May 26, 2017 17:44 UTC OtherEmployee Stock Option (Right to buy) (Common Stock) · Derivative 905 $0.00 Strike: $18.64 $0.00
Disclosure

SEC source: 0001140361-17-022467 · doc1.xml · derivative · entry 8

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,305

Underlying: Common Stock · 10,305 shares

Expires 2021-05-22

F3 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. In connection with the spin-off on August 1, 2016, the reporting person received a grant of additional stock options as a result of an adjustment to preserve the pre-spin intrinsic value of an existing stock option grant. The adjustments included an adjustment to the stock option price of the grant.

Read SEC document
August 01, 2016 Filed May 26, 2017 17:44 UTC OtherEmployee Stock Option (Right to buy) (Common Stock) · Derivative 693 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001140361-17-022467 · doc1.xml · derivative · entry 7

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

Underlying: Common Stock · 7,893 shares

Expires 2020-05-23

F3 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. In connection with the spin-off on August 1, 2016, the reporting person received a grant of additional stock options as a result of an adjustment to preserve the pre-spin intrinsic value of an existing stock option grant. The adjustments included an adjustment to the stock option price of the grant.

F4 · derivative.exercise_date: The option grant is fully vested.

Read SEC document
August 01, 2016 Filed May 26, 2017 17:44 UTC OtherEmployee Stock Option (Right to buy) (Common Stock) · Derivative 693 $0.00 Strike: $13.37 $0.00
Disclosure

SEC source: 0001140361-17-022467 · doc1.xml · derivative · entry 6

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

Underlying: Common Stock · 7,893 shares

Expires 2019-05-17

F3 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. In connection with the spin-off on August 1, 2016, the reporting person received a grant of additional stock options as a result of an adjustment to preserve the pre-spin intrinsic value of an existing stock option grant. The adjustments included an adjustment to the stock option price of the grant.

F4 · derivative.exercise_date: The option grant is fully vested.

Read SEC document
August 01, 2016 Filed May 26, 2017 17:44 UTC OtherEmployee Stock Option (Right to buy) · Derivative 693 $0.00 Strike: $20.08 $0.00
Disclosure

SEC source: 0001140361-17-022467 · doc1.xml · derivative · entry 5

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

Underlying: Common Stock · 7,893 shares

Expires 2021-05-19

F3 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. In connection with the spin-off on August 1, 2016, the reporting person received a grant of additional stock options as a result of an adjustment to preserve the pre-spin intrinsic value of an existing stock option grant. The adjustments included an adjustment to the stock option price of the grant.

F4 · derivative.exercise_date: The option grant is fully vested.

Read SEC document
August 01, 2016 Filed May 26, 2017 17:44 UTC OtherEmployee Stock Option (Right to buy) · Derivative 693 $0.00 Strike: $14.71 $0.00
Disclosure

SEC source: 0001140361-17-022467 · doc1.xml · derivative · entry 4

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

Underlying: Common Stock · 7,893 shares

Expires 2020-05-20

F3 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. In connection with the spin-off on August 1, 2016, the reporting person received a grant of additional stock options as a result of an adjustment to preserve the pre-spin intrinsic value of an existing stock option grant. The adjustments included an adjustment to the stock option price of the grant.

F4 · derivative.exercise_date: The option grant is fully vested.

Read SEC document
August 01, 2016 Filed May 26, 2017 17:44 UTC OtherEmployee Stock Option (Right to buy) · Derivative 2,081 $0.00 Strike: $10.64 $0.00
Disclosure

SEC source: 0001140361-17-022467 · doc1.xml · derivative · entry 3

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,681

Underlying: Common Stock · 23,681 shares

Expires 2019-05-21

F3 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. In connection with the spin-off on August 1, 2016, the reporting person received a grant of additional stock options as a result of an adjustment to preserve the pre-spin intrinsic value of an existing stock option grant. The adjustments included an adjustment to the stock option price of the grant.

F4 · derivative.exercise_date: The option grant is fully vested.

Read SEC document
August 01, 2016 Filed May 26, 2017 17:44 UTC OtherEmployee Stock Option (Right to buy) · Derivative 2,081 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001140361-17-022467 · doc1.xml · derivative · entry 2

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,681

Underlying: Common Stock · 23,681 shares

Expires 2018-05-21

F3 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. In connection with the spin-off on August 1, 2016, the reporting person received a grant of additional stock options as a result of an adjustment to preserve the pre-spin intrinsic value of an existing stock option grant. The adjustments included an adjustment to the stock option price of the grant.

F4 · derivative.exercise_date: The option grant is fully vested.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
Exercise / conversionStock Option · Derivative 5,503 $0.00 Strike: $29.00 $0.00
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · derivative · entry 15

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,514

Underlying: Common Stock · 5,503 shares

Expires 2022-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Consists of an option granted under the company's stock incentive plan on March 10, 2015.

F17 · derivative.exercise_date: The option vest in three equal installments in March 2016, 2017 and 2018.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
Exercise / conversionStock Option · Derivative 17,354 $0.00 Strike: $28.09 $0.00
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · derivative · entry 14

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,708

Underlying: Common Stock · 17,354 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Consists of an option granted under the company's stock incentive plan on March 11, 2014.

F16 · derivative.exercise_date: The option vest in three equal installments in March 2015, 2016 and 2017.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
Exercise / conversionStock Option · Derivative 3,939 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · derivative · entry 13

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,940

Underlying: Common Stock · 3,939 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Consists of an option granted under the company's stock incentive plan on March 12, 2013.

F15 · derivative.exercise_date: The option vest in three equal installments in March 2014, 2015 and 2016.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
Exercise / conversionStock Option · Derivative 11,531 $0.00 Strike: $14.41 $0.00
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · derivative · entry 12

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,531

Underlying: Common Stock · 11,531 shares

Expires 2019-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of an option granted under the company's stock incentive plan on November 5, 2012.

F14 · derivative.exercise_date: The option vested in three equal installments in November 2013, 2014 and 2015.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
SaleCommon Stock 2,945 $35.73 $105,224.85
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 11

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,831

F10 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F1 · kind: These sales were executed pursuant to a 10b5-1 trading plan adopted by the reporting person on February 29, 2016.

F13 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.32, inclusive.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
SaleCommon Stock 1,855 $35.80 $66,409.00
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 10

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,776

F10 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F1 · kind: These sales were executed pursuant to a 10b5-1 trading plan adopted by the reporting person on February 29, 2016.

F12 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.13, inclusive.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
SaleCommon Stock 445 $35.93 $15,988.85
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 9

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,631

F10 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F1 · kind: These sales were executed pursuant to a 10b5-1 trading plan adopted by the reporting person on February 29, 2016.

F11 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.91 to $36.00, inclusive.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
SaleCommon Stock 5,503 $35.66 $196,236.98
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 8

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,076

F5 · security: Consists of an option granted under the company's stock incentive plan on March 10, 2015.

F1 · kind: These sales were executed pursuant to a 10b5-1 trading plan adopted by the reporting person on February 29, 2016.

F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.12 to $36.42, inclusive.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
Exercise / conversionCommon Stock 5,503 $29.00 $159,587.00
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 7

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Consists of an option granted under the company's stock incentive plan on March 10, 2015.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
SaleCommon Stock 17,354 $35.48 $615,719.92
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 6

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,076

F4 · security: Consists of an option granted under the company's stock incentive plan on March 11, 2014.

F1 · kind: These sales were executed pursuant to a 10b5-1 trading plan adopted by the reporting person on February 29, 2016.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.07 to $36.35, inclusive.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
Exercise / conversionCommon Stock 17,354 $28.09 $487,473.86
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 5

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Consists of an option granted under the company's stock incentive plan on March 11, 2014.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
SaleCommon Stock 3,939 $35.74 $140,779.86
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 4

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,076

F3 · security: Consists of an option granted under the company's stock incentive plan on March 12, 2013.

F1 · kind: These sales were executed pursuant to a 10b5-1 trading plan adopted by the reporting person on February 29, 2016.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.37 to $36.32, inclusive.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
Exercise / conversionCommon Stock 3,939 $14.67 $57,785.13
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 3

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Consists of an option granted under the company's stock incentive plan on March 12, 2013.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
SaleCommon Stock 11,531 $35.49 $409,235.19
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 2

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,076

F2 · security: Consists of an option granted under the company's stock incentive plan on November 5, 2012.

F1 · kind: These sales were executed pursuant to a 10b5-1 trading plan adopted by the reporting person on February 29, 2016.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.11 to $36.34, inclusive.

Read SEC document
April 01, 2016 Filed Feb 24, 2017 15:05 UTC Amendment
Kramer RobertEVP, Corporate Services Divisi
Exercise / conversionCommon Stock 11,531 $14.41 $166,161.71
Disclosure

SEC source: 0001140361-17-008973 · doc1.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · EVP, Corporate Services Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of an option granted under the company's stock incentive plan on November 5, 2012.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.