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EBS

Emergent BioSolutions Inc.

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5902
SEC CIK
0001367644
Parsed reports
449

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2017 Filed Mar 10, 2017 22:48 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestrictive Stock Units · Derivative 20,554 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007180 · doc4.xml · derivative · entry 8

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,064

Underlying: Common Stock · 20,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: In connection with the Issuer's spin-off of Aptevo Therapeutics Inc. effective on August 1, 2016 (the "Spin-off"), the Issuer made certain adjustments to the price and number of equity awards held by the Issuer's continuing employees. Accordingly, Mr. El-Hibri received an equitable adjustment to the number and grant price of his restricted stock units.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On March 11, 2014, Mr. El-Hibri was granted 61,622 restricted stock units (after giving effect to the adjustment in connection with the Spin-off) vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

F6 · derivative.expiration_date: On March 11, 2014, Mr. El-Hibri was granted 61,622 restricted stock units (after giving effect to the adjustment in connection with the Spin-off) vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

Read SEC document
March 10, 2017 Filed Mar 10, 2017 22:48 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 6,089 $31.05 $189,063.45
Disclosure

SEC source: 0000899243-17-007180 · doc4.xml · nonDerivative · entry 4

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680,216

Read SEC document
March 10, 2017 Filed Mar 10, 2017 22:48 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 20,554 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-007180 · doc4.xml · nonDerivative · entry 3

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 09, 2017 Filed Mar 11, 2017 02:38 UTC
Havey AdamEVP, Biodefense Divison
Tax withholdingCommon Stock 1,076 $30.98 $33,334.48
Disclosure

SEC source: 0001140361-17-011684 · doc1.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Biodefense Divison

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,889

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
March 09, 2017 Filed Mar 11, 2017 02:30 UTC
Kramer RobertEVP, Corproate Services Div
Tax withholdingCommon Stock 1,908 $30.98 $59,109.84
Disclosure

SEC source: 0001140361-17-011682 · doc1.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · EVP, Corproate Services Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,102

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
March 09, 2017 Filed Mar 11, 2017 02:10 UTC
Abdun-Nabi DanielDirector · President & CEO
Tax withholdingCommon Stock 8,226 $30.98 $254,841.48
Disclosure

SEC source: 0001140361-17-011680 · doc1.xml · nonDerivative · entry 1

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,872

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 22:48 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestrictive Stock Units · Derivative 13,236 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007180 · doc4.xml · derivative · entry 7

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,618

Underlying: Common Stock · 13,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: In connection with the Issuer's spin-off of Aptevo Therapeutics Inc. effective on August 1, 2016 (the "Spin-off"), the Issuer made certain adjustments to the price and number of equity awards held by the Issuer's continuing employees. Accordingly, Mr. El-Hibri received an equitable adjustment to the number and grant price of his restricted stock units.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On March 10, 2015, Mr. El-Hibri was granted 39,709 restricted stock units (after giving effect to the adjustment in connection with the Spin-off) vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

F5 · derivative.expiration_date: On March 10, 2015, Mr. El-Hibri was granted 39,709 restricted stock units (after giving effect to the adjustment in connection with the Spin-off) vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 22:48 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 3,621 $30.98 $112,178.58
Disclosure

SEC source: 0000899243-17-007180 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,665,751

Read SEC document
March 09, 2017 Filed Mar 10, 2017 22:48 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 13,236 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-007180 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 16:18 UTC SaleCommon Stock 2,576 $31.27 $80,558.48
Disclosure

SEC source: 0001140361-17-011623 · doc1.xml · nonDerivative · entry 4

Hauer Jerome M · CIK 0001294935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,009

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.32, inclusive.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:58 UTC
Kramer RobertEVP, Corproate Services Div
GrantEmployee Stock Option (Right to buy) · Derivative 32,638 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0001140361-17-010396 · doc1.xml · derivative · entry 10

Kramer Robert · CIK 0001380956 · EVP, Corproate Services Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,638

Underlying: Common Stock · 32,638 shares

Expires 2024-02-27

F8 · derivative.exercise_date: Consists of an option granted on 03/10/2015 under the company's stock incentive plan as amended and restated. In connection with the spin-off on August 1, 2016, the reporting person received a grant of additional stock options as a result of an adjustment to preserve the pre-spin intrinsic value of an existing stock option grant. The adjustments included an adjustment to the stock option price of the grant.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:58 UTC
Kramer RobertEVP, Corproate Services Div
Tax withholdingCommon Stock 1,799 $30.63 $55,103.37
Disclosure

SEC source: 0001140361-17-010396 · doc1.xml · nonDerivative · entry 6

Kramer Robert · CIK 0001380956 · EVP, Corproate Services Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,010

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:58 UTC
Kramer RobertEVP, Corproate Services Div
GrantCommon Stock 8,162 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010396 · doc1.xml · nonDerivative · entry 5

Kramer Robert · CIK 0001380956 · EVP, Corproate Services Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,809

F5 · shares: Consists of performance stock units granted under the Amended and Restated 2006 Emergent BioSolutions Inc. Stock Incentive Plan, as amended. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to net income as a percentage of total revenue for the 2019 fiscal year, each as determined in accordance with GAAP, as certified by the Compensation Committee following the performance period.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:58 UTC
Kramer RobertEVP, Corproate Services Div
GrantCommon Stock 8,161 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010396 · doc1.xml · nonDerivative · entry 4

Kramer Robert · CIK 0001380956 · EVP, Corproate Services Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,647

F4 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:32 UTC
Havey AdamEVP, Biodefense Divison
GrantEmployee Stock Option (right to buy · Derivative 17,134 $30.63 Strike: $30.63 $524,814.42
Disclosure

SEC source: 0001140361-17-010393 · doc1.xml · derivative · entry 4

Havey Adam · CIK 0001514588 · EVP, Biodefense Divison

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,134

Underlying: Common Stock · 17,134 shares

Expires 2024-02-27

F4 · derivative.exercise_date: Vests in three equal installments on February 27, 2018, February 27, 2019 and February 27, 2020.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:32 UTC
Havey AdamEVP, Biodefense Divison
Tax withholdingCommon Stock 938 $30.63 $28,730.94
Disclosure

SEC source: 0001140361-17-010393 · doc1.xml · nonDerivative · entry 3

Havey Adam · CIK 0001514588 · EVP, Biodefense Divison

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,965

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:32 UTC
Havey AdamEVP, Biodefense Divison
GrantCommon Stock 4,285 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010393 · doc1.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Biodefense Divison

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,903

F3 · shares: Consists of performance stock units granted under the Amended and Restated 2006 Emergent BioSolutions Inc. Stock Incentive Plan, as amended. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to net income as a percentage of total revenue for the 2019 fiscal year, each as determined in accordance with GAAP, as certified by the Compensation Committee following the performance period.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:32 UTC
Havey AdamEVP, Biodefense Divison
GrantCommon Stock 4,285 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010393 · doc1.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Biodefense Divison

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,618

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 01:58 UTC
El-Hibri FuadDirector · Chairman · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 58,747 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0000899243-17-006216 · doc4.xml · derivative · entry 7

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,747

Underlying: Common Stock · 58,747 shares

Expires 2024-02-27

F7 · derivative.exercise_date: On February 28, 2017, Mr. El-Hibri was granted 58,747 stock options vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 01:58 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestrictive Stock Units · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-006216 · doc4.xml · derivative · entry 6

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,854

Underlying: Common Stock · 9,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: In connection with the Issuer's spin-off of Aptevo Therapeutics Inc. effective on August 1, 2016 (the "Spin-off"), the Issuer made certain adjustments to the price and number of equity awards held by continuing employees. Accordingly, Mr. El-Hibri, as a continuing Emergent employee with equity awards issued prior to the Spin-off, received an equitable adjustment to the number and grant price of his restricted stock units.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On March 1, 2016, Mr. El-Hibri was granted 29,167 restricted stock units (after giving effect to the adjustment in connection with the Spin-off) vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

F6 · derivative.expiration_date: On March 1, 2016, Mr. El-Hibri was granted 29,167 restricted stock units (after giving effect to the adjustment in connection with the Spin-off) vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 01:58 UTC
El-Hibri FuadDirector · Chairman · 10% owner
GrantRestrictive Stock Units · Derivative 29,382 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-006216 · doc4.xml · derivative · entry 5

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,576

Underlying: Common Stock · 29,382 shares

Expires not disclosed

F4 · security: In connection with the Issuer's spin-off of Aptevo Therapeutics Inc. effective on August 1, 2016 (the "Spin-off"), the Issuer made certain adjustments to the price and number of equity awards held by continuing employees. Accordingly, Mr. El-Hibri, as a continuing Emergent employee with equity awards issued prior to the Spin-off, received an equitable adjustment to the number and grant price of his restricted stock units.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 28, 2017, Mr. El-Hibri was granted 29,382 restricted stock units vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

F5 · derivative.expiration_date: On February 28, 2017, Mr. El-Hibri was granted 29,382 restricted stock units vesting in three equal annual installments beginning on the day prior to the anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 01:58 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 2,659 $30.63 $81,445.17
Disclosure

SEC source: 0000899243-17-006216 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656,136

Read SEC document
February 28, 2017 Filed Mar 3, 2017 01:58 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 9,722 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-006216 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,658,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:29 UTC
Abdun-Nabi DanielDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 78,329 $30.63 Strike: $30.63 $2,399,217.27
Disclosure

SEC source: 0001140361-17-010390 · doc1.xml · derivative · entry 4

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,329

Underlying: Common Stock · 78,329 shares

Expires 2024-02-27

F4 · derivative.exercise_date: Vests in three equal installments on February 27, 2018, February 27, 2019 and February 27, 2020.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:29 UTC
Abdun-Nabi DanielDirector · President & CEO
Tax withholdingCommon Stock 6,184 $30.63 $189,415.92
Disclosure

SEC source: 0001140361-17-010390 · doc1.xml · nonDerivative · entry 3

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,098

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:29 UTC
Abdun-Nabi DanielDirector · President & CEO
GrantCommon Stock 19,589 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010390 · doc1.xml · nonDerivative · entry 2

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,282

F3 · shares: Consists of performance stock units granted under the Amended and Restated 2006 Emergent BioSolutions Inc. Stock Incentive Plan, as amended. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to net income as a percentage of total revenue for the 2019 fiscal year, each as determined in accordance with GAAP, as certified by the Compensation Committee following the performance period.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 02:29 UTC
Abdun-Nabi DanielDirector · President & CEO
GrantCommon Stock 19,588 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010390 · doc1.xml · nonDerivative · entry 1

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,693

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 01:26 UTC
Abdun-Nabi DanielDirector · President & CEO
Exercise / conversionStock Option - (Right to Buy) · Derivative 3,662 $0.00 Strike: $14.51 $0.00
Disclosure

SEC source: 0001140361-17-010111 · doc1.xml · derivative · entry 4

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,662 shares

Expires 2017-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Consists of options granted under the Amended and Restated Emergent BioSolutions Inc 2006 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: The option vested in three equal installments in March 2011, March 2012 and March 2013.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 01:26 UTC
Abdun-Nabi DanielDirector · President & CEO
Tax withholdingCommon Stock 984 $30.63 $30,139.92
Disclosure

SEC source: 0001140361-17-010111 · doc1.xml · nonDerivative · entry 3

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,105

F1 · security: Consists of options granted under the Amended and Restated Emergent BioSolutions Inc 2006 Stock Incentive Plan, as amended.

F4 · shares: Consists of shares withheld from the option exercise and delivered to the issuer to satisfy the reporting persons tax withholding obligations.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 01:26 UTC
Abdun-Nabi DanielDirector · President & CEO
Tax withholdingCommon Stock 1,735 $30.63 $53,143.05
Disclosure

SEC source: 0001140361-17-010111 · doc1.xml · nonDerivative · entry 2

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,089

F1 · security: Consists of options granted under the Amended and Restated Emergent BioSolutions Inc 2006 Stock Incentive Plan, as amended.

F3 · shares: Consists of shares owned by the reporting person and delivered to the issuer to satisfy the reporting persons exercise price for the reported stock options.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 01:26 UTC
Abdun-Nabi DanielDirector · President & CEO
Exercise / conversionCommon Stock 3,662 $30.63 $112,167.06
Disclosure

SEC source: 0001140361-17-010111 · doc1.xml · nonDerivative · entry 1

Abdun-Nabi Daniel · CIK 0001380187 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Consists of options granted under the Amended and Restated Emergent BioSolutions Inc 2006 Stock Incentive Plan, as amended.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionStock Option (Right to buy) · Derivative 2,061 $0.00 Strike: $18.64 $0.00
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · derivative · entry 27

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,244

Underlying: Common Stock · 2,061 shares

Expires 2021-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. The grant was made prior to the spin-off.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F8 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionStock Option (Right to buy) · Derivative 3,157 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · derivative · entry 25

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,736

Underlying: Common Stock · 3,157 shares

Expires 2020-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. The grant was made prior to the spin-off.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F8 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionStock Option (Right to buy) · Derivative 4,735 $0.00 Strike: $13.37 $0.00
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · derivative · entry 23

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158

Underlying: Common Stock · 4,735 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. The grant was made prior to the spin-off.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F8 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionStock Option (Right to buy) · Derivative 3,157 $0.00 Strike: $20.08 $0.00
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · derivative · entry 21

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,579

Underlying: Common Stock · 3,157 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. The grant was made prior to the spin-off.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F8 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionStock Option (Right to buy) · Derivative 3,157 $0.00 Strike: $14.71 $0.00
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · derivative · entry 19

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,157 shares

Expires 2020-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. The grant was made prior to the spin-off.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F8 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionStock Option (Right to buy) · Derivative 3,157 $0.00 Strike: $10.64 $0.00
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · derivative · entry 17

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,157 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Consists of an option granted under the company's stock incentive plan as amended and restated. The grant was made prior to the spin-off.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F8 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
SaleCommon Stock 2,061 $29.78 $61,374.31
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 15

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,818

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionCommon Stock 2,061 $18.64 $38,417.04
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 14

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
SaleCommon Stock 3,157 $29.78 $94,011.99
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 13

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,818

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $30.68, inclusive.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionCommon Stock 3,157 $13.00 $41,041.00
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 12

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
SaleCommon Stock 4,735 $29.78 $141,003.09
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 11

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,818

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $30.68, inclusive.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionCommon Stock 4,735 $13.37 $63,306.95
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 10

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
SaleCommon Stock 3,157 $29.78 $94,011.99
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 9

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,818

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $30.68, inclusive.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionCommon Stock 3,157 $20.08 $63,392.56
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 8

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
SaleCommon Stock 3,157 $29.78 $94,011.99
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 7

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,818

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $30.68, inclusive.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionCommon Stock 3,157 $14.71 $46,439.47
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 6

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
SaleCommon Stock 3,157 $29.78 $94,011.99
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 5

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,818

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $30.68, inclusive.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:33 UTC
Bailey SueDirector
Exercise / conversionCommon Stock 3,157 $10.64 $33,590.48
Disclosure

SEC source: 0001140361-17-002344 · doc1.xml · nonDerivative · entry 4

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Bailey.

Read SEC document
January 17, 2017 Filed Jan 20, 2017 02:15 UTC
Havey AdamEVP, Biodefense Divison
SaleCommon Stock 8,438 $29.75 $251,000.97
Disclosure

SEC source: 0001140361-17-002340 · doc1.xml · nonDerivative · entry 4

Havey Adam · CIK 0001514588 · EVP, Biodefense Divison

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,333

F4 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.48 to $30.15, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.