EAF

SEC source: 0001104659-19-019236 · a4.xml · derivative · entry 2

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,848.1675

Underlying: Common Stock · 2,633.5591 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-19-019242 · a4.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,967.9484

Underlying: Common Stock · 138.4292 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

SEC source: 0001104659-19-019241 · a4.xml · derivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113.6837

Underlying: Common Stock · 27.1583 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-19-019239 · a4.xml · derivative · entry 1

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,227.3673

Underlying: Common Stock · 54.3166 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-19-019236 · a4.xml · derivative · entry 1

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214.6084

Underlying: Common Stock · 60.8343 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-19-016887 · a4.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of EAF common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

SEC source: 0001104659-19-000287 · a4.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,829.5192

Underlying: Common Stock · 1,337.5192 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

SEC source: 0001104659-19-000286 · a4.xml · derivative · entry 2

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,086.5254

Underlying: Common Stock · 1,365.8217 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-19-000286 · a4.xml · derivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720.7037

Underlying: Common Stock · 174.7037 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-19-000284 · a4.xml · derivative · entry 2

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,173.0507

Underlying: Common Stock · 2,731.6434 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-19-000284 · a4.xml · derivative · entry 1

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,441.4073

Underlying: Common Stock · 349.4073 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-19-000283 · a4.xml · derivative · entry 2

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,153.7741

Underlying: Common Stock · 3,059.4406 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-19-000283 · a4.xml · derivative · entry 1

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,094.3335

Underlying: Common Stock · 391.3335 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-18-060366 · a4.xml · derivative · entry 2

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,546

Underlying: Common Stock · 804 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-18-060365 · a4.xml · derivative · entry 2

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,703

Underlying: Common Stock · 1,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-18-060364 · a4.xml · derivative · entry 2

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,092

Underlying: Common Stock · 1,608 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-18-060367 · a4.xml · derivative · entry 2

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,492

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F3 · derivative.exercise_date: DSUs vest on April 19, 2021 and will be settled in shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

F1 · derivative.expiration_date: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F3 · derivative.expiration_date: DSUs vest on April 19, 2021 and will be settled in shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

SEC source: 0001104659-18-060366 · a4.xml · derivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-18-060365 · a4.xml · derivative · entry 1

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,903

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-18-060364 · a4.xml · derivative · entry 1

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,484

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-18-052004 · a4.xml · nonDerivative · entry 2

BCP GP Ltd · CIK 0001685160 · Director · 10% owner

Brookfield Capital Partners Ltd. · CIK 0001685158 · Director · 10% owner

BPE IV (Non-Cdn) · CIK 0001738295 · Director · 10% owner

BCP IV GrafTech Holdings L.P. · CIK 0001642338 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 229,440,087

F1 · ownership.nature: Common Stock held directly by BCP IV GrafTech Holdings LP ("BCP IV"), a Delaware limited partnership.

F3 · ownership.nature: On August 13, 2018, GrafTech International Ltd. ("Issuer") repurchased, directly from BCP IV, 11,688,311 shares of Common Stock. The price per share paid by the Issuer is equal to the price paid by the underwriters in the Offering, net of underwriting commissions and discounts.

F4 · ownership.nature: Each of the Reporting Persons, as an indirect parent of BCP IV, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the shares of Common Stock that are directly beneficially owned by BCP IV. In accordance with Instruction 4(b)(iv), the entire amount of the Common Stock held by BCP IV is reported herein. Each of the Reporting Persons disclaims beneficial ownership of all shares of Common Stock that is beneficially owned by BCP IV, except to the extent of any indirect pecuniary interest therein.

SEC source: 0001104659-18-052004 · a4.xml · nonDerivative · entry 1

BCP GP Ltd · CIK 0001685160 · Director · 10% owner

Brookfield Capital Partners Ltd. · CIK 0001685158 · Director · 10% owner

BPE IV (Non-Cdn) · CIK 0001738295 · Director · 10% owner

BCP IV GrafTech Holdings L.P. · CIK 0001642338 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 241,128,398

F1 · ownership.nature: Common Stock held directly by BCP IV GrafTech Holdings LP ("BCP IV"), a Delaware limited partnership.

F2 · ownership.nature: On August 13, 2018, BCP IV sold 23,000,000 shares of Common Stock in an underwritten public secondary offering (the "Offering").

F4 · ownership.nature: Each of the Reporting Persons, as an indirect parent of BCP IV, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the shares of Common Stock that are directly beneficially owned by BCP IV. In accordance with Instruction 4(b)(iv), the entire amount of the Common Stock held by BCP IV is reported herein. Each of the Reporting Persons disclaims beneficial ownership of all shares of Common Stock that is beneficially owned by BCP IV, except to the extent of any indirect pecuniary interest therein.

SEC source: 0000903423-18-000376 · taccone.xml · derivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734

Underlying: Common Stock · 1,734 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents a contingent right to receive one share of EAF common stock.

F2 · derivative.exercise_date: The deferred share units are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service with EAF but in any event no later than the end of the calendar year in which such termination date occurs.

F2 · derivative.expiration_date: The deferred share units are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service with EAF but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0000903423-18-000374 · acton.xml · derivative · entry 1

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,468

Underlying: Common Stock · 3,468 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents a contingent right to receive one share of EAF common stock

F2 · derivative.exercise_date: The deferred share units are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service with EAF but in any event no later than the end of the calendar year in which such termination date occurs.

F2 · derivative.expiration_date: The deferred share units are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service with EAF but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0000903423-18-000375 · dumas.xml · derivative · entry 1

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,885

Underlying: Common Stock · 3,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents a contingent right to receive one share of EAF common stock.

F2 · derivative.exercise_date: The deferred share units are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service with EAF but in any event no later than the end of the calendar year in which such termination date occurs.

F2 · derivative.expiration_date: The deferred share units are fully vested. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service with EAF but in any event no later than the end of the calendar year in which such termination date occurs.

SEC source: 0001104659-18-060367 · a4.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,403

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F3 · derivative.exercise_date: DSUs vest on April 19, 2021 and will be settled in shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

F1 · derivative.expiration_date: Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.

F3 · derivative.expiration_date: DSUs vest on April 19, 2021 and will be settled in shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

SEC source: 0000903423-18-000318 · taccone.xml · nonDerivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

SEC source: 0000903423-18-000292 · taccone.xml · nonDerivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

SEC source: 0001104659-18-027079 · a4.xml · nonDerivative · entry 1

BCP GP Ltd · CIK 0001685160 · Director · 10% owner

Brookfield Capital Partners Ltd. · CIK 0001685158 · Director · 10% owner

BPE IV (Non-Cdn) · CIK 0001738295 · Director · 10% owner

BCP IV GrafTech Holdings L.P. · CIK 0001642338 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 264,128,395

F1 · ownership.nature: Common Stock held directly by BCP IV GrafTech Holdings LP ("BCP IV"), a Delaware limited partnership.

F2 · ownership.nature: Each of the Reporting Persons, as an indirect parent of BCP IV, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the shares of Common Stock that are directly beneficially owned by BCP IV. In accordance with Instruction 4(b)(iv), the entire amount of the Common Stock held by BCP IV is reported herein. Each of the Reporting Persons disclaims beneficial ownership of all shares of Common Stock that is beneficially owned by BCP IV, except to the extent of any indirect pecuniary interest therein.

SEC source: 0001104659-18-026458 · a4.xml · nonDerivative · entry 1

BCP GP Ltd · CIK 0001685160 · Director · 10% owner

Brookfield Capital Partners Ltd. · CIK 0001685158 · Director · 10% owner

BPE IV (Non-Cdn) · CIK 0001738295 · Director · 10% owner

BCP IV GrafTech Holdings L.P. · CIK 0001642338 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 267,225,923

F1 · ownership.nature: Common Stock held directly by BCP IV GrafTech Holdings LP ("BCP IV"), a Delaware limited partnership.

F2 · ownership.nature: Each of the Reporting Persons, as an indirect parent of BCP IV, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the shares of Common Stock that are directly beneficially owned by BCP IV. In accordance with Instruction 4(b)(iv), the entire amount of the Common Stock held by BCP IV is reported herein. Each of the Reporting Persons disclaims beneficial ownership of all shares of Common Stock that is beneficially owned by BCP IV, except to the extent of any indirect pecuniary interest therein.

SEC source: 0001104659-18-026457 · a4.xml · nonDerivative · entry 1

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001104659-18-025916 · a4.xml · derivative · entry 2

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,335

Underlying: Common Stock · 19,335 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred share unit represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: The deferred share units vest on April 19, 2021. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with EAF.

F3 · derivative.expiration_date: The deferred share units vest on April 19, 2021. Vested deferred share units will be settled in shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with EAF.

SEC source: 0001104659-18-025916 · a4.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,670

Underlying: Common Stock · 416,670 shares

Expires 2028-04-19

F1 · derivative.exercise_date: The option vests in five equal installments beginning on April 19, 2019.