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GRAFTECH INTERNATIONAL LTD

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6343
SEC CIK
0000931148
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483

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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 27, 2020 22:04 UTC
Halford Jeremy S.SVP, Operations & Development
GrantRestricted Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000034 · wf-form4_158284107146417.xml · derivative · entry 2

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:04 UTC
Halford Jeremy S.SVP, Operations & Development
GrantEmployee Stock Option (right to buy) · Derivative 36,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0000931148-20-000034 · wf-form4_158284107146417.xml · derivative · entry 1

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The stock options vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:04 UTC
Gunning Gina KCLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000033 · wf-form4_158284104875155.xml · derivative · entry 2

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:04 UTC
Gunning Gina KCLO & Corporate Secretary
GrantEmployee Stock Option (right to buy) · Derivative 27,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0000931148-20-000033 · wf-form4_158284104875155.xml · derivative · entry 1

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The stock options vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:32 UTC GrantDeferred Share Units · Derivative 1,344.6644 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000009 · wf-form4_157807631851663.xml · derivative · entry 2

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,356.315

Underlying: Common Stock · 1,344.6644 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:32 UTC GrantDeferred Share Units · Derivative 58.1794 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000009 · wf-form4_157807631851663.xml · derivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011.6506

Underlying: Common Stock · 58.1794 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:34 UTC GrantDeferred Share Units · Derivative 2,689.3287 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000015 · wf-form4_157807646909898.xml · derivative · entry 2

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,053.2236

Underlying: Common Stock · 2,689.3287 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:34 UTC GrantDeferred Share Units · Derivative 38.9518 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000015 · wf-form4_157807646909898.xml · derivative · entry 1

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,363.8949

Underlying: Common Stock · 38.9518 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:35 UTC
Gunning Gina KCLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 148.3595 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000016 · wf-form4_157807648965352.xml · derivative · entry 1

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,429.9797

Underlying: Common Stock · 148.3595 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:34 UTC GrantDeferred Share Units · Derivative 2,689.3287 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000013 · wf-form4_157807642406240.xml · derivative · entry 2

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,712.6301

Underlying: Common Stock · 2,689.3287 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:34 UTC GrantDeferred Share Units · Derivative 116.3589 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000013 · wf-form4_157807642406240.xml · derivative · entry 1

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,023.3014

Underlying: Common Stock · 116.3589 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:34 UTC GrantDeferred Share Units · Derivative 1,506.0241 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000014 · wf-form4_157807644672712.xml · derivative · entry 2

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,530.4964

Underlying: Common Stock · 1,506.0241 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:34 UTC GrantDeferred Share Units · Derivative 109.1055 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000014 · wf-form4_157807644672712.xml · derivative · entry 1

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,024.4723

Underlying: Common Stock · 109.1055 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:33 UTC
Boutte Brian M.SVP, Commercial
GrantRestricted Stock Units · Derivative 185.4494 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000011 · wf-form4_157807636551005.xml · derivative · entry 1

Boutte Brian M. · CIK 0001775579 · SVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,537.4747

Underlying: Common Stock · 185.4494 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:33 UTC
Halford Jeremy S.SVP, Operations & Development
GrantRestricted Stock Units · Derivative 370.8988 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000012 · wf-form4_157807639584538.xml · derivative · entry 1

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,074.9494

Underlying: Common Stock · 370.8988 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:32 UTC
Rintoul David J.Director · President and CEO
GrantRestricted Stock Units · Derivative 556.3482 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000010 · wf-form4_157807634213314.xml · derivative · entry 2

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,612.4241

Underlying: Common Stock · 556.3482 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:32 UTC
Rintoul David J.Director · President and CEO
GrantDeferred Share Units · Derivative 155.5398 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000010 · wf-form4_157807634213314.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,418.7381

Underlying: Common Stock · 155.5398 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: Deferred share units vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: Deferred share units vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 02:45 UTC
BCP GP LtdDirector · 10% owner
BPE IV (Non-Cdn)Director · 10% owner
BCP IV GrafTech Holdings L.P.Director · 10% owner
SaleCommon Stock 19,047,619 $13.13 $249,999,999.38
Disclosure

SEC source: 0001387131-19-009454 · eaf-form4_120519.xml · nonDerivative · entry 2

BCP GP Ltd · CIK 0001685160 · Director · 10% owner

Brookfield Capital Partners Ltd. · CIK 0001685158 · Director · 10% owner

BPE IV (Non-Cdn) · CIK 0001738295 · Director · 10% owner

BCP IV GrafTech Holdings L.P. · CIK 0001642338 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 199,216,541

F1 · ownership.nature: Common Stock held directly by BCP IV GrafTech Holdings LP ("BCP IV"), a Delaware limited partnership.

F2 · ownership.nature: On December 5, 2019, BCP IV sold 11,175,927 shares of Common Stock in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Block Trade").

F3 · ownership.nature: On December 5, 2019, GrafTech International Ltd. ("Issuer") repurchased, directly from BCP IV, 19,047,619 shares of Common Stock. The price per share paid by the Issuer is equal to the price paid by the broker-dealer in the Block Trade.

F4 · ownership.nature: Each of the Reporting Persons, as an indirect parent of BCP IV, may be deemed to beneficially own the shares of Common Stock that are directly held by BCP IV. In accordance with Instruction 4(b)(iv), the entire amount of the Common Stock held by BCP IV is reported herein. Each of the Reporting Persons disclaims beneficial ownership of all shares of Common Stock that are directly held by BCP IV, except to the extent of any indirect pecuniary interest therein.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 02:45 UTC
BCP GP LtdDirector · 10% owner
BPE IV (Non-Cdn)Director · 10% owner
BCP IV GrafTech Holdings L.P.Director · 10% owner
SaleCommon Stock 11,175,927 $13.13 $146,684,041.88
Disclosure

SEC source: 0001387131-19-009454 · eaf-form4_120519.xml · nonDerivative · entry 1

BCP GP Ltd · CIK 0001685160 · Director · 10% owner

Brookfield Capital Partners Ltd. · CIK 0001685158 · Director · 10% owner

BPE IV (Non-Cdn) · CIK 0001738295 · Director · 10% owner

BCP IV GrafTech Holdings L.P. · CIK 0001642338 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 218,264,160

F1 · ownership.nature: Common Stock held directly by BCP IV GrafTech Holdings LP ("BCP IV"), a Delaware limited partnership.

F2 · ownership.nature: On December 5, 2019, BCP IV sold 11,175,927 shares of Common Stock in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Block Trade").

F3 · ownership.nature: On December 5, 2019, GrafTech International Ltd. ("Issuer") repurchased, directly from BCP IV, 19,047,619 shares of Common Stock. The price per share paid by the Issuer is equal to the price paid by the broker-dealer in the Block Trade.

F4 · ownership.nature: Each of the Reporting Persons, as an indirect parent of BCP IV, may be deemed to beneficially own the shares of Common Stock that are directly held by BCP IV. In accordance with Instruction 4(b)(iv), the entire amount of the Common Stock held by BCP IV is reported herein. Each of the Reporting Persons disclaims beneficial ownership of all shares of Common Stock that are directly held by BCP IV, except to the extent of any indirect pecuniary interest therein.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:09 UTC
Boutte Brian M.SVP, Commercial
GrantRestricted Stock Units · Derivative 167.2427 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000033 · wf-form4_156996413756933.xml · derivative · entry 1

Boutte Brian M. · CIK 0001775579 · SVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,352.0253

Underlying: Common Stock · 167.2427 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:24 UTC GrantDeferred Share Units · Derivative 1,220.7031 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000040 · wf-form4_156996503019926.xml · derivative · entry 2

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,953.4712

Underlying: Common Stock · 1,220.7031 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:24 UTC GrantDeferred Share Units · Derivative 44.4148 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000040 · wf-form4_156996503019926.xml · derivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,732.7681

Underlying: Common Stock · 44.4148 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:23 UTC
Rintoul David J.Director · President and CEO
GrantRestricted Stock Units · Derivative 501.7281 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000039 · wf-form4_156996496723896.xml · derivative · entry 2

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,056.0759

Underlying: Common Stock · 501.7281 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:23 UTC
Rintoul David J.Director · President and CEO
GrantDeferred Share Units · Derivative 140.2694 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000039 · wf-form4_156996496723896.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,263.1983

Underlying: Common Stock · 140.2694 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: Deferred share units vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: Deferred share units vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:21 UTC
Halford Jeremy S.SVP, Operations & Development
GrantRestricted Stock Units · Derivative 334.4854 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000038 · wf-form4_156996486661968.xml · derivative · entry 1

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,704.0506

Underlying: Common Stock · 334.4854 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:20 UTC
Gunning Gina KCLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 133.7941 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000037 · wf-form4_156996478392375.xml · derivative · entry 1

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,281.6202

Underlying: Common Stock · 133.7941 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:18 UTC GrantDeferred Share Units · Derivative 1,367.1875 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000036 · wf-form4_156996468715439.xml · derivative · entry 2

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,915.3668

Underlying: Common Stock · 1,367.1875 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:18 UTC GrantDeferred Share Units · Derivative 89.3749 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000036 · wf-form4_156996468715439.xml · derivative · entry 1

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548.1793

Underlying: Common Stock · 89.3749 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:17 UTC GrantDeferred Share Units · Derivative 2,441.4063 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000035 · wf-form4_156996462796058.xml · derivative · entry 2

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,324.9431

Underlying: Common Stock · 2,441.4063 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:17 UTC GrantDeferred Share Units · Derivative 19.0222 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000035 · wf-form4_156996462796058.xml · derivative · entry 1

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,883.5368

Underlying: Common Stock · 19.0222 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:15 UTC GrantDeferred Share Units · Derivative 2,441.4063 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000034 · wf-form4_156996452510062.xml · derivative · entry 2

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,906.9425

Underlying: Common Stock · 2,441.4063 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 21:15 UTC GrantDeferred Share Units · Derivative 88.8297 $0.00 $0.00
Disclosure

SEC source: 0000931148-19-000034 · wf-form4_156996452510062.xml · derivative · entry 1

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,465.5362

Underlying: Common Stock · 88.8297 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 18:21 UTC GrantDeferred Share Units · Derivative 1,359.8782 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018809 · doc4.xml · derivative · entry 2

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,688.3533

Underlying: Common Stock · 1,359.8782 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 18:17 UTC GrantDeferred Share Units · Derivative 2,719.7563 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018806 · doc4.xml · derivative · entry 2

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,376.7065

Underlying: Common Stock · 2,719.7563 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 18:15 UTC GrantDeferred Share Units · Derivative 2,719.7563 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018803 · doc4.xml · derivative · entry 2

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,864.5146

Underlying: Common Stock · 2,719.7563 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred share unit (DSU) represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 18:11 UTC GrantDeferred Share Units · Derivative 1,523.0635 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018797 · doc4.xml · derivative · entry 2

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,458.8044

Underlying: Common Stock · 1,523.0635 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:13 UTC
Rintoul David J.Director · President and CEO
GrantRestricted Stock Units · Derivative 554.3478 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018801 · doc4.xml · derivative · entry 2

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,554.3478

Underlying: Common Stock · 554.3478 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:13 UTC
Rintoul David J.Director · President and CEO
GrantDeferred Share Units · Derivative 154.9805 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018801 · doc4.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,122.9289

Underlying: Common Stock · 154.9805 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: Deferred share units vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: Deferred share units vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:21 UTC GrantDeferred Share Units · Derivative 39.0954 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018809 · doc4.xml · derivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,328.4751

Underlying: Common Stock · 39.0954 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:17 UTC
Halford Jeremy S.SVP, Operations & Development
GrantRestricted Stock Units · Derivative 369.5652 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018807 · doc4.xml · derivative · entry 1

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,369.5652

Underlying: Common Stock · 369.5652 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:17 UTC GrantDeferred Share Units · Derivative 78.1908 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018806 · doc4.xml · derivative · entry 1

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,656.9502

Underlying: Common Stock · 78.1908 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:15 UTC GrantDeferred Share Units · Derivative 1.0621 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018803 · doc4.xml · derivative · entry 1

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144.7583

Underlying: Common Stock · 1.0621 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each deferred share unit (DSU) represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

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June 28, 2019 Filed Jul 2, 2019 18:12 UTC
Gunning Gina KCLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 147.8261 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018800 · doc4.xml · derivative · entry 1

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,147.8261

Underlying: Common Stock · 147.8261 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

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June 28, 2019 Filed Jul 2, 2019 18:11 UTC GrantDeferred Share Units · Derivative 87.5734 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018797 · doc4.xml · derivative · entry 1

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935.7409

Underlying: Common Stock · 87.5734 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

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June 28, 2019 Filed Jul 2, 2019 18:10 UTC
Boutte Brian M.SVP, Commercial
GrantRestricted Stock Units · Derivative 184.7826 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018796 · doc4.xml · derivative · entry 1

Boutte Brian M. · CIK 0001775579 · SVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,184.7826

Underlying: Common Stock · 184.7826 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

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May 01, 2019 Filed May 3, 2019 21:26 UTC
Halford Jeremy S.SVP, Operations & Development
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-026875 · a4.xml · derivative · entry 2

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

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May 01, 2019 Filed May 3, 2019 21:26 UTC
Halford Jeremy S.SVP, Operations & Development
GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001104659-19-026875 · a4.xml · derivative · entry 1

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-05-01

F1 · derivative.exercise_date: The stock options vest in five equal annual installments beginning on May 1, 2020.

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April 01, 2019 Filed Apr 2, 2019 17:00 UTC GrantDeferred Share Units · Derivative 143.6962 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-019244 · a4.xml · derivative · entry 1

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143.6962

Underlying: Common Stock · 143.6962 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit (DSU) represents a contingent right to receive one share of EAF common stock.

F2 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F2 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

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April 01, 2019 Filed Apr 2, 2019 16:52 UTC GrantDeferred Share Units · Derivative 1,175.696 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-019241 · a4.xml · derivative · entry 2

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,289.3797

Underlying: Common Stock · 1,175.696 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

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April 01, 2019 Filed Apr 2, 2019 16:49 UTC GrantDeferred Share Units · Derivative 2,351.392 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-019239 · a4.xml · derivative · entry 2

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,578.7593

Underlying: Common Stock · 2,351.392 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.