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EAF

GRAFTECH INTERNATIONAL LTD

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6343
SEC CIK
0000931148
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483

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 2, 2020 20:59 UTC
Halford Jeremy S.SVP, Operations & Development
GrantRestricted Stock Units · Derivative 51.7389 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000091 · wf-form4_159372353409240.xml · derivative · entry 1

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,339.4197

Underlying: Common Stock · 51.7389 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:58 UTC
Coburn Quinn JCFO, VP Finance & Treasurer
GrantRestricted Stock Units · Derivative 16.4613 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000090 · wf-form4_159372348102789.xml · derivative · entry 1

Coburn Quinn J · CIK 0001643036 · CFO, VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,152.545

Underlying: Common Stock · 16.4613 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:57 UTC GrantDeferred Share Units · Derivative 3,916.0401 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000089 · wf-form4_159372342391830.xml · derivative · entry 2

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,917.107

Underlying: Common Stock · 3,916.0401 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:57 UTC GrantDeferred Share Units · Derivative 15.0201 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000089 · wf-form4_159372342391830.xml · derivative · entry 1

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,001.0669

Underlying: Common Stock · 15.0201 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:56 UTC GrantDeferred Share Units · Derivative 3,916.0401 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000088 · wf-form4_159372338642948.xml · derivative · entry 2

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,701.5933

Underlying: Common Stock · 3,916.0401 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:56 UTC GrantDeferred Share Units · Derivative 28.5176 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000088 · wf-form4_159372338642948.xml · derivative · entry 1

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,785.5532

Underlying: Common Stock · 28.5176 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:56 UTC GrantDeferred Share Units · Derivative 2,192.9825 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000087 · wf-form4_159372329790584.xml · derivative · entry 2

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,075.3246

Underlying: Common Stock · 2,192.9825 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:56 UTC GrantDeferred Share Units · Derivative 23.6325 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000087 · wf-form4_159372329790584.xml · derivative · entry 1

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,882.3422

Underlying: Common Stock · 23.6325 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:54 UTC
Rintoul David J.Director · President and CEO
GrantRestricted Stock Units · Derivative 107.6313 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000086 · wf-form4_159372324045308.xml · derivative · entry 3

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,997.4096

Underlying: Common Stock · 107.6313 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F5 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F5 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:54 UTC
Rintoul David J.Director · President and CEO
GrantRestricted Stock Units · Derivative 77.6084 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000086 · wf-form4_159372324045308.xml · derivative · entry 2

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,009.1296

Underlying: Common Stock · 77.6084 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.exercise_date: The restricted stock units (RSUs) vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.expiration_date: The restricted stock units (RSUs) vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:54 UTC
Rintoul David J.Director · President and CEO
GrantDeferred Share Units · Derivative 27.1215 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000086 · wf-form4_159372324045308.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,670.0705

Underlying: Common Stock · 27.1215 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: Deferred share units vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: Deferred share units vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:53 UTC
Perez Ortiz InigoSVP, Commercial
GrantRestricted Stock Units · Derivative 37.9875 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000085 · wf-form4_159372316910217.xml · derivative · entry 1

Perez Ortiz Inigo · CIK 0001804727 · SVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,352.0269

Underlying: Common Stock · 37.9875 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:52 UTC
Gunning Gina KCLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 34.1888 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000084 · wf-form4_159372307914565.xml · derivative · entry 2

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,316.8242

Underlying: Common Stock · 34.1888 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:52 UTC
Gunning Gina KCLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 20.6956 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000084 · wf-form4_159372307914565.xml · derivative · entry 1

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,535.7679

Underlying: Common Stock · 20.6956 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:51 UTC GrantDeferred Share Units · Derivative 1,958.0201 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000083 · wf-form4_159372301272350.xml · derivative · entry 2

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,350.7967

Underlying: Common Stock · 1,958.0201 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:51 UTC GrantDeferred Share Units · Derivative 14.2588 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000083 · wf-form4_159372301272350.xml · derivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,392.7767

Underlying: Common Stock · 14.2588 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
May 01, 2020 Filed May 5, 2020 14:42 UTC
Halford Jeremy S.SVP, Operations & Development
Exercise / conversionRestricted Stock Units · Derivative 10,321.9202 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000063 · wf-form4_158868971079346.xml · derivative · entry 3

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,287.6808

Underlying: Common Stock · 10,321.9202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into shares of EAF common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 1, 2019, the reporting person was granted 50,000 RSUs, which also accrue additional RSU pursuant to dividend equivalent rights based upon the closing pricing of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments beginning on May 1, 2020.

F2 · derivative.expiration_date: On May 1, 2019, the reporting person was granted 50,000 RSUs, which also accrue additional RSU pursuant to dividend equivalent rights based upon the closing pricing of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments beginning on May 1, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 14:42 UTC
Halford Jeremy S.SVP, Operations & Development
Tax withholdingCommon Stock 3,133 $7.97 $24,970.01
Disclosure

SEC source: 0000931148-20-000063 · wf-form4_158868971079346.xml · nonDerivative · entry 2

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,188

Read SEC document
May 01, 2020 Filed May 5, 2020 14:42 UTC
Halford Jeremy S.SVP, Operations & Development
Exercise / conversionCommon Stock 10,321 Not disclosed Not disclosed
Disclosure

SEC source: 0000931148-20-000063 · wf-form4_158868971079346.xml · nonDerivative · entry 1

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into shares of EAF common stock on a one-for-one basis.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:56 UTC GrantDeferred Share Units · Derivative 1,924.2611 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000060 · wf-form4_158586095851272.xml · derivative · entry 2

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,378.5179

Underlying: Common Stock · 1,924.2611 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:56 UTC GrantDeferred Share Units · Derivative 97.9417 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000060 · wf-form4_158586095851272.xml · derivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,454.2568

Underlying: Common Stock · 97.9417 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:55 UTC GrantDeferred Share Units · Derivative 2,155.1724 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000059 · wf-form4_158586093601543.xml · derivative · entry 2

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,858.7097

Underlying: Common Stock · 2,155.1724 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:55 UTC GrantDeferred Share Units · Derivative 173.0409 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000059 · wf-form4_158586093601543.xml · derivative · entry 1

Dumas Michel J. · CIK 0001738253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,703.5373

Underlying: Common Stock · 173.0409 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:55 UTC
Coburn Quinn JCFO, VP Finance & Treasurer
GrantRestricted Stock Units · Derivative 136.0837 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000058 · wf-form4_158586091250237.xml · derivative · entry 1

Coburn Quinn J · CIK 0001643036 · CFO, VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,136.0837

Underlying: Common Stock · 136.0837 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:55 UTC
Perez Ortiz InigoSVP, Commercial
GrantRestricted Stock Units · Derivative 314.0394 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000057 · wf-form4_158586089021238.xml · derivative · entry 1

Perez Ortiz Inigo · CIK 0001804727 · SVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,314.0394

Underlying: Common Stock · 314.0394 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC
Halford Jeremy S.SVP, Operations & Development
GrantRestricted Stock Units · Derivative 376.8473 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000056 · wf-form4_158586087054544.xml · derivative · entry 2

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,376.8473

Underlying: Common Stock · 376.8473 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.exercise_price: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC
Halford Jeremy S.SVP, Operations & Development
GrantRestricted Stock Units · Derivative 534.6516 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000056 · wf-form4_158586087054544.xml · derivative · entry 1

Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,609.601

Underlying: Common Stock · 534.6516 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on May 1, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC
Rintoul David J.Director · President and CEO
GrantRestricted Stock Units · Derivative 889.7783 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000055 · wf-form4_158586084712959.xml · derivative · entry 3

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,889.7783

Underlying: Common Stock · 889.7783 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F5 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F5 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC
Rintoul David J.Director · President and CEO
GrantRestricted Stock Units · Derivative 641.5819 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000055 · wf-form4_158586084712959.xml · derivative · entry 2

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,931.5212

Underlying: Common Stock · 641.5819 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC
Rintoul David J.Director · President and CEO
GrantDeferred Share Units · Derivative 224.2109 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000055 · wf-form4_158586084712959.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,642.949

Underlying: Common Stock · 224.2109 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: Deferred share units vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

F1 · derivative.expiration_date: Additional units accrued pursuant to dividend equivalent rights with respect to outstanding awards of units based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: Deferred share units vest on April 19, 2021 and will be settled in whole shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC
Gunning Gina KCLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 282.6355 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000054 · wf-form4_158586082762873.xml · derivative · entry 2

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,282.6355

Underlying: Common Stock · 282.6355 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.exercise_price: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F4 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC
Gunning Gina KCLO & Corporate Secretary
GrantRestricted Stock Units · Derivative 171.0885 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000054 · wf-form4_158586082762873.xml · derivative · entry 1

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,515.0723

Underlying: Common Stock · 171.0885 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

F1 · derivative.expiration_date: Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:53 UTC GrantDeferred Share Units · Derivative 3,848.5222 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000053 · wf-form4_158586080432900.xml · derivative · entry 2

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,986.0467

Underlying: Common Stock · 3,848.5222 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred share unit (DSU) represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:53 UTC GrantDeferred Share Units · Derivative 84.301 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000053 · wf-form4_158586080432900.xml · derivative · entry 1

Clegg Catherine L. · CIK 0001771849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,137.5246

Underlying: Common Stock · 84.301 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each deferred share unit (DSU) represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:53 UTC GrantDeferred Share Units · Derivative 3,848.5222 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000052 · wf-form4_158586078224922.xml · derivative · entry 2

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,757.0356

Underlying: Common Stock · 3,848.5222 shares

Expires not disclosed

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:53 UTC GrantDeferred Share Units · Derivative 195.8834 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000052 · wf-form4_158586078224922.xml · derivative · entry 1

Acton Brian L. · CIK 0001738354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,908.5135

Underlying: Common Stock · 195.8834 shares

Expires not disclosed

F1 · derivative.exercise_price: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock.

F1 · derivative.exercise_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

F1 · derivative.expiration_date: Additional deferred share units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF, as of the dividend payment date.

F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 21:11 UTC
Rintoul David J.Director · President and CEO
Tax withholdingCommon Stock 4,049 $6.16 $24,941.84
Disclosure

SEC source: 0000931148-20-000042 · wf-form4_158508425549694.xml · nonDerivative · entry 2

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,273

Read SEC document
March 23, 2020 Filed Mar 24, 2020 21:08 UTC
Gunning Gina KCLO & Corporate Secretary
Tax withholdingCommon Stock 1,457 $6.16 $8,975.12
Disclosure

SEC source: 0000931148-20-000040 · wf-form4_158508410433216.xml · nonDerivative · entry 2

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,628

Read SEC document
March 21, 2020 Filed Mar 24, 2020 21:11 UTC
Rintoul David J.Director · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 15,322.4848 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000042 · wf-form4_158508425549694.xml · derivative · entry 3

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,289.9393

Underlying: Common Stock · 15,322.4848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock unites (RSUs) convert into shares of EAF common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 21, 2019, the reporting person was granted 75,000 RSUs, which also accrue additional RSU pursuant to dividend equivalent rights based upon the closing pricing of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments beginning on March 21, 2020.

F2 · derivative.expiration_date: On March 21, 2019, the reporting person was granted 75,000 RSUs, which also accrue additional RSU pursuant to dividend equivalent rights based upon the closing pricing of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 21:11 UTC
Rintoul David J.Director · President and CEO
Exercise / conversionCommon Stock 15,322 Not disclosed Not disclosed
Disclosure

SEC source: 0000931148-20-000042 · wf-form4_158508425549694.xml · nonDerivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock unites (RSUs) convert into shares of EAF common stock on a one-for-one basis.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 21:08 UTC
Gunning Gina KCLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,085.9961 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000040 · wf-form4_158508410433216.xml · derivative · entry 3

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,343.9838

Underlying: Common Stock · 4,085.9961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into shares of EAF common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 21, 2019, the reporting person was granted 20,000 RSUs, which also accrue additional RSU pursuant to dividend equivalent rights based upon the closing pricing of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments beginning on March 21, 2020.

F2 · derivative.expiration_date: On March 21, 2019, the reporting person was granted 20,000 RSUs, which also accrue additional RSU pursuant to dividend equivalent rights based upon the closing pricing of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments beginning on March 21, 2020.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 21:08 UTC
Gunning Gina KCLO & Corporate Secretary
Exercise / conversionCommon Stock 4,085 Not disclosed Not disclosed
Disclosure

SEC source: 0000931148-20-000040 · wf-form4_158508410433216.xml · nonDerivative · entry 1

Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into shares of EAF common stock on a one-for-one basis.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 21:08 UTC PurchaseCommon Stock 3,900 $7.53 $29,367.00
Disclosure

SEC source: 0000931148-20-000038 · wf-form4_158396091639548.xml · nonDerivative · entry 2

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Read SEC document
March 10, 2020 Filed Mar 11, 2020 21:08 UTC PurchaseCommon Stock 1,100 $7.54 $8,294.00
Disclosure

SEC source: 0000931148-20-000038 · wf-form4_158396091639548.xml · nonDerivative · entry 1

Taccone Anthony R. · CIK 0001738254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,850

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:04 UTC
Coburn Quinn JCFO, VP Finance & Treasurer
GrantRestricted Stock Units · Derivative 13,000 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000032 · wf-form4_158284102701826.xml · derivative · entry 2

Coburn Quinn J · CIK 0001643036 · CFO, VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

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February 25, 2020 Filed Feb 27, 2020 22:04 UTC
Coburn Quinn JCFO, VP Finance & Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 13,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0000931148-20-000032 · wf-form4_158284102701826.xml · derivative · entry 1

Coburn Quinn J · CIK 0001643036 · CFO, VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The stock options vest in five equal annual installments beginning on February 25, 2021.

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February 25, 2020 Filed Feb 27, 2020 22:05 UTC
Perez Ortiz InigoSVP, Commercial
GrantRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000036 · wf-form4_158284111376385.xml · derivative · entry 2

Perez Ortiz Inigo · CIK 0001804727 · SVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:05 UTC
Perez Ortiz InigoSVP, Commercial
GrantEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0000931148-20-000036 · wf-form4_158284111376385.xml · derivative · entry 1

Perez Ortiz Inigo · CIK 0001804727 · SVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The stock options vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:05 UTC
Rintoul David J.Director · President and CEO
GrantRestricted Stock Units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0000931148-20-000035 · wf-form4_158284109241759.xml · derivative · entry 2

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of EAF common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:05 UTC
Rintoul David J.Director · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 85,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0000931148-20-000035 · wf-form4_158284109241759.xml · derivative · entry 1

Rintoul David J. · CIK 0001605779 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The stock options vest in five equal annual installments beginning on February 25, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.