Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2021 Filed Jul 29, 2021 17:51 UTC |
BCP GP LtdDirector · 10% owner
Brookfield Private Funds Holdings Inc.Director · 10% owner
Brookfield BBP Canadian GP L.P.Director · 10% owner
Brookfield Business L.P.Director · 10% owner
Brookfield Business Partners LtdDirector · 10% owner
BCP IV (US Plan) LPDirector · 10% owner
BCP IV (UK Plan) LPDirector · 10% owner
BCP IV (Cdn Plan) LPDirector · 10% owner
BCP IV Bermuda Investor LPDirector · 10% owner
|
OtherCommon Stock | 967,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-026133 · form4.xml · nonDerivative · entry 1 BCP GP Ltd · CIK 0001685160 · Director · 10% owner Brookfield Private Funds Holdings Inc. · CIK 0001504723 · Director · 10% owner Brookfield BBP Canadian GP L.P. · CIK 0001819104 · Director · 10% owner Brookfield Business L.P. · CIK 0001819046 · Director · 10% owner Brookfield Business Partners Ltd · CIK 0001819045 · Director · 10% owner BCP IV (US Plan) LP · CIK 0001819076 · Director · 10% owner BCP IV (UK Plan) LP · CIK 0001819087 · Director · 10% owner BCP IV (Cdn Plan) LP · CIK 0001819093 · Director · 10% owner BCP IV Bermuda Investor LP · CIK 0001819102 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 63,974,578 F3 · shares: Of the Distributed Shares, 967,992 shares of Common Stock were distributed to third party limited partners in which Brookfield Asset Management Inc. ("BAM") does not have a pecuniary interest. F1 · price: On June 22, 2021, BCP IV GrafTech Holdings L.P. ("BCP IV") distributed 1,114,317 shares of Common Stock (the "Distributed Shares") to GrafTech Co-Invest L.P. and BCP IV GrafTech LP, its limited partners. On the same date, GrafTech Co-Invest L.P. distributed the 379,958 shares of Common Stock it received from BCP IV to one of its limited partners. On the same date, BCP IV GrafTech LP distributed 146,325 shares of Common Stock it received from BCP IV to BPE IV (Non-Cdn) GP LP, its general partner, and 588,034 shares of Common Stock it received from BCP IV to Brookfield Capital Partners IV L.P. and Brookfield Capital Partners IV (CR) L.P., its limited partners. F2 · price: On the same date, Brookfield Capital Partners IV L.P. distributed the 203,666 shares of Common Stock it received from BCP IV GrafTech LP to those of its limited partners which elected to receive an in-kind partnership distribution. On the same date, Brookfield Capital Partners IV (CR) L.P. distributed the 384,368 shares of Common Stock it received from BCP IV GrafTech LP to those of its limited partners which elected to receive an in-kind partnership distribution. F4 · balance_after: Following the Distribution Transactions, consists of (i) 63,827,726 shares of Common Stock held directly by BCP IV; (ii) 146,325 shares of Common Stock held directly by BPE IV (Non-Cdn) GP LP, for itself and as nominee for BCP IV (US Plan) LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP; and (iii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP. F5 · ownership.nature: BAM, by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares. F6 · ownership.nature: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BAM., by virtue of their relationships with BCP IV, may be deemed to share beneficial ownership in the shares held directly by BCP IV. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BAM, by virtue of their relationships with BPE IV (Non-Cdn) GP LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP for itself and as nominee for BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP. F7 · ownership.nature: Brookfield Private Equity Holdings LLC, Brookfield US Inc. and BAM, by virtue of their relationships with BCP IV (US Plan) LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP as nominee for BCP IV (US Plan) LP. F8 · ownership.nature: Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BAM, by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP. F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 22, 2021 Filed Jul 29, 2021 21:51 UTC |
BCP GP LtdDirector · 10% owner
Brookfield BBP (Canada) L.P.Director · 10% owner
Brookfield BBP Canada Holdings Inc.Director · 10% owner
Brookfield CanGP LtdDirector · 10% owner
|
OtherCommon Stock | 967,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-026134 · form4.xml · nonDerivative · entry 1 BCP GP Ltd · CIK 0001685160 · Director · 10% owner Brookfield BBP (Canada) L.P. · CIK 0001819406 · Director · 10% owner Brookfield BBP Canada Holdings Inc. · CIK 0001819405 · Director · 10% owner Brookfield CanGP Ltd · CIK 0001819217 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 63,974,578 F3 · shares: Of the Distributed Shares, 967,992 shares of Common Stock were distributed to third party limited partners in which Brookfield Asset Management Inc. ("BAM") does not have a pecuniary interest. F1 · price: On June 22, 2021, BCP IV GrafTech Holdings L.P. ("BCP IV") distributed 1,114,317 shares of Common Stock (the "Distributed Shares") to GrafTech Co-Invest L.P. and BCP IV GrafTech LP, its limited partners. On the same date, GrafTech Co-Invest L.P. distributed the 379,958 shares of Common Stock it received from BCP IV to one of its limited partners. On the same date, BCP IV GrafTech LP distributed 146,325 shares of Common Stock it received from BCP IV to BPE IV (Non-Cdn) GP LP, its general partner, and 588,034 shares of Common Stock it received from BCP IV to Brookfield Capital Partners IV L.P. and Brookfield Capital Partners IV (CR) L.P., its limited partners. F2 · price: On the same date, Brookfield Capital Partners IV L.P. distributed the 203,666 shares of Common Stock it received from BCP IV GrafTech LP to those of its limited partners which elected to receive an in-kind partnership distribution. On the same date, Brookfield Capital Partners IV (CR) L.P. distributed the 384,368 shares of Common Stock it received from BCP IV GrafTech LP to those of its limited partners which elected to receive an in-kind partnership distribution. F4 · balance_after: Following the Distribution Transactions, consists of (i) 63,827,726 shares of Common Stock held directly by BCP IV; (ii) 146,325 shares of Common Stock held directly by BPE IV (Non-Cdn) GP LP, for itself and as nominee for BCP IV (US Plan) LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP; and (iii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP. F5 · ownership.nature: BAM, by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares. F6 · ownership.nature: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BAM., by virtue of their relationships with BCP IV, may be deemed to share beneficial ownership in the shares held directly by BCP IV. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BAM, by virtue of their relationships with BPE IV (Non-Cdn) GP LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP for itself and as nominee for BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP. F7 · ownership.nature: Brookfield Private Equity Holdings LLC, Brookfield US Inc. and BAM, by virtue of their relationships with BCP IV (US Plan) LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP as nominee for BCP IV (US Plan) LP. F8 · ownership.nature: Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BAM, by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP. F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 22, 2021 Filed Jul 29, 2021 21:51 UTC |
BCP GP LtdDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
Brookfield Capital Partners Ltd.Director · 10% owner
BPE IV (Non-Cdn)Director · 10% owner
BCP IV GrafTech Holdings L.P.Director · 10% owner
Brookfield Business CorpDirector · 10% owner
Brookfield Private Equity Group Holdings LPDirector · 10% owner
Brookfield Private Equity Inc.Director · 10% owner
Brookfield Private Equity Holdings LLCDirector · 10% owner
Brookfield US Inc.Director · 10% owner
|
OtherCommon Stock | 967,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-026132 · form4.xml · nonDerivative · entry 1 BCP GP Ltd · CIK 0001685160 · Director · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · Director · 10% owner Brookfield Capital Partners Ltd. · CIK 0001685158 · Director · 10% owner BPE IV (Non-Cdn) · CIK 0001738295 · Director · 10% owner BCP IV GrafTech Holdings L.P. · CIK 0001642338 · Director · 10% owner Brookfield Business Partners L.P. · CIK 0001654795 · Director · 10% owner Brookfield Private Equity Group Holdings LP · CIK 0001685157 · Director · 10% owner Brookfield Private Equity Inc. · CIK 0001685113 · Director · 10% owner Brookfield Private Equity Holdings LLC · CIK 0001703248 · Director · 10% owner Brookfield US Inc. · CIK 0001768973 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 63,974,578 F3 · shares: Of the Distributed Shares, 967,992 shares of Common Stock were distributed to third party limited partners in which Brookfield Asset Management Inc. ("BAM") does not have a pecuniary interest. F1 · price: On June 22, 2021, BCP IV GrafTech Holdings L.P. ("BCP IV") distributed 1,114,317 shares of Common Stock (the "Distributed Shares") to GrafTech Co-Invest L.P. and BCP IV GrafTech LP, its limited partners. On the same date, GrafTech Co-Invest L.P. distributed the 379,958 shares of Common Stock it received from BCP IV to one of its limited partners. On the same date, BCP IV GrafTech LP distributed 146,325 shares of Common Stock it received from BCP IV to BPE IV (Non-Cdn) GP LP, its general partner, and 588,034 shares of Common Stock it received from BCP IV to Brookfield Capital Partners IV L.P. and Brookfield Capital Partners IV (CR) L.P., its limited partners. F2 · price: On the same date, Brookfield Capital Partners IV L.P. distributed the 203,666 shares of Common Stock it received from BCP IV GrafTech LP to those of its limited partners which elected to receive an in-kind partnership distribution. On the same date, Brookfield Capital Partners IV (CR) L.P. distributed the 384,368 shares of Common Stock it received from BCP IV GrafTech LP to those of its limited partners which elected to receive an in-kind partnership distribution. F4 · balance_after: Following the Distribution Transactions, consists of (i) 63,827,726 shares of Common Stock held directly by BCP IV; (ii) 146,325 shares of Common Stock held directly by BPE IV (Non-Cdn) GP LP, for itself and as nominee for BCP IV (US Plan) LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP; and (iii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP. F5 · ownership.nature: BAM, by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares. F6 · ownership.nature: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BAM., by virtue of their relationships with BCP IV, may be deemed to share beneficial ownership in the shares held directly by BCP IV. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BAM, by virtue of their relationships with BPE IV (Non-Cdn) GP LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP for itself and as nominee for BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP. F7 · ownership.nature: Brookfield Private Equity Holdings LLC, Brookfield US Inc. and BAM, by virtue of their relationships with BCP IV (US Plan) LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP as nominee for BCP IV (US Plan) LP. F8 · ownership.nature: Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BAM, by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP. F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Rintoul David J.Director · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 46,669.3551 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000106 · wf-form4_162258361470273.xml · derivative · entry 9 Rintoul David J. · CIK 0001605779 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,669.3551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F4 · derivative.exercise_date: On March 21, 2019, the reporting person was granted 75,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F4 · derivative.expiration_date: On March 21, 2019, the reporting person was granted 75,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Rintoul David J.Director · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 69,019.5307 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000106 · wf-form4_162258361470273.xml · derivative · entry 8 Rintoul David J. · CIK 0001605779 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,019.5307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2020, the reporting person was granted 85,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F3 · derivative.expiration_date: On February 25, 2020, the reporting person was granted 85,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Rintoul David J.Director · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 102,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000106 · wf-form4_162258361470273.xml · derivative · entry 7 Rintoul David J. · CIK 0001605779 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 102,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 102,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F2 · derivative.expiration_date: On March 4, 2021, the reporting person was granted 102,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Rintoul David J.Director · President and CEO
|
Tax withholdingCommon Stock | 19,597 | $13.16 | $257,896.52 |
DisclosureSEC source: 0000931148-21-000106 · wf-form4_162258361470273.xml · nonDerivative · entry 6 Rintoul David J. · CIK 0001605779 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,405 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Rintoul David J.Director · President and CEO
|
Exercise / conversionCommon Stock | 46,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000106 · wf-form4_162258361470273.xml · nonDerivative · entry 5 Rintoul David J. · CIK 0001605779 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Rintoul David J.Director · President and CEO
|
Tax withholdingCommon Stock | 28,982 | $13.16 | $381,403.12 |
DisclosureSEC source: 0000931148-21-000106 · wf-form4_162258361470273.xml · nonDerivative · entry 4 Rintoul David J. · CIK 0001605779 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,333 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Rintoul David J.Director · President and CEO
|
Exercise / conversionCommon Stock | 69,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000106 · wf-form4_162258361470273.xml · nonDerivative · entry 3 Rintoul David J. · CIK 0001605779 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Rintoul David J.Director · President and CEO
|
Tax withholdingCommon Stock | 42,830 | $13.16 | $563,642.80 |
DisclosureSEC source: 0000931148-21-000106 · wf-form4_162258361470273.xml · nonDerivative · entry 2 Rintoul David J. · CIK 0001605779 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,296 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Rintoul David J.Director · President and CEO
|
Exercise / conversionCommon Stock | 102,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000106 · wf-form4_162258361470273.xml · nonDerivative · entry 1 Rintoul David J. · CIK 0001605779 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Gunning Gina KCLO & Corporate Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 12,445.1614 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000105 · wf-form4_162258355347244.xml · derivative · entry 9 Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,445.1614 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F4 · derivative.exercise_date: On March 21, 2019, the reporting person was granted 20,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F4 · derivative.expiration_date: On March 21, 2019, the reporting person was granted 20,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Gunning Gina KCLO & Corporate Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 21,923.8509 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000105 · wf-form4_162258355347244.xml · derivative · entry 8 Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,923.8509 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2020, the reporting person was granted 27,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F3 · derivative.expiration_date: On February 25, 2020, the reporting person was granted 27,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Gunning Gina KCLO & Corporate Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000105 · wf-form4_162258355347244.xml · derivative · entry 7 Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 33,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F2 · derivative.expiration_date: On March 4, 2021, the reporting person was granted 33,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Gunning Gina KCLO & Corporate Secretary
|
Tax withholdingCommon Stock | 5,644 | $13.16 | $74,275.04 |
DisclosureSEC source: 0000931148-21-000105 · wf-form4_162258355347244.xml · nonDerivative · entry 6 Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,291 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Gunning Gina KCLO & Corporate Secretary
|
Exercise / conversionCommon Stock | 12,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000105 · wf-form4_162258355347244.xml · nonDerivative · entry 5 Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Gunning Gina KCLO & Corporate Secretary
|
Tax withholdingCommon Stock | 9,943 | $13.16 | $130,849.88 |
DisclosureSEC source: 0000931148-21-000105 · wf-form4_162258355347244.xml · nonDerivative · entry 4 Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,490 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Gunning Gina KCLO & Corporate Secretary
|
Exercise / conversionCommon Stock | 21,923 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000105 · wf-form4_162258355347244.xml · nonDerivative · entry 3 Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Gunning Gina KCLO & Corporate Secretary
|
Tax withholdingCommon Stock | 11,554 | $13.16 | $152,050.64 |
DisclosureSEC source: 0000931148-21-000105 · wf-form4_162258355347244.xml · nonDerivative · entry 2 Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,510 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:40 UTC |
Gunning Gina KCLO & Corporate Secretary
|
Exercise / conversionCommon Stock | 33,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000105 · wf-form4_162258355347244.xml · nonDerivative · entry 1 Gunning Gina K · CIK 0001510031 · CLO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:39 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Exercise / conversionRestricted Stock Units · Derivative | 31,104.4327 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000104 · wf-form4_162258352596888.xml · derivative · entry 9 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,104.4327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F4 · derivative.exercise_date: On May 1, 2019, the reporting person was granted 50,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F4 · derivative.expiration_date: On May 1, 2019, the reporting person was granted 50,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:39 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Exercise / conversionRestricted Stock Units · Derivative | 29,231.8012 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000104 · wf-form4_162258352596888.xml · derivative · entry 8 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,231.8012 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2020, the reporting person was granted 36,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F3 · derivative.expiration_date: On February 25, 2020, the reporting person was granted 36,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:39 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Exercise / conversionRestricted Stock Units · Derivative | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000104 · wf-form4_162258352596888.xml · derivative · entry 7 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 42,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F2 · derivative.expiration_date: On March 4, 2021, the reporting person was granted 42,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:39 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Tax withholdingCommon Stock | 13,439 | $13.16 | $176,857.24 |
DisclosureSEC source: 0000931148-21-000104 · wf-form4_162258352596888.xml · nonDerivative · entry 6 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,997 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:39 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Exercise / conversionCommon Stock | 31,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000104 · wf-form4_162258352596888.xml · nonDerivative · entry 5 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:39 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Tax withholdingCommon Stock | 12,630 | $13.16 | $166,210.80 |
DisclosureSEC source: 0000931148-21-000104 · wf-form4_162258352596888.xml · nonDerivative · entry 4 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,332 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:39 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Exercise / conversionCommon Stock | 29,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000104 · wf-form4_162258352596888.xml · nonDerivative · entry 3 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:39 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Tax withholdingCommon Stock | 18,147 | $13.16 | $238,814.52 |
DisclosureSEC source: 0000931148-21-000104 · wf-form4_162258352596888.xml · nonDerivative · entry 2 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,731 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:39 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Exercise / conversionCommon Stock | 42,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000104 · wf-form4_162258352596888.xml · nonDerivative · entry 1 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:38 UTC |
Coburn Quinn JCFO, VP Finance & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,555.9282 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000103 · wf-form4_162258348781447.xml · derivative · entry 4 Coburn Quinn J · CIK 0001643036 · CFO, VP Finance & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,555.9282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2020, the reporting person was granted 13,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F3 · derivative.expiration_date: On February 25, 2020, the reporting person was granted 13,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:38 UTC |
Coburn Quinn JCFO, VP Finance & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 38,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000103 · wf-form4_162258348781447.xml · derivative · entry 3 Coburn Quinn J · CIK 0001643036 · CFO, VP Finance & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 38,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F2 · derivative.expiration_date: On March 4, 2021, the reporting person was granted 38,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:38 UTC |
Coburn Quinn JCFO, VP Finance & Treasurer
|
Exercise / conversionCommon Stock | 10,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000103 · wf-form4_162258348781447.xml · nonDerivative · entry 2 Coburn Quinn J · CIK 0001643036 · CFO, VP Finance & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:38 UTC |
Coburn Quinn JCFO, VP Finance & Treasurer
|
Exercise / conversionCommon Stock | 38,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000103 · wf-form4_162258348781447.xml · nonDerivative · entry 1 Coburn Quinn J · CIK 0001643036 · CFO, VP Finance & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:37 UTC |
Perez Ortiz InigoSVP, Commercial
|
Exercise / conversionRestricted Stock Units · Derivative | 24,359.8344 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000102 · wf-form4_162258344051478.xml · derivative · entry 6 Perez Ortiz Inigo · CIK 0001804727 · SVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,359.8344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2020, the reporting person was granted 30,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F3 · derivative.expiration_date: On February 25, 2020, the reporting person was granted 30,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:37 UTC |
Perez Ortiz InigoSVP, Commercial
|
Exercise / conversionRestricted Stock Units · Derivative | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000102 · wf-form4_162258344051478.xml · derivative · entry 5 Perez Ortiz Inigo · CIK 0001804727 · SVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 37,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. F2 · derivative.expiration_date: On March 4, 2021, the reporting person was granted 37,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal annual installments unless a Change in Control (as defined under the applicable award agreement) occurs, in which case any then-outstanding unvested RSUs immediately vest in full as of the date of such Change in Control. On May 27, 2021, a Change in Control occurred. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:37 UTC |
Perez Ortiz InigoSVP, Commercial
|
Tax withholdingCommon Stock | 12,390 | $13.16 | $163,052.40 |
DisclosureSEC source: 0000931148-21-000102 · wf-form4_162258344051478.xml · nonDerivative · entry 4 Perez Ortiz Inigo · CIK 0001804727 · SVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,234 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:37 UTC |
Perez Ortiz InigoSVP, Commercial
|
Exercise / conversionCommon Stock | 24,359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000102 · wf-form4_162258344051478.xml · nonDerivative · entry 3 Perez Ortiz Inigo · CIK 0001804727 · SVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:37 UTC |
Perez Ortiz InigoSVP, Commercial
|
Tax withholdingCommon Stock | 18,819 | $13.16 | $247,658.04 |
DisclosureSEC source: 0000931148-21-000102 · wf-form4_162258344051478.xml · nonDerivative · entry 2 Perez Ortiz Inigo · CIK 0001804727 · SVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,265 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:37 UTC |
Perez Ortiz InigoSVP, Commercial
|
Exercise / conversionCommon Stock | 37,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000102 · wf-form4_162258344051478.xml · nonDerivative · entry 1 Perez Ortiz Inigo · CIK 0001804727 · SVP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| May 24, 2021 Filed May 26, 2021 18:04 UTC |
BCP GP LtdDirector · 10% owner
Brookfield Private Funds Holdings Inc.Director · 10% owner
Brookfield BBP Canadian GP L.P.Director · 10% owner
Brookfield Business L.P.Director · 10% owner
Brookfield Business Partners LtdDirector · 10% owner
BCP IV (US Plan) LPDirector · 10% owner
BCP IV (UK Plan) LPDirector · 10% owner
BCP IV (Cdn Plan) LPDirector · 10% owner
BCP IV Bermuda Investor LPDirector · 10% owner
|
SaleCommon Stock | 20,000,000 | $13.31 | $266,200,000.00 |
DisclosureSEC source: 0001140361-21-018881 · form4.xml · nonDerivative · entry 1 BCP GP Ltd · CIK 0001685160 · Director · 10% owner Brookfield Private Funds Holdings Inc. · CIK 0001504723 · Director · 10% owner Brookfield BBP Canadian GP L.P. · CIK 0001819104 · Director · 10% owner Brookfield Business L.P. · CIK 0001819046 · Director · 10% owner Brookfield Business Partners Ltd · CIK 0001819045 · Director · 10% owner BCP IV (US Plan) LP · CIK 0001819076 · Director · 10% owner BCP IV (UK Plan) LP · CIK 0001819087 · Director · 10% owner BCP IV (Cdn Plan) LP · CIK 0001819093 · Director · 10% owner BCP IV Bermuda Investor LP · CIK 0001819102 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 64,942,570 F1 · shares: On May 24, 2021, BCP IV GrafTech Holdings LP agreed to sell a total of 20,000,000 shares of Common Stock in an underwritten public secondary offering (the "Offering"). F2 · balance_after: Following the Offering, consists of (i) 64,942,043 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; and (ii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP. F3 · ownership.nature: Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares. F4 · ownership.nature: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP. F5 · ownership.nature: Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:05 UTC |
BCP GP LtdDirector · 10% owner
Brookfield BBP (Canada) L.P.Director · 10% owner
Brookfield BBP Canada Holdings Inc.Director · 10% owner
Brookfield CanGP LtdDirector · 10% owner
|
SaleCommon Stock | 20,000,000 | $13.31 | $266,200,000.00 |
DisclosureSEC source: 0001140361-21-018882 · form4.xml · nonDerivative · entry 1 BCP GP Ltd · CIK 0001685160 · Director · 10% owner Brookfield BBP (Canada) L.P. · CIK 0001819406 · Director · 10% owner Brookfield BBP Canada Holdings Inc. · CIK 0001819405 · Director · 10% owner Brookfield CanGP Ltd · CIK 0001819217 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 64,942,570 F1 · shares: On May 24, 2021, BCP IV GrafTech Holdings LP agreed to sell a total of 20,000,000 shares of Common Stock in an underwritten public secondary offering (the "Offering"). F2 · balance_after: Following the Offering, consists of (i) 64,942,043 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; and (ii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP. F3 · ownership.nature: Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares. F4 · ownership.nature: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP. F5 · ownership.nature: Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:03 UTC |
BCP GP LtdDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
Brookfield Capital Partners Ltd.Director · 10% owner
BPE IV (Non-Cdn)Director · 10% owner
BCP IV GrafTech Holdings L.P.Director · 10% owner
Brookfield Business CorpDirector · 10% owner
Brookfield Private Equity Group Holdings LPDirector · 10% owner
Brookfield Private Equity Inc.Director · 10% owner
Brookfield Private Equity Holdings LLCDirector · 10% owner
Brookfield US Inc.Director · 10% owner
|
SaleCommon Stock | 20,000,000 | $13.31 | $266,200,000.00 |
DisclosureSEC source: 0001140361-21-018880 · form4.xml · nonDerivative · entry 1 BCP GP Ltd · CIK 0001685160 · Director · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · Director · 10% owner Brookfield Capital Partners Ltd. · CIK 0001685158 · Director · 10% owner BPE IV (Non-Cdn) · CIK 0001738295 · Director · 10% owner BCP IV GrafTech Holdings L.P. · CIK 0001642338 · Director · 10% owner Brookfield Business Partners L.P. · CIK 0001654795 · Director · 10% owner Brookfield Private Equity Group Holdings LP · CIK 0001685157 · Director · 10% owner Brookfield Private Equity Inc. · CIK 0001685113 · Director · 10% owner Brookfield Private Equity Holdings LLC · CIK 0001703248 · Director · 10% owner Brookfield US Inc. · CIK 0001768973 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 64,942,570 F1 · shares: On May 24, 2021, BCP IV GrafTech Holdings LP agreed to sell a total of 20,000,000 shares of Common Stock in an underwritten public secondary offering (the "Offering"). F2 · balance_after: Following the Offering, consists of (i) 64,942,043 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; and (ii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP. F3 · ownership.nature: Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares. F4 · ownership.nature: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP. F5 · ownership.nature: Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:05 UTC |
BCP GP LtdDirector · 10% owner
Brookfield Private Funds Holdings Inc.Director · 10% owner
Brookfield BBP Canadian GP L.P.Director · 10% owner
Brookfield Business L.P.Director · 10% owner
Brookfield Business Partners LtdDirector · 10% owner
BCP IV (US Plan) LPDirector · 10% owner
BCP IV (UK Plan) LPDirector · 10% owner
BCP IV (Cdn Plan) LPDirector · 10% owner
BCP IV Bermuda Investor LPDirector · 10% owner
|
SaleCommon Stock | 12,800,000 | $13.02 | $166,656,000.00 |
DisclosureSEC source: 0001140361-21-017759 · form4.xml · nonDerivative · entry 1 BCP GP Ltd · CIK 0001685160 · Director · 10% owner Brookfield Private Funds Holdings Inc. · CIK 0001504723 · Director · 10% owner Brookfield BBP Canadian GP L.P. · CIK 0001819104 · Director · 10% owner Brookfield Business L.P. · CIK 0001819046 · Director · 10% owner Brookfield Business Partners Ltd · CIK 0001819045 · Director · 10% owner BCP IV (US Plan) LP · CIK 0001819076 · Director · 10% owner BCP IV (UK Plan) LP · CIK 0001819087 · Director · 10% owner BCP IV (Cdn Plan) LP · CIK 0001819093 · Director · 10% owner BCP IV Bermuda Investor LP · CIK 0001819102 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 84,942,570 F1 · shares: On May 13, 2021, BCP IV GrafTech Holdings LP agreed to sell a total of 12,800,000 shares of Common Stock in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Block Trade"). F2 · balance_after: Following the Block Trade, consists of (i) 84,942,043 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; and (ii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP. F3 · ownership.nature: Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares. F4 · ownership.nature: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP. F5 · ownership.nature: Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 13, 2021 Filed May 18, 2021 00:11 UTC |
BCP GP LtdDirector · 10% owner
Brookfield BBP (Canada) L.P.Director · 10% owner
Brookfield BBP Canada Holdings Inc.Director · 10% owner
Brookfield CanGP LtdDirector · 10% owner
|
SaleCommon Stock | 12,800,000 | $13.02 | $166,656,000.00 |
DisclosureSEC source: 0001140361-21-017761 · form4.xml · nonDerivative · entry 1 BCP GP Ltd · CIK 0001685160 · Director · 10% owner Brookfield BBP (Canada) L.P. · CIK 0001819406 · Director · 10% owner Brookfield BBP Canada Holdings Inc. · CIK 0001819405 · Director · 10% owner Brookfield CanGP Ltd · CIK 0001819217 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 84,942,570 F1 · shares: On May 13, 2021, BCP IV GrafTech Holdings LP agreed to sell a total of 12,800,000 shares of Common Stock in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Block Trade"). F2 · balance_after: Following the Block Trade, consists of (i) 84,942,043 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; and (ii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP. F3 · ownership.nature: Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares. F4 · ownership.nature: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP. F5 · ownership.nature: Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 13, 2021 Filed May 18, 2021 00:01 UTC |
BCP GP LtdDirector · 10% owner
BROOKFIELD Corp /ON/Director · 10% owner
Brookfield Capital Partners Ltd.Director · 10% owner
BPE IV (Non-Cdn)Director · 10% owner
BCP IV GrafTech Holdings L.P.Director · 10% owner
Brookfield Business CorpDirector · 10% owner
Brookfield Private Equity Group Holdings LPDirector · 10% owner
Brookfield Private Equity Inc.Director · 10% owner
Brookfield Private Equity Holdings LLCDirector · 10% owner
Brookfield US Inc.Director · 10% owner
|
SaleCommon Stock | 12,800,000 | $13.02 | $166,656,000.00 |
DisclosureSEC source: 0001140361-21-017756 · form4.xml · nonDerivative · entry 1 BCP GP Ltd · CIK 0001685160 · Director · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · Director · 10% owner Brookfield Capital Partners Ltd. · CIK 0001685158 · Director · 10% owner BPE IV (Non-Cdn) · CIK 0001738295 · Director · 10% owner BCP IV GrafTech Holdings L.P. · CIK 0001642338 · Director · 10% owner Brookfield Business Partners L.P. · CIK 0001654795 · Director · 10% owner Brookfield Private Equity Group Holdings LP · CIK 0001685157 · Director · 10% owner Brookfield Private Equity Inc. · CIK 0001685113 · Director · 10% owner Brookfield Private Equity Holdings LLC · CIK 0001703248 · Director · 10% owner Brookfield US Inc. · CIK 0001768973 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 84,942,570 F1 · shares: On May 13, 2021, BCP IV GrafTech Holdings LP agreed to sell a total of 12,800,000 shares of Common Stock in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Block Trade"). F2 · balance_after: Following the Block Trade, consists of (i) 84,942,043 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; and (ii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP. F3 · ownership.nature: Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares. F4 · ownership.nature: BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP. F5 · ownership.nature: Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 01, 2021 Filed May 3, 2021 21:16 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Exercise / conversionRestricted Stock Units · Derivative | 10,368.1442 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000083 · wf-form4_162007656591430.xml · derivative · entry 3 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,104.4327 Underlying: Common Stock · 10,368.1442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 1, 2019, the reporting person was granted 50,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal installments beginning on May 1, 2020. F3 · derivative.expiration_date: On May 1, 2019, the reporting person was granted 50,000 RSUs, which also accrue additional RSUs pursuant to dividend equivalent rights based upon the closing price of EAF stock as of the dividend payment date. The RSUs vest in five equal installments beginning on May 1, 2020. Read SEC document |
| May 01, 2021 Filed May 3, 2021 21:16 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Tax withholdingCommon Stock | 4,541 | $12.72 | $57,761.52 |
DisclosureSEC source: 0000931148-21-000083 · wf-form4_162007656591430.xml · nonDerivative · entry 2 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,878 F2 · price: In accordance with the terms of the GrafTech International Ltd Omnibus Equity Incentive Plan, the Fair Market Value is the closing price as of April 30, 2021. Read SEC document |
| May 01, 2021 Filed May 3, 2021 21:16 UTC |
Halford Jeremy S.SVP, Operations & Development
|
Exercise / conversionCommon Stock | 10,368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000931148-21-000083 · wf-form4_162007656591430.xml · nonDerivative · entry 1 Halford Jeremy S. · CIK 0001774948 · SVP, Operations & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into shares of EAF common stock on a one-for-one basis. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 18:15 UTC |
DUNN LESLIE DDirector
|
GrantDeferred Share Units · Derivative | 1,533.1153 | $0.00 | $0.00 |
DisclosureSEC source: 0000931148-21-000079 · wf-form4_161730088828633.xml · derivative · entry 2 DUNN LESLIE D · CIK 0001236110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,994.8184 Underlying: Common Stock · 1,533.1153 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of EAF common stock. F3 · derivative.exercise_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs. F3 · derivative.expiration_date: DSUs are fully vested. Vested deferred share units will be settled in whole shares of common stock which will be delivered to the reporting person as soon as practicable after the reporting person terminates service as a director of the company but in any event no later than the end of the calendar year in which such termination date occurs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.