DXCM

SEC source: 0001093557-17-000103 · edgardoc.xml · nonDerivative · entry 1

GREGG TERRANCE H · CIK 0001236388 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 40,882

F1 · shares: The reporting person contributed Dexcom, Inc. Common Stock to an exchange fund, pursuant to an agreement dated March 13, 2017 to contribute shares of DexCom, Inc. Common Stock in exchange for shares of the exchange fund. The Dexcom, Inc. Common Stock was valued at $74.10 per share for the purposes of determining the number of shares of the exchange fund issuable to the reporting person with respect to the April 20, 2017 closing of the exchange fund.

F2 · ownership.nature: Shares are held by the Gregg Family Trust U/A/D 12/23/1998, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000101 · edgardoc.xml · derivative · entry 3

SAYER KEVIN R · CIK 0001286858 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,649

Underlying: Common Stock · 10,000 shares

Expires 2017-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001093557-17-000101 · edgardoc.xml · nonDerivative · entry 2

SAYER KEVIN R · CIK 0001286858 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,680

F1 · shares: On December 12, 2016, Mr. Sayer adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Sayer. The shares set forth above were sold pursuant to the 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.20 to $76.23. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Included in this number are 171,280 unvested restricted stock units, 81,280 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 60,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 30,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000101 · edgardoc.xml · nonDerivative · entry 1

SAYER KEVIN R · CIK 0001286858 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001093557-17-000099 · edgardoc.xml · nonDerivative · entry 1

Balo Andrew K · CIK 0001323190 · EVP, Clinical and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,833

F1 · shares: On December 09, 2016, Mr. Balo adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Balo. The shares set forth above were sold pursuant to the 10b5-1 Plan.

F2 · balance_after: Included in this number are 69,927 unvested restricted stock units, 28,761 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,833 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000095 · edgardoc.xml · nonDerivative · entry 1

Pacelli Steven Robert · CIK 0001359098 · EVP, Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,874

F1 · shares: On December 06, 2016 Mr. Pacelli adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Pacelli. The shares set forth above were sold pursuant to the 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.80 to $76.85. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Included in this number are 67,843 unvested restricted stock units, 27,510 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,000 of which were granted on March 8, 2015 and shall vest through March 8, 2019.

SEC source: 0001093557-17-000094 · edgardoc.xml · nonDerivative · entry 1

DOUBLEDAY RICHARD · CIK 0001466545 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 9,551

F1 · shares: On June 15, 2016, Mr. Doubleday adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Doubleday. The shares set forth above were sold pursuant to the 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.79 to $76.86. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.nature: Shares are held by the Doubleday Living Trust U/A/D 5/26/2015, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000093 · edgardoc.xml · nonDerivative · entry 1

ROPER JESS · CIK 0001408993 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,452

F1 · shares: On November 04, 2016, Mr. Roper adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Roper. The shares set forth above were sold pursuant to the 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.19 to $76.82. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Shares are held by the LJR Family Trust U/T/A DTD 08/08/2013, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000089 · edgardoc.xml · derivative · entry 3

SAYER KEVIN R · CIK 0001286858 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,649

Underlying: Common Stock · 10,000 shares

Expires 2017-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001093557-17-000089 · edgardoc.xml · nonDerivative · entry 2

SAYER KEVIN R · CIK 0001286858 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,680

F1 · shares: On December 12, 2016, Mr. Sayer adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Sayer. The shares set forth above were sold pursuant to the 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $77.16 to $78.75. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Included in this number are 171,280 unvested restricted stock units, 81,280 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 60,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 30,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000089 · edgardoc.xml · nonDerivative · entry 1

SAYER KEVIN R · CIK 0001286858 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001093557-17-000081 · edgardoc.xml · nonDerivative · entry 9

Leach Jacob Steven · CIK 0001700255 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,155

F1 · balance_after: Included in this number are 57,800 unvested restricted stock units, 23,134 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 21,333 of which were granted on March 8, 2016 shall vest through March 8, 2019 and 13,333 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000085 · edgardoc.xml · nonDerivative · entry 1

KAHN BARBARA · CIK 0001520391 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 21,304

F1 · balance_after: Shares are held by the Barbara Kahn TTEE Barbara Kahn Rev TRT DTD 6/26/96 & Robert Meyer TTEE Robert Meyer Rev Trst DTD 6/26/96, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000076 · edgardoc.xml · nonDerivative · entry 10

VALDES JORGE A · CIK 0001343856 · CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,442

F6 · shares: On November 4, 2016 Mr. Valdes adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Valdes. The shares set forth above were sold pursuant to the 10b5-1 Plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $77.41 to $78.39. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Shares are held by the Jorge Alberto Valdes and Suzanne Lopez-Calleja, cotrustees of the Valdes-Lopez-Calleja Family Trust, dated May 18, 2011.

F5 · ownership.nature: Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000081 · edgardoc.xml · nonDerivative · entry 8

Leach Jacob Steven · CIK 0001700255 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,205

F1 · balance_after: Included in this number are 57,800 unvested restricted stock units, 23,134 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 21,333 of which were granted on March 8, 2016 shall vest through March 8, 2019 and 13,333 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000081 · edgardoc.xml · nonDerivative · entry 7

Leach Jacob Steven · CIK 0001700255 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,937

F1 · balance_after: Included in this number are 57,800 unvested restricted stock units, 23,134 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 21,333 of which were granted on March 8, 2016 shall vest through March 8, 2019 and 13,333 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000068 · edgardoc.xml · nonDerivative · entry 4

DOUBLEDAY RICHARD · CIK 0001466545 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,815

F2 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F1 · balance_after: Included in this number are 68,676 unvested restricted stock units, 27,510 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,833 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000068 · edgardoc.xml · nonDerivative · entry 3

DOUBLEDAY RICHARD · CIK 0001466545 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,023

F2 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F1 · balance_after: Included in this number are 68,676 unvested restricted stock units, 27,510 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,833 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000068 · edgardoc.xml · nonDerivative · entry 2

DOUBLEDAY RICHARD · CIK 0001466545 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,550

F2 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F1 · balance_after: Included in this number are 68,676 unvested restricted stock units, 27,510 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,833 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000066 · edgardoc.xml · nonDerivative · entry 4

Pacelli Steven Robert · CIK 0001359098 · EVP, Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,861

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 67,843 unvested restricted stock units, 27,510 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,000 of which were granted on March 8, 2015 and shall vest through March 8, 2019.

SEC source: 0001093557-17-000066 · edgardoc.xml · nonDerivative · entry 3

Pacelli Steven Robert · CIK 0001359098 · EVP, Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,555

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 67,843 unvested restricted stock units, 27,510 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,000 of which were granted on March 8, 2015 and shall vest through March 8, 2019.

SEC source: 0001093557-17-000066 · edgardoc.xml · nonDerivative · entry 2

Pacelli Steven Robert · CIK 0001359098 · EVP, Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,095

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 67,843 unvested restricted stock units, 27,510 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,000 of which were granted on March 8, 2015 and shall vest through March 8, 2019.

SEC source: 0001093557-17-000065 · edgardoc.xml · nonDerivative · entry 5

LISTER JOHN · CIK 0001464741 · General Manager, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,034

F5 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 67,634 unvested restricted stock units, 23,134 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 32,000 of which were granted on June 30, 2016 and shall vest through March 8, 2019 and 12,500 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000065 · edgardoc.xml · nonDerivative · entry 4

LISTER JOHN · CIK 0001464741 · General Manager, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,571

F5 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 67,634 unvested restricted stock units, 23,134 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 32,000 of which were granted on June 30, 2016 and shall vest through March 8, 2019 and 12,500 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000064 · edgardoc.xml · nonDerivative · entry 4

SAYER KEVIN R · CIK 0001286858 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,680

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 171,280 unvested restricted stock units, 81,280 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 60,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 30,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000063 · edgardoc.xml · nonDerivative · entry 3

GREGG TERRANCE H · CIK 0001236388 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,559

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 30,877 unvested restricted stock units which were granted on March 8, 2017 and shall vest on March 8, 2018.

SEC source: 0001093557-17-000063 · edgardoc.xml · nonDerivative · entry 2

GREGG TERRANCE H · CIK 0001236388 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,071

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 30,877 unvested restricted stock units which were granted on March 8, 2017 and shall vest on March 8, 2018.

SEC source: 0001093557-17-000060 · edgardoc.xml · nonDerivative · entry 4

Murphy Patrick Michael · CIK 0001692785 · VP, Legal Aff & Chf Compl Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,453

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 25,592 unvested restricted stock units, 11,361 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 10,000 of which were granted on March 8, 2016 shall vest through March 8, 2019 and 4,231 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000060 · edgardoc.xml · nonDerivative · entry 3

Murphy Patrick Michael · CIK 0001692785 · VP, Legal Aff & Chf Compl Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,662

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 25,592 unvested restricted stock units, 11,361 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 10,000 of which were granted on March 8, 2016 shall vest through March 8, 2019 and 4,231 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000060 · edgardoc.xml · nonDerivative · entry 2

Murphy Patrick Michael · CIK 0001692785 · VP, Legal Aff & Chf Compl Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,273

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 25,592 unvested restricted stock units, 11,361 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 10,000 of which were granted on March 8, 2016 shall vest through March 8, 2019 and 4,231 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000076 · edgardoc.xml · nonDerivative · entry 9

VALDES JORGE A · CIK 0001343856 · CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,842

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F4 · balance_after: Shares are held by the Jorge Alberto Valdes and Suzanne Lopez-Calleja, cotrustees of the Valdes-Lopez-Calleja Family Trust, dated May 18, 2011.

F5 · ownership.nature: Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000076 · edgardoc.xml · nonDerivative · entry 8

VALDES JORGE A · CIK 0001343856 · CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 28,806

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F4 · balance_after: Shares are held by the Jorge Alberto Valdes and Suzanne Lopez-Calleja, cotrustees of the Valdes-Lopez-Calleja Family Trust, dated May 18, 2011.

F5 · ownership.nature: Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000076 · edgardoc.xml · nonDerivative · entry 7

VALDES JORGE A · CIK 0001343856 · CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 35,500

F1 · shares: Shares were transferred from direct ownership to ownership under the Valdes-Lopez-Calleja Family Trust upon vesting of previously awarded restricted stock units.

F4 · balance_after: Shares are held by the Jorge Alberto Valdes and Suzanne Lopez-Calleja, cotrustees of the Valdes-Lopez-Calleja Family Trust, dated May 18, 2011.

F5 · ownership.nature: Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000076 · edgardoc.xml · nonDerivative · entry 6

VALDES JORGE A · CIK 0001343856 · CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 22,833

F1 · shares: Shares were transferred from direct ownership to ownership under the Valdes-Lopez-Calleja Family Trust upon vesting of previously awarded restricted stock units.

F4 · balance_after: Shares are held by the Jorge Alberto Valdes and Suzanne Lopez-Calleja, cotrustees of the Valdes-Lopez-Calleja Family Trust, dated May 18, 2011.

F5 · ownership.nature: Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000076 · edgardoc.xml · nonDerivative · entry 5

VALDES JORGE A · CIK 0001343856 · CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,333

F1 · shares: Shares were transferred from direct ownership to ownership under the Valdes-Lopez-Calleja Family Trust upon vesting of previously awarded restricted stock units.

F4 · balance_after: Shares are held by the Jorge Alberto Valdes and Suzanne Lopez-Calleja, cotrustees of the Valdes-Lopez-Calleja Family Trust, dated May 18, 2011.

F5 · ownership.nature: Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000076 · edgardoc.xml · nonDerivative · entry 4

VALDES JORGE A · CIK 0001343856 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,079

F3 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F4 · balance_after: Shares are held by the Jorge Alberto Valdes and Suzanne Lopez-Calleja, cotrustees of the Valdes-Lopez-Calleja Family Trust, dated May 18, 2011.

SEC source: 0001093557-17-000076 · edgardoc.xml · nonDerivative · entry 3

VALDES JORGE A · CIK 0001343856 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,333

F1 · shares: Shares were transferred from direct ownership to ownership under the Valdes-Lopez-Calleja Family Trust upon vesting of previously awarded restricted stock units.

F2 · balance_after: Included in this number are 40,333 unvested restricted stock units, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000076 · edgardoc.xml · nonDerivative · entry 2

VALDES JORGE A · CIK 0001343856 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

F1 · shares: Shares were transferred from direct ownership to ownership under the Valdes-Lopez-Calleja Family Trust upon vesting of previously awarded restricted stock units.

F2 · balance_after: Included in this number are 40,333 unvested restricted stock units, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000076 · edgardoc.xml · nonDerivative · entry 1

VALDES JORGE A · CIK 0001343856 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,500

F1 · shares: Shares were transferred from direct ownership to ownership under the Valdes-Lopez-Calleja Family Trust upon vesting of previously awarded restricted stock units.

F2 · balance_after: Included in this number are 40,333 unvested restricted stock units, 25,333 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 15,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000075 · edgardoc.xml · nonDerivative · entry 3

ROPER JESS · CIK 0001408993 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,497

F1 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 33,333 unvested restricted stock units, 20,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 13,333 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000075 · edgardoc.xml · nonDerivative · entry 2

ROPER JESS · CIK 0001408993 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,617

F1 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 33,333 unvested restricted stock units, 20,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 13,333 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000075 · edgardoc.xml · nonDerivative · entry 1

ROPER JESS · CIK 0001408993 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,565

F1 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F2 · balance_after: Included in this number are 33,333 unvested restricted stock units, 20,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 13,333 of which were granted on March 8, 2015 and shall vest through March 8, 2018.

SEC source: 0001093557-17-000074 · edgardoc.xml · nonDerivative · entry 9

MOY JEFFREY · CIK 0001446422 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 64,664

F4 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F3 · balance_after: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000074 · edgardoc.xml · nonDerivative · entry 8

MOY JEFFREY · CIK 0001446422 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 70,477

F4 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F3 · balance_after: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000074 · edgardoc.xml · nonDerivative · entry 7

MOY JEFFREY · CIK 0001446422 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 73,344

F4 · shares: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.

F3 · balance_after: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000074 · edgardoc.xml · nonDerivative · entry 6

MOY JEFFREY · CIK 0001446422 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,557

F1 · shares: Shares were transferred from direct ownership to ownership under the Moy Family Trust upon vesting of previously awarded restricted stock units.

F3 · balance_after: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.

F3 · ownership.nature: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000074 · edgardoc.xml · nonDerivative · entry 5

MOY JEFFREY · CIK 0001446422 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 65,557

F1 · shares: Shares were transferred from direct ownership to ownership under the Moy Family Trust upon vesting of previously awarded restricted stock units.

F3 · balance_after: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.

F3 · ownership.nature: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000074 · edgardoc.xml · nonDerivative · entry 4

MOY JEFFREY · CIK 0001446422 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 58,890

F1 · shares: Shares were transferred from direct ownership to ownership under the Moy Family Trust upon vesting of previously awarded restricted stock units.

F3 · balance_after: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.

F3 · ownership.nature: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.

SEC source: 0001093557-17-000074 · edgardoc.xml · nonDerivative · entry 3

MOY JEFFREY · CIK 0001446422 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,486

F1 · shares: Shares were transferred from direct ownership to ownership under the Moy Family Trust upon vesting of previously awarded restricted stock units.

F2 · balance_after: Included in this number are 57,216 unvested restricted stock units, 21,883 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 22,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 13,333 of which were granted on March 8, 2015 and shall vest through March 08, 2018.

SEC source: 0001093557-17-000074 · edgardoc.xml · nonDerivative · entry 2

MOY JEFFREY · CIK 0001446422 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,486

F1 · shares: Shares were transferred from direct ownership to ownership under the Moy Family Trust upon vesting of previously awarded restricted stock units.

F2 · balance_after: Included in this number are 57,216 unvested restricted stock units, 21,883 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 22,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 13,333 of which were granted on March 8, 2015 and shall vest through March 08, 2018.