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DoubleVerify Holdings, Inc.

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4486
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0001819928
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408

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0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2022 Filed Dec 15, 2022 21:10 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,607 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-22-061419 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,387

Underlying: Common Stock · 1,607 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:10 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,607 $26.30 $42,263.14
Disclosure

SEC source: 0001209191-22-061419 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and accepted by the issuer on August 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.20 to $26.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:10 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,607 $2.01 $3,230.07
Disclosure

SEC source: 0001209191-22-061419 · doc4.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 18:48 UTC
Eddleman JulieGlobal Chief Comm. Officer
GrantOptions (Rights to Buy) · Derivative 111,426 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001209191-22-061303 · doc4.xml · derivative · entry 3

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,426

Underlying: Common Stock · 111,426 shares

Expires 2032-12-11

F3 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 18:48 UTC
Eddleman JulieGlobal Chief Comm. Officer
GrantRestricted Stock Units · Derivative 55,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061303 · doc4.xml · derivative · entry 2

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

F3 · derivative.expiration_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 23:50 UTC
Grimmig Andrew EChief Legal Officer
GrantOptions (Rights to Buy) · Derivative 81,037 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001209191-22-061305 · doc4.xml · derivative · entry 2

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,037

Underlying: Common Stock · 81,037 shares

Expires 2032-12-11

F2 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date. The reporting person made an election under the Issuer's deferred compensation plan to defer delivery of the first four tranches of vested shares until March 2024 or, if sooner, as soon as administratively feasible following his separation from service with the Issuer.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 23:50 UTC
Grimmig Andrew EChief Legal Officer
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061305 · doc4.xml · derivative · entry 1

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date. The reporting person made an election under the Issuer's deferred compensation plan to defer delivery of the first four tranches of vested shares until March 2024 or, if sooner, as soon as administratively feasible following his separation from service with the Issuer.

F2 · derivative.expiration_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date. The reporting person made an election under the Issuer's deferred compensation plan to defer delivery of the first four tranches of vested shares until March 2024 or, if sooner, as soon as administratively feasible following his separation from service with the Issuer.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 23:46 UTC
Allais Nicola TChief Financial Officer
GrantOptions (Rights to Buy) · Derivative 131,686 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001209191-22-061301 · doc4.xml · derivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,686

Underlying: Common Stock · 131,686 shares

Expires 2032-12-11

F2 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 23:46 UTC
Allais Nicola TChief Financial Officer
GrantRestricted Stock Units · Derivative 65,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061301 · doc4.xml · derivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

F2 · derivative.expiration_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 23:52 UTC
Zagorski MarkDirector · Chief Executive Officer
GrantOptions (Rights to Buy) · Derivative 303,890 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001209191-22-061307 · doc4.xml · derivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,890

Underlying: Common Stock · 303,890 shares

Expires 2032-12-11

F2 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date. Vested shares will be delivered to the reporting person as soon as administratively feasible following his separation from service with the Issuer.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 23:52 UTC
Zagorski MarkDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061307 · doc4.xml · derivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date. Vested shares will be delivered to the reporting person as soon as administratively feasible following his separation from service with the Issuer.

F2 · derivative.expiration_date: The restricted stock units and stock options vest 6.25% on March 15, 2023 (the "Vesting Date") and the remainder of the restricted stock units and stock options vest at a rate of 6.25% on each quarterly anniversary of the Vesting Date. Vested shares will be delivered to the reporting person as soon as administratively feasible following his separation from service with the Issuer.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:20 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 9,502 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-22-060489 · doc4.xml · derivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 598,796

Underlying: Common Stock · 9,502 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:20 UTC SaleCommon Stock 9,502 $25.09 $238,370.97
Disclosure

SEC source: 0001209191-22-060489 · doc4.xml · nonDerivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 179,071

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2021, as amended on August 23, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.887 to $25.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:20 UTC Exercise / conversionCommon Stock 9,502 $2.01 $19,099.02
Disclosure

SEC source: 0001209191-22-060489 · doc4.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 188,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:20 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,607 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-22-060151 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,994

Underlying: Common Stock · 1,607 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:20 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,607 $25.72 $41,336.70
Disclosure

SEC source: 0001209191-22-060151 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and accepted by the issuer on August 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.49 to $25.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:20 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,607 $2.01 $3,230.07
Disclosure

SEC source: 0001209191-22-060151 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:20 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,607 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-22-060151 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,601

Underlying: Common Stock · 1,607 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:20 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,607 $27.45 $44,114.56
Disclosure

SEC source: 0001209191-22-060151 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and accepted by the issuer on August 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.36 to $27.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:20 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,607 $2.01 $3,230.07
Disclosure

SEC source: 0001209191-22-060151 · doc4.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:08 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,607 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-22-059180 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,208

Underlying: Common Stock · 1,607 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:08 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,607 $24.91 $40,026.19
Disclosure

SEC source: 0001209191-22-059180 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and accepted by the issuer on August 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.77 to $25.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:08 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,607 $2.01 $3,230.07
Disclosure

SEC source: 0001209191-22-059180 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 16:07 UTC
Eddleman JulieGlobal Chief Comm. Officer
SaleCommon Stock 300 $25.12 $7,536.00
Disclosure

SEC source: 0001209191-22-059179 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,297

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2022.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:08 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,607 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-22-059180 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,815

Underlying: Common Stock · 1,607 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:08 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,607 $24.99 $40,158.29
Disclosure

SEC source: 0001209191-22-059180 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and accepted by the issuer on August 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.86 to $25.105, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:08 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,607 $2.01 $3,230.07
Disclosure

SEC source: 0001209191-22-059180 · doc4.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 21:13 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 9,503 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-22-058634 · doc4.xml · derivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 608,298

Underlying: Common Stock · 9,503 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 21:13 UTC SaleCommon Stock 9,503 $25.65 $243,737.70
Disclosure

SEC source: 0001209191-22-058634 · doc4.xml · nonDerivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 179,071

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2021, as amended on August 23, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.48 to $25.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 21:13 UTC Exercise / conversionCommon Stock 9,503 $2.01 $19,101.03
Disclosure

SEC source: 0001209191-22-058634 · doc4.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 188,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
November 17, 2022 Filed Nov 17, 2022 16:15 UTC
Tabet Karim A10% owner
SaleCommon Stock 9,606 $26.13 $251,033.60
Disclosure

SEC source: 0001209191-22-057533 · doc4.xml · nonDerivative · entry 5

Providence VII U.S. Holdings L.P. · CIK 0001854132 · 10% owner

Providence Equity GP VII-A L.P. · CIK 0001857469 · 10% owner

Providence Public Master L.P. · CIK 0001857463 · 10% owner

Providence Butternut Co-Investment L.P. · CIK 0001831271 · 10% owner

NELSON JONATHAN M · CIK 0001035233 · 10% owner

Phillips J. David · CIK 0001476657 · 10% owner

Tabet Karim A · CIK 0001857194 · 10% owner

Tisdale Andrew A · CIK 0001857411 · 10% owner

Dominguez Michael J · CIK 0001320307 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Providence Butternut Co-Investment L.P.

Disclosed balance after: 432,520

F11 · shares: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut, after the underwriter's exercise of their option to purchase an additional 9,606 shares of the Issuer's common stock from Providence Butternut, in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F11 · price: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut, after the underwriter's exercise of their option to purchase an additional 9,606 shares of the Issuer's common stock from Providence Butternut, in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F4 · ownership.nature: R. Davis Noell has separately filed a Form 4.

F6 · ownership.nature: The securities reported are held directly by Providence Butternut and may be deemed to be beneficially owned by Providence GP because Providence GP is the general partner of Providence Butternut. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Holdco, which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F7 · ownership.nature: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence Butternut due to their relationships with Holdco. Each of Providence GP, Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez hereby disclaims beneficial ownership of the shares held by Providence Butternut, except to the extent of its or his pecuniary interest therein, and this form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this form.

Read SEC document
November 17, 2022 Filed Nov 17, 2022 16:15 UTC
Tabet Karim A10% owner
SaleCommon Stock 1,490,394 $26.13 $38,948,466.40
Disclosure

SEC source: 0001209191-22-057533 · doc4.xml · nonDerivative · entry 4

Providence VII U.S. Holdings L.P. · CIK 0001854132 · 10% owner

Providence Equity GP VII-A L.P. · CIK 0001857469 · 10% owner

Providence Public Master L.P. · CIK 0001857463 · 10% owner

Providence Butternut Co-Investment L.P. · CIK 0001831271 · 10% owner

NELSON JONATHAN M · CIK 0001035233 · 10% owner

Phillips J. David · CIK 0001476657 · 10% owner

Tabet Karim A · CIK 0001857194 · 10% owner

Tisdale Andrew A · CIK 0001857411 · 10% owner

Dominguez Michael J · CIK 0001320307 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,108,388

F10 · shares: The securities reported represent shares of common stock of the Issuer sold by Providence VII, after the underwriter's exercise of their option to purchase an additional 1,490,394 shares of the Issuer's common stock from Providence VII, in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F10 · price: The securities reported represent shares of common stock of the Issuer sold by Providence VII, after the underwriter's exercise of their option to purchase an additional 1,490,394 shares of the Issuer's common stock from Providence VII, in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F2 · ownership.direct: The securities reported are held directly by Providence VII and may be deemed to be beneficially owned by Providence Equity GP VII-A L.P. ("Providence GP") because Providence GP is the general partner of Providence VII. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Providence Holdco (International) GP Ltd. ("Holdco"), which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F3 · ownership.direct: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence VII due to their relationships with Holdco. Each of Providence GP, Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez hereby disclaims beneficial ownership of the shares held by Providence VII, except to the extent of its or his pecuniary interest therein, and this form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this form.

F4 · ownership.direct: R. Davis Noell has separately filed a Form 4.

Read SEC document
November 17, 2022 Filed Nov 17, 2022 21:16 UTC
Noell Robert DavisDirector · 10% owner
SaleCommon Stock 9,606 $26.13 $251,033.60
Disclosure

SEC source: 0001209191-22-057535 · doc4.xml · nonDerivative · entry 5

Noell Robert Davis · CIK 0001472786 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Providence Butternut Co-Investment L.P.

Disclosed balance after: 432,520

F12 · shares: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut, after the underwriter's exercise of their option to purchase an additional 9,606 shares of the Issuer's common stock from Providence Butternut, in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F12 · price: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut, after the underwriter's exercise of their option to purchase an additional 9,606 shares of the Issuer's common stock from Providence Butternut, in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F4 · ownership.nature: The record and other beneficial owners of the reported securities have separately filed Form 4s.

F6 · ownership.nature: The securities reported are held directly by Providence Butternut and may be deemed to be beneficially owned by Providence GP because Providence GP is the general partner of Providence Butternut. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Holdco, which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F7 · ownership.nature: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence Butternut due to their relationships with Holdco. R. Davis Noell hereby disclaims beneficial ownership of the shares held by Providence Butternut, except to the extent of his pecuniary interest therein, and this form shall not be construed as an admission that R. Davis Noell is the beneficial owner of any of the securities reported on this form.

Read SEC document
November 17, 2022 Filed Nov 17, 2022 21:16 UTC
Noell Robert DavisDirector · 10% owner
SaleCommon Stock 1,490,394 $26.13 $38,948,466.40
Disclosure

SEC source: 0001209191-22-057535 · doc4.xml · nonDerivative · entry 4

Noell Robert Davis · CIK 0001472786 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 67,108,388

F11 · shares: The securities reported represent shares of common stock of the Issuer sold by Providence VII, after the underwriter's exercise of their option to purchase an additional 1,490,394 shares of the Issuer's common stock from Providence VII, in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F11 · price: The securities reported represent shares of common stock of the Issuer sold by Providence VII, after the underwriter's exercise of their option to purchase an additional 1,490,394 shares of the Issuer's common stock from Providence VII, in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F2 · ownership.nature: The securities reported are held directly by Providence VII and may be deemed to be beneficially owned by Providence Equity GP VII-A L.P. ("Providence GP") because Providence GP is the general partner of Providence VII. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Providence Holdco (International) GP Ltd. ("Holdco"), which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F3 · ownership.nature: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence VII due to their relationships with Holdco. R. Davis Noell hereby disclaims beneficial ownership of the shares held by Providence VII, except to the extent of his pecuniary interest therein, and this form shall not be construed as an admission that R. Davis Noell is the beneficial owner of any of the securities reported on this form.

F4 · ownership.nature: The record and other beneficial owners of the reported securities have separately filed Form 4s.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:04 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,607 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-22-057291 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,422

Underlying: Common Stock · 1,607 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:04 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,607 $26.45 $42,509.65
Disclosure

SEC source: 0001209191-22-057291 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and accepted by the issuer on August 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.385 to $26.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:04 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,607 $2.01 $3,230.07
Disclosure

SEC source: 0001209191-22-057291 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:15 UTC
Tabet Karim A10% owner
SaleCommon Stock 671,520 $26.13 $17,548,832.16
Disclosure

SEC source: 0001209191-22-057533 · doc4.xml · nonDerivative · entry 3

Providence VII U.S. Holdings L.P. · CIK 0001854132 · 10% owner

Providence Equity GP VII-A L.P. · CIK 0001857469 · 10% owner

Providence Public Master L.P. · CIK 0001857463 · 10% owner

Providence Butternut Co-Investment L.P. · CIK 0001831271 · 10% owner

NELSON JONATHAN M · CIK 0001035233 · 10% owner

Phillips J. David · CIK 0001476657 · 10% owner

Tabet Karim A · CIK 0001857194 · 10% owner

Tisdale Andrew A · CIK 0001857411 · 10% owner

Dominguez Michael J · CIK 0001320307 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Providence Public Master L.P.

Disclosed balance after: 0

F8 · shares: The securities reported represent shares of common stock of the Issuer sold by Providence Public Master L.P. in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share. As a result of the underwritten offering, Providence Public Master L.P. no longer holds any shares of the Issuer's common stock.

F8 · price: The securities reported represent shares of common stock of the Issuer sold by Providence Public Master L.P. in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share. As a result of the underwritten offering, Providence Public Master L.P. no longer holds any shares of the Issuer's common stock.

F9 · ownership.nature: The securities reported were held directly by Providence Public Master L.P. Providence Public Master L.P. is an investment fund affiliated with Providence VII and thus Providence VII may have been deemed to beneficially own the securities that were held by Providence Public Master L.P.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:15 UTC
Tabet Karim A10% owner
SaleCommon Stock 59,738 $26.13 $1,561,133.15
Disclosure

SEC source: 0001209191-22-057533 · doc4.xml · nonDerivative · entry 2

Providence VII U.S. Holdings L.P. · CIK 0001854132 · 10% owner

Providence Equity GP VII-A L.P. · CIK 0001857469 · 10% owner

Providence Public Master L.P. · CIK 0001857463 · 10% owner

Providence Butternut Co-Investment L.P. · CIK 0001831271 · 10% owner

NELSON JONATHAN M · CIK 0001035233 · 10% owner

Phillips J. David · CIK 0001476657 · 10% owner

Tabet Karim A · CIK 0001857194 · 10% owner

Tisdale Andrew A · CIK 0001857411 · 10% owner

Dominguez Michael J · CIK 0001320307 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Providence Butternut Co-Investment L.P.

Disclosed balance after: 442,126

F5 · shares: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut Co-Investment L.P. ("Providence Butternut") in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F5 · price: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut Co-Investment L.P. ("Providence Butternut") in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F4 · ownership.nature: R. Davis Noell has separately filed a Form 4.

F6 · ownership.nature: The securities reported are held directly by Providence Butternut and may be deemed to be beneficially owned by Providence GP because Providence GP is the general partner of Providence Butternut. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Holdco, which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F7 · ownership.nature: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence Butternut due to their relationships with Holdco. Each of Providence GP, Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez hereby disclaims beneficial ownership of the shares held by Providence Butternut, except to the extent of its or his pecuniary interest therein, and this form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this form.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:15 UTC
Tabet Karim A10% owner
SaleCommon Stock 9,268,742 $26.13 $242,220,034.69
Disclosure

SEC source: 0001209191-22-057533 · doc4.xml · nonDerivative · entry 1

Providence VII U.S. Holdings L.P. · CIK 0001854132 · 10% owner

Providence Equity GP VII-A L.P. · CIK 0001857469 · 10% owner

Providence Public Master L.P. · CIK 0001857463 · 10% owner

Providence Butternut Co-Investment L.P. · CIK 0001831271 · 10% owner

NELSON JONATHAN M · CIK 0001035233 · 10% owner

Phillips J. David · CIK 0001476657 · 10% owner

Tabet Karim A · CIK 0001857194 · 10% owner

Tisdale Andrew A · CIK 0001857411 · 10% owner

Dominguez Michael J · CIK 0001320307 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,598,782

F1 · shares: The securities reported represent shares of common stock of DoubleVerify Holdings, Inc. (the "Issuer") sold by Providence VII U.S. Holdings L.P. ("Providence VII") in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F1 · price: The securities reported represent shares of common stock of DoubleVerify Holdings, Inc. (the "Issuer") sold by Providence VII U.S. Holdings L.P. ("Providence VII") in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F2 · ownership.direct: The securities reported are held directly by Providence VII and may be deemed to be beneficially owned by Providence Equity GP VII-A L.P. ("Providence GP") because Providence GP is the general partner of Providence VII. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Providence Holdco (International) GP Ltd. ("Holdco"), which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F3 · ownership.direct: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence VII due to their relationships with Holdco. Each of Providence GP, Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez hereby disclaims beneficial ownership of the shares held by Providence VII, except to the extent of its or his pecuniary interest therein, and this form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this form.

F4 · ownership.direct: R. Davis Noell has separately filed a Form 4.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:17 UTC
Eddleman JulieGlobal Chief Comm. Officer
SaleCommon Stock 300 $26.64 $7,992.00
Disclosure

SEC source: 0001209191-22-057539 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,597

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:16 UTC
Grimmig Andrew EChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,983 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057537 · doc4.xml · derivative · entry 3

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,845

Underlying: Common Stock · 1,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on February 17, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on February 15, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Mr. Grimmig's continued employment through the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on February 17, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on February 15, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Mr. Grimmig's continued employment through the applicable vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:16 UTC
Grimmig Andrew EChief Legal Officer
Tax withholdingCommon Stock 958 $26.49 $25,377.42
Disclosure

SEC source: 0001209191-22-057537 · doc4.xml · nonDerivative · entry 2

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,979

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 1,983 RSUs on November 15, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:16 UTC
Grimmig Andrew EChief Legal Officer
Exercise / conversionCommon Stock 1,983 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057537 · doc4.xml · nonDerivative · entry 1

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on February 17, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on February 15, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Mr. Grimmig's continued employment through the applicable vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:16 UTC
Noell Robert DavisDirector · 10% owner
SaleCommon Stock 671,520 $26.13 $17,548,832.16
Disclosure

SEC source: 0001209191-22-057535 · doc4.xml · nonDerivative · entry 3

Noell Robert Davis · CIK 0001472786 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Providence Public Master L.P.

Disclosed balance after: 0

F8 · shares: The securities reported represent shares of common stock of the Issuer sold by Providence Public Master L.P. in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share. As a result of the underwritten offering, Providence Public Master L.P. no longer holds any shares of the Issuer's common stock.

F8 · price: The securities reported represent shares of common stock of the Issuer sold by Providence Public Master L.P. in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share. As a result of the underwritten offering, Providence Public Master L.P. no longer holds any shares of the Issuer's common stock.

F4 · ownership.nature: The record and other beneficial owners of the reported securities have separately filed Form 4s.

F9 · ownership.nature: The securities reported were held directly by Providence Public Master L.P. Providence Public Master L.P. is an investment fund affiliated with Providence VII and thus Providence VII and R. Davis Noell may have been deemed to beneficially own the securities that were held by Providence Public Master L.P.

F10 · ownership.nature: R. Davis Noell hereby disclaims beneficial ownership of the securities that were held by Providence Public Master L.P. prior to the underwritten offering, except to the extent of his pecuniary interest therein, and this form shall not be construed as an admission that R. Davis Noell is the beneficial owner of any of the securities reported on this form.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:16 UTC
Noell Robert DavisDirector · 10% owner
SaleCommon Stock 59,738 $26.13 $1,561,133.15
Disclosure

SEC source: 0001209191-22-057535 · doc4.xml · nonDerivative · entry 2

Noell Robert Davis · CIK 0001472786 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Providence Butternut Co-Investment L.P.

Disclosed balance after: 442,126

F5 · shares: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut Co-Investment L.P. ("Providence Butternut") in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F5 · price: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut Co-Investment L.P. ("Providence Butternut") in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F4 · ownership.nature: The record and other beneficial owners of the reported securities have separately filed Form 4s.

F6 · ownership.nature: The securities reported are held directly by Providence Butternut and may be deemed to be beneficially owned by Providence GP because Providence GP is the general partner of Providence Butternut. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Holdco, which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F7 · ownership.nature: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence Butternut due to their relationships with Holdco. R. Davis Noell hereby disclaims beneficial ownership of the shares held by Providence Butternut, except to the extent of his pecuniary interest therein, and this form shall not be construed as an admission that R. Davis Noell is the beneficial owner of any of the securities reported on this form.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:16 UTC
Noell Robert DavisDirector · 10% owner
SaleCommon Stock 9,268,742 $26.13 $242,220,034.69
Disclosure

SEC source: 0001209191-22-057535 · doc4.xml · nonDerivative · entry 1

Noell Robert Davis · CIK 0001472786 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 68,598,782

F1 · shares: The securities reported represent shares of common stock of DoubleVerify Holdings, Inc. (the "Issuer") sold by Providence VII U.S. Holdings L.P. ("Providence VII") in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F1 · price: The securities reported represent shares of common stock of DoubleVerify Holdings, Inc. (the "Issuer") sold by Providence VII U.S. Holdings L.P. ("Providence VII") in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.

F2 · ownership.nature: The securities reported are held directly by Providence VII and may be deemed to be beneficially owned by Providence Equity GP VII-A L.P. ("Providence GP") because Providence GP is the general partner of Providence VII. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Providence Holdco (International) GP Ltd. ("Holdco"), which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F3 · ownership.nature: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence VII due to their relationships with Holdco. R. Davis Noell hereby disclaims beneficial ownership of the shares held by Providence VII, except to the extent of his pecuniary interest therein, and this form shall not be construed as an admission that R. Davis Noell is the beneficial owner of any of the securities reported on this form.

F4 · ownership.nature: The record and other beneficial owners of the reported securities have separately filed Form 4s.

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November 14, 2022 Filed Nov 16, 2022 21:04 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,607 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-22-057291 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,029

Underlying: Common Stock · 1,607 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

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November 14, 2022 Filed Nov 16, 2022 21:04 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,607 $26.42 $42,458.06
Disclosure

SEC source: 0001209191-22-057291 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and accepted by the issuer on August 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.40 to $26.435, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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November 14, 2022 Filed Nov 16, 2022 21:04 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,607 $2.01 $3,230.07
Disclosure

SEC source: 0001209191-22-057291 · doc4.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.