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DoubleVerify Holdings, Inc.

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4486
SEC CIK
0001819928
Parsed reports
408

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202502
Jan 202601
Feb 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2023 Filed Aug 24, 2023 20:01 UTC SaleCommon Stock 11,002 $33.05 $363,631.50
Disclosure

SEC source: 0001209191-23-047174 · doc4.xml · nonDerivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 179,071

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.81 to $33.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:01 UTC Exercise / conversionCommon Stock 11,002 $2.01 $22,114.02
Disclosure

SEC source: 0001209191-23-047174 · doc4.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 190,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:07 UTC
Grimmig Andrew EChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,983 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046236 · doc4.xml · derivative · entry 3

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,896

Underlying: Common Stock · 1,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on February 17, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on February 15, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Mr. Grimmig's continued employment through the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on February 17, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on February 15, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Mr. Grimmig's continued employment through the applicable vesting date.

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August 15, 2023 Filed Aug 17, 2023 20:07 UTC
Grimmig Andrew EChief Legal Officer
Tax withholdingCommon Stock 958 $32.52 $31,154.16
Disclosure

SEC source: 0001209191-23-046236 · doc4.xml · nonDerivative · entry 2

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,785

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 1,983 RSUs on August 15, 2023.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:07 UTC
Grimmig Andrew EChief Legal Officer
Exercise / conversionCommon Stock 1,983 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046236 · doc4.xml · nonDerivative · entry 1

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on February 17, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on February 15, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Mr. Grimmig's continued employment through the applicable vesting date.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 08:09 UTC
Tabet Karim A10% owner
SaleCommon Stock 80,048 $32.50 $2,601,560.00
Disclosure

SEC source: 0001209191-23-045370 · doc4.xml · nonDerivative · entry 2

Providence VII U.S. Holdings L.P. · CIK 0001854132 · 10% owner

Providence Equity GP VII-A L.P. · CIK 0001857469 · 10% owner

Providence Butternut Co-Investment L.P. · CIK 0001831271 · 10% owner

NELSON JONATHAN M · CIK 0001035233 · 10% owner

Phillips J. David · CIK 0001476657 · 10% owner

Tabet Karim A · CIK 0001857194 · 10% owner

Tisdale Andrew A · CIK 0001857411 · 10% owner

Dominguez Michael J · CIK 0001320307 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Providence Butternut Co-Investment L.P.

Disclosed balance after: 260,416

F5 · shares: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut Co-Investment L.P. ("Providence Butternut") in an underwritten offering at a net price per share of $32.50.

F5 · price: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut Co-Investment L.P. ("Providence Butternut") in an underwritten offering at a net price per share of $32.50.

F4 · ownership.nature: R. Davis Noell has separately filed a Form 4.

F6 · ownership.nature: The securities reported are held directly by Providence Butternut and may be deemed to be beneficially owned by Providence GP because Providence GP is the general partner of Providence Butternut. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Holdco, which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F7 · ownership.nature: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence Butternut due to their relationships with Holdco. Each of Providence GP, Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez hereby disclaims beneficial ownership of the shares held by Providence Butternut, except to the extent of its or his pecuniary interest therein, and this form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this form.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 08:09 UTC
Tabet Karim A10% owner
SaleCommon Stock 12,419,952 $32.50 $403,648,440.00
Disclosure

SEC source: 0001209191-23-045370 · doc4.xml · nonDerivative · entry 1

Providence VII U.S. Holdings L.P. · CIK 0001854132 · 10% owner

Providence Equity GP VII-A L.P. · CIK 0001857469 · 10% owner

Providence Butternut Co-Investment L.P. · CIK 0001831271 · 10% owner

NELSON JONATHAN M · CIK 0001035233 · 10% owner

Phillips J. David · CIK 0001476657 · 10% owner

Tabet Karim A · CIK 0001857194 · 10% owner

Tisdale Andrew A · CIK 0001857411 · 10% owner

Dominguez Michael J · CIK 0001320307 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,405,492

F1 · shares: The securities reported represent shares of common stock of DoubleVerify Holdings, Inc. (the "Issuer") sold by Providence VII U.S. Holdings L.P. ("Providence VII") in an underwritten offering at a net price per share of $32.50.

F1 · price: The securities reported represent shares of common stock of DoubleVerify Holdings, Inc. (the "Issuer") sold by Providence VII U.S. Holdings L.P. ("Providence VII") in an underwritten offering at a net price per share of $32.50.

F2 · ownership.direct: The securities reported are held directly by Providence VII and may be deemed to be beneficially owned by Providence Equity GP VII-A L.P. ("Providence GP") because Providence GP is the general partner of Providence VII. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Providence Holdco (International) GP Ltd. ("Holdco"), which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F3 · ownership.direct: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence VII due to their relationships with Holdco. Each of Providence GP, Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez hereby disclaims beneficial ownership of the shares held by Providence VII, except to the extent of its or his pecuniary interest therein, and this form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this form.

F4 · ownership.direct: R. Davis Noell has separately filed a Form 4.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 12:09 UTC
Noell Robert DavisDirector · 10% owner
SaleCommon Stock 80,048 $32.50 $2,601,560.00
Disclosure

SEC source: 0001209191-23-045372 · doc4.xml · nonDerivative · entry 2

Noell Robert Davis · CIK 0001472786 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Providence Butternut Co-Investment L.P.

Disclosed balance after: 260,416

F5 · shares: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut Co-Investment L.P. ("Providence Butternut") in an underwritten offering at a net price per share of $32.50.

F5 · price: The securities reported represent shares of common stock of the Issuer sold by Providence Butternut Co-Investment L.P. ("Providence Butternut") in an underwritten offering at a net price per share of $32.50.

F4 · ownership.nature: The record and other beneficial owners of the reported securities have separately filed Form 4s.

F6 · ownership.nature: The securities reported are held directly by Providence Butternut and may be deemed to be beneficially owned by Providence GP because Providence GP is the general partner of Providence Butternut. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Holdco, which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F7 · ownership.nature: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence Butternut due to their relationships with Holdco. R. Davis Noell hereby disclaims beneficial ownership of the shares held by Providence Butternut, except to the extent of his pecuniary interest therein, and this form shall not be construed as an admission that R. Davis Noell is the beneficial owner of any of the securities reported on this form.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 12:09 UTC
Noell Robert DavisDirector · 10% owner
SaleCommon Stock 12,419,952 $32.50 $403,648,440.00
Disclosure

SEC source: 0001209191-23-045372 · doc4.xml · nonDerivative · entry 1

Noell Robert Davis · CIK 0001472786 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 40,405,492

F1 · shares: The securities reported represent shares of common stock of DoubleVerify Holdings, Inc. (the "Issuer") sold by Providence VII U.S. Holdings L.P. ("Providence VII") in an underwritten offering at a net price per share of $32.50.

F1 · price: The securities reported represent shares of common stock of DoubleVerify Holdings, Inc. (the "Issuer") sold by Providence VII U.S. Holdings L.P. ("Providence VII") in an underwritten offering at a net price per share of $32.50.

F2 · ownership.nature: The securities reported are held directly by Providence VII and may be deemed to be beneficially owned by Providence Equity GP VII-A L.P. ("Providence GP") because Providence GP is the general partner of Providence VII. Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez control Providence Holdco (International) GP Ltd. ("Holdco"), which is the general partner of Providence Fund Holdco (International) L.P. Providence Fund Holdco (International) L.P. is the general partner of PEP VII-A International Ltd., which is the general partner of Providence GP.

F3 · ownership.nature: Jonathan M. Nelson, R. Davis Noell, J. David Phillips, Karim A. Tabet, Andrew A. Tisdale and Michael J. Dominguez may be deemed to exercise voting and investment power over, and thus may be deemed to beneficially own, the securities held by Providence VII due to their relationships with Holdco. R. Davis Noell hereby disclaims beneficial ownership of the shares held by Providence VII, except to the extent of his pecuniary interest therein, and this form shall not be construed as an admission that R. Davis Noell is the beneficial owner of any of the securities reported on this form.

F4 · ownership.nature: The record and other beneficial owners of the reported securities have separately filed Form 4s.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 9,231 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-045157 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 556,352

Underlying: Common Stock · 9,231 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 9,231 $32.53 $300,312.12
Disclosure

SEC source: 0001209191-23-045157 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.40 to $32.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 9,231 $2.01 $18,554.31
Disclosure

SEC source: 0001209191-23-045157 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 16:06 UTC
Eddleman JulieGlobal Chief Comm. Officer
SaleCommon Stock 750 $32.79 $24,592.50
Disclosure

SEC source: 0001209191-23-045296 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,663

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2022, as amended on March 23, 2023.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:05 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 11,003 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-045293 · doc4.xml · derivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 455,561

Underlying: Common Stock · 11,003 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:05 UTC SaleCommon Stock 11,003 $32.73 $360,138.09
Disclosure

SEC source: 0001209191-23-045293 · doc4.xml · nonDerivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 179,071

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.49 to $32.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:05 UTC Exercise / conversionCommon Stock 11,003 $2.01 $22,116.03
Disclosure

SEC source: 0001209191-23-045293 · doc4.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 190,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 20:01 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 125,346 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-044942 · doc4.xml · derivative · entry 9

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 203,745

Underlying: Common Stock · 125,346 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents non-qualified stock options granted on September 20, 2017, 25% of which vested on September 20, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Ms. Desmond's continued service. The options fully vested on September 20, 2021.

F5 · derivative.exercise_date: Represents non-qualified stock options granted on September 20, 2017, 25% of which vested on September 20, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Ms. Desmond's continued service. The options fully vested on September 20, 2021.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 20:01 UTC SaleCommon Stock 125,346 $33.58 $4,208,918.13
Disclosure

SEC source: 0001209191-23-044942 · doc4.xml · nonDerivative · entry 6

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 179,071

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.14 to $34.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 20:01 UTC Exercise / conversionCommon Stock 125,346 $2.01 $251,945.46
Disclosure

SEC source: 0001209191-23-044942 · doc4.xml · nonDerivative · entry 5

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 304,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 9,231 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-045157 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 565,583

Underlying: Common Stock · 9,231 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 9,231 $33.05 $305,048.55
Disclosure

SEC source: 0001209191-23-045157 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.90 to $33.345 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 9,231 $2.01 $18,554.31
Disclosure

SEC source: 0001209191-23-045157 · doc4.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:01 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 8,947 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-044942 · doc4.xml · derivative · entry 8

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 329,091

Underlying: Common Stock · 8,947 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents non-qualified stock options granted on September 20, 2017, 25% of which vested on September 20, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Ms. Desmond's continued service. The options fully vested on September 20, 2021.

F5 · derivative.exercise_date: Represents non-qualified stock options granted on September 20, 2017, 25% of which vested on September 20, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Ms. Desmond's continued service. The options fully vested on September 20, 2021.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:01 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 23,707 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-044942 · doc4.xml · derivative · entry 7

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 466,564

Underlying: Common Stock · 23,707 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:01 UTC SaleCommon Stock 23,707 $34.16 $809,897.50
Disclosure

SEC source: 0001209191-23-044942 · doc4.xml · nonDerivative · entry 4

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 179,071

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.00 to $34.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:01 UTC SaleCommon Stock 8,947 $33.40 $298,829.80
Disclosure

SEC source: 0001209191-23-044942 · doc4.xml · nonDerivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 202,778

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:01 UTC Exercise / conversionCommon Stock 8,947 $2.01 $17,983.47
Disclosure

SEC source: 0001209191-23-044942 · doc4.xml · nonDerivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 211,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 20:01 UTC Exercise / conversionCommon Stock 23,707 $2.01 $47,651.07
Disclosure

SEC source: 0001209191-23-044942 · doc4.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 202,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 16:04 UTC
Eddleman JulieGlobal Chief Comm. Officer
Exercise / conversionRestricted Stock Units · Derivative 12,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043650 · doc4.xml · derivative · entry 3

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,933

Underlying: Common Stock · 12,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on January 28, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering of common stock of DoubleVerify Holdings, Inc. 25% of the remaining RSUs vested and were settled on January 26, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Ms. Eddleman's continued employment through the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on January 28, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering of common stock of DoubleVerify Holdings, Inc. 25% of the remaining RSUs vested and were settled on January 26, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Ms. Eddleman's continued employment through the applicable vesting date.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 16:04 UTC
Eddleman JulieGlobal Chief Comm. Officer
Tax withholdingCommon Stock 5,281 $40.84 $215,676.04
Disclosure

SEC source: 0001209191-23-043650 · doc4.xml · nonDerivative · entry 2

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,413

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 12,323 RSUs on July 26, 2023.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 16:04 UTC
Eddleman JulieGlobal Chief Comm. Officer
Exercise / conversionCommon Stock 12,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043650 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on January 28, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering of common stock of DoubleVerify Holdings, Inc. 25% of the remaining RSUs vested and were settled on January 26, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Ms. Eddleman's continued employment through the applicable vesting date.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 16:12 UTC
Eddleman JulieGlobal Chief Comm. Officer
SaleCommon Stock 750 $40.21 $30,157.50
Disclosure

SEC source: 0001209191-23-043517 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,371

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2022, as amended on March 23, 2023.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:11 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 11,002 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-043515 · doc4.xml · derivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 490,271

Underlying: Common Stock · 11,002 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:11 UTC SaleCommon Stock 11,002 $40.32 $443,634.75
Disclosure

SEC source: 0001209191-23-043515 · doc4.xml · nonDerivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 179,071

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.105 to $40.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:11 UTC Exercise / conversionCommon Stock 11,002 $2.01 $22,114.02
Disclosure

SEC source: 0001209191-23-043515 · doc4.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 190,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 9,231 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-042882 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 574,814

Underlying: Common Stock · 9,231 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 9,231 $41.16 $379,917.50
Disclosure

SEC source: 0001209191-23-042882 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.93 to $41.525, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 9,231 $2.01 $18,554.31
Disclosure

SEC source: 0001209191-23-042882 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 9,231 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-042882 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 584,045

Underlying: Common Stock · 9,231 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 9,231 $39.87 $368,075.05
Disclosure

SEC source: 0001209191-23-042882 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.66 to $40.01 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 9,231 $2.01 $18,554.31
Disclosure

SEC source: 0001209191-23-042882 · doc4.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2023 Filed Jul 13, 2023 16:18 UTC
Eddleman JulieGlobal Chief Comm. Officer
SaleCommon Stock 750 $38.87 $29,152.50
Disclosure

SEC source: 0001209191-23-042202 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,121

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2022, as amended on March 23, 2023.

Read SEC document
July 11, 2023 Filed Jul 13, 2023 20:18 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 11,003 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-042200 · doc4.xml · derivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 501,273

Underlying: Common Stock · 11,003 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
July 11, 2023 Filed Jul 13, 2023 20:18 UTC SaleCommon Stock 11,003 $38.65 $425,243.94
Disclosure

SEC source: 0001209191-23-042200 · doc4.xml · nonDerivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 179,071

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.389 to $38.935, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
July 11, 2023 Filed Jul 13, 2023 20:18 UTC Exercise / conversionCommon Stock 11,003 $2.01 $22,116.03
Disclosure

SEC source: 0001209191-23-042200 · doc4.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 190,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
July 07, 2023 Filed Jul 10, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 9,231 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-041909 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 593,276

Underlying: Common Stock · 9,231 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
July 07, 2023 Filed Jul 10, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 9,231 $38.92 $359,240.06
Disclosure

SEC source: 0001209191-23-041909 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.79 to $39.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 07, 2023 Filed Jul 10, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 9,231 $2.01 $18,554.31
Disclosure

SEC source: 0001209191-23-041909 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 9,231 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-041909 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 602,507

Underlying: Common Stock · 9,231 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 20:03 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 9,231 $38.22 $352,765.43
Disclosure

SEC source: 0001209191-23-041909 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.02 to $38.34 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.