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DoubleVerify Holdings, Inc.

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4486
SEC CIK
0001819928
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408

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0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2023 Filed Oct 3, 2023 20:04 UTC
Zagorski MarkDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051387 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on July 28, 2020 and represents a right to receive one share of common stock on a one-to-one basis. 37.5% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering (the "IPO") of common stock of DoubleVerify Holdings, Inc. The remaining RSUs vest on the original vesting schedule as though the IPO had not occurred, subject to Mr. Zagorksi's continued employment through the applicable vesting date.

Read SEC document
September 27, 2023 Filed Sep 28, 2023 20:46 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 6,154 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-050738 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 507,120

Underlying: Common Stock · 6,154 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
September 27, 2023 Filed Sep 28, 2023 20:46 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 6,154 $27.49 $169,187.00
Disclosure

SEC source: 0001209191-23-050738 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,602

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.41 to $27.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 27, 2023 Filed Sep 28, 2023 20:46 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 6,154 $2.01 $12,369.54
Disclosure

SEC source: 0001209191-23-050738 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:46 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 6,154 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-050738 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 513,274

Underlying: Common Stock · 6,154 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:46 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 6,154 $27.46 $168,993.15
Disclosure

SEC source: 0001209191-23-050738 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,602

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.40 to $27.60 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:46 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 6,154 $2.01 $12,369.54
Disclosure

SEC source: 0001209191-23-050738 · doc4.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:46 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 11,002 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-050739 · doc4.xml · derivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 422,554

Underlying: Common Stock · 11,002 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:46 UTC SaleCommon Stock 11,002 $27.41 $301,601.13
Disclosure

SEC source: 0001209191-23-050739 · doc4.xml · nonDerivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 179,071

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.23 to $27.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:46 UTC Exercise / conversionCommon Stock 11,002 $2.01 $22,114.02
Disclosure

SEC source: 0001209191-23-050739 · doc4.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 190,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
September 19, 2023 Filed Sep 21, 2023 16:17 UTC
Eddleman JulieGlobal Chief Comm. Officer
SaleCommon Stock 750 $28.11 $21,082.50
Disclosure

SEC source: 0001209191-23-050260 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,514

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2022, as amended on March 23, 2023.

Read SEC document
September 19, 2023 Filed Sep 21, 2023 20:18 UTC
Zagorski MarkDirector · Chief Executive Officer
PurchaseCommon Stock 1,765 $28.36 $50,055.40
Disclosure

SEC source: 0001209191-23-050261 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,112

Read SEC document
September 15, 2023 Filed Sep 19, 2023 16:02 UTC
Eddleman JulieGlobal Chief Comm. Officer
Exercise / conversionRestricted Stock Units · Derivative 3,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049900 · doc4.xml · derivative · entry 6

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,686

Underlying: Common Stock · 3,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date") and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.

F3 · derivative.expiration_date: The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date") and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 16:02 UTC
Eddleman JulieGlobal Chief Comm. Officer
Exercise / conversionRestricted Stock Units · Derivative 1,991 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049900 · doc4.xml · derivative · entry 5

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,919

Underlying: Common Stock · 1,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

F1 · derivative.expiration_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 16:02 UTC
Eddleman JulieGlobal Chief Comm. Officer
Tax withholdingCommon Stock 1,474 $28.92 $42,628.08
Disclosure

SEC source: 0001209191-23-049900 · doc4.xml · nonDerivative · entry 4

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,264

F4 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 3,438 restricted stock units on September 15, 2023.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 16:02 UTC
Eddleman JulieGlobal Chief Comm. Officer
Exercise / conversionCommon Stock 3,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049900 · doc4.xml · nonDerivative · entry 3

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date") and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 16:02 UTC
Eddleman JulieGlobal Chief Comm. Officer
Tax withholdingCommon Stock 854 $28.92 $24,697.68
Disclosure

SEC source: 0001209191-23-049900 · doc4.xml · nonDerivative · entry 2

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,300

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 1,991 restricted stock units on September 15, 2023.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 16:02 UTC
Eddleman JulieGlobal Chief Comm. Officer
Exercise / conversionCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049900 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:02 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049899 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,811

Underlying: Common Stock · 4,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.

F3 · derivative.expiration_date: The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:02 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049899 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,399

Underlying: Common Stock · 2,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

F1 · derivative.expiration_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:02 UTC
Allais Nicola TChief Financial Officer
Tax withholdingCommon Stock 2,247 $28.92 $64,983.24
Disclosure

SEC source: 0001209191-23-049899 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,602

F4 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 4,063 restricted stock units on September 15, 2023.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:02 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 4,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049899 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:02 UTC
Allais Nicola TChief Financial Officer
Tax withholdingCommon Stock 1,377 $28.92 $39,822.84
Disclosure

SEC source: 0001209191-23-049899 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,786

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 2,489 restricted stock units on September 15, 2023.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:02 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049899 · doc4.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:03 UTC
Grimmig Andrew EChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049901 · doc4.xml · derivative · entry 4

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · shares: As reported previously, the reporting person made an election under the Issuer's deferred compensation plan to defer delivery of the first four tranches of vested shares until March 2024 or, if sooner, as soon as administratively feasible following his separation from service with the Issuer.

F5 · derivative.exercise_date: The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.

F5 · derivative.expiration_date: The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.

F4 · derivative.underlying_shares: As reported previously, the reporting person made an election under the Issuer's deferred compensation plan to defer delivery of the first four tranches of vested shares until March 2024 or, if sooner, as soon as administratively feasible following his separation from service with the Issuer.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:03 UTC
Grimmig Andrew EChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049901 · doc4.xml · derivative · entry 3

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,437

Underlying: Common Stock · 1,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

F1 · derivative.expiration_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:03 UTC
Grimmig Andrew EChief Legal Officer
Tax withholdingCommon Stock 722 $28.92 $20,880.24
Disclosure

SEC source: 0001209191-23-049901 · doc4.xml · nonDerivative · entry 2

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,556

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 1,493 RSUs on September 15, 2023.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:03 UTC
Grimmig Andrew EChief Legal Officer
Exercise / conversionCommon Stock 1,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049901 · doc4.xml · nonDerivative · entry 1

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:05 UTC
Zagorski MarkDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049905 · doc4.xml · derivative · entry 4

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,875

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · shares: As reported previously, vested shares will be delivered to the reporting person as soon as administratively feasible following his separation from service with the Issuer.

F5 · derivative.exercise_date: The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.

F5 · derivative.expiration_date: The restricted stock units were granted on December 12, 2022. 6.25% of the restricted stock units vested on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.

F4 · derivative.underlying_shares: As reported previously, vested shares will be delivered to the reporting person as soon as administratively feasible following his separation from service with the Issuer.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:05 UTC
Zagorski MarkDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049905 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,239

Underlying: Common Stock · 6,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

F1 · derivative.expiration_date: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

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September 15, 2023 Filed Sep 19, 2023 20:05 UTC
Zagorski MarkDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,579 $28.92 $103,504.68
Disclosure

SEC source: 0001209191-23-049905 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,347

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 6,471 RSUs on September 15, 2023.

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September 15, 2023 Filed Sep 19, 2023 20:05 UTC
Zagorski MarkDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049905 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

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September 14, 2023 Filed Sep 15, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 9,231 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-049575 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 519,428

Underlying: Common Stock · 9,231 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

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September 14, 2023 Filed Sep 15, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 9,231 $28.86 $266,379.89
Disclosure

SEC source: 0001209191-23-049575 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.68 to $29.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 14, 2023 Filed Sep 15, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 9,231 $2.01 $18,554.31
Disclosure

SEC source: 0001209191-23-049575 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 9,231 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-049575 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 528,659

Underlying: Common Stock · 9,231 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

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September 13, 2023 Filed Sep 15, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 9,231 $29.63 $273,511.76
Disclosure

SEC source: 0001209191-23-049575 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $29.51 to $29.87 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 9,231 $2.01 $18,554.31
Disclosure

SEC source: 0001209191-23-049575 · doc4.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:01 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 11,003 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-049418 · doc4.xml · derivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 433,556

Underlying: Common Stock · 11,003 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

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September 12, 2023 Filed Sep 14, 2023 20:01 UTC SaleCommon Stock 11,003 $30.75 $338,298.24
Disclosure

SEC source: 0001209191-23-049418 · doc4.xml · nonDerivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 179,071

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.60 to $30.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:01 UTC Exercise / conversionCommon Stock 11,003 $2.01 $22,116.03
Disclosure

SEC source: 0001209191-23-049418 · doc4.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 190,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:05 UTC
Eddleman JulieGlobal Chief Comm. Officer
SaleCommon Stock 750 $32.55 $24,412.50
Disclosure

SEC source: 0001209191-23-048598 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,163

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2022, as amended on March 23, 2023.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 20:01 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 9,231 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-047173 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 537,890

Underlying: Common Stock · 9,231 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 20:01 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 9,231 $33.29 $307,292.61
Disclosure

SEC source: 0001209191-23-047173 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.22 to $33.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 20:01 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 9,231 $2.01 $18,554.31
Disclosure

SEC source: 0001209191-23-047173 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 16:02 UTC
Eddleman JulieGlobal Chief Comm. Officer
SaleCommon Stock 750 $33.05 $24,787.50
Disclosure

SEC source: 0001209191-23-047175 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,913

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2022, as amended on March 23, 2023.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:01 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 9,231 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-047173 · doc4.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 547,121

Underlying: Common Stock · 9,231 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:01 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 9,231 $33.07 $305,280.25
Disclosure

SEC source: 0001209191-23-047173 · doc4.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.98 to $33.19 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:01 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 9,231 $2.01 $18,554.31
Disclosure

SEC source: 0001209191-23-047173 · doc4.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:01 UTC Exercise / conversionOptions (Rights to Buy) · Derivative 11,002 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-23-047174 · doc4.xml · derivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 444,559

Underlying: Common Stock · 11,002 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer.

F1 · ownership.nature: Represents shares and options held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.