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DoubleVerify Holdings, Inc.

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4486
SEC CIK
0001819928
Parsed reports
408

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202601
Feb 202601
Mar 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2024 Filed Jun 18, 2024 20:01 UTC
Zagorski MarkDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,579 $18.70 $66,927.30
Disclosure

SEC source: 0000950170-24-074820 · ownership.xml · nonDerivative · entry 3

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,209

F3 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 6,471 restricted stock units on June 15, 2024.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:01 UTC
Zagorski MarkDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,471 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074820 · ownership.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units were granted on December 10, 2021. 6.25% of the restricted stock units vested and were settled on March 15, 2022 (the "2022 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2022 Vesting Date.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:10 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,764 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000950170-24-069313 · ownership.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,208

Underlying: Common Stock · 1,764 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:10 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,764 $17.88 $31,540.67
Disclosure

SEC source: 0000950170-24-069313 · ownership.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,030

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.81 to $17.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:10 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,764 $2.01 $3,545.64
Disclosure

SEC source: 0000950170-24-069313 · ownership.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:10 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,764 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000950170-24-069313 · ownership.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 338,972

Underlying: Common Stock · 1,764 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:10 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,764 $18.37 $32,412.79
Disclosure

SEC source: 0000950170-24-069313 · ownership.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,030

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.32 to $18.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:10 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,764 $2.01 $3,545.64
Disclosure

SEC source: 0000950170-24-069313 · ownership.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2024 Filed Jun 18, 2024 16:01 UTC
Eddleman JulieGlobal Chief Comm. Officer
PurchaseCommon Stock 1,497 $15.47 $23,158.59
Disclosure

SEC source: 0000950170-24-074818 · ownership.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,441

F1 · kind: Pursuant to the DoubleVerify Holdings, Inc. 2021 Employee Stock Purchase Plan (ESPP), the purchase price per share reported reflects a discount of 15% of the lesser of the share price at the first day of the offering period or the purchase date.

F1 · price: Pursuant to the DoubleVerify Holdings, Inc. 2021 Employee Stock Purchase Plan (ESPP), the purchase price per share reported reflects a discount of 15% of the lesser of the share price at the first day of the offering period or the purchase date.

Read SEC document
May 31, 2024 Filed Jun 18, 2024 20:01 UTC
Zagorski MarkDirector · Chief Executive Officer
PurchaseCommon Stock 712 $15.47 $11,014.64
Disclosure

SEC source: 0000950170-24-074820 · ownership.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,317

F1 · kind: Pursuant to the DoubleVerify Holdings, Inc. 2021 Employee Stock Purchase Plan (ESPP), the purchase price per share reported reflects a discount of 15% of the lesser of the share price at the first day of the offering period or the purchase date.

F1 · price: Pursuant to the DoubleVerify Holdings, Inc. 2021 Employee Stock Purchase Plan (ESPP), the purchase price per share reported reflects a discount of 15% of the lesser of the share price at the first day of the offering period or the purchase date.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:14 UTC
Jain SundeepDirector
GrantRestricted Stock Units · Derivative 10,724 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065196 · ownership.xml · derivative · entry 3

Jain Sundeep · CIK 0001936390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,724

Underlying: Common Stock · 10,724 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Mr. Jain's continued services.

F3 · derivative.expiration_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Mr. Jain's continued services.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:14 UTC
Jain SundeepDirector
Exercise / conversionRestricted Stock Units · Derivative 5,709 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065196 · ownership.xml · derivative · entry 2

Jain Sundeep · CIK 0001936390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:14 UTC
Jain SundeepDirector
Exercise / conversionCommon Stock 5,709 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065196 · ownership.xml · nonDerivative · entry 1

Jain Sundeep · CIK 0001936390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:14 UTC GrantRestricted Stock Units · Derivative 10,724 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065198 · ownership.xml · derivative · entry 3

Perez Rosario C · CIK 0001886750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,724

Underlying: Common Stock · 10,724 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Ms. Perez's continued services.

F3 · derivative.expiration_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Ms. Perez's continued services.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 5,709 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065198 · ownership.xml · derivative · entry 2

Perez Rosario C · CIK 0001886750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:14 UTC Exercise / conversionCommon Stock 5,709 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065198 · ownership.xml · nonDerivative · entry 1

Perez Rosario C · CIK 0001886750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:15 UTC GrantRestricted Stock Units · Derivative 10,724 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065223 · ownership.xml · derivative · entry 1

Dobrin Lucy Stamell · CIK 0001853940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,724

Underlying: Common Stock · 10,724 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Ms. Dobrin's continued services.

F2 · derivative.expiration_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Ms. Dobrin's continued services.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:15 UTC
Swidler GaryDirector
GrantRestricted Stock Units · Derivative 10,724 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065220 · ownership.xml · derivative · entry 1

Swidler Gary · CIK 0001658502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,724

Underlying: Common Stock · 10,724 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Mr. Swidler's continued services.

F2 · derivative.expiration_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Mr. Swidler's continued services.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:15 UTC
Noell Robert DavisDirector · 10% owner
GrantRestricted Stock Units · Derivative 10,724 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065219 · ownership.xml · derivative · entry 1

Noell Robert Davis · CIK 0001472786 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,724

Underlying: Common Stock · 10,724 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Mr. Noell's continued services.

F2 · derivative.expiration_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Mr. Noell's continued services.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:13 UTC
Turner KelliDirector
GrantRestricted Stock Units · Derivative 10,724 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065193 · ownership.xml · derivative · entry 3

Turner Kelli · CIK 0001459490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,724

Underlying: Common Stock · 10,724 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Ms. Turner's continued services.

F3 · derivative.expiration_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Ms. Turner's continued services.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:13 UTC
Turner KelliDirector
Exercise / conversionRestricted Stock Units · Derivative 5,709 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065193 · ownership.xml · derivative · entry 2

Turner Kelli · CIK 0001459490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:13 UTC
Turner KelliDirector
Exercise / conversionCommon Stock 5,709 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065193 · ownership.xml · nonDerivative · entry 1

Turner Kelli · CIK 0001459490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:13 UTC
Wagner ScottDirector
GrantRestricted Stock Units · Derivative 10,724 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065195 · ownership.xml · derivative · entry 3

Wagner Scott · CIK 0001342655 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 10,724

Underlying: Common Stock · 10,724 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Mr. Wagner's continued services.

F4 · derivative.expiration_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Mr. Wagner's continued services.

F2 · ownership.nature: Represents shares and restricted stock units held by Hilltopper LLC, which is wholly-owned by Mr. Wagner.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:13 UTC
Wagner ScottDirector
Exercise / conversionRestricted Stock Units · Derivative 5,709 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065195 · ownership.xml · derivative · entry 2

Wagner Scott · CIK 0001342655 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 5,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

F2 · ownership.nature: Represents shares and restricted stock units held by Hilltopper LLC, which is wholly-owned by Mr. Wagner.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:13 UTC
Wagner ScottDirector
Exercise / conversionCommon Stock 5,709 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065195 · ownership.xml · nonDerivative · entry 1

Wagner Scott · CIK 0001342655 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 21,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

F2 · ownership.nature: Represents shares and restricted stock units held by Hilltopper LLC, which is wholly-owned by Mr. Wagner.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:14 UTC GrantRestricted Stock Units · Derivative 10,724 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065200 · ownership.xml · derivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 10,724

Underlying: Common Stock · 10,724 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Ms. Desmond's continued services. Ms. Desmond made an election under the Issuer's deferred compensation plan to defer delivery of the vested shares to the earlier of (i) January 1, 2026 and (ii) the reporting person's end of service as a Director (in which case the shares will be delivered in a lump sum).

F5 · derivative.expiration_date: Represents time-based restricted stock units granted on May 23, 2024 pursuant to the annual equity grant under DoubleVerify Holdings, Inc.'s non-employee director compensation program. The restricted stock units vest on the earlier of (i) May 23, 2025 and (ii) the date of DoubleVerify Holdings, Inc.'s 2025 Annual Meeting of Stockholders, subject to Ms. Desmond's continued services. Ms. Desmond made an election under the Issuer's deferred compensation plan to defer delivery of the vested shares to the earlier of (i) January 1, 2026 and (ii) the reporting person's end of service as a Director (in which case the shares will be delivered in a lump sum).

F4 · ownership.nature: Represents restricted stock units held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 5,709 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065200 · ownership.xml · derivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 5,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: As reported previously, the reporting person made an election under the Issuer's deferred compensation plan to defer delivery of the vested shares to the earlier of (i) 2025 and (ii) the reporting person's end of service as a Director (in which case the shares will be delivered in a lump sum).

F3 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

F3 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on June 5, 2023 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 23, 2024.

F2 · derivative.underlying_shares: As reported previously, the reporting person made an election under the Issuer's deferred compensation plan to defer delivery of the vested shares to the earlier of (i) 2025 and (ii) the reporting person's end of service as a Director (in which case the shares will be delivered in a lump sum).

F4 · ownership.nature: Represents restricted stock units held by the Laura B. Desmond Revocable Trust for which Ms. Desmond is trustee.

Read SEC document
May 23, 2024 Filed May 23, 2025 21:09 UTC
Swidler GaryDirector
Exercise / conversionRestricted Stock Units · Derivative 10,724 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-077085 · ownership.xml · derivative · entry 2

Swidler Gary · CIK 0001658502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on May 23, 2024 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 21, 2025.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on May 23, 2024 and represents a right to receive one share of common stock on a one-to-one basis. The RSUs fully vested on May 21, 2025.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:04 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,764 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000950170-24-063479 · ownership.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 340,736

Underlying: Common Stock · 1,764 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:04 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,764 $18.79 $33,152.44
Disclosure

SEC source: 0000950170-24-063479 · ownership.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,030

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.76 to $18.845, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:04 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,764 $2.01 $3,545.64
Disclosure

SEC source: 0000950170-24-063479 · ownership.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:04 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,764 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000950170-24-063479 · ownership.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 342,500

Underlying: Common Stock · 1,764 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:04 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,764 $19.57 $34,523.77
Disclosure

SEC source: 0000950170-24-063479 · ownership.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,030

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.565 to $19.585, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:04 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,764 $2.01 $3,545.64
Disclosure

SEC source: 0000950170-24-063479 · ownership.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:01 UTC
Grimmig Andrew EChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,983 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061600 · ownership.xml · derivative · entry 3

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,947

Underlying: Common Stock · 1,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on February 17, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on February 15, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Mr. Grimmig's continued employment through the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on February 17, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on February 15, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Mr. Grimmig's continued employment through the applicable vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:01 UTC
Grimmig Andrew EChief Legal Officer
Tax withholdingCommon Stock 958 $19.35 $18,537.30
Disclosure

SEC source: 0000950170-24-061600 · ownership.xml · nonDerivative · entry 2

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,493

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 1,983 RSUs on May 15, 2024.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:01 UTC
Grimmig Andrew EChief Legal Officer
Exercise / conversionCommon Stock 1,983 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061600 · ownership.xml · nonDerivative · entry 1

Grimmig Andrew E · CIK 0001854079 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on February 17, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on February 15, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Mr. Grimmig's continued employment through the applicable vesting date.

Read SEC document
May 14, 2024 Filed May 15, 2024 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,764 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000950170-24-060438 · ownership.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 344,264

Underlying: Common Stock · 1,764 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
May 14, 2024 Filed May 15, 2024 20:06 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,764 $19.42 $34,256.88
Disclosure

SEC source: 0000950170-24-060438 · ownership.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,030

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.32 to $19.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 14, 2024 Filed May 15, 2024 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,764 $2.01 $3,545.64
Disclosure

SEC source: 0000950170-24-060438 · ownership.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,764 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000950170-24-060438 · ownership.xml · derivative · entry 5

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 346,028

Underlying: Common Stock · 1,764 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:06 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 1,764 $19.03 $33,566.27
Disclosure

SEC source: 0000950170-24-060438 · ownership.xml · nonDerivative · entry 2

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,030

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.00 to $19.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:06 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 1,764 $2.01 $3,545.64
Disclosure

SEC source: 0000950170-24-060438 · ownership.xml · nonDerivative · entry 1

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 9, 2024 16:03 UTC
Eddleman JulieGlobal Chief Comm. Officer
SaleCommon Stock 900 $31.00 $27,900.00
Disclosure

SEC source: 0001209191-24-005588 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,944

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2023.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 16:47 UTC
Eddleman JulieGlobal Chief Comm. Officer
Exercise / conversionRestricted Stock Units · Derivative 12,322 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005434 · doc4.xml · derivative · entry 3

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,966

Underlying: Common Stock · 12,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on January 28, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering of common stock of DoubleVerify Holdings, Inc. 25% of the remaining RSUs vested and were settled on January 26, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Ms. Eddleman's continued employment through the applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was granted on January 28, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering of common stock of DoubleVerify Holdings, Inc. 25% of the remaining RSUs vested and were settled on January 26, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Ms. Eddleman's continued employment through the applicable vesting date.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 16:47 UTC
Eddleman JulieGlobal Chief Comm. Officer
Tax withholdingCommon Stock 5,280 $30.23 $159,614.40
Disclosure

SEC source: 0001209191-24-005434 · doc4.xml · nonDerivative · entry 2

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,844

F2 · kind: Represents shares withheld to satisfy tax obligations in connection with the vesting of 12,322 RSUs on April 26, 2024.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 16:47 UTC
Eddleman JulieGlobal Chief Comm. Officer
Exercise / conversionCommon Stock 12,322 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005434 · doc4.xml · nonDerivative · entry 1

Eddleman Julie · CIK 0001853942 · Global Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on January 28, 2021 and represents a right to receive one share of common stock on a one-to-one basis. 25% of the RSUs vested and were settled on April 20, 2021, upon the initial public offering of common stock of DoubleVerify Holdings, Inc. 25% of the remaining RSUs vested and were settled on January 26, 2022, and the other remaining RSUs have continued, and will continue, to vest at a rate of 6.25% per quarter thereafter, subject to Ms. Eddleman's continued employment through the applicable vesting date.

Read SEC document
April 24, 2024 Filed Apr 25, 2024 20:04 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,292 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-24-005386 · doc4.xml · derivative · entry 6

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 347,792

Underlying: Common Stock · 5,292 shares

Expires 2028-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.

Read SEC document
April 24, 2024 Filed Apr 25, 2024 20:04 UTC
Allais Nicola TChief Financial Officer
SaleCommon Stock 5,292 $30.86 $163,288.89
Disclosure

SEC source: 0001209191-24-005386 · doc4.xml · nonDerivative · entry 4

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,030

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.685 to $30.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 24, 2024 Filed Apr 25, 2024 20:04 UTC
Allais Nicola TChief Financial Officer
Exercise / conversionCommon Stock 5,292 $2.01 $10,636.92
Disclosure

SEC source: 0001209191-24-005386 · doc4.xml · nonDerivative · entry 3

Allais Nicola T · CIK 0001854086 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.