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DUK

Duke Energy CORP

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Tapewire entity
2925
SEC CIK
0001326160
Parsed reports
816

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202605
Mar 202603
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2016 Filed Oct 6, 2016 20:21 UTC GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 435 $77.09 $33,534.15
Disclosure

SEC source: 0001326160-16-000391 · wf-form4_147578526772479.xml · derivative · entry 1

MOORMAN CHARLES W · CIK 0001186073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,532

Underlying: Common Stock · 435 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
October 05, 2016 Filed Feb 14, 2017 21:22 UTC Amendment OtherDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001326160-17-000006 · wf-form4a_148710721196820.xml · derivative · entry 1

Webster William E. Jr. · CIK 0001683044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F2 · shares: A Form 4 for Mr. Webster was filed in error on 10/5/2016 inadvertently showing the acquisition of 48 shares in the Director Savings Plan Restricted Stock Unit Deferrals. Mr. Webster did not acquire any shares in the Director Savings Plan Restricted Stock Unit Deferrals.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F2 · derivative.underlying_shares: A Form 4 for Mr. Webster was filed in error on 10/5/2016 inadvertently showing the acquisition of 48 shares in the Director Savings Plan Restricted Stock Unit Deferrals. Mr. Webster did not acquire any shares in the Director Savings Plan Restricted Stock Unit Deferrals.

F2 · balance_after: A Form 4 for Mr. Webster was filed in error on 10/5/2016 inadvertently showing the acquisition of 48 shares in the Director Savings Plan Restricted Stock Unit Deferrals. Mr. Webster did not acquire any shares in the Director Savings Plan Restricted Stock Unit Deferrals.

F1 · ownership.direct: N/A

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:00 UTC
YOHO FRANK HEVP&Pres Natural Gas Business
GrantCommon Stock 8,064 $79.09 $637,781.76
Disclosure

SEC source: 0001326160-16-000382 · wf-form4_147570479686465.xml · nonDerivative · entry 1

YOHO FRANK H · CIK 0001238195 · EVP&Pres Natural Gas Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,837

F1 · shares: Represents Duke Energy Corporation ("Duke Energy") Restricted Stock Units which resulted from the conversion of Piedmont Natural Gas Company, Inc. ("Piedmont") Performance Share Awards into Duke Energy Restricted Stock Units upon the closing of the acquisition of Piedmont by Duke Energy pursuant to Section 2.3(c) of the Agreement and Plan of Merger dated as of October 24, 2015, by and among Duke Energy, Forest Subsidiary, Inc. and Piedmont.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:00 UTC GrantCommon Stock 27,680 $79.09 $2,189,211.20
Disclosure

SEC source: 0001326160-16-000383 · wf-form4_147570481171225.xml · nonDerivative · entry 2

SKAINS THOMAS E · CIK 0001238180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,604.845

F1 · security: Represents Duke Energy Corporation ("Duke Energy") Restricted Stock Units which resulted from the conversion of Piedmont Natural Gas Company, Inc. ("Piedmont") Performance Share Awards into Duke Energy Restricted Stock Units upon the closing of the acquisition of Piedmont by Duke Energy pursuant to Section 2.3(c) of the Agreement and Plan of Merger dated as of October 24, 2015, by and among Duke Energy, Forest Subsidiary, Inc. and Piedmont. Mr. Skains' Restricted Stock Units immediately vested upon his termination of employment on October 3, 2016, but are not payable until April 4, 2017, pursuant to Section 409A of the Internal Revenue Code and thus remain Restricted Stock Units.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:00 UTC GrantCommon Stock 924.845 $79.09 $73,145.99
Disclosure

SEC source: 0001326160-16-000383 · wf-form4_147570481171225.xml · nonDerivative · entry 1

SKAINS THOMAS E · CIK 0001238180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924.845

Read SEC document
August 24, 2016 Filed Feb 14, 2017 16:19 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
SaleCommon Stock 15,000 $81.46 $1,221,900.00
Disclosure

SEC source: 0001326160-17-000005 · wf-form5_148710712174609.xml · nonDerivative · entry 5

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hope Family Investments, LLC

Disclosed balance after: 15,320

Read SEC document
August 16, 2016 Filed Feb 14, 2017 16:19 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
GiftCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001326160-17-000005 · wf-form5_148710712174609.xml · nonDerivative · entry 4

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hope Family Investments, LLC

Disclosed balance after: 30,320

Read SEC document
August 16, 2016 Filed Feb 14, 2017 16:19 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001326160-17-000005 · wf-form5_148710712174609.xml · nonDerivative · entry 3

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hope Family Investments, LLC

Disclosed balance after: 31,700

Read SEC document
August 16, 2016 Filed Feb 14, 2017 16:19 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001326160-17-000005 · wf-form5_148710712174609.xml · nonDerivative · entry 2

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,439

Read SEC document
May 27, 2016 Filed Feb 14, 2017 16:19 UTC
Jamil Dhiaa M.EVP & Chief Operating Officer
SaleCommon Stock 4,300 $77.98 $335,314.00
Disclosure

SEC source: 0001326160-17-000005 · wf-form5_148710712174609.xml · nonDerivative · entry 1

Jamil Dhiaa M. · CIK 0001426975 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hope Family Investments, LLC

Disclosed balance after: 24,700

Read SEC document
April 07, 2014 Filed Feb 27, 2018 21:41 UTC
GOOD LYNN JDirector · Chairman, Pres & CEO
GrantCommon Stock 88 $71.14 $6,260.32
Disclosure

SEC source: 0001326160-18-000071 · wf-form4_151976764618001.xml · nonDerivative · entry 4

GOOD LYNN J · CIK 0001230175 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,660

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.