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Nasdaq · USD

DTIL

PRECISION BIOSCIENCES INC

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6284
SEC CIK
0001357874
Parsed reports
268

Last 12 months

Inside the activity.

6 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202530
Jan 202604
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2021 Filed Feb 22, 2021 21:45 UTC
KANE MATTHEW R.Director · President and CEO
SaleCommon Stock 9,705 $12.23 $118,692.15
Disclosure

SEC source: 0001209191-21-012745 · doc4.xml · nonDerivative · entry 2

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,889,446

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:45 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionCommon Stock 21,514 $0.04 $860.56
Disclosure

SEC source: 0001209191-21-012745 · doc4.xml · nonDerivative · entry 1

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:44 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,514 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-011888 · doc4.xml · derivative · entry 7

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,140

Underlying: Common Stock · 21,514 shares

Expires 2021-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:44 UTC
KANE MATTHEW R.Director · President and CEO
SaleCommon Stock 9,705 $12.28 $119,177.40
Disclosure

SEC source: 0001209191-21-011888 · doc4.xml · nonDerivative · entry 4

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,877,637

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 21:44 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionCommon Stock 21,514 $0.04 $860.56
Disclosure

SEC source: 0001209191-21-011888 · doc4.xml · nonDerivative · entry 3

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:44 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,514 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-011888 · doc4.xml · derivative · entry 6

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,654

Underlying: Common Stock · 21,514 shares

Expires 2021-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:44 UTC
KANE MATTHEW R.Director · President and CEO
SaleCommon Stock 9,697 $13.30 $128,970.10
Disclosure

SEC source: 0001209191-21-011888 · doc4.xml · nonDerivative · entry 2

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865,828

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:44 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionCommon Stock 21,514 $0.04 $860.56
Disclosure

SEC source: 0001209191-21-011888 · doc4.xml · nonDerivative · entry 1

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:00 UTC
JANTZ DEREKDirector · Chief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,515 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-006831 · doc4.xml · derivative · entry 3

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,168

Underlying: Common Stock · 21,515 shares

Expires 2021-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:00 UTC
JANTZ DEREKDirector · Chief Scientific Officer
SaleCommon Stock 6,444 $12.25 $78,939.00
Disclosure

SEC source: 0001209191-21-006831 · doc4.xml · nonDerivative · entry 2

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,907,345

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:00 UTC
JANTZ DEREKDirector · Chief Scientific Officer
Exercise / conversionCommon Stock 21,515 $0.04 $860.60
Disclosure

SEC source: 0001209191-21-006831 · doc4.xml · nonDerivative · entry 1

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 22:00 UTC
JANTZ DEREKDirector · Chief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,514 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-006128 · doc4.xml · derivative · entry 6

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,683

Underlying: Common Stock · 21,514 shares

Expires 2021-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 22:00 UTC
JANTZ DEREKDirector · Chief Scientific Officer
SaleCommon Stock 6,444 $11.97 $77,134.68
Disclosure

SEC source: 0001209191-21-006128 · doc4.xml · nonDerivative · entry 4

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892,274

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 22:00 UTC
JANTZ DEREKDirector · Chief Scientific Officer
Exercise / conversionCommon Stock 21,514 $0.04 $860.56
Disclosure

SEC source: 0001209191-21-006128 · doc4.xml · nonDerivative · entry 3

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,898,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:00 UTC
JANTZ DEREKDirector · Chief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,514 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-006128 · doc4.xml · derivative · entry 5

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,197

Underlying: Common Stock · 21,514 shares

Expires 2021-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:00 UTC
JANTZ DEREKDirector · Chief Scientific Officer
SaleCommon Stock 7,048 $11.68 $82,320.64
Disclosure

SEC source: 0001209191-21-006128 · doc4.xml · nonDerivative · entry 2

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,877,204

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:00 UTC
JANTZ DEREKDirector · Chief Scientific Officer
Exercise / conversionCommon Stock 21,514 $0.04 $860.56
Disclosure

SEC source: 0001209191-21-006128 · doc4.xml · nonDerivative · entry 1

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,884,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:00 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,515 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-005870 · doc4.xml · derivative · entry 4

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,168

Underlying: Common Stock · 21,515 shares

Expires 2021-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:00 UTC
KANE MATTHEW R.Director · President and CEO
SaleCommon Stock 9,697 $13.37 $129,648.89
Disclosure

SEC source: 0001209191-21-005870 · doc4.xml · nonDerivative · entry 2

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,854,011

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.33 to $13.47. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:00 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionCommon Stock 21,515 $0.04 $860.60
Disclosure

SEC source: 0001209191-21-005870 · doc4.xml · nonDerivative · entry 1

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,863,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:56 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,514 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-005395 · doc4.xml · derivative · entry 7

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,683

Underlying: Common Stock · 21,514 shares

Expires 2021-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:56 UTC
KANE MATTHEW R.Director · President and CEO
SaleCommon Stock 9,695 $13.74 $133,209.30
Disclosure

SEC source: 0001209191-21-005395 · doc4.xml · nonDerivative · entry 4

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842,193

F2 · kind: The sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise for an option grant expiring 05/17/2021, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.70 to $13.86. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 21:56 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionCommon Stock 21,514 $0.04 $860.56
Disclosure

SEC source: 0001209191-21-005395 · doc4.xml · nonDerivative · entry 3

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:56 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,514 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-21-005395 · doc4.xml · derivative · entry 6

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,197

Underlying: Common Stock · 21,514 shares

Expires 2021-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:56 UTC
KANE MATTHEW R.Director · President and CEO
SaleCommon Stock 10,218 $13.53 $138,249.54
Disclosure

SEC source: 0001209191-21-005395 · doc4.xml · nonDerivative · entry 2

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830,374

F2 · kind: The sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise for an option grant expiring 05/17/2021, with shares sold to cover the option exercise price and taxes, and the reporting person retaining all remaining shares.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.60. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:56 UTC
KANE MATTHEW R.Director · President and CEO
Exercise / conversionCommon Stock 21,514 $0.04 $860.56
Disclosure

SEC source: 0001209191-21-005395 · doc4.xml · nonDerivative · entry 1

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6,651 additional shares acquired under the Company's 2019 Employee Stock Purchase Plan since the reporting person's ownership report filed on September 25, 2019.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 13:00 UTC
THOMSON DAVID S.Chief Operating Officer
SaleCommon Stock 10,000 $16.49 $164,900.00
Disclosure

SEC source: 0001209191-21-005016 · doc4.xml · nonDerivative · entry 1

THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,243

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 2,130 additional shares acquired under the Company's 2019 Employee Stock Purchase Plan since the Reporting Person's ownership report filed on June 12, 2019.

Read SEC document
August 31, 2020 Filed Mar 7, 2022 16:14 UTC
Scimeca DarioGeneral Counsel and Secretary
GrantCommon Stock 3,156 $4.79 $15,117.24
Disclosure

SEC source: 0001209191-22-016629 · doc4.xml · nonDerivative · entry 2

Scimeca Dario · CIK 0001779581 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,228

Read SEC document
August 21, 2020 Filed Jun 11, 2021 21:00 UTC
KANE MATTHEW R.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 1,743 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001209191-21-039902 · doc4.xml · derivative · entry 1

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,743

Underlying: Common Stock · 1,743 shares

Expires 2030-08-20

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on April 1, 2021 and thereafter in twelve equal installments at the end of each three-month period over the 36 months following such date.

F2 · ownership.nature: Employee Stock Option is held by Chelsea Lynam Kane, the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:00 UTC
ANSARI ABIDChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 8,783 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-20-037218 · doc4.xml · derivative · entry 2

ANSARI ABID · CIK 0001770149 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,785

Underlying: Common Stock · 8,783 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 25% of the underlying shares on August 11, 2017 and vests in equal installments at the end of each successive three month period over the 36 months following such date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:00 UTC
ANSARI ABIDChief Financial Officer
Exercise / conversionCommon Stock 8,783 $1.20 $10,539.60
Disclosure

SEC source: 0001209191-20-037218 · doc4.xml · nonDerivative · entry 1

ANSARI ABID · CIK 0001770149 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 17:00 UTC
Scimeca DarioGeneral Counsel and Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 108,424 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0001209191-20-035584 · doc4.xml · derivative · entry 1

Scimeca Dario · CIK 0001779581 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,424

Underlying: Common Stock · 108,424 shares

Expires 2030-06-07

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on April 1, 2021 and vests in equal installments at the end of each successive three-month period over the 36 months following such date.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:00 UTC
KANE MATTHEW R.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 202,391 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0001209191-20-035591 · doc4.xml · derivative · entry 1

KANE MATTHEW R. · CIK 0001769887 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,391

Underlying: Common Stock · 202,391 shares

Expires 2030-06-07

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on April 1, 2021 and vests in equal installments at the end of each successive three-month period over the 36 months following such date.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:00 UTC
ANSARI ABIDChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 112,141 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0001209191-20-035570 · doc4.xml · derivative · entry 1

ANSARI ABID · CIK 0001770149 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,141

Underlying: Common Stock · 112,141 shares

Expires 2030-06-07

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on April 1, 2021 and vests in equal installments at the end of each successive three-month period over the 36 months following such date.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:00 UTC
JANTZ DEREKDirector · Chief Scientific Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 130,109 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0001209191-20-035589 · doc4.xml · derivative · entry 1

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,109

Underlying: Common Stock · 130,109 shares

Expires 2030-06-07

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on April 1, 2021 and vests in equal installments at the end of each successive three-month period over the 36 months following such date.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:00 UTC
KHAZI FAYAZCEO of Elo Life Systems
GrantEmployee Stock Option (Right to Buy) · Derivative 107,391 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0001209191-20-035586 · doc4.xml · derivative · entry 1

KHAZI FAYAZ · CIK 0001770314 · CEO of Elo Life Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,391

Underlying: Common Stock · 107,391 shares

Expires 2030-06-07

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on April 1, 2021 and vests in equal installments at the end of each successive three-month period over the 36 months following such date.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:00 UTC
Heery ChristopherChief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 133,206 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0001209191-20-035569 · doc4.xml · derivative · entry 1

Heery Christopher · CIK 0001789632 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,206

Underlying: Common Stock · 133,206 shares

Expires 2030-06-07

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on April 1, 2021 and vests in equal installments at the end of each successive three-month period over the 36 months following such date.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:00 UTC
THOMSON DAVID S.Chief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 154,891 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0001209191-20-035568 · doc4.xml · derivative · entry 1

THOMSON DAVID S. · CIK 0001770315 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,891

Underlying: Common Stock · 154,891 shares

Expires 2030-06-07

F1 · derivative.exercise_date: The option vests as to 25% of the underlying shares on April 1, 2021 and vests in equal installments at the end of each successive three-month period over the 36 months following such date.

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May 15, 2020 Filed May 19, 2020 11:17 UTC
ANSARI ABIDChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 878 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001209191-20-030319 · doc4.xml · derivative · entry 4

ANSARI ABID · CIK 0001770149 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,514

Underlying: Common Stock · 878 shares

Expires 2027-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested as to 25% of the underlying shares on March 24, 2018 and vests in equal installments at the end of each successive three month period over the 36 months following such date.

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May 15, 2020 Filed May 19, 2020 11:17 UTC
ANSARI ABIDChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 8,783 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-20-030319 · doc4.xml · derivative · entry 3

ANSARI ABID · CIK 0001770149 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,568

Underlying: Common Stock · 8,783 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the underlying shares on August 11, 2017 and vests in equal installments at the end of each successive three month period over the 36 months following such date.

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May 15, 2020 Filed May 19, 2020 11:17 UTC
ANSARI ABIDChief Financial Officer
Exercise / conversionCommon Stock 878 $1.18 $1,036.04
Disclosure

SEC source: 0001209191-20-030319 · doc4.xml · nonDerivative · entry 2

ANSARI ABID · CIK 0001770149 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,112 additional shares acquired under the Company's 2019 Employee Stock Purchase Plan since the Reporting Person's ownership report filed on January 8, 2020.

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May 15, 2020 Filed May 19, 2020 11:17 UTC
ANSARI ABIDChief Financial Officer
Exercise / conversionCommon Stock 8,783 $1.20 $10,539.60
Disclosure

SEC source: 0001209191-20-030319 · doc4.xml · nonDerivative · entry 1

ANSARI ABID · CIK 0001770149 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,112 additional shares acquired under the Company's 2019 Employee Stock Purchase Plan since the Reporting Person's ownership report filed on January 8, 2020.

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May 13, 2020 Filed May 15, 2020 20:00 UTC GrantStock Option (Right to Buy) · Derivative 41,038 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001209191-20-029691 · doc4.xml · derivative · entry 1

Buehler Kevin · CIK 0001792722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,038

Underlying: Common Stock · 41,038 shares

Expires 2030-05-12

F1 · derivative.exercise_date: The option vests on the earlier of May 13, 2021 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after May 13, 2020.

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May 13, 2020 Filed May 15, 2020 20:00 UTC GrantStock Option (Right to Buy) · Derivative 41,038 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001209191-20-029690 · doc4.xml · derivative · entry 1

Sharp Shalini · CIK 0001377202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,038

Underlying: Common Stock · 41,038 shares

Expires 2030-05-12

F1 · derivative.exercise_date: The option vests on the earlier of May 13, 2021 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after May 13, 2020.

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May 13, 2020 Filed May 15, 2020 20:00 UTC GrantStock Option (Right to Buy) · Derivative 41,038 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001209191-20-029688 · doc4.xml · derivative · entry 1

Schinazi Raymond F · CIK 0001397607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,038

Underlying: Common Stock · 41,038 shares

Expires 2030-05-12

F1 · derivative.exercise_date: The option vests on the earlier of May 13, 2021 or the day immediately prior to the date of the next annual meeting of the Company's stockholders occurring after May 13, 2020.

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April 14, 2020 Filed Apr 15, 2020 21:26 UTC
JANTZ DEREKDirector · Chief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,392 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001209191-20-024509 · doc4.xml · derivative · entry 2

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854

Underlying: Common Stock · 4,392 shares

Expires 2027-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 25% of the underlying shares on March 24, 2018 and vests in equal installments at the end of the each successive three-month period over the 36 months following such date.

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April 14, 2020 Filed Apr 15, 2020 21:26 UTC
JANTZ DEREKDirector · Chief Scientific Officer
Exercise / conversionCommon Stock 4,392 $1.18 $5,182.56
Disclosure

SEC source: 0001209191-20-024509 · doc4.xml · nonDerivative · entry 1

JANTZ DEREK · CIK 0001769828 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,862,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:36 UTC GrantStock Option (Right To Buy) · Derivative 71,776 $0.00 Strike: $7.57 $0.00
Disclosure

SEC source: 0001209191-20-018527 · doc4.xml · derivative · entry 1

Germano Geno J · CIK 0001424383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,776

Underlying: Common Stock · 71,776 shares

Expires 2030-03-09

F1 · derivative.exercise_date: The option vests over 3 years in 36 substantially equal monthly installments following March 10, 2020.

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February 28, 2020 Filed Mar 7, 2022 16:14 UTC
Scimeca DarioGeneral Counsel and Secretary
GrantCommon Stock 2,072 $5.61 $11,623.92
Disclosure

SEC source: 0001209191-22-016629 · doc4.xml · nonDerivative · entry 1

Scimeca Dario · CIK 0001779581 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

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January 06, 2020 Filed Jan 8, 2020 13:23 UTC
ANSARI ABIDChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,634 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001209191-20-002445 · doc4.xml · derivative · entry 4

ANSARI ABID · CIK 0001770149 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,392

Underlying: Common Stock · 2,634 shares

Expires 2027-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the underlying shares on March 24, 2018 and vests in equal installments at the end of each successive three-month period over the 36 months following such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.