Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 5, 2020 00:46 UTC |
Garfin MitchellPortfolio Manager
|
GrantPhantom Shares · Derivative | 5,974.912 | $11.36 | $67,875.00 |
DisclosureSEC source: 0000899243-20-002908 · doc4.xml · derivative · entry 3 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,974.912 Underlying: Common Stock · 5,974.912 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:46 UTC |
Garfin MitchellPortfolio Manager
|
Disposition to issuerCommon Stock | 4,615.7811 | $11.36 | $52,435.27 |
DisclosureSEC source: 0000899243-20-002908 · doc4.xml · nonDerivative · entry 2 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:46 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionCommon Stock | 4,615.7811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002908 · doc4.xml · nonDerivative · entry 1 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,615.7811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:37 UTC |
Delbos DavidPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 4,147.1353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002898 · doc4.xml · derivative · entry 4 Delbos David · CIK 0001743894 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,294.2707 Underlying: Common Stock · 4,147.1353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:37 UTC |
Delbos DavidPortfolio Manager
|
GrantPhantom Shares · Derivative | 9,348.2614 | $11.36 | $106,196.25 |
DisclosureSEC source: 0000899243-20-002898 · doc4.xml · derivative · entry 3 Delbos David · CIK 0001743894 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,348.2614 Underlying: Common Stock · 9,348.2614 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:37 UTC |
Delbos DavidPortfolio Manager
|
Disposition to issuerCommon Stock | 4,147.1353 | $11.36 | $47,111.46 |
DisclosureSEC source: 0000899243-20-002898 · doc4.xml · nonDerivative · entry 2 Delbos David · CIK 0001743894 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,482.115 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 00:37 UTC |
Delbos DavidPortfolio Manager
|
Exercise / conversionCommon Stock | 4,147.1353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002898 · doc4.xml · nonDerivative · entry 1 Delbos David · CIK 0001743894 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,629.2503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:29 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 1,270.3 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007000 · doc4.xml · derivative · entry 4 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270.3 Underlying: Common Stock · 1,270.3 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:29 UTC |
Garfin MitchellPortfolio Manager
|
GrantPhantom Shares · Derivative | 9,008.58 | $10.49 | $94,500.00 |
DisclosureSEC source: 0001209191-19-007000 · doc4.xml · derivative · entry 3 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,008.58 Underlying: Common Stock · 9,008.58 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:29 UTC |
Garfin MitchellPortfolio Manager
|
Disposition to issuerCommon Stock | 1,270.3 | $10.49 | $13,325.45 |
DisclosureSEC source: 0001209191-19-007000 · doc4.xml · nonDerivative · entry 2 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:29 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionCommon Stock | 1,270.3 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007000 · doc4.xml · nonDerivative · entry 1 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270.3 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:28 UTC |
Delbos DavidPortfolio Manager
|
GrantPhantom Shares · Derivative | 11,517.9 | $10.49 | $120,822.77 |
DisclosureSEC source: 0001209191-19-006993 · doc4.xml · derivative · entry 1 Delbos David · CIK 0001743894 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,517.9 Underlying: Common Stock · 11,517.9 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 19:45 UTC |
Garfin MitchellPortfolio Manager
|
SaleCommon Stock | 5,000 | $11.29 | $56,450.00 |
DisclosureSEC source: 0001209191-18-046191 · doc4.xml · nonDerivative · entry 1 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2865 to $11.29. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| May 10, 2018 Filed May 14, 2018 13:25 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 37,146 | $11.40 | $423,464.40 |
DisclosureSEC source: 0001510281-18-000035 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,264,992 Read SEC document |
| May 09, 2018 Filed May 10, 2018 17:59 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 19,675 | $11.41 | $224,491.75 |
DisclosureSEC source: 0001510281-18-000033 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,302,138 Read SEC document |
| May 08, 2018 Filed May 10, 2018 17:59 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 33,724 | $11.39 | $384,116.36 |
DisclosureSEC source: 0001510281-18-000033 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,321,813 Read SEC document |
| May 04, 2018 Filed May 4, 2018 20:32 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 13,467 | $11.38 | $153,254.46 |
DisclosureSEC source: 0001510281-18-000032 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,355,537 Read SEC document |
| May 03, 2018 Filed May 4, 2018 13:18 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 83,100 | $11.37 | $944,847.00 |
DisclosureSEC source: 0001510281-18-000031 · primary_doc.xml · nonDerivative · entry 4 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,369,004 Read SEC document |
| May 02, 2018 Filed May 4, 2018 13:18 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 1,496 | $11.44 | $17,114.24 |
DisclosureSEC source: 0001510281-18-000031 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,452,104 Read SEC document |
| April 30, 2018 Filed May 4, 2018 13:18 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 8,687 | $11.44 | $99,379.28 |
DisclosureSEC source: 0001510281-18-000031 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,503,600 Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 13:12 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 50,000 | $11.43 | $571,500.00 |
DisclosureSEC source: 0001510281-18-000030 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,512,287 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 13:12 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 3,225 | $11.42 | $36,829.50 |
DisclosureSEC source: 0001510281-18-000030 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,562,287 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 15:24 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 40,229 | $11.36 | $457,001.44 |
DisclosureSEC source: 0001510281-18-000029 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,565,512 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 15:24 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 316,717 | $11.42 | $3,616,908.14 |
DisclosureSEC source: 0001510281-18-000029 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,605,741 Read SEC document |
| April 23, 2018 Filed Apr 24, 2018 18:40 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 110,459 | $11.45 | $1,264,755.55 |
DisclosureSEC source: 0001510281-18-000028 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,922,458 Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 18:40 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 75,500 | $11.46 | $865,230.00 |
DisclosureSEC source: 0001510281-18-000028 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,032,917 Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 16:32 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 114,387 | $11.48 | $1,313,162.76 |
DisclosureSEC source: 0001510281-18-000027 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,108,278 Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 16:32 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 95,421 | $11.54 | $1,101,158.34 |
DisclosureSEC source: 0001510281-18-000027 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,222,665 Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 16:32 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
Disposition to issuerCommon Stock | 1,784,448 | $12.41 | $22,144,999.68 |
DisclosureSEC source: 0001510281-18-000027 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,318,086 Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:20 UTC |
Marshall Adrian CPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 781.75 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007047 · doc4.xml · derivative · entry 3 Marshall Adrian C · CIK 0001463985 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563.51 Underlying: Common Stock · 781.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:20 UTC |
Marshall Adrian CPortfolio Manager
|
Disposition to issuerCommon Stock | 781.75 | $11.68 | $9,130.84 |
DisclosureSEC source: 0001209191-18-007047 · doc4.xml · nonDerivative · entry 2 Marshall Adrian C · CIK 0001463985 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:20 UTC |
Marshall Adrian CPortfolio Manager
|
Exercise / conversionCommon Stock | 781.75 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007047 · doc4.xml · nonDerivative · entry 1 Marshall Adrian C · CIK 0001463985 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781.75 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:07 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 1,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006998 · doc4.xml · derivative · entry 3 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,358.01 Underlying: Common Stock · 1,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:07 UTC |
Garfin MitchellPortfolio Manager
|
Disposition to issuerCommon Stock | 1,179 | $11.68 | $13,770.72 |
DisclosureSEC source: 0001209191-18-006998 · doc4.xml · nonDerivative · entry 2 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:07 UTC |
Garfin MitchellPortfolio Manager
|
Exercise / conversionCommon Stock | 1,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006998 · doc4.xml · nonDerivative · entry 1 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 19:26 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 30,025 | $11.72 | $351,893.00 |
DisclosureSEC source: 0001510281-18-000012 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 8,102,534 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:26 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 186,788 | $11.74 | $2,192,891.12 |
DisclosureSEC source: 0001510281-18-000012 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 8,132,559 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 20:39 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 50,000 | $11.73 | $586,500.00 |
DisclosureSEC source: 0001510281-18-000010 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 8,319,347 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 18:41 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 5,600 | $11.74 | $65,744.00 |
DisclosureSEC source: 0001510281-18-000008 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 8,369,347 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 19:36 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 2,050 | $11.68 | $23,944.00 |
DisclosureSEC source: 0001510281-18-000004 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 8,374,947 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 04, 2018 Filed Feb 23, 2018 21:57 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 159,935 | $11.69 | $1,869,640.15 |
DisclosureSEC source: 0001510281-18-000017 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 8,412,531 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:49 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 47,672 | $11.73 | $559,192.56 |
DisclosureSEC source: 0001510281-18-000001 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 8,572,466 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 03, 2018 Filed Feb 23, 2018 21:57 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 47,672 | $11.73 | $559,192.56 |
DisclosureSEC source: 0001510281-18-000017 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 8,572,466 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 16:55 UTC |
Keenan JamesPortfolio Manager
|
PurchaseCommon Stock | 10,000 | $11.69 | $116,880.00 |
DisclosureSEC source: 0001209191-17-046402 · doc4.xml · nonDerivative · entry 1 Keenan James · CIK 0001406689 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,325 Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 18:28 UTC |
Lynch Catherine A.Director
|
PurchaseCommon Stock | 2,120 | $11.78 | $24,973.60 |
DisclosureSEC source: 0001209191-17-039079 · doc4.xml · nonDerivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,275 F1 · balance_after: Reflects adjustment of share ownership in connection with a one for three reverse stock split effective after the close of trading on November 15, 2016 for the shareholders of record on November 15, 2016. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:11 UTC |
Keenan JamesPortfolio Manager
|
PurchaseCommon Stock | 1,500 | $11.55 | $17,324.55 |
DisclosureSEC source: 0001209191-17-009369 · doc4.xml · nonDerivative · entry 1 Keenan James · CIK 0001406689 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,325 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 18:45 UTC |
Marshall Adrian CPortfolio Manager
|
GrantPhantom Shares · Derivative | 2,404.18 | $11.48 | $27,599.99 |
DisclosureSEC source: 0001209191-17-006980 · doc4.xml · derivative · entry 1 Marshall Adrian C · CIK 0001463985 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,404.18 Underlying: Common Stock · 2,404.18 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 18:41 UTC |
Garfin MitchellPortfolio Manager
|
GrantPhantom Shares · Derivative | 3,625.87 | $11.48 | $41,624.99 |
DisclosureSEC source: 0001209191-17-006969 · doc4.xml · derivative · entry 1 Garfin Mitchell · CIK 0001464011 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,625.87 Underlying: Common Stock · 3,625.87 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 12, 2017 Filed Jan 12, 2017 22:35 UTC |
Egan CynthiaDirector
|
PurchaseCommon Stock | 200 | $11.42 | $2,284.00 |
DisclosureSEC source: 0001209191-17-003533 · doc4.xml · nonDerivative · entry 1 Egan Cynthia · CIK 0001584240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 15:22 UTC |
Egan CynthiaDirector
|
PurchaseCommon Stock | 8,550 | $11.47 | $98,097.57 |
DisclosureSEC source: 0001209191-17-003303 · doc4.xml · nonDerivative · entry 1 Egan Cynthia · CIK 0001584240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,550 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.