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Nasdaq · USD

DSGR

Distribution Solutions Group, Inc.

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4649
SEC CIK
0000703604
Parsed reports
248

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 11, 2018 Filed Apr 13, 2018 14:26 UTC
DeCata Michael GDirector · President and CEO
OtherMarket Stock Units · Derivative 86,901 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000025 · wf-form4_152362956270395.xml · derivative · entry 3

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,901 shares

Expires 2019-12-31

F1 · kind: These previously-granted awards have been canceled in accordance with the (i) Amendment No. 1 to Award Agreement by the between the Issuer and the Reporting Person dated as of August 14, 2017 and entered into on April 11, 2018 and (ii) Amended and Restated Restricted Stock Award Agreement entered into on April 11, 2018 between the Issuer and the Reporting Person.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 14:26 UTC
DeCata Michael GDirector · President and CEO
GrantRestricted Stock Awards · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000025 · wf-form4_152362956270395.xml · derivative · entry 2

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2019-12-31

F2 · security: The restricted stock reported will vest on December 31, 2019 if the Reporting Person is still employed by the Issuer. The Reporting Person is required to hold 100% of the restricted stock that vests, net of taxes, until December 31, 2021.

F3 · kind: These awards were granted to the Reporting Person in accordance with the (i) Amended and Restated Restricted Stock Award Agreement entered into on April 11, 2018 between the Issuer and the Reporting Person; and (ii) Award Agreement entered into on April 11, 2018 between the Issuer and the Reporting Person.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 14:26 UTC
DeCata Michael GDirector · President and CEO
OtherRestricted Stock Awards · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000025 · wf-form4_152362956270395.xml · derivative · entry 1

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-12-31

F1 · kind: These previously-granted awards have been canceled in accordance with the (i) Amendment No. 1 to Award Agreement by the between the Issuer and the Reporting Person dated as of August 14, 2017 and entered into on April 11, 2018 and (ii) Amended and Restated Restricted Stock Award Agreement entered into on April 11, 2018 between the Issuer and the Reporting Person.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:10 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
Exercise / conversionStock Performance Rights · Derivative 10,000 $0.00 Strike: $25.43 $0.00
Disclosure

SEC source: 0000703604-18-000021 · wf-form4_152148301761873.xml · derivative · entry 1

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1. Each Stock Performance Right was exchanged for cash in the amount of the current price of the Company's common stock less the exercise price ($26.55 - $25.43)

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:06 UTC
DeCata Michael GDirector · President and CEO
GrantRestricted Stock Awards · Derivative 5,000 $25.20 Strike: $0.00 $126,000.00
Disclosure

SEC source: 0000703604-18-000019 · wf-form4_152062957290876.xml · derivative · entry 7

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2021-03-07

F1 · security: Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock awards.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:06 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 200 $25.00 $5,000.00
Disclosure

SEC source: 0000703604-18-000019 · wf-form4_152062957290876.xml · nonDerivative · entry 6

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,591

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:06 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 200 $24.95 $4,990.00
Disclosure

SEC source: 0000703604-18-000019 · wf-form4_152062957290876.xml · nonDerivative · entry 5

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,391

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:06 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 69 $24.90 $1,718.10
Disclosure

SEC source: 0000703604-18-000019 · wf-form4_152062957290876.xml · nonDerivative · entry 4

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,191

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:06 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 400 $24.80 $9,920.00
Disclosure

SEC source: 0000703604-18-000019 · wf-form4_152062957290876.xml · nonDerivative · entry 3

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,122

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:06 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 80 $24.75 $1,980.00
Disclosure

SEC source: 0000703604-18-000019 · wf-form4_152062957290876.xml · nonDerivative · entry 2

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,722

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:06 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 20 $24.65 $493.00
Disclosure

SEC source: 0000703604-18-000019 · wf-form4_152062957290876.xml · nonDerivative · entry 1

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,642

Read SEC document
March 06, 2018 Filed Mar 7, 2018 14:17 UTC
King John BryanDirector · 10% owner
PurchaseCommon Stock 120,000 $25.00 $2,999,952.00
Disclosure

SEC source: 0000310051-18-000005 · primary_doc.xml · nonDerivative · entry 1

KING LUTHER CAPITAL MANAGEMENT CORP · CIK 0000310051 · 10% owner

LKCM Private Discipline Master Fund, SPC · CIK 0001406372 · 10% owner

LKCM Investment Partnership, L.P. · CIK 0001406371 · 10% owner

LKCM Micro-Cap Partnership, L.P. · CIK 0001502285 · 10% owner

LKCM Core Discipline, L.P. · CIK 0001502283 · 10% owner

LKCM Headwater Investments II, L.P. · CIK 0001621801 · 10% owner

King Luther Jr · CIK 0001290407 · 10% owner

King John Bryan · CIK 0001406297 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,574,202

F1 · ownership.nature: This Form 4 is filed by Luther King Capital Management Corporation (LKCM), LKCM Private Discipline Master Fund, SPC (PDP), LKCM Investment Partnership, L.P. (LIP), LKCM Micro-Cap Partnership, L.P. (Micro), LKCM Core Discipline, L.P. (Core), LKCM Headwater Investments II, L.P. (HW), J. Luther King, Jr. and J. Bryan King (Reporting Persons). LKCM Private Discipline Management, L.P. holds the management shares of PDP, and LKCM Alternative Management, LLC (PDP GP) is its general partner. LKCM Investment Partnership GP, LLC (LIP GP) is the general partner of LIP. LKCM Micro-Cap Management, L.P. (Micro GP) is the general partner of Micro. LKCM Core Discipline Management, L.P. (Core GP) is the general partner of Core. LKCM Headwater Investments II GP, L.P. (HW GP) is the general partner of HW.

F2 · ownership.nature: LKCM is the investment manager for PDP, LIP, Micro, Core and HW. J. Luther King, Jr. is a controlling shareholder or member, as applicable, of LKCM and LIP GP. J. Bryan King is a controlling member of HW GP and a director of the issuer. J. Luther King, Jr. and J. Bryan King are controlling members of PDP GP, Micro GP and Core GP.

F3 · ownership.nature: Includes (i) 1,689,358 shares held by PDP, (ii) 250,000 shares held by LIP, (iii) 26,102 shares held by Micro, (iv) 10,128 shares held by Core, (v) 592,326 shares held by HW, (vi) 2,500 shares held by a separately managed portfolio for which LKCM serves as investment adviser, and (vii) 3,788 restricted shares held by J. Bryan King.

F4 · ownership.nature: Each of the Reporting Persons expressly disclaims membership in a group under the Securities Exchange Act of 1934, as amended, with respect to the securities reported herein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is a member of such a group. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is the beneficial owner of such securities for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 16:00 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 200 $24.70 $4,940.00
Disclosure

SEC source: 0000703604-18-000017 · wf-form4_152043838706342.xml · nonDerivative · entry 8

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,622

Read SEC document
March 06, 2018 Filed Mar 7, 2018 16:00 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 898 $24.75 $22,225.50
Disclosure

SEC source: 0000703604-18-000017 · wf-form4_152043838706342.xml · nonDerivative · entry 7

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,422

Read SEC document
March 06, 2018 Filed Mar 7, 2018 16:00 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 110 $24.35 $2,678.50
Disclosure

SEC source: 0000703604-18-000017 · wf-form4_152043838706342.xml · nonDerivative · entry 6

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,524

Read SEC document
March 05, 2018 Filed Mar 7, 2018 16:00 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 100 $24.65 $2,465.00
Disclosure

SEC source: 0000703604-18-000017 · wf-form4_152043838706342.xml · nonDerivative · entry 5

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,414

Read SEC document
March 05, 2018 Filed Mar 7, 2018 16:00 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 180 $24.60 $4,428.00
Disclosure

SEC source: 0000703604-18-000017 · wf-form4_152043838706342.xml · nonDerivative · entry 4

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,314

Read SEC document
March 05, 2018 Filed Mar 7, 2018 16:00 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 500 $24.75 $12,375.00
Disclosure

SEC source: 0000703604-18-000017 · wf-form4_152043838706342.xml · nonDerivative · entry 3

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,134

Read SEC document
March 05, 2018 Filed Mar 7, 2018 16:00 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 101 $24.70 $2,494.70
Disclosure

SEC source: 0000703604-18-000017 · wf-form4_152043838706342.xml · nonDerivative · entry 2

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,634

Read SEC document
March 05, 2018 Filed Mar 7, 2018 16:00 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 100 $24.40 $2,440.00
Disclosure

SEC source: 0000703604-18-000017 · wf-form4_152043838706342.xml · nonDerivative · entry 1

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,533

Read SEC document
March 02, 2018 Filed Mar 5, 2018 14:20 UTC
King John BryanDirector · 10% owner
PurchaseCommon Stock 125,000 $24.00 $3,000,000.00
Disclosure

SEC source: 0000310051-18-000004 · primary_doc.xml · nonDerivative · entry 1

KING LUTHER CAPITAL MANAGEMENT CORP · CIK 0000310051 · 10% owner

LKCM Private Discipline Master Fund, SPC · CIK 0001406372 · 10% owner

LKCM Investment Partnership, L.P. · CIK 0001406371 · 10% owner

LKCM Micro-Cap Partnership, L.P. · CIK 0001502285 · 10% owner

LKCM Core Discipline, L.P. · CIK 0001502283 · 10% owner

LKCM Headwater Investments II, L.P. · CIK 0001621801 · 10% owner

King Luther Jr · CIK 0001290407 · 10% owner

King John Bryan · CIK 0001406297 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,454,202

F1 · ownership.nature: This Form 4 is filed by Luther King Capital Management Corporation (LKCM), LKCM Private Discipline Master Fund, SPC (PDP), LKCM Investment Partnership, L.P. (LIP), LKCM Micro-Cap Partnership, L.P. (Micro), LKCM Core Discipline, L.P. (Core), LKCM Headwater Investments II, L.P. (HW), J. Luther King, Jr. and J. Bryan King (Reporting Persons). LKCM Private Discipline Management, L.P. holds the management shares of PDP, and LKCM Alternative Management, LLC (PDP GP) is its general partner. LKCM Investment Partnership GP, LLC (LIP GP) is the general partner of LIP. LKCM Micro-Cap Management, L.P. (Micro GP) is the general partner of Micro. LKCM Core Discipline Management, L.P. (Core GP) is the general partner of Core. LKCM Headwater Investments II GP, L.P. (HW GP) is the general partner of HW.

F2 · ownership.nature: LKCM is the investment manager for PDP, LIP, Micro, Core and HW. J. Luther King, Jr. is a controlling shareholder or member, as applicable, of LKCM and LIP GP. J. Bryan King is a controlling member of HW GP and a director of the issuer. J. Luther King, Jr. and J. Bryan King are controlling members of PDP GP, Micro GP, and Core GP.

F3 · ownership.nature: Includes (i) 1,689,358 shares held by PDP, (ii) 250,000 shares held by LIP, (iii) 26,102 shares held by Micro, (iv) 10,128 shares held by Core, (v) 472,326 shares held by HW, (vi) 2,500 shares held by a separately managed portfolio for which LKCM serves as investment adviser, and (vii) 3,788 restricted shares held by J. Bryan King.

F4 · ownership.nature: Each of the Reporting Persons expressly disclaims membership in a group under the Securities Exchange Act of 1934, as amended, with respect to the securities reported herein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is a member of such a group. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is the beneficial owner of such securities for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 16:18 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 398 $24.00 $9,552.00
Disclosure

SEC source: 0000703604-18-000015 · wf-form4_152026670864050.xml · nonDerivative · entry 4

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,433

Read SEC document
March 02, 2018 Filed Mar 5, 2018 16:18 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 102 $23.95 $2,442.90
Disclosure

SEC source: 0000703604-18-000015 · wf-form4_152026670864050.xml · nonDerivative · entry 3

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,035

Read SEC document
March 02, 2018 Filed Mar 5, 2018 16:18 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 400 $23.50 $9,400.00
Disclosure

SEC source: 0000703604-18-000015 · wf-form4_152026670864050.xml · nonDerivative · entry 2

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,933

Read SEC document
March 01, 2018 Filed Mar 5, 2018 16:18 UTC
DeCata Michael GDirector · President and CEO
PurchaseCommon Stock, $1 par value 942 $23.49 $22,127.30
Disclosure

SEC source: 0000703604-18-000015 · wf-form4_152026670864050.xml · nonDerivative · entry 1

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,533

Read SEC document
February 28, 2018 Filed Mar 2, 2018 18:33 UTC
King John BryanDirector · 10% owner
PurchaseCommon Stock 100,000 $24.00 $2,400,000.00
Disclosure

SEC source: 0000310051-18-000002 · primary_doc.xml · nonDerivative · entry 1

KING LUTHER CAPITAL MANAGEMENT CORP · CIK 0000310051 · 10% owner

LKCM Private Discipline Master Fund, SPC · CIK 0001406372 · 10% owner

LKCM Investment Partnership, L.P. · CIK 0001406371 · 10% owner

LKCM Micro-Cap Partnership, L.P. · CIK 0001502285 · 10% owner

LKCM Core Discipline, L.P. · CIK 0001502283 · 10% owner

LKCM Headwater Investments II, L.P. · CIK 0001621801 · 10% owner

King Luther Jr · CIK 0001290407 · 10% owner

King John Bryan · CIK 0001406297 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,329,202

F1 · ownership.nature: This Form 4 is filed by Luther King Capital Management Corporation (LKCM), LKCM Private Discipline Master Fund, SPC (PDP), LKCM Investment Partnership, L.P. (LIP), LKCM Micro-Cap Partnership, L.P. (Micro), LKCM Core Discipline, L.P. (Core), LKCM Headwater Investments II, L.P. (HW), J. Luther King, Jr. and J. Bryan King (Reporting Persons). LKCM Private Discipline Management, L.P. holds the management shares of PDP, and LKCM Alternative Management, LLC (PDP GP) is its general partner. LKCM Investment Partnership GP, LLC (LIP GP) is the general partner of LIP. LKCM Micro-Cap Management, L.P. (Micro GP) is the general partner of Micro. LKCM Headwater Investments II GP, L.P. (HW GP) is the general partner of HW.

F2 · ownership.nature: LKCM is the investment manager for PDP, LIP, Micro, Core and HW. J. Luther King, Jr. is a controlling shareholder or member, as applicable, of LKCM and LIP GP. J. Bryan King is a controlling member of HW GP and a director of the issuer. J. Luther King, Jr. and J. Bryan King are controlling members of PDP GP, Micro GP and Core GP.

F3 · ownership.nature: Includes (i) 1,689,358 shares held by PDP, (ii) 250,000 shares held by LIP, (iii) 26,102 shares held by Micro, (iv) 10,128 shares held by Core, (v) 347,326 shares held by HW, (vi) 2,500 shares held by a separately managed portfolio for which LKCM serves as investment adviser, and (vii) 3,788 restricted shares held by J. Bryan King.

F4 · ownership.nature: Each of the Reporting Persons expressly disclaims membership in a group under the Securities Exchange Act of 1934, as amended, with respect to the securities reported herein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is a member of such a group. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is the beneficial owner of such securities for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:01 UTC SaleCommon Stock 100,000 $24.00 $2,400,000.00
Disclosure

SEC source: 0001144204-18-012426 · tv487546_4.xml · nonDerivative · entry 1

PORT RONALD B · CIK 0001209519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,583

Read SEC document
January 08, 2018 Filed Jan 10, 2018 17:45 UTC
McCarthy ShaneSVP Supply Chain & Bus. Devel.
GrantRestricted Stock Units · Derivative 2,084 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000008 · wf-form4_151560632345794.xml · derivative · entry 3

McCarthy Shane · CIK 0001577380 · SVP Supply Chain & Bus. Devel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Common Stock · 2,084 shares

Expires 2020-12-31

F3 · shares: Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock units.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 17:45 UTC
McCarthy ShaneSVP Supply Chain & Bus. Devel.
GrantMarket Stock Units · Derivative 5,018 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000008 · wf-form4_151560632345794.xml · derivative · entry 2

McCarthy Shane · CIK 0001577380 · SVP Supply Chain & Bus. Devel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018

Underlying: Common Stock · 5,018 shares

Expires 2020-12-31

F2 · shares: Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2020.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 17:45 UTC
McCarthy ShaneSVP Supply Chain & Bus. Devel.
GrantStock Performance Rights · Derivative 5,057 $0.00 Strike: $24.70 $0.00
Disclosure

SEC source: 0000703604-18-000008 · wf-form4_151560632345794.xml · derivative · entry 1

McCarthy Shane · CIK 0001577380 · SVP Supply Chain & Bus. Devel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,057

Underlying: Common Stock · 5,057 shares

Expires 2025-12-31

F1 · shares: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 17:40 UTC
Knutson Ronald JEVP CFO Controller & Treasurer
GrantRestricted Stock Units · Derivative 4,341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000004 · wf-form4_151560602123699.xml · derivative · entry 3

Knutson Ronald J · CIK 0001454358 · EVP CFO Controller & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,341

Underlying: Common Stock · 4,341 shares

Expires 2020-12-31

F4 · shares: Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock units.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 17:40 UTC
Knutson Ronald JEVP CFO Controller & Treasurer
GrantMarket Stock Units · Derivative 10,451 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000004 · wf-form4_151560602123699.xml · derivative · entry 2

Knutson Ronald J · CIK 0001454358 · EVP CFO Controller & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,451

Underlying: Common Stock · 10,451 shares

Expires 2020-12-31

F2 · shares: Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2020.

F3 · shares: Holder is required to hold 100% of the restricted stock that vests, net of taxes, until December 31, 2022.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 17:40 UTC
Knutson Ronald JEVP CFO Controller & Treasurer
GrantStock Performance Rights · Derivative 8,742 $0.00 Strike: $24.70 $0.00
Disclosure

SEC source: 0000703604-18-000004 · wf-form4_151560602123699.xml · derivative · entry 1

Knutson Ronald J · CIK 0001454358 · EVP CFO Controller & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,742

Underlying: Common Stock · 8,742 shares

Expires 2025-12-31

F1 · shares: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

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January 08, 2018 Filed Jan 10, 2018 17:43 UTC GrantRestricted Stock Units · Derivative 1,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000006 · wf-form4_151560618222594.xml · derivative · entry 3

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,822

Underlying: Common Stock · 1,822 shares

Expires 2020-12-31

F3 · shares: Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock units.

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January 08, 2018 Filed Jan 10, 2018 17:43 UTC GrantMarket Stock Units · Derivative 4,386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000006 · wf-form4_151560618222594.xml · derivative · entry 2

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,386

Underlying: Common Stock · 4,386 shares

Expires 2020-12-31

F2 · shares: Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2020.

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January 08, 2018 Filed Jan 10, 2018 17:43 UTC GrantStock Performance Rights · Derivative 4,420 $0.00 Strike: $24.70 $0.00
Disclosure

SEC source: 0000703604-18-000006 · wf-form4_151560618222594.xml · derivative · entry 1

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,420

Underlying: Common Stock · 4,420 shares

Expires 2025-12-31

F1 · shares: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

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January 08, 2018 Filed Jan 10, 2018 17:38 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
GrantRestricted Stock Units · Derivative 5,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000002 · wf-form4_151560578423048.xml · derivative · entry 3

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,194

Underlying: Common Stock · 5,194 shares

Expires 2020-12-31

F4 · shares: Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock units.

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January 08, 2018 Filed Jan 10, 2018 17:38 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
GrantMarket Stock Units · Derivative 12,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000002 · wf-form4_151560578423048.xml · derivative · entry 2

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,504

Underlying: Common Stock · 12,504 shares

Expires 2020-12-31

F2 · shares: Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2020.

F3 · shares: Holder is required to hold 100% of the restricted stock that vests, net of taxes, until December 31, 2022.

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January 08, 2018 Filed Jan 10, 2018 17:38 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
GrantStock Performance Rights · Derivative 10,460 $0.00 Strike: $24.70 $0.00
Disclosure

SEC source: 0000703604-18-000002 · wf-form4_151560578423048.xml · derivative · entry 1

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,460

Underlying: Common Stock · 10,460 shares

Expires 2025-12-31

F1 · shares: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

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August 15, 2017 Filed Aug 17, 2017 18:37 UTC SaleCommon Stock, $1.00 par value 424 $23.70 $10,048.80
Disclosure

SEC source: 0000703604-17-000082 · wf-form4_150299503356912.xml · nonDerivative · entry 1

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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August 14, 2017 Filed Aug 16, 2017 10:46 UTC
DeCata Michael GDirector · President and CEO
GrantRestricted Stock Awards · Derivative 29,083 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-17-000078 · wf-form4_150288036717853.xml · derivative · entry 8

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083

Underlying: Common Stock · 29,083 shares

Expires 2020-08-14

F6 · security: Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock awards.

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August 14, 2017 Filed Aug 16, 2017 10:46 UTC
DeCata Michael GDirector · President and CEO
GrantMarket Stock Units · Derivative 86,901 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-17-000078 · wf-form4_150288036717853.xml · derivative · entry 7

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,901

Underlying: Common Stock · 86,901 shares

Expires 2019-12-31

F4 · security: Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2019.

F5 · security: Holder is required to hold 100% of the restricted stock that vests, net of taxes, until December 31, 2021.

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August 14, 2017 Filed Aug 16, 2017 10:46 UTC
DeCata Michael GDirector · President and CEO
GrantStock Performance Rights · Derivative 10,123 $0.00 Strike: $31.70 $0.00
Disclosure

SEC source: 0000703604-17-000078 · wf-form4_150288036717853.xml · derivative · entry 6

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,123

Underlying: Common Stock · 10,123 shares

Expires 2024-08-14

F3 · security: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

F2 · derivative.exercise_date: Awards vest 1/3 on August 14, 2018, 1/3 on August 14, 2019 and 1/3 on August 14, 2020.

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August 14, 2017 Filed Aug 16, 2017 10:46 UTC
DeCata Michael GDirector · President and CEO
GrantStock Performance Rights · Derivative 13,667 $0.00 Strike: $27.70 $0.00
Disclosure

SEC source: 0000703604-17-000078 · wf-form4_150288036717853.xml · derivative · entry 5

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,667

Underlying: Common Stock · 13,667 shares

Expires 2024-08-14

F3 · security: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

F2 · derivative.exercise_date: Awards vest 1/3 on August 14, 2018, 1/3 on August 14, 2019 and 1/3 on August 14, 2020.

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August 14, 2017 Filed Aug 16, 2017 10:46 UTC
DeCata Michael GDirector · President and CEO
GrantStock Performance Rights · Derivative 17,210 $0.00 Strike: $23.70 $0.00
Disclosure

SEC source: 0000703604-17-000078 · wf-form4_150288036717853.xml · derivative · entry 4

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,210

Underlying: Common Stock · 17,210 shares

Expires 2024-08-14

F3 · security: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

F2 · derivative.exercise_date: Awards vest 1/3 on August 14, 2018, 1/3 on August 14, 2019 and 1/3 on August 14, 2020.

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August 14, 2017 Filed Aug 16, 2017 10:46 UTC
DeCata Michael GDirector · President and CEO
GrantStock Options · Derivative 9,877 $0.00 Strike: $31.70 $0.00
Disclosure

SEC source: 0000703604-17-000078 · wf-form4_150288036717853.xml · derivative · entry 3

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,877

Underlying: Common Stock · 9,877 shares

Expires 2024-08-14

F1 · security: Represents the right to purchase one share of common stock in exchange for the exercise price at the date the reporting person exercises the right.

F2 · derivative.exercise_date: Awards vest 1/3 on August 14, 2018, 1/3 on August 14, 2019 and 1/3 on August 14, 2020.

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August 14, 2017 Filed Aug 16, 2017 10:46 UTC
DeCata Michael GDirector · President and CEO
GrantStock Options · Derivative 13,333 $0.00 Strike: $27.70 $0.00
Disclosure

SEC source: 0000703604-17-000078 · wf-form4_150288036717853.xml · derivative · entry 2

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 13,333 shares

Expires 2024-08-14

F1 · security: Represents the right to purchase one share of common stock in exchange for the exercise price at the date the reporting person exercises the right.

F2 · derivative.exercise_date: Awards vest 1/3 on August 14, 2018, 1/3 on August 14, 2019 and 1/3 on August 14, 2020.

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August 14, 2017 Filed Aug 16, 2017 10:46 UTC
DeCata Michael GDirector · President and CEO
GrantStock Options · Derivative 16,790 $0.00 Strike: $23.70 $0.00
Disclosure

SEC source: 0000703604-17-000078 · wf-form4_150288036717853.xml · derivative · entry 1

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,790

Underlying: Common Stock · 16,790 shares

Expires 2024-08-14

F1 · security: Represents the right to purchase one share of common stock in exchange for the exercise price at the date the reporting person exercises the right.

F2 · derivative.exercise_date: Awards vest 1/3 on August 14, 2018, 1/3 on August 14, 2019 and 1/3 on August 14, 2020.

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August 01, 2017 Filed Aug 2, 2017 20:21 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
Exercise / conversionRestricted Stock Award · Derivative 10,000 $23.05 Strike: $10.00 $230,500.00
Disclosure

SEC source: 0000703604-17-000072 · wf-form4_150170525508634.xml · derivative · entry 3

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 01, 2017 Filed Aug 2, 2017 20:21 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
SaleCommon Stock 5,662 $22.48 $127,308.37
Disclosure

SEC source: 0000703604-17-000072 · wf-form4_150170525508634.xml · nonDerivative · entry 2

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,945

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.