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DRTTF

DIRTT ENVIRONMENTAL SOLUTIONS LTD

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6673
SEC CIK
0001340476
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399

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 16:06 UTC
Kraus Charles RSee Remarks
GrantCommon Shares 21,591 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008917 · doc4.xml · nonDerivative · entry 3

Kraus Charles R · CIK 0001528691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,286

F2 · security: On March 1, 2022, the reporting person was granted 21,591 share awards ("Share Awards"), and 7,643 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:06 UTC
Kraus Charles RSee Remarks
Tax withholdingCommon Shares 7,520 $1.88 $14,137.60
Disclosure

SEC source: 0000899243-22-008917 · doc4.xml · nonDerivative · entry 2

Kraus Charles R · CIK 0001528691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,695

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:06 UTC
Kraus Charles RSee Remarks
Exercise / conversionCommon Shares 21,241 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008917 · doc4.xml · nonDerivative · entry 1

Kraus Charles R · CIK 0001528691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2021, the reporting person was granted 63,725 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:45 UTC
Warawa JenniferChief Commercial Officer
GrantPerformance-Based Restricted Share Units · Derivative 130,709 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008909 · doc4.xml · derivative · entry 7

Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,709

Underlying: Common Shares · 130,709 shares

Expires not disclosed

F4 · derivative.exercise_price: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 130,709 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 130,709 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · derivative.exercise_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 130,709 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · derivative.expiration_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 130,709 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · derivative.underlying_shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 130,709 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:45 UTC
Warawa JenniferChief Commercial Officer
GrantRestricted Share Units · Derivative 130,710 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008909 · doc4.xml · derivative · entry 6

Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,710

Underlying: Common Shares · 130,710 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 1, 2022 the reporting person was granted 130,710 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F3 · derivative.exercise_date: On March 1, 2022 the reporting person was granted 130,710 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F3 · derivative.expiration_date: On March 1, 2022 the reporting person was granted 130,710 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:45 UTC
Warawa JenniferChief Commercial Officer
Exercise / conversionRestricted Share Units · Derivative 35,339 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008909 · doc4.xml · derivative · entry 5

Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,279

Underlying: Common Shares · 35,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2021, the reporting person was granted 106,618 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F1 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 106,618 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F1 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 106,618 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:45 UTC
Warawa JenniferChief Commercial Officer
Tax withholdingCommon Shares 32,190 $1.88 $60,517.20
Disclosure

SEC source: 0000899243-22-008909 · doc4.xml · nonDerivative · entry 4

Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,466

F2 · security: On March 1, 2022, the reporting person was granted 80,677 share awards ("Share Awards"), and 32,190 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:45 UTC
Warawa JenniferChief Commercial Officer
GrantCommon Shares 80,677 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008909 · doc4.xml · nonDerivative · entry 3

Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,656

F2 · security: On March 1, 2022, the reporting person was granted 80,677 share awards ("Share Awards"), and 32,190 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:45 UTC
Warawa JenniferChief Commercial Officer
Tax withholdingCommon Shares 14,181 $1.88 $26,660.28
Disclosure

SEC source: 0000899243-22-008909 · doc4.xml · nonDerivative · entry 2

Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,656

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:45 UTC
Warawa JenniferChief Commercial Officer
Exercise / conversionCommon Shares 35,539 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008909 · doc4.xml · nonDerivative · entry 1

Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2021, the reporting person was granted 106,618 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:44 UTC
Greffen MarkChief Technology Officer
GrantPerformance-Based Restricted Share Units · Derivative 113,281 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008908 · doc4.xml · derivative · entry 7

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Common Shares · 113,281 shares

Expires not disclosed

F4 · derivative.exercise_price: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · derivative.exercise_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · derivative.expiration_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · derivative.underlying_shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · balance_after: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:44 UTC
Greffen MarkChief Technology Officer
GrantRestricted Share Units · Derivative 113,282 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008908 · doc4.xml · derivative · entry 6

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,282

Underlying: Common Shares · 113,282 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F3 · derivative.exercise_date: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F3 · derivative.expiration_date: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:44 UTC
Greffen MarkChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 25,490 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008908 · doc4.xml · derivative · entry 5

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,981

Underlying: Common Shares · 25,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F1 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F1 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:44 UTC
Greffen MarkChief Technology Officer
Tax withholdingCommon Shares 9,128 $1.88 $17,160.64
Disclosure

SEC source: 0000899243-22-008908 · doc4.xml · nonDerivative · entry 4

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,920

F2 · security: On March 1, 2022, the reporting person was granted 19,016 share awards ("Share Awards"), and 9,128 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:44 UTC
Greffen MarkChief Technology Officer
GrantCommon Shares 19,016 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008908 · doc4.xml · nonDerivative · entry 3

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,048

F2 · security: On March 1, 2022, the reporting person was granted 19,016 share awards ("Share Awards"), and 9,128 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:44 UTC
Greffen MarkChief Technology Officer
Tax withholdingCommon Shares 12,236 $1.88 $23,003.68
Disclosure

SEC source: 0000899243-22-008908 · doc4.xml · nonDerivative · entry 2

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,032

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:44 UTC
Greffen MarkChief Technology Officer
Exercise / conversionCommon Shares 25,490 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008908 · doc4.xml · nonDerivative · entry 1

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:41 UTC
Calkins JeffreyChief Operating Officer
GrantPerformance-Based Restricted Share Units · Derivative 113,281 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008905 · doc4.xml · derivative · entry 7

Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Common Shares · 113,281 shares

Expires not disclosed

F4 · derivative.exercise_price: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · derivative.exercise_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · derivative.expiration_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · derivative.underlying_shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F4 · balance_after: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

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March 01, 2022 Filed Mar 3, 2022 15:41 UTC
Calkins JeffreyChief Operating Officer
GrantRestricted Share Units · Derivative 113,282 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008905 · doc4.xml · derivative · entry 6

Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,282

Underlying: Common Shares · 113,282 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F3 · derivative.exercise_date: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F3 · derivative.expiration_date: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:41 UTC
Calkins JeffreyChief Operating Officer
Exercise / conversionRestricted Share Units · Derivative 25,490 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008905 · doc4.xml · derivative · entry 5

Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,981

Underlying: Common Shares · 25,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F1 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F1 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

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March 01, 2022 Filed Mar 3, 2022 15:41 UTC
Calkins JeffreyChief Operating Officer
Tax withholdingCommon Shares 8,403 $1.88 $15,797.64
Disclosure

SEC source: 0000899243-22-008905 · doc4.xml · nonDerivative · entry 4

Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,183

F2 · security: On March 1, 2022, the reporting person was granted 18,925 share awards ("Share Awards"), and 8,403 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer.

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March 01, 2022 Filed Mar 3, 2022 15:41 UTC
Calkins JeffreyChief Operating Officer
GrantCommon Shares 18,925 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008905 · doc4.xml · nonDerivative · entry 3

Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,586

F2 · security: On March 1, 2022, the reporting person was granted 18,925 share awards ("Share Awards"), and 8,403 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:41 UTC
Calkins JeffreyChief Operating Officer
Tax withholdingCommon Shares 11,318 $1.88 $21,277.84
Disclosure

SEC source: 0000899243-22-008905 · doc4.xml · nonDerivative · entry 2

Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,661

Read SEC document
March 01, 2022 Filed Mar 3, 2022 15:41 UTC
Calkins JeffreyChief Operating Officer
Exercise / conversionCommon Shares 25,490 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008905 · doc4.xml · nonDerivative · entry 1

Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
March 01, 2022 Filed Mar 4, 2023 00:40 UTC
Somayaji NandiniSee Remarks
Exercise / conversionRestricted Share Units · Derivative 11,236 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007079 · doc4.xml · derivative · entry 6

Somayaji Nandini · CIK 0001941797 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,472

Underlying: Common Shares · 11,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 1, 2022, the reporting person was granted 33,708 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F2 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 33,708 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F2 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 33,708 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
March 01, 2022 Filed Mar 4, 2023 00:40 UTC
Somayaji NandiniSee Remarks
Exercise / conversionRestricted Share Units · Derivative 4,525 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007079 · doc4.xml · derivative · entry 5

Somayaji Nandini · CIK 0001941797 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,525

Underlying: Common Shares · 4,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2021, the reporting person was granted 13,575 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F1 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 13,575 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F1 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 13,575 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 15:51 UTC
Lillibridge Todd W.Director · See Remarks
GrantRestricted Share Units · Derivative 23,540 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008320 · doc4.xml · derivative · entry 1

Lillibridge Todd W. · CIK 0001494933 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,476

Underlying: Common Shares · 23,540 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 28, 2022 the reporting person was granted 23,540 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.exercise_date: On February 28, 2022 the reporting person was granted 23,540 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.expiration_date: On February 28, 2022 the reporting person was granted 23,540 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 01:05 UTC
Parry StevenDirector
PurchaseCommon Shares 5,000 $1.75 $8,740.00
Disclosure

SEC source: 0000899243-22-008425 · doc4.xml · nonDerivative · entry 1

Parry Steven · CIK 0001788765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,300

F1 · price: These shares were purchased for C$2.22. The price was converted using the Bank of Canada exchange rate for February 28, 2022 of C$1.2698 = US$1.00. The reporting person undertakes to provide to DIRTT Environmental Solutions Ltd., any security holder of DIRTT Environmental Solutions Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares purchased.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 18:18 UTC
Lillibridge Todd W.Director · See Remarks
PurchaseCommon Shares 179,633 $1.86 $334,656.28
Disclosure

SEC source: 0000899243-22-008667 · doc4.xml · nonDerivative · entry 1

Lillibridge Todd W. · CIK 0001494933 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,333

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8225 - $1.8998, inclusive. The reporting person undertakes to provide to DIRTT Environmental Solutions Ltd., any security holder of DIRTT Environmental Solutions Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 15:34 UTC
Lillibridge Todd W.Director · See Remarks
GrantRestricted Share Units · Derivative 10,729 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003822 · doc4.xml · derivative · entry 1

Lillibridge Todd W. · CIK 0001494933 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,936

Underlying: Common Shares · 10,729 shares

Expires not disclosed

F1 · derivative.exercise_price: On January 31, 2022 the reporting person was granted 10,729 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.exercise_date: On January 31, 2022 the reporting person was granted 10,729 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.expiration_date: On January 31, 2022 the reporting person was granted 10,729 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 13:04 UTC
Lillibridge Todd W.Director · See Remarks
GrantPerformance-Based Restricted Share Units · Derivative 115,207 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002619 · doc4.xml · derivative · entry 2

Lillibridge Todd W. · CIK 0001494933 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,207

Underlying: Common Shares · 115,207 shares

Expires not disclosed

F2 · derivative.exercise_price: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal

F2 · shares: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal

F2 · derivative.exercise_date: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal

F2 · derivative.expiration_date: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal

F2 · derivative.underlying_shares: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal

F2 · balance_after: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal

Read SEC document
January 18, 2022 Filed Jan 20, 2022 13:04 UTC
Lillibridge Todd W.Director · See Remarks
GrantRestricted Share Units · Derivative 115,207 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002619 · doc4.xml · derivative · entry 1

Lillibridge Todd W. · CIK 0001494933 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,207

Underlying: Common Shares · 115,207 shares

Expires not disclosed

F1 · derivative.exercise_price: On January 18, 2022 the reporting person was granted 115,207 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.exercise_date: On January 18, 2022 the reporting person was granted 115,207 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.expiration_date: On January 18, 2022 the reporting person was granted 115,207 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 14:04 UTC GrantDeferred Share Unit · Derivative 7,331 $13,437.72 $98,511,925.32
Disclosure

SEC source: 0000899243-22-000385 · doc4.xml · derivative · entry 1

Lynch James Anthony · CIK 0001853143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,430

Underlying: Common Shares · 7,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2021 Filed Jan 4, 2022 14:00 UTC
Rhoten DianaDirector
GrantDeferred Share Unit · Derivative 7,842 $14,374.39 $112,723,966.38
Disclosure

SEC source: 0000899243-22-000380 · doc4.xml · derivative · entry 1

Rhoten Diana · CIK 0001853179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,110

Underlying: Common Shares · 7,842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2021 Filed Jan 4, 2022 14:08 UTC GrantDeferred Share Unit · Derivative 10,229 $18,749.76 $191,791,295.04
Disclosure

SEC source: 0000899243-22-000391 · doc4.xml · derivative · entry 1

Lillibridge Todd W. · CIK 0001494933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,899

Underlying: Common Shares · 10,229 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2021 Filed Jan 4, 2022 14:10 UTC GrantDeferred Share Unit · Derivative 7,842 $14,374.39 $112,723,966.38
Disclosure

SEC source: 0000899243-22-000395 · doc4.xml · derivative · entry 1

KING SHAUNA R · CIK 0001298691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,551

Underlying: Common Shares · 7,842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2021 Filed Jan 4, 2022 19:09 UTC
Parry StevenDirector
GrantDeferred Share Unit · Derivative 7,160 $13,124.28 $93,969,844.80
Disclosure

SEC source: 0000899243-22-000393 · doc4.xml · derivative · entry 1

Parry Steven · CIK 0001788765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,815

Underlying: Common Shares · 7,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2021 Filed Jan 4, 2022 19:06 UTC GrantDeferred Share Unit · Derivative 7,331 $13,437.72 $98,511,925.32
Disclosure

SEC source: 0000899243-22-000388 · doc4.xml · derivative · entry 1

Ford Michael T. · CIK 0001820753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,431

Underlying: Common Shares · 7,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2021 Filed Jan 4, 2022 19:01 UTC GrantDeferred Share Unit · Derivative 8,354 $15,312.88 $127,923,799.52
Disclosure

SEC source: 0000899243-22-000382 · doc4.xml · derivative · entry 1

Karkkainen Denise · CIK 0001788914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,342

Underlying: Common Shares · 8,354 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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November 03, 2021 Filed Nov 3, 2021 21:41 UTC
22NW, LP10% owner
22NW Fund, LP10% owner
22NW GP, Inc.10% owner
PurchaseCommon Shares 48,855 $3.01 $146,882.56
Disclosure

SEC source: 0000921895-21-002518 · form410680012_11032021.xml · nonDerivative · entry 3

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

22NW Fund GP, LLC · CIK 0001770575 · 10% owner

22NW GP, Inc. · CIK 0001783663 · 10% owner

English Aron R. · CIK 0001770436 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: 22NW Fund, LP

Disclosed balance after: 15,894,165

F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.9700 to $3.0300. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.

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November 02, 2021 Filed Nov 3, 2021 21:41 UTC
22NW, LP10% owner
22NW Fund, LP10% owner
22NW GP, Inc.10% owner
PurchaseCommon Shares 61,549 $3.04 $187,293.61
Disclosure

SEC source: 0000921895-21-002518 · form410680012_11032021.xml · nonDerivative · entry 2

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

22NW Fund GP, LLC · CIK 0001770575 · 10% owner

22NW GP, Inc. · CIK 0001783663 · 10% owner

English Aron R. · CIK 0001770436 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: 22NW Fund, LP

Disclosed balance after: 15,845,310

F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.9550 to $3.1950. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.

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November 01, 2021 Filed Nov 3, 2021 21:41 UTC
22NW, LP10% owner
22NW Fund, LP10% owner
22NW GP, Inc.10% owner
PurchaseCommon Shares 134,356 $3.18 $426,835.58
Disclosure

SEC source: 0000921895-21-002518 · form410680012_11032021.xml · nonDerivative · entry 1

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

22NW Fund GP, LLC · CIK 0001770575 · 10% owner

22NW GP, Inc. · CIK 0001783663 · 10% owner

English Aron R. · CIK 0001770436 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: 22NW Fund, LP

Disclosed balance after: 15,783,761

F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.1200 to $3.2000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.

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October 27, 2021 Filed Oct 27, 2021 22:12 UTC
22NW, LP10% owner
22NW Fund, LP10% owner
22NW GP, Inc.10% owner
PurchaseCommon Shares 8,895 $3.06 $27,255.17
Disclosure

SEC source: 0001193805-21-001505 · e621032_4-drtt.xml · nonDerivative · entry 3

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

22NW Fund GP, LLC · CIK 0001770575 · 10% owner

22NW GP, Inc. · CIK 0001783663 · 10% owner

English Aron R. · CIK 0001770436 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: 22NW Fund, LP

Disclosed balance after: 15,649,405

F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.0450 to $3.0800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.

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October 26, 2021 Filed Oct 27, 2021 22:12 UTC
22NW, LP10% owner
22NW Fund, LP10% owner
22NW GP, Inc.10% owner
PurchaseCommon Shares 43,738 $3.09 $135,058.57
Disclosure

SEC source: 0001193805-21-001505 · e621032_4-drtt.xml · nonDerivative · entry 2

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

22NW Fund GP, LLC · CIK 0001770575 · 10% owner

22NW GP, Inc. · CIK 0001783663 · 10% owner

English Aron R. · CIK 0001770436 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: 22NW Fund, LP

Disclosed balance after: 15,640,510

F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The prices reported in column 4 are weighted average prices. The shares purchased on October 25, 2021 and October 26, 2021 were purchased in multiple transactions at prices ranging from $3.0500 to $3.1000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.

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October 25, 2021 Filed Oct 27, 2021 22:12 UTC
22NW, LP10% owner
22NW Fund, LP10% owner
22NW GP, Inc.10% owner
PurchaseCommon Shares 80,971 $3.10 $250,637.63
Disclosure

SEC source: 0001193805-21-001505 · e621032_4-drtt.xml · nonDerivative · entry 1

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

22NW Fund GP, LLC · CIK 0001770575 · 10% owner

22NW GP, Inc. · CIK 0001783663 · 10% owner

English Aron R. · CIK 0001770436 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: 22NW Fund, LP

Disclosed balance after: 15,596,772

F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: The prices reported in column 4 are weighted average prices. The shares purchased on October 25, 2021 and October 26, 2021 were purchased in multiple transactions at prices ranging from $3.0500 to $3.1000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.

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September 30, 2021 Filed Oct 4, 2021 15:25 UTC GrantDeferred Share Unit · Derivative 4,256 $13,438.75 $57,195,320.00
Disclosure

SEC source: 0000899243-21-038814 · doc4.xml · derivative · entry 1

Lynch James Anthony · CIK 0001853143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,099

Underlying: Common Shares · 4,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.1576, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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September 30, 2021 Filed Oct 4, 2021 15:25 UTC
Rhoten DianaDirector
GrantDeferred Share Unit · Derivative 4,514 $14,253.41 $64,339,892.74
Disclosure

SEC source: 0000899243-21-038812 · doc4.xml · derivative · entry 1

Rhoten Diana · CIK 0001853179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,268

Underlying: Common Shares · 4,514 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.1576, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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September 30, 2021 Filed Oct 4, 2021 15:27 UTC GrantDeferred Share Unit · Derivative 5,802 $18,320.40 $106,294,960.80
Disclosure

SEC source: 0000899243-21-038815 · doc4.xml · derivative · entry 1

Lillibridge Todd W. · CIK 0001494933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,670

Underlying: Common Shares · 5,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.1576, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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September 30, 2021 Filed Oct 4, 2021 15:20 UTC GrantDeferred Share Unit · Derivative 4,552 $14,373.40 $65,427,716.80
Disclosure

SEC source: 0000899243-21-038805 · doc4.xml · derivative · entry 1

KING SHAUNA R · CIK 0001298691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,709

Underlying: Common Shares · 4,552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.1576, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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September 30, 2021 Filed Oct 4, 2021 19:23 UTC GrantDeferred Share Unit · Derivative 4,849 $15,311.20 $74,244,008.80
Disclosure

SEC source: 0000899243-21-038810 · doc4.xml · derivative · entry 1

Karkkainen Denise · CIK 0001788914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,988

Underlying: Common Shares · 4,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.1576, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.