Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 3, 2022 16:06 UTC |
Kraus Charles RSee Remarks
|
GrantCommon Shares | 21,591 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008917 · doc4.xml · nonDerivative · entry 3 Kraus Charles R · CIK 0001528691 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,286 F2 · security: On March 1, 2022, the reporting person was granted 21,591 share awards ("Share Awards"), and 7,643 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:06 UTC |
Kraus Charles RSee Remarks
|
Tax withholdingCommon Shares | 7,520 | $1.88 | $14,137.60 |
DisclosureSEC source: 0000899243-22-008917 · doc4.xml · nonDerivative · entry 2 Kraus Charles R · CIK 0001528691 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,695 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:06 UTC |
Kraus Charles RSee Remarks
|
Exercise / conversionCommon Shares | 21,241 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-008917 · doc4.xml · nonDerivative · entry 1 Kraus Charles R · CIK 0001528691 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 1, 2021, the reporting person was granted 63,725 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:45 UTC |
Warawa JenniferChief Commercial Officer
|
GrantPerformance-Based Restricted Share Units · Derivative | 130,709 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008909 · doc4.xml · derivative · entry 7 Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,709 Underlying: Common Shares · 130,709 shares Expires not disclosed F4 · derivative.exercise_price: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 130,709 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 130,709 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · derivative.exercise_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 130,709 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · derivative.expiration_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 130,709 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · derivative.underlying_shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 130,709 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:45 UTC |
Warawa JenniferChief Commercial Officer
|
GrantRestricted Share Units · Derivative | 130,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008909 · doc4.xml · derivative · entry 6 Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,710 Underlying: Common Shares · 130,710 shares Expires not disclosed F3 · derivative.exercise_price: On March 1, 2022 the reporting person was granted 130,710 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F3 · derivative.exercise_date: On March 1, 2022 the reporting person was granted 130,710 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F3 · derivative.expiration_date: On March 1, 2022 the reporting person was granted 130,710 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:45 UTC |
Warawa JenniferChief Commercial Officer
|
Exercise / conversionRestricted Share Units · Derivative | 35,339 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008909 · doc4.xml · derivative · entry 5 Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,279 Underlying: Common Shares · 35,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 1, 2021, the reporting person was granted 106,618 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. F1 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 106,618 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. F1 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 106,618 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:45 UTC |
Warawa JenniferChief Commercial Officer
|
Tax withholdingCommon Shares | 32,190 | $1.88 | $60,517.20 |
DisclosureSEC source: 0000899243-22-008909 · doc4.xml · nonDerivative · entry 4 Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,466 F2 · security: On March 1, 2022, the reporting person was granted 80,677 share awards ("Share Awards"), and 32,190 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:45 UTC |
Warawa JenniferChief Commercial Officer
|
GrantCommon Shares | 80,677 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008909 · doc4.xml · nonDerivative · entry 3 Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,656 F2 · security: On March 1, 2022, the reporting person was granted 80,677 share awards ("Share Awards"), and 32,190 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:45 UTC |
Warawa JenniferChief Commercial Officer
|
Tax withholdingCommon Shares | 14,181 | $1.88 | $26,660.28 |
DisclosureSEC source: 0000899243-22-008909 · doc4.xml · nonDerivative · entry 2 Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,656 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:45 UTC |
Warawa JenniferChief Commercial Officer
|
Exercise / conversionCommon Shares | 35,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-008909 · doc4.xml · nonDerivative · entry 1 Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 1, 2021, the reporting person was granted 106,618 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:44 UTC |
Greffen MarkChief Technology Officer
|
GrantPerformance-Based Restricted Share Units · Derivative | 113,281 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008908 · doc4.xml · derivative · entry 7 Greffen Mark · CIK 0001788915 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,281 Underlying: Common Shares · 113,281 shares Expires not disclosed F4 · derivative.exercise_price: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · derivative.exercise_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · derivative.expiration_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · derivative.underlying_shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · balance_after: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:44 UTC |
Greffen MarkChief Technology Officer
|
GrantRestricted Share Units · Derivative | 113,282 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008908 · doc4.xml · derivative · entry 6 Greffen Mark · CIK 0001788915 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,282 Underlying: Common Shares · 113,282 shares Expires not disclosed F3 · derivative.exercise_price: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F3 · derivative.exercise_date: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F3 · derivative.expiration_date: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:44 UTC |
Greffen MarkChief Technology Officer
|
Exercise / conversionRestricted Share Units · Derivative | 25,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008908 · doc4.xml · derivative · entry 5 Greffen Mark · CIK 0001788915 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,981 Underlying: Common Shares · 25,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. F1 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. F1 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:44 UTC |
Greffen MarkChief Technology Officer
|
Tax withholdingCommon Shares | 9,128 | $1.88 | $17,160.64 |
DisclosureSEC source: 0000899243-22-008908 · doc4.xml · nonDerivative · entry 4 Greffen Mark · CIK 0001788915 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,920 F2 · security: On March 1, 2022, the reporting person was granted 19,016 share awards ("Share Awards"), and 9,128 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:44 UTC |
Greffen MarkChief Technology Officer
|
GrantCommon Shares | 19,016 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008908 · doc4.xml · nonDerivative · entry 3 Greffen Mark · CIK 0001788915 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,048 F2 · security: On March 1, 2022, the reporting person was granted 19,016 share awards ("Share Awards"), and 9,128 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:44 UTC |
Greffen MarkChief Technology Officer
|
Tax withholdingCommon Shares | 12,236 | $1.88 | $23,003.68 |
DisclosureSEC source: 0000899243-22-008908 · doc4.xml · nonDerivative · entry 2 Greffen Mark · CIK 0001788915 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,032 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:44 UTC |
Greffen MarkChief Technology Officer
|
Exercise / conversionCommon Shares | 25,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-008908 · doc4.xml · nonDerivative · entry 1 Greffen Mark · CIK 0001788915 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:41 UTC |
Calkins JeffreyChief Operating Officer
|
GrantPerformance-Based Restricted Share Units · Derivative | 113,281 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008905 · doc4.xml · derivative · entry 7 Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,281 Underlying: Common Shares · 113,281 shares Expires not disclosed F4 · derivative.exercise_price: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · derivative.exercise_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · derivative.expiration_date: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · derivative.underlying_shares: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F4 · balance_after: On March 1, 2022, the reporting person was granted a target number of RSUs equal to 113,281 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:41 UTC |
Calkins JeffreyChief Operating Officer
|
GrantRestricted Share Units · Derivative | 113,282 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008905 · doc4.xml · derivative · entry 6 Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,282 Underlying: Common Shares · 113,282 shares Expires not disclosed F3 · derivative.exercise_price: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F3 · derivative.exercise_date: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F3 · derivative.expiration_date: On March 1, 2022 the reporting person was granted 113,282 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:41 UTC |
Calkins JeffreyChief Operating Officer
|
Exercise / conversionRestricted Share Units · Derivative | 25,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008905 · doc4.xml · derivative · entry 5 Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,981 Underlying: Common Shares · 25,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. F1 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. F1 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:41 UTC |
Calkins JeffreyChief Operating Officer
|
Tax withholdingCommon Shares | 8,403 | $1.88 | $15,797.64 |
DisclosureSEC source: 0000899243-22-008905 · doc4.xml · nonDerivative · entry 4 Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,183 F2 · security: On March 1, 2022, the reporting person was granted 18,925 share awards ("Share Awards"), and 8,403 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:41 UTC |
Calkins JeffreyChief Operating Officer
|
GrantCommon Shares | 18,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008905 · doc4.xml · nonDerivative · entry 3 Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,586 F2 · security: On March 1, 2022, the reporting person was granted 18,925 share awards ("Share Awards"), and 8,403 shares were withheld to pay income taxes. Each Share Award represents an unrestricted Common Share of the Issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:41 UTC |
Calkins JeffreyChief Operating Officer
|
Tax withholdingCommon Shares | 11,318 | $1.88 | $21,277.84 |
DisclosureSEC source: 0000899243-22-008905 · doc4.xml · nonDerivative · entry 2 Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,661 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 15:41 UTC |
Calkins JeffreyChief Operating Officer
|
Exercise / conversionCommon Shares | 25,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-008905 · doc4.xml · nonDerivative · entry 1 Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2022 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. Read SEC document |
| March 01, 2022 Filed Mar 4, 2023 00:40 UTC |
Somayaji NandiniSee Remarks
|
Exercise / conversionRestricted Share Units · Derivative | 11,236 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-007079 · doc4.xml · derivative · entry 6 Somayaji Nandini · CIK 0001941797 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,472 Underlying: Common Shares · 11,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On March 1, 2022, the reporting person was granted 33,708 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. F2 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 33,708 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. F2 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 33,708 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. Read SEC document |
| March 01, 2022 Filed Mar 4, 2023 00:40 UTC |
Somayaji NandiniSee Remarks
|
Exercise / conversionRestricted Share Units · Derivative | 4,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-007079 · doc4.xml · derivative · entry 5 Somayaji Nandini · CIK 0001941797 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,525 Underlying: Common Shares · 4,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 1, 2021, the reporting person was granted 13,575 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. F1 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 13,575 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. F1 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 13,575 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 15:51 UTC |
Lillibridge Todd W.Director · See Remarks
|
GrantRestricted Share Units · Derivative | 23,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008320 · doc4.xml · derivative · entry 1 Lillibridge Todd W. · CIK 0001494933 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,476 Underlying: Common Shares · 23,540 shares Expires not disclosed F1 · derivative.exercise_price: On February 28, 2022 the reporting person was granted 23,540 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F1 · derivative.exercise_date: On February 28, 2022 the reporting person was granted 23,540 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F1 · derivative.expiration_date: On February 28, 2022 the reporting person was granted 23,540 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 01:05 UTC |
Parry StevenDirector
|
PurchaseCommon Shares | 5,000 | $1.75 | $8,740.00 |
DisclosureSEC source: 0000899243-22-008425 · doc4.xml · nonDerivative · entry 1 Parry Steven · CIK 0001788765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,300 F1 · price: These shares were purchased for C$2.22. The price was converted using the Bank of Canada exchange rate for February 28, 2022 of C$1.2698 = US$1.00. The reporting person undertakes to provide to DIRTT Environmental Solutions Ltd., any security holder of DIRTT Environmental Solutions Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares purchased. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:18 UTC |
Lillibridge Todd W.Director · See Remarks
|
PurchaseCommon Shares | 179,633 | $1.86 | $334,656.28 |
DisclosureSEC source: 0000899243-22-008667 · doc4.xml · nonDerivative · entry 1 Lillibridge Todd W. · CIK 0001494933 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,333 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8225 - $1.8998, inclusive. The reporting person undertakes to provide to DIRTT Environmental Solutions Ltd., any security holder of DIRTT Environmental Solutions Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 15:34 UTC |
Lillibridge Todd W.Director · See Remarks
|
GrantRestricted Share Units · Derivative | 10,729 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-003822 · doc4.xml · derivative · entry 1 Lillibridge Todd W. · CIK 0001494933 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,936 Underlying: Common Shares · 10,729 shares Expires not disclosed F1 · derivative.exercise_price: On January 31, 2022 the reporting person was granted 10,729 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F1 · derivative.exercise_date: On January 31, 2022 the reporting person was granted 10,729 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F1 · derivative.expiration_date: On January 31, 2022 the reporting person was granted 10,729 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 13:04 UTC |
Lillibridge Todd W.Director · See Remarks
|
GrantPerformance-Based Restricted Share Units · Derivative | 115,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-002619 · doc4.xml · derivative · entry 2 Lillibridge Todd W. · CIK 0001494933 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,207 Underlying: Common Shares · 115,207 shares Expires not disclosed F2 · derivative.exercise_price: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal F2 · shares: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal F2 · derivative.exercise_date: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal F2 · derivative.expiration_date: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal F2 · derivative.underlying_shares: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal F2 · balance_after: On January 18, 2022, the reporting person was granted a target number of RSUs equal to 115,207 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 100% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 13:04 UTC |
Lillibridge Todd W.Director · See Remarks
|
GrantRestricted Share Units · Derivative | 115,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-002619 · doc4.xml · derivative · entry 1 Lillibridge Todd W. · CIK 0001494933 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,207 Underlying: Common Shares · 115,207 shares Expires not disclosed F1 · derivative.exercise_price: On January 18, 2022 the reporting person was granted 115,207 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F1 · derivative.exercise_date: On January 18, 2022 the reporting person was granted 115,207 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. F1 · derivative.expiration_date: On January 18, 2022 the reporting person was granted 115,207 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date, and contingent upon the reporting person's continued service as the Interim President and Chief Executive Officer or, following the appointment of a new President and Chief Executive Officer, continued service as a member of the Board of Directors, through each applicable vesting date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 14:04 UTC |
Lynch James AnthonyDirector
|
GrantDeferred Share Unit · Derivative | 7,331 | $13,437.72 | $98,511,925.32 |
DisclosureSEC source: 0000899243-22-000385 · doc4.xml · derivative · entry 1 Lynch James Anthony · CIK 0001853143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,430 Underlying: Common Shares · 7,331 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 14:00 UTC |
Rhoten DianaDirector
|
GrantDeferred Share Unit · Derivative | 7,842 | $14,374.39 | $112,723,966.38 |
DisclosureSEC source: 0000899243-22-000380 · doc4.xml · derivative · entry 1 Rhoten Diana · CIK 0001853179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,110 Underlying: Common Shares · 7,842 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 14:08 UTC |
Lillibridge Todd W.Director
|
GrantDeferred Share Unit · Derivative | 10,229 | $18,749.76 | $191,791,295.04 |
DisclosureSEC source: 0000899243-22-000391 · doc4.xml · derivative · entry 1 Lillibridge Todd W. · CIK 0001494933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,899 Underlying: Common Shares · 10,229 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 14:10 UTC |
KING SHAUNA RDirector
|
GrantDeferred Share Unit · Derivative | 7,842 | $14,374.39 | $112,723,966.38 |
DisclosureSEC source: 0000899243-22-000395 · doc4.xml · derivative · entry 1 KING SHAUNA R · CIK 0001298691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,551 Underlying: Common Shares · 7,842 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 19:09 UTC |
Parry StevenDirector
|
GrantDeferred Share Unit · Derivative | 7,160 | $13,124.28 | $93,969,844.80 |
DisclosureSEC source: 0000899243-22-000393 · doc4.xml · derivative · entry 1 Parry Steven · CIK 0001788765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,815 Underlying: Common Shares · 7,160 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 19:06 UTC |
Ford Michael T.Director
|
GrantDeferred Share Unit · Derivative | 7,331 | $13,437.72 | $98,511,925.32 |
DisclosureSEC source: 0000899243-22-000388 · doc4.xml · derivative · entry 1 Ford Michael T. · CIK 0001820753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,431 Underlying: Common Shares · 7,331 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 19:01 UTC |
Karkkainen DeniseDirector
|
GrantDeferred Share Unit · Derivative | 8,354 | $15,312.88 | $127,923,799.52 |
DisclosureSEC source: 0000899243-22-000382 · doc4.xml · derivative · entry 1 Karkkainen Denise · CIK 0001788914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,342 Underlying: Common Shares · 8,354 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $1.833, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| November 03, 2021 Filed Nov 3, 2021 21:41 UTC |
22NW, LP10% owner
22NW Fund, LP10% owner
22NW Fund GP, LLC10% owner
22NW GP, Inc.10% owner
English Aron R.10% owner
|
PurchaseCommon Shares | 48,855 | $3.01 | $146,882.56 |
DisclosureSEC source: 0000921895-21-002518 · form410680012_11032021.xml · nonDerivative · entry 3 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner English Aron R. · CIK 0001770436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 15,894,165 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.9700 to $3.0300. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 21:41 UTC |
22NW, LP10% owner
22NW Fund, LP10% owner
22NW Fund GP, LLC10% owner
22NW GP, Inc.10% owner
English Aron R.10% owner
|
PurchaseCommon Shares | 61,549 | $3.04 | $187,293.61 |
DisclosureSEC source: 0000921895-21-002518 · form410680012_11032021.xml · nonDerivative · entry 2 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner English Aron R. · CIK 0001770436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 15,845,310 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.9550 to $3.1950. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:41 UTC |
22NW, LP10% owner
22NW Fund, LP10% owner
22NW Fund GP, LLC10% owner
22NW GP, Inc.10% owner
English Aron R.10% owner
|
PurchaseCommon Shares | 134,356 | $3.18 | $426,835.58 |
DisclosureSEC source: 0000921895-21-002518 · form410680012_11032021.xml · nonDerivative · entry 1 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner English Aron R. · CIK 0001770436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 15,783,761 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.1200 to $3.2000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| October 27, 2021 Filed Oct 27, 2021 22:12 UTC |
22NW, LP10% owner
22NW Fund, LP10% owner
22NW Fund GP, LLC10% owner
22NW GP, Inc.10% owner
English Aron R.10% owner
|
PurchaseCommon Shares | 8,895 | $3.06 | $27,255.17 |
DisclosureSEC source: 0001193805-21-001505 · e621032_4-drtt.xml · nonDerivative · entry 3 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner English Aron R. · CIK 0001770436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 15,649,405 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.0450 to $3.0800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 22:12 UTC |
22NW, LP10% owner
22NW Fund, LP10% owner
22NW Fund GP, LLC10% owner
22NW GP, Inc.10% owner
English Aron R.10% owner
|
PurchaseCommon Shares | 43,738 | $3.09 | $135,058.57 |
DisclosureSEC source: 0001193805-21-001505 · e621032_4-drtt.xml · nonDerivative · entry 2 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner English Aron R. · CIK 0001770436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 15,640,510 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · price: The prices reported in column 4 are weighted average prices. The shares purchased on October 25, 2021 and October 26, 2021 were purchased in multiple transactions at prices ranging from $3.0500 to $3.1000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 22:12 UTC |
22NW, LP10% owner
22NW Fund, LP10% owner
22NW Fund GP, LLC10% owner
22NW GP, Inc.10% owner
English Aron R.10% owner
|
PurchaseCommon Shares | 80,971 | $3.10 | $250,637.63 |
DisclosureSEC source: 0001193805-21-001505 · e621032_4-drtt.xml · nonDerivative · entry 1 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner English Aron R. · CIK 0001770436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 15,596,772 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · price: The prices reported in column 4 are weighted average prices. The shares purchased on October 25, 2021 and October 26, 2021 were purchased in multiple transactions at prices ranging from $3.0500 to $3.1000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 15:25 UTC |
Lynch James AnthonyDirector
|
GrantDeferred Share Unit · Derivative | 4,256 | $13,438.75 | $57,195,320.00 |
DisclosureSEC source: 0000899243-21-038814 · doc4.xml · derivative · entry 1 Lynch James Anthony · CIK 0001853143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,099 Underlying: Common Shares · 4,256 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $3.1576, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 15:25 UTC |
Rhoten DianaDirector
|
GrantDeferred Share Unit · Derivative | 4,514 | $14,253.41 | $64,339,892.74 |
DisclosureSEC source: 0000899243-21-038812 · doc4.xml · derivative · entry 1 Rhoten Diana · CIK 0001853179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,268 Underlying: Common Shares · 4,514 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $3.1576, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 15:27 UTC |
Lillibridge Todd W.Director
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GrantDeferred Share Unit · Derivative | 5,802 | $18,320.40 | $106,294,960.80 |
DisclosureSEC source: 0000899243-21-038815 · doc4.xml · derivative · entry 1 Lillibridge Todd W. · CIK 0001494933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,670 Underlying: Common Shares · 5,802 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $3.1576, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 15:20 UTC |
KING SHAUNA RDirector
|
GrantDeferred Share Unit · Derivative | 4,552 | $14,373.40 | $65,427,716.80 |
DisclosureSEC source: 0000899243-21-038805 · doc4.xml · derivative · entry 1 KING SHAUNA R · CIK 0001298691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,709 Underlying: Common Shares · 4,552 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $3.1576, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 19:23 UTC |
Karkkainen DeniseDirector
|
GrantDeferred Share Unit · Derivative | 4,849 | $15,311.20 | $74,244,008.80 |
DisclosureSEC source: 0000899243-21-038810 · doc4.xml · derivative · entry 1 Karkkainen Denise · CIK 0001788914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,988 Underlying: Common Shares · 4,849 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F2 · price: The price used to calculate the number of DSUs granted was $3.1576, which was the Market Value of the Issuer's Common Shares on the date of grant. F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.