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DIRTT ENVIRONMENTAL SOLUTIONS LTD

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6673
SEC CIK
0001340476
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399

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 4, 2023 00:40 UTC
Somayaji NandiniSee Remarks
Exercise / conversionCommon Shares 11,236 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-007079 · doc4.xml · nonDerivative · entry 3

Somayaji Nandini · CIK 0001941797 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 1, 2022, the reporting person was granted 33,708 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

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March 01, 2023 Filed Mar 4, 2023 00:40 UTC
Somayaji NandiniSee Remarks
Tax withholdingCommon Shares 2,512 $0.66 $1,657.92
Disclosure

SEC source: 0000899243-23-007079 · doc4.xml · nonDerivative · entry 2

Somayaji Nandini · CIK 0001941797 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,758

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:40 UTC
Somayaji NandiniSee Remarks
Exercise / conversionCommon Shares 4,525 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-007079 · doc4.xml · nonDerivative · entry 1

Somayaji Nandini · CIK 0001941797 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2021, the reporting person was granted 13,575 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share of the Issuer or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:39 UTC
Greffen MarkChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 37,760 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007078 · doc4.xml · derivative · entry 6

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,522

Underlying: Common Shares · 37,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 1, 2022 the reporting person was granted 113,282 restricted share units RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F2 · derivative.exercise_date: On March 1, 2022 the reporting person was granted 113,282 restricted share units RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F2 · derivative.expiration_date: On March 1, 2022 the reporting person was granted 113,282 restricted share units RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:39 UTC
Greffen MarkChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 25,490 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007078 · doc4.xml · derivative · entry 5

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,491

Underlying: Common Shares · 25,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F1 · derivative.exercise_date: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

F1 · derivative.expiration_date: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

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March 01, 2023 Filed Mar 4, 2023 00:39 UTC
Greffen MarkChief Technology Officer
Tax withholdingCommon Shares 18,125 $0.66 $11,962.50
Disclosure

SEC source: 0000899243-23-007078 · doc4.xml · nonDerivative · entry 4

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,468

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:39 UTC
Greffen MarkChief Technology Officer
Exercise / conversionCommon Shares 37,760 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-007078 · doc4.xml · nonDerivative · entry 3

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On March 1, 2022 the reporting person was granted 113,282 restricted share units RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share. One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:39 UTC
Greffen MarkChief Technology Officer
Tax withholdingCommon Shares 12,236 $0.66 $8,075.76
Disclosure

SEC source: 0000899243-23-007078 · doc4.xml · nonDerivative · entry 2

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,833

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:39 UTC
Greffen MarkChief Technology Officer
Exercise / conversionCommon Shares 25,490 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-007078 · doc4.xml · nonDerivative · entry 1

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 1, 2021, the reporting person was granted 76,471 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of Common Share or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on March 1, 2023 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

Read SEC document
January 09, 2023 Filed Jan 18, 2024 16:03 UTC
Noll ShaunDirector · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 29,479,286 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0000895345-24-000011 · form4.xml · derivative · entry 4

Noll Shaun · CIK 0001821774 · Director · 10% owner

WWT Opportunity #1 LLC · CIK 0002003178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Shares · 31,116,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The subscription price of US$0.2614 per Common Share reported above is based on the January 9, 2024 daily exchange rate of CA$1.3391 per $US$1.00, as published by the Bank of Canada on January 15, 2024.

F1 · kind: On January 9, 2024, DIRTT Environmental Solutions Lts. ("DIRTT") announced the results of its CA$30.0 million rights offering (the "Rights Offering"). Each subscription right was exercisable for 0.81790023 DIRTT Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The reporting persons participated in the Rights Offering in full, as well as exercising their oversubscription rights, at a subscription price of CA$0.35 per DIRTT Common Share. The number of Common Shares reported above includes the allocation pursuant to the reporting persons' exercise of their oversubscription rights.

F1 · derivative.exercise_date: On January 9, 2024, DIRTT Environmental Solutions Lts. ("DIRTT") announced the results of its CA$30.0 million rights offering (the "Rights Offering"). Each subscription right was exercisable for 0.81790023 DIRTT Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The reporting persons participated in the Rights Offering in full, as well as exercising their oversubscription rights, at a subscription price of CA$0.35 per DIRTT Common Share. The number of Common Shares reported above includes the allocation pursuant to the reporting persons' exercise of their oversubscription rights.

F1 · derivative.expiration_date: On January 9, 2024, DIRTT Environmental Solutions Lts. ("DIRTT") announced the results of its CA$30.0 million rights offering (the "Rights Offering"). Each subscription right was exercisable for 0.81790023 DIRTT Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The reporting persons participated in the Rights Offering in full, as well as exercising their oversubscription rights, at a subscription price of CA$0.35 per DIRTT Common Share. The number of Common Shares reported above includes the allocation pursuant to the reporting persons' exercise of their oversubscription rights.

F1 · derivative.underlying_shares: On January 9, 2024, DIRTT Environmental Solutions Lts. ("DIRTT") announced the results of its CA$30.0 million rights offering (the "Rights Offering"). Each subscription right was exercisable for 0.81790023 DIRTT Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The reporting persons participated in the Rights Offering in full, as well as exercising their oversubscription rights, at a subscription price of CA$0.35 per DIRTT Common Share. The number of Common Shares reported above includes the allocation pursuant to the reporting persons' exercise of their oversubscription rights.

F3 · ownership.nature: These securities are held by WWT Opportunity #1 LLC ("WWT1"). Shaun Noll, as the Managing Member of WWT1, may be deemed a beneficial owner of securities held by WWT1, but disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

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January 09, 2023 Filed Jan 18, 2024 16:03 UTC
Noll ShaunDirector · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 10,517 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0000895345-24-000011 · form4.xml · derivative · entry 3

Noll Shaun · CIK 0001821774 · Director · 10% owner

WWT Opportunity #1 LLC · CIK 0002003178 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 68,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The subscription price of US$0.2614 per Common Share reported above is based on the January 9, 2024 daily exchange rate of CA$1.3391 per $US$1.00, as published by the Bank of Canada on January 15, 2024.

F1 · kind: On January 9, 2024, DIRTT Environmental Solutions Lts. ("DIRTT") announced the results of its CA$30.0 million rights offering (the "Rights Offering"). Each subscription right was exercisable for 0.81790023 DIRTT Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The reporting persons participated in the Rights Offering in full, as well as exercising their oversubscription rights, at a subscription price of CA$0.35 per DIRTT Common Share. The number of Common Shares reported above includes the allocation pursuant to the reporting persons' exercise of their oversubscription rights.

F1 · derivative.exercise_date: On January 9, 2024, DIRTT Environmental Solutions Lts. ("DIRTT") announced the results of its CA$30.0 million rights offering (the "Rights Offering"). Each subscription right was exercisable for 0.81790023 DIRTT Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The reporting persons participated in the Rights Offering in full, as well as exercising their oversubscription rights, at a subscription price of CA$0.35 per DIRTT Common Share. The number of Common Shares reported above includes the allocation pursuant to the reporting persons' exercise of their oversubscription rights.

F1 · derivative.expiration_date: On January 9, 2024, DIRTT Environmental Solutions Lts. ("DIRTT") announced the results of its CA$30.0 million rights offering (the "Rights Offering"). Each subscription right was exercisable for 0.81790023 DIRTT Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The reporting persons participated in the Rights Offering in full, as well as exercising their oversubscription rights, at a subscription price of CA$0.35 per DIRTT Common Share. The number of Common Shares reported above includes the allocation pursuant to the reporting persons' exercise of their oversubscription rights.

F1 · derivative.underlying_shares: On January 9, 2024, DIRTT Environmental Solutions Lts. ("DIRTT") announced the results of its CA$30.0 million rights offering (the "Rights Offering"). Each subscription right was exercisable for 0.81790023 DIRTT Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The reporting persons participated in the Rights Offering in full, as well as exercising their oversubscription rights, at a subscription price of CA$0.35 per DIRTT Common Share. The number of Common Shares reported above includes the allocation pursuant to the reporting persons' exercise of their oversubscription rights.

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December 31, 2022 Filed Jan 5, 2023 02:43 UTC GrantDeferred Share Unit · Derivative 65,257 $38,044.83 $2,482,691,471.31
Disclosure

SEC source: 0000899243-23-000768 · doc4.xml · derivative · entry 1

Edwards Douglas A · CIK 0001895807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,340

Underlying: Common Shares · 65,257 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.5830, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2022 Filed Jan 5, 2023 02:39 UTC
Ryan Scott CDirector
GrantDeferred Share Unit · Derivative 67,395 $39,291.29 $2,648,036,489.55
Disclosure

SEC source: 0000899243-23-000763 · doc4.xml · derivative · entry 1

Ryan Scott C · CIK 0001895408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,161

Underlying: Common Shares · 67,395 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.5830, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2022 Filed Jan 4, 2023 21:40 UTC GrantDeferred Share Unit · Derivative 64,141 $37,394.20 $2,398,501,382.20
Disclosure

SEC source: 0000899243-23-000765 · doc4.xml · derivative · entry 1

Sanders Kenneth D · CIK 0001895179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,425

Underlying: Common Shares · 64,141 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.5830, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2022 Filed Jan 5, 2023 02:41 UTC GrantDeferred Share Unit · Derivative 44,899 $26,176.12 $1,175,281,611.88
Disclosure

SEC source: 0000899243-23-000767 · doc4.xml · derivative · entry 1

Mitchell Cory · CIK 0001888112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,697

Underlying: Common Shares · 44,899 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.5830, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2022 Filed Jan 5, 2023 02:39 UTC
Noll ShaunDirector
GrantDeferred Share Unit · Derivative 47,037 $22,422.57 $1,054,690,425.09
Disclosure

SEC source: 0000899243-23-000764 · doc4.xml · derivative · entry 1

Noll Shaun · CIK 0001821774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,785

Underlying: Common Shares · 47,037 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.5830, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
December 31, 2022 Filed Jan 5, 2023 02:38 UTC GrantDeferred Share Unit · Derivative 47,037 $27,422.57 $1,289,875,425.09
Disclosure

SEC source: 0000899243-23-000762 · doc4.xml · derivative · entry 1

English Aron R. · CIK 0001770436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,445

Underlying: Common Shares · 47,037 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.5830, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
December 31, 2022 Filed Jan 5, 2023 02:38 UTC GrantDeferred Share Unit · Derivative 66,326 $38,668.06 $2,564,697,747.56
Disclosure

SEC source: 0000899243-23-000760 · doc4.xml · derivative · entry 1

Robinson Scott L · CIK 0001341765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,178

Underlying: Common Shares · 66,326 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.5830, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:03 UTC PurchaseCommon Shares 12,800 $0.39 $4,992.00
Disclosure

SEC source: 0000899243-22-038939 · doc4.xml · nonDerivative · entry 1

Robinson Scott L · CIK 0001341765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,800

Read SEC document
December 13, 2022 Filed Dec 14, 2022 19:46 UTC PurchaseCommon Shares 2,000 $0.33 $660.00
Disclosure

SEC source: 0000899243-22-038515 · doc4.xml · nonDerivative · entry 5

Sanders Kenneth D · CIK 0001895179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,250

Read SEC document
December 13, 2022 Filed Dec 14, 2022 17:59 UTC
Urban Benjamin NicholasDirector · Chief Executive Officer
PurchaseCommon Shares 166,716 $0.34 $56,683.44
Disclosure

SEC source: 0000899243-22-038426 · doc4.xml · nonDerivative · entry 2

Urban Benjamin Nicholas · CIK 0001936653 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,500

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.3182 to $0.3594. The price above reflects the weighted average sale price.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 19:46 UTC PurchaseCommon Shares 3,300 $0.33 $1,079.10
Disclosure

SEC source: 0000899243-22-038515 · doc4.xml · nonDerivative · entry 4

Sanders Kenneth D · CIK 0001895179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,250

Read SEC document
December 12, 2022 Filed Dec 14, 2022 17:59 UTC
Urban Benjamin NicholasDirector · Chief Executive Officer
PurchaseCommon Shares 133,284 $0.32 $42,650.88
Disclosure

SEC source: 0000899243-22-038426 · doc4.xml · nonDerivative · entry 1

Urban Benjamin Nicholas · CIK 0001936653 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,784

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.3008 to $0.33. The price above reflects the weighted average sale price.

Read SEC document
December 09, 2022 Filed Dec 14, 2022 02:41 UTC
Noll ShaunDirector · 10% owner
PurchaseCommon Shares 2,313,094 $0.28 $647,666.32
Disclosure

SEC source: 0000899243-22-038399 · doc4.xml · nonDerivative · entry 2

Noll Shaun · CIK 0001821774 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 726 BF LLC

Disclosed balance after: 11,928,214

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter L. Briger Jr., Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"), who may be deemed members of a group in respect of the Issuer's outstanding shares. Each of the Reporting Persons disclaims the existence of any such group and further disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Shares owned directly by 726 BF. Peter L. Briger Jr., as the Manager of 726 BF, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF. Shaun Noll, Chief Investment Officer and President of 726 BF, has been delegated power to vote and dispose of the securities owned by 726 BF and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF.

Read SEC document
December 09, 2022 Filed Dec 14, 2022 02:41 UTC
Noll ShaunDirector · 10% owner
PurchaseCommon Shares 1,156,547 $0.28 $323,833.16
Disclosure

SEC source: 0000899243-22-038399 · doc4.xml · nonDerivative · entry 1

Noll Shaun · CIK 0001821774 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 726 BC LLC

Disclosed balance after: 4,996,844

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter L. Briger Jr., Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"), who may be deemed members of a group in respect of the Issuer's outstanding shares. Each of the Reporting Persons disclaims the existence of any such group and further disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Shares owned directly by 726 BC. Matthew Briger, as the Manager of 726 BC, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BC. Shaun Noll, Chief Investment Officer and President of 726 BC, has been delegated power to vote and dispose of the securities owned by 726 BC and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BC

Read SEC document
December 09, 2022 Filed Dec 14, 2022 19:46 UTC PurchaseCommon Shares 11,700 $0.28 $3,276.00
Disclosure

SEC source: 0000899243-22-038515 · doc4.xml · nonDerivative · entry 3

Sanders Kenneth D · CIK 0001895179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,950

Read SEC document
December 08, 2022 Filed Dec 14, 2022 19:46 UTC PurchaseCommon Shares 40,000 $0.29 $11,520.00
Disclosure

SEC source: 0000899243-22-038515 · doc4.xml · nonDerivative · entry 2

Sanders Kenneth D · CIK 0001895179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,250

Read SEC document
December 07, 2022 Filed Dec 14, 2022 19:46 UTC PurchaseCommon Shares 10,000 $0.28 $2,820.00
Disclosure

SEC source: 0000899243-22-038515 · doc4.xml · nonDerivative · entry 1

Sanders Kenneth D · CIK 0001895179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,250

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:19 UTC
English Aron R.Director · 10% owner
22NW, LP10% owner
22NW Fund, LP10% owner
22NW GP, Inc.10% owner
PurchaseCommon Shares 1,562,500 $0.32 $500,000.00
Disclosure

SEC source: 0000921895-22-003144 · form41068001222nw_12012022.xml · nonDerivative · entry 2

English Aron R. · CIK 0001770436 · Director · 10% owner

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

22NW Fund GP, LLC · CIK 0001770575 · 10% owner

22NW GP, Inc. · CIK 0001783663 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: 22NW Fund, LP

Disclosed balance after: 17,456,665

F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: Acquired pursuant to a subscription agreement with the Issuer.

F2 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:19 UTC
English Aron R.Director · 10% owner
22NW, LP10% owner
22NW Fund, LP10% owner
22NW GP, Inc.10% owner
PurchaseCommon Shares 1,562,500 $0.32 $500,000.00
Disclosure

SEC source: 0000921895-22-003144 · form41068001222nw_12012022.xml · nonDerivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

22NW Fund GP, LLC · CIK 0001770575 · 10% owner

22NW GP, Inc. · CIK 0001783663 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777,369

F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · price: Acquired pursuant to a subscription agreement with the Issuer.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:21 UTC
Mitchell CoryDirector · See Explanation of Responses
PurchaseCommon Shares 312,500 $0.32 $100,000.00
Disclosure

SEC source: 0000921895-22-003145 · form410680012mit_12012022.xml · nonDerivative · entry 1

Mitchell Cory · CIK 0001888112 · Director · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,390

F1 · security: The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. The Reporting Person is also a director of the Issuer. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: Acquired pursuant to a subscription agreement with the Issuer.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:46 UTC GrantCommon Shares 156,250 $0.32 $50,000.00
Disclosure

SEC source: 0000899243-22-037505 · doc4.xml · nonDerivative · entry 1

Edwards Douglas A · CIK 0001895807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,250

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:44 UTC
Ryan Scott CDirector
GrantCommon Shares 234,375 $0.32 $75,000.00
Disclosure

SEC source: 0000899243-22-037502 · doc4.xml · nonDerivative · entry 1

Ryan Scott C · CIK 0001895408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,375

Read SEC document
November 30, 2022 Filed Dec 2, 2022 18:48 UTC GrantCommon Shares 156,250 $0.32 $50,000.00
Disclosure

SEC source: 0000899243-22-037508 · doc4.xml · nonDerivative · entry 1

Sanders Kenneth D · CIK 0001895179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,250

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:56 UTC
Greffen MarkChief Technology Officer
GrantCommon Shares 11,615 $0.32 $3,716.80
Disclosure

SEC source: 0000899243-22-037513 · doc4.xml · nonDerivative · entry 1

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,579

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:46 UTC
Somayaji NandiniSee Remarks
GrantCommon Shares 46,461 $0.32 $14,867.52
Disclosure

SEC source: 0000899243-22-037504 · doc4.xml · nonDerivative · entry 1

Somayaji Nandini · CIK 0001941797 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,745

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:51 UTC
Dopheide JefferyChief Revenue Officer
GrantCommon Shares 156,250 $0.32 $50,000.00
Disclosure

SEC source: 0000899243-22-037510 · doc4.xml · nonDerivative · entry 1

Dopheide Jeffery · CIK 0001955280 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,250

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:44 UTC
HUNTER RICHARD JChief Operating Officer
GrantCommon Shares 625,000 $0.32 $200,000.00
Disclosure

SEC source: 0000899243-22-037500 · doc4.xml · nonDerivative · entry 1

HUNTER RICHARD J · CIK 0001742843 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:42 UTC GrantCommon Shares 250,000 $0.32 $80,000.00
Disclosure

SEC source: 0000899243-22-037497 · doc4.xml · nonDerivative · entry 1

Robinson Scott L · CIK 0001341765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:41 UTC
Little Bradley ScottChief Financial Officer
GrantCommon Shares 156,250 $0.32 $50,000.00
Disclosure

SEC source: 0000899243-22-037495 · doc4.xml · nonDerivative · entry 1

Little Bradley Scott · CIK 0001589569 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,250

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:39 UTC
Noll ShaunDirector
GrantCommon Shares 781,250 $0.32 $250,000.00
Disclosure

SEC source: 0000899243-22-037493 · doc4.xml · nonDerivative · entry 1

Noll Shaun · CIK 0001821774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,145,207

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:38 UTC
Urban Benjamin NicholasDirector · Chief Executive Officer
GrantCommon Shares 312,500 $0.32 $100,000.00
Disclosure

SEC source: 0000899243-22-037492 · doc4.xml · nonDerivative · entry 1

Urban Benjamin Nicholas · CIK 0001936653 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,500

Read SEC document
September 30, 2022 Filed Oct 5, 2022 00:53 UTC GrantDeferred Share Unit · Derivative 79,838 $35,740.00 $2,853,410,120.00
Disclosure

SEC source: 0000899243-22-032827 · doc4.xml · derivative · entry 1

Edwards Douglas A · CIK 0001895807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,083

Underlying: Common Shares · 79,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.4477, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 00:47 UTC
Ryan Scott CDirector
GrantDeferred Share Unit · Derivative 81,521 $36,493.00 $2,974,945,853.00
Disclosure

SEC source: 0000899243-22-032825 · doc4.xml · derivative · entry 1

Ryan Scott C · CIK 0001895408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,766

Underlying: Common Shares · 81,521 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.4477, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:37 UTC GrantDeferred Share Unit · Derivative 82,623 $36,986.00 $3,055,894,278.00
Disclosure

SEC source: 0000899243-22-032823 · doc4.xml · derivative · entry 1

Sanders Kenneth D · CIK 0001895179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,284

Underlying: Common Shares · 82,623 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.4477, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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September 30, 2022 Filed Oct 5, 2022 00:40 UTC GrantDeferred Share Unit · Derivative 81,751 $36,596.00 $2,991,759,596.00
Disclosure

SEC source: 0000899243-22-032828 · doc4.xml · derivative · entry 1

Robinson Scott L · CIK 0001341765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,852

Underlying: Common Shares · 81,751 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.4477, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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September 30, 2022 Filed Oct 5, 2022 00:40 UTC
Noll ShaunDirector
GrantDeferred Share Unit · Derivative 60,590 $27,123.00 $1,643,382,570.00
Disclosure

SEC source: 0000899243-22-032818 · doc4.xml · derivative · entry 1

Noll Shaun · CIK 0001821774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,748

Underlying: Common Shares · 60,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.4477, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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September 30, 2022 Filed Oct 5, 2022 00:36 UTC GrantDeferred Share Unit · Derivative 57,836 $25,890.00 $1,497,374,040.00
Disclosure

SEC source: 0000899243-22-032822 · doc4.xml · derivative · entry 1

Mitchell Cory · CIK 0001888112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,798

Underlying: Common Shares · 57,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.4477, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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September 30, 2022 Filed Oct 5, 2022 00:27 UTC GrantDeferred Share Unit · Derivative 60,590 $27,123.00 $1,643,382,570.00
Disclosure

SEC source: 0000899243-22-032814 · doc4.xml · derivative · entry 1

English Aron R. · CIK 0001770436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,408

Underlying: Common Shares · 60,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $0.4477, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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June 30, 2022 Filed Jul 5, 2022 21:40 UTC GrantDeferred Share Unit · Derivative 19,245 $20,034.05 $385,555,292.25
Disclosure

SEC source: 0000899243-22-025052 · doc4.xml · derivative · entry 1

Edwards Douglas A · CIK 0001895807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,245

Underlying: Common Shares · 19,245 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $1.0410, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.