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OTC · USD

DRTTF

DIRTT ENVIRONMENTAL SOLUTIONS LTD

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Tapewire entity
6673
SEC CIK
0001340476
Parsed reports
399

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2021 Filed Jun 23, 2021 01:52 UTC
Krause Geoffrey D.Chief Financial Officer
Exercise / conversionCommon Shares 69,814 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-025453 · doc4.xml · nonDerivative · entry 1

Krause Geoffrey D. · CIK 0001788764 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On June 17, 2020, the reporting person was granted 209,444 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares equal to the number of vested RSUs (or a combination of cash and Common Shares). One-third of the RSUs vested on June 17, 2021 and were converted into Common Stock on a one-to-one basis at the Issuer's discretion.

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May 17, 2021 Filed May 19, 2021 20:05 UTC
Kraus Charles RSee Remarks
SaleCommon Shares 18,500 $3.35 $62,002.75
Disclosure

SEC source: 0000899243-21-019917 · doc4.xml · nonDerivative · entry 1

Kraus Charles R · CIK 0001528691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,499

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $3.25 to $3.45, inclusive. The reporting person undertakes to provide to DIRTT Environmental Solutions Ltd., any security holder of DIRTT Environmental Solutions Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range

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March 31, 2021 Filed Apr 2, 2021 19:11 UTC GrantDeferred Share Unit · Derivative 643 $1,942.05 $1,248,738.15
Disclosure

SEC source: 0000899243-21-014660 · doc4.xml · derivative · entry 1

Lynch James Anthony · CIK 0001853143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643

Underlying: Common Shares · 643 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.0203, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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March 31, 2021 Filed Apr 2, 2021 19:10 UTC
Rhoten DianaDirector
GrantDeferred Share Unit · Derivative 628 $1,896.75 $1,191,159.00
Disclosure

SEC source: 0000899243-21-014656 · doc4.xml · derivative · entry 1

Rhoten Diana · CIK 0001853179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628

Underlying: Common Shares · 628 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.0203, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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March 31, 2021 Filed Apr 2, 2021 19:14 UTC GrantDeferred Share Unit · Derivative 5,424 $16,382.10 $88,856,510.40
Disclosure

SEC source: 0000899243-21-014664 · doc4.xml · derivative · entry 1

Lillibridge Todd W. · CIK 0001494933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,445

Underlying: Common Shares · 5,424 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.0203, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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March 31, 2021 Filed Apr 2, 2021 19:08 UTC GrantDeferred Share Unit · Derivative 4,759 $14,373.61 $68,404,009.99
Disclosure

SEC source: 0000899243-21-014653 · doc4.xml · derivative · entry 1

KING SHAUNA R · CIK 0001298691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,734

Underlying: Common Shares · 4,759 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.0203, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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March 31, 2021 Filed Apr 2, 2021 23:15 UTC GrantDeferred Share Unit · Derivative 5,070 $15,312.91 $77,636,453.70
Disclosure

SEC source: 0000899243-21-014666 · doc4.xml · derivative · entry 1

Karkkainen Denise · CIK 0001788914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,493

Underlying: Common Shares · 5,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.0203, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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March 31, 2021 Filed Apr 2, 2021 23:14 UTC
Parry StevenDirector
GrantDeferred Share Unit · Derivative 6,208 $18,750.02 $116,400,124.16
Disclosure

SEC source: 0000899243-21-014665 · doc4.xml · derivative · entry 1

Parry Steven · CIK 0001788765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,859

Underlying: Common Shares · 6,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.0203, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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March 31, 2021 Filed Apr 2, 2021 23:11 UTC GrantDeferred Share Unit · Derivative 4,449 $13,437.31 $59,782,592.19
Disclosure

SEC source: 0000899243-21-014659 · doc4.xml · derivative · entry 1

Ford Michael T. · CIK 0001820753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,644

Underlying: Common Shares · 4,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.0203, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:10 UTC GrantDeferred Share Unit · Derivative 4,656 $14,062.52 $65,475,093.12
Disclosure

SEC source: 0000899243-21-014658 · doc4.xml · derivative · entry 1

Boulais Wayne · CIK 0001788891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,802

Underlying: Common Shares · 4,656 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $3.0203, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:41 UTC
Gusso Lindsay R.Chief Human Resources Officer
GrantPerformance-Based Restricted Share Units · Derivative 36,764 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009398 · doc4.xml · derivative · entry 2

Gusso Lindsay R. · CIK 0001809484 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,764

Underlying: Common Shares · 36,764 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 36,764 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 36,764 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 36,764 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 36,764 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.underlying_shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 36,764 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · balance_after: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 36,764 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

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March 01, 2021 Filed Mar 3, 2021 16:41 UTC
Gusso Lindsay R.Chief Human Resources Officer
GrantRestricted Share Units · Derivative 36,765 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009398 · doc4.xml · derivative · entry 1

Gusso Lindsay R. · CIK 0001809484 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,765

Underlying: Common Shares · 36,765 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 1, 2021 the reporting person was granted 36,765 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.exercise_date: On March 1, 2021 the reporting person was granted 36,765 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.expiration_date: On March 1, 2021 the reporting person was granted 36,765 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

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March 01, 2021 Filed Mar 3, 2021 16:49 UTC
OMEARA KEVIN PDirector · President, CEO and Director
GrantPerformance-Based Restricted Share Units · Derivative 294,117 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009406 · doc4.xml · derivative · entry 2

OMEARA KEVIN P · CIK 0001326951 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,117

Underlying: Common Shares · 294,117 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 294,117 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 294,117 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 294,117 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 294,117 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.underlying_shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 294,117 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · balance_after: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 294,117 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:49 UTC
OMEARA KEVIN PDirector · President, CEO and Director
GrantRestricted Share Units · Derivative 294,118 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009406 · doc4.xml · derivative · entry 1

OMEARA KEVIN P · CIK 0001326951 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,118

Underlying: Common Shares · 294,118 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 1, 2021 the reporting person was granted 294,118 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.exercise_date: On March 1, 2021 the reporting person was granted 294,118 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.expiration_date: On March 1, 2021 the reporting person was granted 294,118 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:03 UTC
Warawa JenniferChief Commercial Officer
GrantPerformance-Based Restricted Share Units · Derivative 106,617 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009421 · doc4.xml · derivative · entry 2

Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,617

Underlying: Common Shares · 106,617 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 106,617 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 106,617 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 106,617 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 106,617 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.underlying_shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 106,617 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · balance_after: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 106,617 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:03 UTC
Warawa JenniferChief Commercial Officer
GrantRestricted Share Units · Derivative 106,618 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009421 · doc4.xml · derivative · entry 1

Warawa Jennifer · CIK 0001788894 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,618

Underlying: Common Shares · 106,618 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 1, 2021 the reporting person was granted 106,618 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.exercise_date: On March 1, 2021 the reporting person was granted 106,618 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.expiration_date: On March 1, 2021 the reporting person was granted 106,618 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:56 UTC
Krause Geoffrey D.Chief Financial Officer
GrantPerformance-Based Restricted Share Units · Derivative 92,402 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009414 · doc4.xml · derivative · entry 2

Krause Geoffrey D. · CIK 0001788764 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,402

Underlying: Common Shares · 92,402 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 92,402 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 92,402 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 92,402 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 92,402 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.underlying_shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 92,402 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · balance_after: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 92,402 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:56 UTC
Krause Geoffrey D.Chief Financial Officer
GrantRestricted Share Units · Derivative 92,402 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009414 · doc4.xml · derivative · entry 1

Krause Geoffrey D. · CIK 0001788764 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,402

Underlying: Common Shares · 92,402 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 1, 2021 the reporting person was granted 92,402 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.exercise_date: On March 1, 2021 the reporting person was granted 92,402 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.expiration_date: On March 1, 2021 the reporting person was granted 92,402 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:46 UTC
Calkins JeffreyChief Operating Officer
GrantPerformance-Based Restricted Share Units · Derivative 76,470 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009405 · doc4.xml · derivative · entry 2

Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,470

Underlying: Common Shares · 76,470 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.underlying_shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · balance_after: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:46 UTC
Calkins JeffreyChief Operating Officer
GrantRestricted Share Units · Derivative 76,471 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009405 · doc4.xml · derivative · entry 1

Calkins Jeffrey · CIK 0001788773 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,471

Underlying: Common Shares · 76,471 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 1, 2021 the reporting person was granted 76,471 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.exercise_date: On March 1, 2021 the reporting person was granted 76,471 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.expiration_date: On March 1, 2021 the reporting person was granted 76,471 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:44 UTC
Greffen MarkChief Technology Officer
GrantPerformance-Based Restricted Share Units · Derivative 76,470 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009401 · doc4.xml · derivative · entry 2

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,470

Underlying: Common Shares · 76,470 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.underlying_shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · balance_after: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 76,470 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:44 UTC
Greffen MarkChief Technology Officer
GrantRestricted Share Units · Derivative 76,471 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009401 · doc4.xml · derivative · entry 1

Greffen Mark · CIK 0001788915 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,471

Underlying: Common Shares · 76,471 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 1, 2021 the reporting person was granted 76,471 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.exercise_date: On March 1, 2021 the reporting person was granted 76,471 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.expiration_date: On March 1, 2021 the reporting person was granted 76,471 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:37 UTC
Kraus Charles RSee Remarks
GrantPerformance-Based Restricted Share Units · Derivative 63,725 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009396 · doc4.xml · derivative · entry 2

Kraus Charles R · CIK 0001528691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,725

Underlying: Common Shares · 63,725 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 63,725 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 63,725 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.exercise_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 63,725 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.expiration_date: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 63,725 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · derivative.underlying_shares: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 63,725 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F2 · balance_after: On March 1, 2021, the reporting person was granted a target number of RSUs equal to 63,725 restricted share units (the "Target Number of Restricted Share Units"). The number of RSUs that become vested RSUs will be between 0% and 150% of the Target Number of Restricted Share Units, depending on whether and to what extent certain trading price hurdles are achieved over the three-year performance period, which commenced on the date of grant. Vesting of the RSUs is further contingent upon the reporting person's continued employment through the end of the performance period. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one Common Share or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:37 UTC
Kraus Charles RSee Remarks
GrantRestricted Share Units · Derivative 63,726 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009396 · doc4.xml · derivative · entry 1

Kraus Charles R · CIK 0001528691 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,726

Underlying: Common Shares · 63,726 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 1, 2021 the reporting person was granted 63,726 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.exercise_date: On March 1, 2021 the reporting person was granted 63,726 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

F1 · derivative.expiration_date: On March 1, 2021 the reporting person was granted 63,726 restricted share units ("RSUs"), vesting in three equal annual installments beginning on the first anniversary of the grant date. Each RSU represents a conditional right to receive a cash payment equal to the fair market value of one share of common stock of the Issuer (a "Common Share") or, at the Issuer's discretion, a number of Common Shares (or a combination of cash and Common Shares) equal to the fair market value of one Common Share.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:06 UTC
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 11,000 $2.48 $27,280.00
Disclosure

SEC source: 0000921895-21-000579 · form412761001_03012021.xml · nonDerivative · entry 2

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,257

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter L. Briger Jr., Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.47 to $2.48. The price above reflects the weighted average sale price.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:06 UTC
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 212,620 $2.45 $520,557.55
Disclosure

SEC source: 0000921895-21-000579 · form412761001_03012021.xml · nonDerivative · entry 1

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 726 BF

Disclosed balance after: 7,632,698

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter L. Briger Jr., Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.35 to $2.48. The price above reflects the weighted average sale price.

F3 · ownership.direct: Shares owned directly by 726 BF. Peter L. Briger Jr., as the Manager of 726 BF, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF. Shaun Noll has been delegated power to vote and dispose of the securities owned by 726 BF and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF.

Read SEC document
February 25, 2021 Filed Mar 23, 2021 17:33 UTC Amendment
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 11,000 $2.48 $27,280.00
Disclosure

SEC source: 0000921895-21-000835 · form4a112761001_03232021.xml · nonDerivative · entry 2

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,257

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter L. Briger Jr., Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.47 to $2.48. The price above reflects the weighted average sale price.

Read SEC document
February 25, 2021 Filed Mar 23, 2021 17:33 UTC Amendment
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 212,620 $2.45 $520,557.55
Disclosure

SEC source: 0000921895-21-000835 · form4a112761001_03232021.xml · nonDerivative · entry 1

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 726 BF

Disclosed balance after: 7,632,698

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter L. Briger Jr., Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.35 to $2.48. The price above reflects the weighted average sale price.

F3 · ownership.direct: Shares owned directly by 726 BF. Peter L. Briger Jr., as the Manager of 726 BF, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF. Shaun Noll, Chief Investment Officer and President of 726 BF, has been delegated power to vote and dispose of the securities owned by 726 BF and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF.

Read SEC document
February 25, 2021 Filed Nov 16, 2021 20:23 UTC Amendment
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 11,000 $2.48 $27,280.00
Disclosure

SEC source: 0000921895-21-002703 · form4a212761001_11162021.xml · nonDerivative · entry 2

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,257

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter L. Briger Jr., Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.47 to $2.48. The price above reflects the weighted average sale price.

Read SEC document
February 25, 2021 Filed Nov 16, 2021 20:23 UTC Amendment
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 212,620 $2.45 $520,557.55
Disclosure

SEC source: 0000921895-21-002703 · form4a212761001_11162021.xml · nonDerivative · entry 1

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 726 BF

Disclosed balance after: 7,632,698

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter L. Briger Jr., Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.35 to $2.48. The price above reflects the weighted average sale price.

F3 · ownership.direct: Shares owned directly by 726 BF. Peter L. Briger Jr., as the Manager of 726 BF, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF. Shaun Noll, Chief Investment Officer and President of 726 BF, has been delegated power to vote and dispose of the securities owned by 726 BF and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:30 UTC GrantDeferred Share Unit · Derivative 5,805 $14,373.76 $83,439,676.80
Disclosure

SEC source: 0000899243-21-000512 · doc4.xml · derivative · entry 1

KING SHAUNA R · CIK 0001298691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,975

Underlying: Common Shares · 5,805 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $2.4761, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:43 UTC GrantDeferred Share Unit · Derivative 5,553 $13,749.78 $76,352,528.34
Disclosure

SEC source: 0000899243-21-000518 · doc4.xml · derivative · entry 1

Lillibridge Todd W. · CIK 0001494933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,021

Underlying: Common Shares · 5,553 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $2.4761, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:01 UTC GrantDeferred Share Unit · Derivative 5,679 $14,061.78 $79,856,848.62
Disclosure

SEC source: 0000899243-21-000523 · doc4.xml · derivative · entry 1

Boulais Wayne · CIK 0001788891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,146

Underlying: Common Shares · 5,679 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $2.4761, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:50 UTC GrantDeferred Share Unit · Derivative 6,184 $15,312.20 $94,690,644.80
Disclosure

SEC source: 0000899243-21-000520 · doc4.xml · derivative · entry 1

Karkkainen Denise · CIK 0001788914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,423

Underlying: Common Shares · 6,184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $2.4761, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2020 Filed Jan 6, 2021 00:34 UTC
Parry StevenDirector
GrantDeferred Share Unit · Derivative 7,572 $18,749.03 $141,967,655.16
Disclosure

SEC source: 0000899243-21-000516 · doc4.xml · derivative · entry 1

Parry Steven · CIK 0001788765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,651

Underlying: Common Shares · 7,572 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $2.4761, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 31, 2020 Filed Jan 6, 2021 00:30 UTC GrantDeferred Share Unit · Derivative 5,427 $13,437.79 $72,926,886.33
Disclosure

SEC source: 0000899243-21-000513 · doc4.xml · derivative · entry 1

Ford Michael T. · CIK 0001820753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,195

Underlying: Common Shares · 5,427 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was $2.4761, which was the Market Value of the Issuer's Common Shares on the date of grant.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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December 04, 2020 Filed Dec 8, 2020 16:46 UTC
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 15,500 $2.95 $45,725.00
Disclosure

SEC source: 0000921895-20-003188 · form412761001_12072020.xml · nonDerivative · entry 8

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,257

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter Briger, Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: All price information in Canadian Dollars.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:46 UTC
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 311,100 $3.16 $983,076.00
Disclosure

SEC source: 0000921895-20-003188 · form412761001_12072020.xml · nonDerivative · entry 5

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 726 BF

Disclosed balance after: 7,420,078

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter Briger, Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: All price information in Canadian Dollars.

F2 · ownership.direct: Shares owned directly by 726 BF. Peter Briger, as the Manager of 726 BF, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF. Shaun Noll has been delegated power to vote and dispose of the securities owned by 726 BF and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 16:46 UTC
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 258,600 $2.78 $718,908.00
Disclosure

SEC source: 0000921895-20-003188 · form412761001_12072020.xml · nonDerivative · entry 4

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 726 BF

Disclosed balance after: 7,108,978

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter Briger, Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: All price information in Canadian Dollars.

F2 · ownership.direct: Shares owned directly by 726 BF. Peter Briger, as the Manager of 726 BF, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF. Shaun Noll has been delegated power to vote and dispose of the securities owned by 726 BF and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 16:46 UTC
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 10,000 $2.54 $25,400.00
Disclosure

SEC source: 0000921895-20-003188 · form412761001_12072020.xml · nonDerivative · entry 7

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,757

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter Briger, Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: All price information in Canadian Dollars.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 16:46 UTC
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 100,000 $2.77 $277,000.00
Disclosure

SEC source: 0000921895-20-003188 · form412761001_12072020.xml · nonDerivative · entry 3

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 726 BF

Disclosed balance after: 6,850,378

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter Briger, Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: All price information in Canadian Dollars.

F2 · ownership.direct: Shares owned directly by 726 BF. Peter Briger, as the Manager of 726 BF, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF. Shaun Noll has been delegated power to vote and dispose of the securities owned by 726 BF and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF.

Read SEC document
December 01, 2020 Filed Dec 8, 2020 16:46 UTC
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 5,000 $2.40 $12,000.00
Disclosure

SEC source: 0000921895-20-003188 · form412761001_12072020.xml · nonDerivative · entry 6

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,757

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter Briger, Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: All price information in Canadian Dollars.

Read SEC document
December 01, 2020 Filed Dec 8, 2020 16:46 UTC
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 1,070,069 $2.58 $2,760,778.02
Disclosure

SEC source: 0000921895-20-003188 · form412761001_12072020.xml · nonDerivative · entry 2

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 726 BF

Disclosed balance after: 6,750,378

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter Briger, Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: All price information in Canadian Dollars.

F2 · ownership.direct: Shares owned directly by 726 BF. Peter Briger, as the Manager of 726 BF, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF. Shaun Noll has been delegated power to vote and dispose of the securities owned by 726 BF and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF.

Read SEC document
November 30, 2020 Filed Dec 8, 2020 16:46 UTC
Noll Shaun10% owner
Briger Peter L JRSee Explanation of Responses
726 BF LLCSee Explanation of Responses
Briger MatthewSee Explanation of Responses
726 BC LLCSee Explanation of Responses
PurchaseCommon Shares 100,000 $2.20 $220,000.00
Disclosure

SEC source: 0000921895-20-003188 · form412761001_12072020.xml · nonDerivative · entry 1

Noll Shaun · CIK 0001821774 · 10% owner

Briger Peter L JR · CIK 0001380193 · See Explanation of Responses

726 BF LLC · CIK 0001835423 · See Explanation of Responses

Briger Matthew · CIK 0001835334 · See Explanation of Responses

726 BC LLC · CIK 0001835261 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 726 BF

Disclosed balance after: 5,680,309

F1 · security: This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter Briger, Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.

F4 · price: All price information in Canadian Dollars.

F2 · ownership.direct: Shares owned directly by 726 BF. Peter Briger, as the Manager of 726 BF, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF. Shaun Noll has been delegated power to vote and dispose of the securities owned by 726 BF and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:56 UTC GrantDeferred Share Unit · Derivative 8,802 $13,708.23 $120,659,840.46
Disclosure

SEC source: 0000899243-20-026881 · doc4.xml · derivative · entry 1

Lillibridge Todd W. · CIK 0001494933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,468

Underlying: Common Shares · 8,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was C$2.07, which was the Market Value of the Issuer's Common Shares on the date of grant, converted from Canadian dollars to U.S. dollars using the Bank of Canada daily average exchange rate for the quarter ending September 30, 2020 of C$1.33 = US $1.00.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:58 UTC GrantDeferred Share Unit · Derivative 6,170 $9,609.16 $59,288,517.20
Disclosure

SEC source: 0000899243-20-026883 · doc4.xml · derivative · entry 1

KING SHAUNA R · CIK 0001298691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,170

Underlying: Common Shares · 6,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was C$2.07, which was the Market Value of the Issuer's Common Shares on the date of grant, converted from Canadian dollars to U.S. dollars using the Bank of Canada daily average exchange rate for the quarter ending September 30, 2020 of C$1.33 = US $1.00.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:54 UTC GrantDeferred Share Unit · Derivative 9,002 $14,019.71 $126,205,429.42
Disclosure

SEC source: 0000899243-20-026880 · doc4.xml · derivative · entry 1

Boulais Wayne · CIK 0001788891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,467

Underlying: Common Shares · 9,002 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was C$2.07, which was the Market Value of the Issuer's Common Shares on the date of grant, converted from Canadian dollars to U.S. dollars using the Bank of Canada daily average exchange rate for the quarter ending September 30, 2020 of C$1.33 = US $1.00.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:54 UTC
Parry StevenDirector
GrantDeferred Share Unit · Derivative 12,040 $18,751.10 $225,763,244.00
Disclosure

SEC source: 0000899243-20-026879 · doc4.xml · derivative · entry 1

Parry Steven · CIK 0001788765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,079

Underlying: Common Shares · 12,040 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was C$2.07, which was the Market Value of the Issuer's Common Shares on the date of grant, converted from Canadian dollars to U.S. dollars using the Bank of Canada daily average exchange rate for the quarter ending September 30, 2020 of C$1.33 = US $1.00.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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September 30, 2020 Filed Oct 2, 2020 20:52 UTC GrantDeferred Share Unit · Derivative 5,768 $8,983.08 $51,814,405.44
Disclosure

SEC source: 0000899243-20-026876 · doc4.xml · derivative · entry 1

Ford Michael T. · CIK 0001820753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Underlying: Common Shares · 5,768 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was C$2.07, which was the Market Value of the Issuer's Common Shares on the date of grant, converted from Canadian dollars to U.S. dollars using the Bank of Canada daily average exchange rate for the quarter ending September 30, 2020 of C$1.33 = US $1.00.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, thirty days following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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September 30, 2020 Filed Oct 2, 2020 20:49 UTC GrantDeferred Share Unit · Derivative 9,832 $15,312.36 $150,551,123.52
Disclosure

SEC source: 0000899243-20-026871 · doc4.xml · derivative · entry 1

Karkkainen Denise · CIK 0001788914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,239

Underlying: Common Shares · 9,832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F2 · price: The price used to calculate the number of DSUs granted was C$2.07, which was the Market Value of the Issuer's Common Shares on the date of grant, converted from Canadian dollars to U.S. dollars using the Bank of Canada daily average exchange rate for the quarter ending September 30, 2020 of C$1.33 = US $1.00.

F1 · derivative.exercise_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

F1 · derivative.expiration_date: Each deferred share unit is the economic equivalent of one share of the Issuer's Common Shares. Generally, on the date elected by the Reporting Person following the date that the Reporting Person ceases to serve on the board of directors of the Issuer, the deferred share units will be settled in cash based on the volume weighted average price of the Common Shares for the five immediately preceding days on which the Common Shares were trading on the Toronto Stock Exchange; provided, however that if the Issuer's Common Shares are trading on more than one exchange at such time, such calculation shall be based on the trading price over such five day period on the stock exchange with the higher average trading volume over the twenty trading days immediately prior to such date (such price the "Market Value").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.