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Nasdaq · USD

DOMO

Huckleberry.ai, Inc.

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Tapewire entity
6423
SEC CIK
0001505952
Parsed reports
276

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202611
May 202609
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2020 Filed Dec 22, 2020 23:15 UTC
Wong CatherineCPO, EVP of Engineering
Tax withholdingClass B Common Stock 6,738 $67.57 $455,286.66
Disclosure

SEC source: 0001628280-20-017707 · wf-form4_160867888793015.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · CPO, EVP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,548

F1 · balance_after: Includes 1,196 shares acquired under the Issuer's 2018 Employee Stock Purchase Plan on October 1, 2020.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 18:19 UTC
Felt Bruce C. Jr.Chief Financial Officer
Tax withholdingClass B Common Stock 8,471 $67.57 $572,385.47
Disclosure

SEC source: 0001628280-20-017709 · wf-form4_160867914190760.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,207

Read SEC document
December 16, 2020 Filed Dec 16, 2020 18:01 UTC
Felt Bruce C. Jr.Chief Financial Officer
OtherStock Option (right to buy) · Derivative 50,000 $25.50 Strike: $25.50 $1,275,000.00
Disclosure

SEC source: 0001628280-20-017571 · wf-form4_160815965657795.xml · derivative · entry 7

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230

Underlying: Class B Common Stock · 50,000 shares

Expires 2024-09-03

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 18, 2015 and 1/48 of the shares subject to the option vested each month thereafter.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 18:01 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 50,000 $60.36 $3,017,830.00
Disclosure

SEC source: 0001628280-20-017571 · wf-form4_160815965657795.xml · nonDerivative · entry 5

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,678

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

F4 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $60.00 to $60.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 18:01 UTC
Felt Bruce C. Jr.Chief Financial Officer
Exercise / conversionClass B Common Stock 50,000 $25.50 $1,275,000.00
Disclosure

SEC source: 0001628280-20-017571 · wf-form4_160815965657795.xml · nonDerivative · entry 4

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 18:01 UTC
Felt Bruce C. Jr.Chief Financial Officer
OtherStock Option (right to buy) · Derivative 100,000 $25.50 Strike: $25.50 $2,550,000.00
Disclosure

SEC source: 0001628280-20-017571 · wf-form4_160815965657795.xml · derivative · entry 6

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,230

Underlying: Class B Common Stock · 100,000 shares

Expires 2024-09-03

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 18, 2015 and 1/48 of the shares subject to the option vested each month thereafter.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 18:01 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 22,530 $51.04 $1,149,931.20
Disclosure

SEC source: 0001628280-20-017571 · wf-form4_160815965657795.xml · nonDerivative · entry 3

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,678

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

F3 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $48.58 to $53.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 18:01 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 100,000 $53.48 $5,348,000.00
Disclosure

SEC source: 0001628280-20-017571 · wf-form4_160815965657795.xml · nonDerivative · entry 2

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,208

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $50.00 to $55.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 18:01 UTC
Felt Bruce C. Jr.Chief Financial Officer
Exercise / conversionClass B Common Stock 100,000 $25.50 $2,550,000.00
Disclosure

SEC source: 0001628280-20-017571 · wf-form4_160815965657795.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 22:49 UTC
EVAN DANA LDirector
SaleClass B Common Stock 4,699 $46.50 $218,503.50
Disclosure

SEC source: 0001628280-20-017481 · wf-form4_160798617483657.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,639

Read SEC document
December 07, 2020 Filed Dec 8, 2020 16:47 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 2,567 $47.71 $122,471.83
Disclosure

SEC source: 0001628280-20-017200 · wf-form4_160746402518197.xml · nonDerivative · entry 2

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,208

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

F3 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $47.50 to $47.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:47 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 9,547 $45.31 $432,591.75
Disclosure

SEC source: 0001628280-20-017200 · wf-form4_160746402518197.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,775

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $45 to $45.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 21:11 UTC
Wong CatherineCPO, EVP of Engineering
Tax withholdingClass B Common Stock 2,352 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013865 · wf-form4_160089546463171.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · CPO, EVP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,090

Read SEC document
September 22, 2020 Filed Sep 23, 2020 17:10 UTC
Felt Bruce C. Jr.Chief Financial Officer
Tax withholdingClass B Common Stock 2,822 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013864 · wf-form4_160089541552016.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,322

Read SEC document
September 10, 2020 Filed Sep 10, 2020 18:35 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 7,815 $42.50 $332,137.50
Disclosure

SEC source: 0001628280-20-013460 · wf-form4_159977729914795.xml · nonDerivative · entry 3

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,144

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 18:35 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 3,500 $40.00 $140,000.00
Disclosure

SEC source: 0001628280-20-013460 · wf-form4_159977729914795.xml · nonDerivative · entry 2

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,959

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on July 15, 2020.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:00 UTC
EVAN DANA LDirector
GrantClass B Common Stock 5,305 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013316 · wf-form4_159917762536736.xml · nonDerivative · entry 2

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,338

F1 · shares: The shares are represented by restricted stock units ("RSU"s). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:00 UTC
EVAN DANA LDirector
GrantClass B Common Stock 4,699 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013316 · wf-form4_159917762536736.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,033

F1 · shares: The shares are represented by restricted stock units ("RSU"s). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

Read SEC document
August 01, 2020 Filed Jun 3, 2021 21:32 UTC GrantClass B Common Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-011633 · wf-form4_162275588234951.xml · nonDerivative · entry 2

Daniel Daniel David III · CIK 0001774549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 3,317

F2 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the right of the Reporting Person's spouse to receive one share of Class B common stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person's spouse ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

F2 · price: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the right of the Reporting Person's spouse to receive one share of Class B common stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person's spouse ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

F3 · balance_after: Includes 710 shares acquired under the Issuer's 2018 Employee Stock Purchase Plan on October 1, 2020 and 698 shares acquired on April 1, 2021 under the Issuer's 2018 Employee Stock Purchase Plan.

Read SEC document
July 16, 2020 Filed Jul 18, 2020 01:27 UTC
Wong CatherineCPO, EVP of Engineering
SaleClass B Common Stock 7,575 $32.61 $247,020.75
Disclosure

SEC source: 0001628280-20-010389 · wf-form4_159503561285543.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · CPO, EVP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,610

F1 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $32.55 to $32.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 16:27 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 5,324 $38.02 $202,418.48
Disclosure

SEC source: 0001628280-20-010298 · wf-form4_159441284561126.xml · nonDerivative · entry 2

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,506

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $38.00 to $38.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 16:27 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 9,676 $37.58 $363,624.08
Disclosure

SEC source: 0001628280-20-010298 · wf-form4_159441284561126.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,830

F1 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $37.00 to $37.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 07, 2020 Filed Jul 9, 2020 20:28 UTC
EVAN DANA LDirector
SaleClass B Common Stock 5,000 $36.75 $183,750.00
Disclosure

SEC source: 0001628280-20-010283 · wf-form4_159432649877778.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

F1 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $36.50 to $37.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 02, 2020 Filed Sep 10, 2020 18:35 UTC
Felt Bruce C. Jr.Chief Financial Officer
GiftClass B Common Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013460 · wf-form4_159977729914795.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,459

F1 · kind: Charitable donation of 675 shares held by the Reporting Person.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 00:40 UTC
EVAN DANA LDirector
SaleClass B Common Stock 6,666 $31.00 $206,646.00
Disclosure

SEC source: 0001628280-20-009909 · wf-form4_159304563020347.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Read SEC document
June 20, 2020 Filed Sep 4, 2020 22:37 UTC
Wong CatherineCPO, EVP of Engineering
Tax withholdingClass B Common Stock 6,738 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013355 · wf-form4_159925903933264.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · CPO, EVP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,017

Read SEC document
June 20, 2020 Filed Sep 4, 2020 18:33 UTC
Felt Bruce C. Jr.Chief Financial Officer
Tax withholdingClass B Common Stock 8,471 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013352 · wf-form4_159925877446814.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,134

F1 · balance_after: Includes 1,635 shares acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan on April 1, 2020.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:41 UTC
KEARL JEFFDirector
GrantClass B Common Stock 5,305 $0.00 $0.00
Disclosure

SEC source: 0001521855-20-000002 · wf-form4_159131405193339.xml · nonDerivative · entry 1

KEARL JEFF · CIK 0001521855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,158

F1 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be cancelled by the Issuer.

F1 · price: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be cancelled by the Issuer.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:42 UTC GrantClass B Common Stock 5,305 $0.00 $0.00
Disclosure

SEC source: 0001774549-20-000003 · wf-form4_159131411863300.xml · nonDerivative · entry 1

Daniel Daniel David III · CIK 0001774549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,003

F1 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be cancelled by the Issuer.

F1 · price: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be cancelled by the Issuer.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:39 UTC GrantClass B Common Stock 5,305 $0.00 $0.00
Disclosure

SEC source: 0001771512-20-000003 · wf-form4_159131397351598.xml · nonDerivative · entry 1

Clark Carine S. · CIK 0001771512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,920

F1 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be cancelled by the Issuer.

F1 · price: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be cancelled by the Issuer.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:01 UTC GrantClass B Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-006427 · wf-form4_158870890213123.xml · nonDerivative · entry 1

Daniel Daniel David III · CIK 0001774549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 1,709

F1 · kind: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's spouse's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person's spouse ceases to be a Service Provider (as defined in the Issuer's 2018 Equity Incentive Plan), the unvested RSUs will be cancelled by the Issuer.

F1 · price: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's spouse's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person's spouse ceases to be a Service Provider (as defined in the Issuer's 2018 Equity Incentive Plan), the unvested RSUs will be cancelled by the Issuer.

F2 · balance_after: Includes 709 shares acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan on April 1, 2020 for the purchase period of October 1, 2019 through April 1, 2020, which the reporting person is voluntarily reporting on this Form 4. This transaction is exempt under Rule 16b-3(c).

Read SEC document
April 14, 2020 Filed Apr 17, 2020 08:07 UTC GrantClass B Common Stock 19,292 $0.00 $0.00
Disclosure

SEC source: 0001808224-20-000004 · wf-form4_158712522740852.xml · nonDerivative · entry 1

Durling Joy Driscoll · CIK 0001808224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,292

F1 · shares: The shares are represented by restricted stock units ("RSU"s). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be cancelled by the issuer

F1 · price: The shares are represented by restricted stock units ("RSU"s). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be cancelled by the issuer

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:09 UTC
Wong CatherineCPO, EVP of Engineering
Tax withholdingClass B Common Stock 2,122 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-004024 · wf-form4_158509132715785.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · CPO, EVP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,185

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:07 UTC
Felt Bruce C. Jr.Chief Financial Officer
Tax withholdingClass B Common Stock 2,456 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-004022 · wf-form4_158509122399491.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,506

Read SEC document
March 05, 2020 Filed Mar 10, 2020 00:46 UTC
Wong CatherineCPO, EVP of Engineering
GrantClass B Common Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003243 · wf-form4_158380118604140.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · CPO, EVP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,307

F1 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested RSUs will be cancelled by the Issuer.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:45 UTC
Felt Bruce C. Jr.Chief Financial Officer
GrantClass B Common Stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003241 · wf-form4_158380110624111.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,962

F1 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested RSUs will be cancelled by the Issuer.

Read SEC document
March 05, 2020 Filed Mar 10, 2020 00:44 UTC
James Joshua GDirector · Founder, CEO and Chairman · 10% owner
GrantClass B Common Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003239 · wf-form4_158380102943673.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · Director · Founder, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,131

F1 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested RSUs will be cancelled by the Issuer.

F2 · balance_after: Includes 3,131 shares received in a pro rata distribution from Zetta Venture Partners I, L.P., of which the reporting person is a non-managing member.

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February 26, 2020 Filed Mar 2, 2020 22:56 UTC
Cohler MattDirector
OtherClass B Common Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014699 · doc4.xml · nonDerivative · entry 3

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 186

F1 · kind: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners VII, L.P. ("BCP VII") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F4 · ownership.nature: Shares are held by Matthew R. Cohler's family trust.

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February 26, 2020 Filed Mar 2, 2020 22:56 UTC
Cohler MattDirector
OtherClass B Common Stock 10,467 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014699 · doc4.xml · nonDerivative · entry 2

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,467

F1 · kind: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners VII, L.P. ("BCP VII") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F3 · ownership.nature: Shares are held by a limited liability company controlled by Matthew R. Cohler.

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February 26, 2020 Filed Mar 2, 2020 22:56 UTC
Cohler MattDirector
OtherClass B Common Stock 1,492,752 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014699 · doc4.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners VII, L.P. ("BCP VII") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F2 · ownership.nature: The reported securities are held directly by BCP VII, as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

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December 20, 2019 Filed Dec 26, 2019 18:14 UTC
Wong CatherineCPO, EVP of Engineering
Tax withholdingClass B Common Stock 2,308 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-015295 · wf-form4_157738404015433.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · CPO, EVP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,307

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December 20, 2019 Filed Dec 26, 2019 13:13 UTC
Felt Bruce C. Jr.Chief Financial Officer
Tax withholdingClass B Common Stock 3,213 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-015294 · wf-form4_157738399465377.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,962

F1 · balance_after: Includes 380 shares acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan on October 1, 2019

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December 20, 2019 Filed Sep 4, 2020 22:35 UTC Amendment
Wong CatherineCPO, EVP of Engineering
Tax withholdingClass B Common Stock 6,738 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013354 · wf-form4a_159925891136109.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · CPO, EVP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,877

F1 · shares: This Form 4/A has been filed to correct the number of shares withheld by the Issuer on December 20, 2019 to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

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December 20, 2019 Filed Sep 4, 2020 18:28 UTC Amendment
Felt Bruce C. Jr.Chief Financial Officer
Tax withholdingClass B Common Stock 7,749 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013351 · wf-form4a_159925846437002.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,426

F1 · shares: This Form 4/A has been filed to correct the number of shares withheld by the Issuer on December 20, 2019 to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · balance_after: Includes 380 shares acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan on October 1, 2019.

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September 20, 2019 Filed Sep 24, 2019 22:31 UTC
Wong CatherineCPO, EVP of Engineering
Tax withholdingClass B Common Stock 2,308 $17.80 $41,082.40
Disclosure

SEC source: 0001628280-19-011897 · wf-form4_156936429558395.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · CPO, EVP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,615

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September 20, 2019 Filed Sep 24, 2019 18:32 UTC
Felt Bruce C. Jr.Chief Financial Officer
Tax withholdingClass B Common Stock 3,214 $17.80 $57,209.20
Disclosure

SEC source: 0001628280-19-011898 · wf-form4_156936434904896.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,795

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September 20, 2019 Filed Sep 24, 2019 23:09 UTC
KEARL JEFFDirector
GrantClass B Common Stock 16,853 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-011903 · wf-form4_156936658186228.xml · nonDerivative · entry 2

KEARL JEFF · CIK 0001521855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,853

F2 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested RSUs will be canceled by the Issuer.

F2 · price: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested RSUs will be canceled by the Issuer.

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September 10, 2019 Filed Sep 10, 2019 21:59 UTC Amendment
James Joshua GDirector · Founder, CEO and Chairman · 10% owner
PurchaseClass B Common Stock 60,000 $17.00 $1,020,000.00
Disclosure

SEC source: 0001366770-19-000005 · wf-form4a_156815275111714.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · Director · Founder, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

F1 · price: This transaction was executed in multiple trades ranging from $16.65 to $17.26. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide Domo, Inc., any security holder of Domo, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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September 10, 2019 Filed Sep 10, 2019 20:42 UTC
James Joshua GDirector · Founder, CEO and Chairman · 10% owner
PurchaseClass B Common Stock 60,000 $17.00 $1,020,000.00
Disclosure

SEC source: 0001366770-19-000003 · wf-form4_156814815200476.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · Director · Founder, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

F1 · price: This transaction was executed in multiple trades ranging from $16.65 to $17.26. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide Domo, Inc., any security holder of Domo, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 20, 2019 Filed Jun 24, 2019 23:05 UTC
Wong CatherineCPO, EVP of Engineering
Tax withholdingClass B Common Stock 1,526 $30.35 $46,314.10
Disclosure

SEC source: 0001628280-19-008287 · wf-form4_156141751818287.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · CPO, EVP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,923

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.