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DOMO

Huckleberry.ai, Inc.

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Tapewire entity
6423
SEC CIK
0001505952
Parsed reports
276

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202611
May 202609
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2023 Filed Mar 31, 2023 23:21 UTC SaleClass B Common Stock 243 $14.16 $3,440.88
Disclosure

SEC source: 0001505952-23-000035 · wf-form4_168030485446548.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · James Family Charitable Remainder Trust

Disclosed balance after: 0

Read SEC document
December 22, 2022 Filed Dec 23, 2022 21:46 UTC
Wong CatherineChief Operating Officer
SaleClass B Common Stock 3,750 $13.96 $52,359.00
Disclosure

SEC source: 0001628280-22-032562 · wf-form4_167183197870551.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,008

F1 · kind: The sales reported by the Reporting Person are intended to cover the taxable obligation due on restricted stock units that vested on December 20, 2022, pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 3, 2021.

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $13.71 to $14.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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December 21, 2022 Filed Dec 23, 2022 16:44 UTC SaleClass B Common Stock 6,924 $14.65 $101,460.83
Disclosure

SEC source: 0001628280-22-032560 · wf-form4_167183186202591.xml · nonDerivative · entry 1

MELLOR JOHN M · CIK 0001426175 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,353

F1 · kind: The sales reported by the Reporting Person are intended to cover the taxable obligation due on restricted stock units that vested on December 20, 2022.

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $14.54 to $14.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 16:45 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 5,525 $14.69 $81,151.20
Disclosure

SEC source: 0001628280-22-032561 · wf-form4_167183191366509.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,669

F1 · kind: The sales reported by the Reporting Person are intended to cover the taxable obligation due on restricted stock units that vested on December 20, 2022.

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $14.6801 to $14.721 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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November 30, 2022 Filed Mar 31, 2023 22:05 UTC SaleClass B Common Stock 2,440 $13.37 $32,612.06
Disclosure

SEC source: 0001505952-23-000034 · wf-form4_168030028905319.xml · nonDerivative · entry 2

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,131

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.19 to $13.52 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 29, 2022 Filed Mar 31, 2023 22:05 UTC SaleClass B Common Stock 50,089 $13.30 $666,389.06
Disclosure

SEC source: 0001505952-23-000034 · wf-form4_168030028905319.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,571

F1 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $12.85 to $13.535 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 28, 2022 Filed Dec 1, 2022 02:56 UTC SaleClass B Common Stock 43,471 $13.29 $577,729.59
Disclosure

SEC source: 0000899243-22-037249 · doc4.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,092

F1 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $13.10 to $13.54, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 25, 2022 Filed Mar 31, 2023 21:51 UTC SaleClass B Common Stock 17,222 $13.40 $230,705.91
Disclosure

SEC source: 0001505952-23-000033 · wf-form4_168029948310927.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,131

F1 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.25 to $13.84 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:55 UTC SaleClass B Common Stock 8,899 $13.94 $124,052.06
Disclosure

SEC source: 0000899243-22-037100 · doc4.xml · nonDerivative · entry 3

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,563

F3 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $13.89 to $14.03, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:55 UTC SaleClass B Common Stock 21,683 $13.53 $293,370.99
Disclosure

SEC source: 0000899243-22-037100 · doc4.xml · nonDerivative · entry 2

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,462

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $12.89 to $13.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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November 22, 2022 Filed Nov 28, 2022 23:55 UTC SaleClass B Common Stock 50,011 $12.88 $644,141.68
Disclosure

SEC source: 0000899243-22-037100 · doc4.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,145

F1 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $12.41 to $13.33, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2022 Filed Mar 31, 2023 21:48 UTC Amendment SaleClass B Common Stock 9,915 $12.88 $127,729.99
Disclosure

SEC source: 0001505952-23-000032 · wf-form4a_168029929241591.xml · nonDerivative · entry 2

James Joshua G · CIK 0001366770 · 10% owner

Cocolalla, LLC · CIK 0001367687 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Cocolalla, LLC

Disclosed balance after: 0

F1 · shares: On November 28, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 50,011 shares of the issuer's Class B common stock on November 22, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 40,096 shares on such date and Cocolalla, LLC disposed of an aggregate of 9,915 shares on such date.

F1 · price: On November 28, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 50,011 shares of the issuer's Class B common stock on November 22, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 40,096 shares on such date and Cocolalla, LLC disposed of an aggregate of 9,915 shares on such date.

F3 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $12.52 to $13.33 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: On November 28, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 50,011 shares of the issuer's Class B common stock on November 22, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 40,096 shares on such date and Cocolalla, LLC disposed of an aggregate of 9,915 shares on such date.

F4 · ownership.nature: Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC.

Read SEC document
November 22, 2022 Filed Mar 31, 2023 21:48 UTC Amendment SaleClass B Common Stock 40,096 $12.88 $516,412.42
Disclosure

SEC source: 0001505952-23-000032 · wf-form4a_168029929241591.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

Cocolalla, LLC · CIK 0001367687 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,935

F1 · shares: On November 28, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 50,011 shares of the issuer's Class B common stock on November 22, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 40,096 shares on such date and Cocolalla, LLC disposed of an aggregate of 9,915 shares on such date.

F1 · price: On November 28, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 50,011 shares of the issuer's Class B common stock on November 22, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 40,096 shares on such date and Cocolalla, LLC disposed of an aggregate of 9,915 shares on such date.

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $12.41 to $13.33 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F1 · ownership.direct: On November 28, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 50,011 shares of the issuer's Class B common stock on November 22, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 40,096 shares on such date and Cocolalla, LLC disposed of an aggregate of 9,915 shares on such date.

Read SEC document
November 21, 2022 Filed Mar 31, 2023 21:46 UTC SaleClass B Common Stock 16,099 $13.38 $215,438.43
Disclosure

SEC source: 0001505952-23-000031 · wf-form4_168029916059185.xml · nonDerivative · entry 2

James Joshua G · CIK 0001366770 · 10% owner

Cocolalla, LLC · CIK 0001367687 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,031

F3 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.19 to $13.57 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 21, 2022 Filed Mar 31, 2023 21:46 UTC SaleClass B Common Stock 16,111 $13.38 $215,623.18
Disclosure

SEC source: 0001505952-23-000031 · wf-form4_168029916059185.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

Cocolalla, LLC · CIK 0001367687 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Cocolalla, LLC

Disclosed balance after: 9,915

F1 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.17 to $13.60 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 22:19 UTC SaleClass B Common Stock 2,380 $15.11 $35,961.80
Disclosure

SEC source: 0000899243-22-035714 · doc4.xml · nonDerivative · entry 4

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,156

F4 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $15.00 to $15.22, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 22:19 UTC SaleClass B Common Stock 10,474 $14.63 $153,234.62
Disclosure

SEC source: 0000899243-22-035714 · doc4.xml · nonDerivative · entry 3

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,536

F3 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $14.11 to $14.99, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2022 Filed Mar 31, 2023 21:43 UTC Amendment SaleClass B Common Stock 4,954 $14.75 $73,086.86
Disclosure

SEC source: 0001505952-23-000030 · wf-form4a_168029898948620.xml · nonDerivative · entry 6

James Joshua G · CIK 0001366770 · 10% owner

Cocolalla, LLC · CIK 0001367687 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Cocolalla, LLC

Disclosed balance after: 26,026

F7 · shares: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

F7 · price: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

F10 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.22 to $15.21 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F7 · balance_after: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

F7 · ownership.direct: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

F3 · ownership.nature: Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC.

Read SEC document
November 11, 2022 Filed Mar 31, 2023 21:43 UTC Amendment SaleClass B Common Stock 400 $14.16 $5,663.60
Disclosure

SEC source: 0001505952-23-000030 · wf-form4a_168029898948620.xml · nonDerivative · entry 5

James Joshua G · CIK 0001366770 · 10% owner

Cocolalla, LLC · CIK 0001367687 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,130

F7 · shares: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

F7 · price: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

F9 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.11 to $14.19 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F7 · balance_after: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

F7 · ownership.direct: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

Read SEC document
November 11, 2022 Filed Mar 31, 2023 21:43 UTC Amendment SaleClass B Common Stock 7,500 $14.73 $110,454.75
Disclosure

SEC source: 0001505952-23-000030 · wf-form4a_168029898948620.xml · nonDerivative · entry 4

James Joshua G · CIK 0001366770 · 10% owner

Cocolalla, LLC · CIK 0001367687 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,530

F7 · shares: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

F7 · price: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

F8 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.22 to $15.22 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F7 · balance_after: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

F7 · ownership.direct: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 22:19 UTC SaleClass B Common Stock 91,736 $14.59 $1,338,428.24
Disclosure

SEC source: 0000899243-22-035714 · doc4.xml · nonDerivative · entry 2

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,010

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $14.15 to $14.94, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 10, 2022 Filed Mar 31, 2023 21:43 UTC Amendment SaleClass B Common Stock 61,736 $14.59 $900,746.76
Disclosure

SEC source: 0001505952-23-000030 · wf-form4a_168029898948620.xml · nonDerivative · entry 3

James Joshua G · CIK 0001366770 · 10% owner

Cocolalla, LLC · CIK 0001367687 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Cocolalla, LLC

Disclosed balance after: 30,980

F4 · shares: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.

F4 · price: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.

F6 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.15 to $14.94 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F4 · balance_after: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.

F4 · ownership.direct: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.

F3 · ownership.nature: Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC.

Read SEC document
November 10, 2022 Filed Mar 31, 2023 21:43 UTC Amendment SaleClass B Common Stock 30,000 $14.60 $437,943.00
Disclosure

SEC source: 0001505952-23-000030 · wf-form4a_168029898948620.xml · nonDerivative · entry 2

James Joshua G · CIK 0001366770 · 10% owner

Cocolalla, LLC · CIK 0001367687 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,030

F4 · shares: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.

F4 · price: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.

F5 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.43 to $14.93 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F4 · balance_after: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.

F4 · ownership.direct: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.

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November 09, 2022 Filed Nov 14, 2022 22:19 UTC SaleClass B Common Stock 7,284 $13.15 $95,784.60
Disclosure

SEC source: 0000899243-22-035714 · doc4.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,746

F1 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $13.06 to $12.28, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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November 09, 2022 Filed Mar 31, 2023 21:43 UTC Amendment SaleClass B Common Stock 7,284 $13.13 $95,604.69
Disclosure

SEC source: 0001505952-23-000030 · wf-form4a_168029898948620.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

Cocolalla, LLC · CIK 0001367687 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Cocolalla, LLC

Disclosed balance after: 92,716

F1 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.06 to $13.28 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2 · price: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 7,284 shares of the issuer's Class B common stock on November 9, 2022. In fact, as reported by this amendment, such shares of Class B common stock had been held by, and were disposed of by, Cocolalla, LLC. In addition, the original Form 4 mistakenly reported the weighted average sale price of the shares subject to such transaction and the range of prices at which such shares were sold.

F2 · balance_after: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 7,284 shares of the issuer's Class B common stock on November 9, 2022. In fact, as reported by this amendment, such shares of Class B common stock had been held by, and were disposed of by, Cocolalla, LLC. In addition, the original Form 4 mistakenly reported the weighted average sale price of the shares subject to such transaction and the range of prices at which such shares were sold.

F2 · ownership.direct: On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 7,284 shares of the issuer's Class B common stock on November 9, 2022. In fact, as reported by this amendment, such shares of Class B common stock had been held by, and were disposed of by, Cocolalla, LLC. In addition, the original Form 4 mistakenly reported the weighted average sale price of the shares subject to such transaction and the range of prices at which such shares were sold.

F3 · ownership.nature: Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC.

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September 22, 2022 Filed Sep 23, 2022 20:06 UTC
Wong CatherineChief Operating Officer
SaleClass B Common Stock 300 $17.84 $5,352.00
Disclosure

SEC source: 0001628280-22-025416 · wf-form4_166396355878182.xml · nonDerivative · entry 2

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,758

F1 · kind: The sales reported by the Reporting Person are intended to cover the taxable obligation due on restricted stock units that vested on September 20, 2022, pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 3, 2021.

F3 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $17.82 to $17.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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September 22, 2022 Filed Sep 23, 2022 20:06 UTC
Wong CatherineChief Operating Officer
SaleClass B Common Stock 3,450 $17.10 $58,990.52
Disclosure

SEC source: 0001628280-22-025416 · wf-form4_166396355878182.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,058

F1 · kind: The sales reported by the Reporting Person are intended to cover the taxable obligation due on restricted stock units that vested on September 20, 2022, pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 3, 2021.

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $16.80 to $17.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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September 22, 2022 Filed Sep 23, 2022 16:04 UTC
Felt Bruce C. Jr.Chief Financial Officer
SaleClass B Common Stock 5,951 $16.84 $100,205.32
Disclosure

SEC source: 0001628280-22-025414 · wf-form4_166396347922032.xml · nonDerivative · entry 1

Felt Bruce C. Jr. · CIK 0001410700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,194

F1 · kind: The sales reported by the Reporting Person are intended to cover the taxable obligation due on restricted stock units that vested on September 20, 2022.

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $16.835 to $16.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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September 21, 2022 Filed Sep 23, 2022 16:02 UTC SaleClass B Common Stock 6,894 $18.55 $127,900.25
Disclosure

SEC source: 0001628280-22-025413 · wf-form4_166396333609170.xml · nonDerivative · entry 1

MELLOR JOHN M · CIK 0001426175 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,277

F1 · kind: The sales reported by the Reporting Person are intended to cover the taxable obligation due on restricted stock units that vested on September 20, 2022.

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August 29, 2022 Filed Aug 30, 2022 20:55 UTC
Wong CatherineChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,481 $8.40 Strike: $8.40 $29,240.40
Disclosure

SEC source: 0001628280-22-023922 · wf-form4_166189292764787.xml · derivative · entry 2

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,481 shares

Expires 2023-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested.

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August 29, 2022 Filed Aug 30, 2022 20:55 UTC
Wong CatherineChief Operating Officer
Exercise / conversionClass B Common Stock 3,481 $8.40 $29,240.40
Disclosure

SEC source: 0001628280-22-023922 · wf-form4_166189292764787.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 21:12 UTC
Wong CatherineChief Operating Officer
SaleClass B Common Stock 600 $26.49 $15,892.50
Disclosure

SEC source: 0001628280-22-017921 · wf-form4_165601871419568.xml · nonDerivative · entry 2

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,027

F1 · kind: The sales reported by the Reporting Person are intended to cover the taxable obligation due on restricted stock units that vested on June 21, 2022.

F3 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.96 to $26.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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June 22, 2022 Filed Jun 23, 2022 21:12 UTC
Wong CatherineChief Operating Officer
SaleClass B Common Stock 3,150 $27.26 $85,857.98
Disclosure

SEC source: 0001628280-22-017921 · wf-form4_165601871419568.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,627

F1 · kind: The sales reported by the Reporting Person are intended to cover the taxable obligation due on restricted stock units that vested on June 21, 2022.

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $26.96 to $27.52 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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June 22, 2022 Filed Jun 23, 2022 17:10 UTC SaleClass B Common Stock 6,788 $27.30 $185,321.22
Disclosure

SEC source: 0001628280-22-017919 · wf-form4_165601859805482.xml · nonDerivative · entry 1

MELLOR JOHN M · CIK 0001426175 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,171

F1 · kind: The sales reported by the Reporting Person are intended to cover the taxable obligation due on restricted stock units that vested on June 21, 2022.

F2 · price: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $27.23 to $27.38 per share. Upon request by the Commission staff, the Issuer, ora security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 587 shares acquired under the Issuer's 2018 Employee Stock Purchase Plan on April 1, 2022.

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June 02, 2022 Filed Jun 3, 2022 19:24 UTC GrantClass B Common Stock 5,049 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016248 · wf-form4_165429865741407.xml · nonDerivative · entry 1

Durling Joy Driscoll · CIK 0001808224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,658

F1 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

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June 02, 2022 Filed Jun 3, 2022 23:35 UTC
EVAN DANA LDirector
GrantClass B Common Stock 5,049 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016252 · wf-form4_165429932581852.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,278

F1 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

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June 02, 2022 Filed Jun 3, 2022 19:28 UTC GrantClass B Common Stock 2,524 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016250 · wf-form4_165429889760465.xml · nonDerivative · entry 1

PESTANA JOHN R · CIK 0001366768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,637

F1 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

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June 02, 2022 Filed Jun 3, 2022 23:43 UTC
KEARL JEFFDirector
GrantClass B Common Stock 5,049 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016256 · wf-form4_165429977384835.xml · nonDerivative · entry 1

KEARL JEFF · CIK 0001521855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,464

F1 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

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June 02, 2022 Filed Jun 3, 2022 23:38 UTC GrantClass B Common Stock 5,049 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016254 · wf-form4_165429949705008.xml · nonDerivative · entry 1

BROWN LAURENCE B JR · CIK 0001596016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,314

F1 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

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June 02, 2022 Filed Jun 3, 2022 23:17 UTC GrantClass B Common Stock 5,049 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016245 · wf-form4_165429820961090.xml · nonDerivative · entry 1

Daniel Daniel David III · CIK 0001774549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,309

F1 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the right of the holder thereof to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the holder thereof ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

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June 02, 2022 Filed Jun 6, 2022 21:39 UTC GrantClass B Common Stock 5,049 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016373 · wf-form4_165455154201739.xml · nonDerivative · entry 1

Clark Carine S. · CIK 0001771512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,226

F1 · shares: The shares are represented by restricted stock units (each, an "RSU"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a service provider, the unvested RSUs will be canceled by the Issuer.

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April 22, 2022 Filed Apr 26, 2022 20:10 UTC
Wong CatherineChief Operating Officer
GrantClass B Common Stock 142,139 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-010595 · wf-form4_165100381825468.xml · nonDerivative · entry 1

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,777

F1 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested RSUs will be cancelled by the Issuer.

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April 22, 2022 Filed Apr 26, 2022 16:12 UTC GrantClass B Common Stock 71,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-010596 · wf-form4_165100395091880.xml · nonDerivative · entry 2

MELLOR JOHN M · CIK 0001426175 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,372

F1 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested RSUs will be cancelled by the Issuer.

F2 · shares: In addition to time- and service-based vesting requirements, 1/3 of the RSUs will vest upon the Issuer's Class B common stock achieving a 30-day volume-weighted average price ("Company VWAP") of $60/share, 1/3 of the RSUs will vest upon the Issuer's Class B common stock achieving a Company VWAP of $70/share and 1/3 of the RSUs will vest upon the Issuer's Class B common stock achieving a Company VWAP of $90/share.

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April 22, 2022 Filed Apr 26, 2022 16:12 UTC GrantClass B Common Stock 167,223 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-010596 · wf-form4_165100395091880.xml · nonDerivative · entry 1

MELLOR JOHN M · CIK 0001426175 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,705

F1 · shares: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested RSUs will be cancelled by the Issuer.

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April 13, 2022 Filed Apr 14, 2022 18:04 UTC SaleClass B Common Stock 1,940 $51.68 $100,251.63
Disclosure

SEC source: 0001628280-22-009235 · wf-form4_164997386027453.xml · nonDerivative · entry 1

Durling Joy Driscoll · CIK 0001808224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,609

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:33 UTC OtherClass A Common Stock 243 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-009089 · wf-form4_164988199062540.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · James Family Charitable Remainder Trust

Disclosed balance after: 243

F1 · kind: Pro rata distribution from Transmedia Capital II LP, of which the James Family Charitable Remainder Trust is a limited partner.

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April 11, 2022 Filed Mar 31, 2023 21:36 UTC Amendment OtherClass B Common Stock 243 $0.00 $0.00
Disclosure

SEC source: 0001505952-23-000029 · wf-form4a_168029859609610.xml · nonDerivative · entry 1

James Joshua G · CIK 0001366770 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · James Family Charitable Remainder Trust

Disclosed balance after: 243

F1 · security: This Form 4/A has been filed to correct the title of security acquired by the reporting person on April 11, 2022.

F2 · kind: Pro rata distribution from Transmedia Capital II LP, of which the James Family Charitable Remainder Trust is a limited partner.

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April 04, 2022 Filed Apr 6, 2022 22:32 UTC
Wong CatherineChief Operating Officer
OtherStock Option (right to buy) · Derivative 475 $27.60 Strike: $27.60 $13,110.00
Disclosure

SEC source: 0001628280-22-008620 · wf-form4_164928430993177.xml · derivative · entry 9

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,524

Underlying: Class B Common Stock · 475 shares

Expires 2026-09-30

F1 · kind: The options exercised and stock sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on December 17, 2021.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 16, 2016 and 1/48 of the shares subject to the option vest each month thereafter.

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April 04, 2022 Filed Apr 6, 2022 22:32 UTC
Wong CatherineChief Operating Officer
OtherStock Option (right to buy) · Derivative 666 $25.50 Strike: $25.50 $16,983.00
Disclosure

SEC source: 0001628280-22-008620 · wf-form4_164928430993177.xml · derivative · entry 8

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 666 shares

Expires 2025-01-28

F1 · kind: The options exercised and stock sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on December 17, 2021.

F6 · derivative.exercise_date: 50% of the shares subject to the option vested on December 13, 2016 and 1/24 of the remaining shares subject to the option vest each month thereafter.

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April 04, 2022 Filed Apr 6, 2022 22:32 UTC
Wong CatherineChief Operating Officer
OtherStock Option (right to buy) · Derivative 13,458 $8.40 Strike: $8.40 $113,047.20
Disclosure

SEC source: 0001628280-22-008620 · wf-form4_164928430993177.xml · derivative · entry 7

Wong Catherine · CIK 0001744910 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481

Underlying: Class B Common Stock · 13,458 shares

Expires 2023-10-07

F1 · kind: The options exercised and stock sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on December 17, 2021.

F5 · derivative.exercise_date: 100% of the shares subject to the option are fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.