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Nasdaq · USD

DOCU

DOCUSIGN, INC.

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2242
SEC CIK
0001261333
Parsed reports
818

Last 12 months

Inside the activity.

0 purchase rows · 77 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202509
Jan 2026012
Feb 202601
Mar 202608
Apr 2026010
May 202601
Jun 202605
Jul 202607
Aug 202602
Sep 2026013
Oct 202608

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2020 Filed Sep 17, 2020 23:38 UTC
Alhadeff LorenChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 4,719 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000217 · wf-form4_160038590284506.xml · derivative · entry 4

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,199

Underlying: Common Stock · 4,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F5 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of February 10, 2019, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:38 UTC
Alhadeff LorenChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000217 · wf-form4_160038590284506.xml · derivative · entry 3

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vest commencement date of May 10, 2018, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:38 UTC
Alhadeff LorenChief Revenue Officer
Tax withholdingCommon Stock 6,017 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000217 · wf-form4_160038590284506.xml · nonDerivative · entry 2

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,520

F1 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:38 UTC
Alhadeff LorenChief Revenue Officer
Exercise / conversionCommon Stock 15,287 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000217 · wf-form4_160038590284506.xml · nonDerivative · entry 1

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
OLRICH SCOTT V.Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000215 · wf-form4_160038586375385.xml · derivative · entry 5

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: Twenty-five percent of the total RSUs granted vested on April 10, 2018, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on April 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
OLRICH SCOTT V.Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,468 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000215 · wf-form4_160038586375385.xml · derivative · entry 4

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,027

Underlying: Common Stock · 1,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of June 10, 2020, in each case subject to the Reporting Person being a service provider through such date.The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following achange in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
OLRICH SCOTT V.Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,071 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000215 · wf-form4_160038586375385.xml · derivative · entry 3

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,784

Underlying: Common Stock · 3,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2019, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
OLRICH SCOTT V.Chief Operating Officer
Tax withholdingCommon Stock 14,647 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000215 · wf-form4_160038586375385.xml · nonDerivative · entry 2

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,554

F1 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
OLRICH SCOTT V.Chief Operating Officer
Exercise / conversionCommon Stock 29,539 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000215 · wf-form4_160038586375385.xml · nonDerivative · entry 1

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
Springer Daniel D.Director · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 5,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000214 · wf-form4_160038584681062.xml · derivative · entry 8

Springer Daniel D. · CIK 0001517205 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,274

Underlying: Common Stock · 5,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Represents shares issuable on settlement of performance stock units ("PSUs") granted to the Reporting Person. Each PSU represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to Reporting Person's continued service with the Issuer through each such vesting date.

F8 · derivative.expiration_date: Represents shares issuable on settlement of performance stock units ("PSUs") granted to the Reporting Person. Each PSU represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to Reporting Person's continued service with the Issuer through each such vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
Springer Daniel D.Director · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,337 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000214 · wf-form4_160038584681062.xml · derivative · entry 7

Springer Daniel D. · CIK 0001517205 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,059

Underlying: Common Stock · 3,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F7 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of June 10, 2020, in each case subject to the Reporting Person being a service provider through such date.The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following achange in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
Springer Daniel D.Director · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 5,382 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000214 · wf-form4_160038584681062.xml · derivative · entry 6

Springer Daniel D. · CIK 0001517205 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,202

Underlying: Common Stock · 5,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F6 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2019, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
Springer Daniel D.Director · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 6,718 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000214 · wf-form4_160038584681062.xml · derivative · entry 5

Springer Daniel D. · CIK 0001517205 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,032

Underlying: Common Stock · 6,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F5 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2018, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
Springer Daniel D.Director · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 125,058 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000214 · wf-form4_160038584681062.xml · derivative · entry 4

Springer Daniel D. · CIK 0001517205 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,115

Underlying: Common Stock · 125,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3 · derivative.exercise_date: Twenty-five percent of the total RSUs granted vested on January 11, 2018, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on January 11, 2021, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
Springer Daniel D.Director · President and CEO
GiftCommon Stock 10,926 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000214 · wf-form4_160038584681062.xml · nonDerivative · entry 3

Springer Daniel D. · CIK 0001517205 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,232

F1 · balance_after: The total shares reported as directly held in Table I, Column 5 of this Form 4 reflect a decrease of 35,276 shares representing unvested performance stock units that were previously reported in Table I. These performance stock units are now reported in Table II of this Form 4.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
Springer Daniel D.Director · President and CEO
Tax withholdingCommon Stock 74,657 $202.95 $15,151,638.15
Disclosure

SEC source: 0001261333-20-000214 · wf-form4_160038584681062.xml · nonDerivative · entry 2

Springer Daniel D. · CIK 0001517205 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636,434

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:37 UTC
Springer Daniel D.Director · President and CEO
Exercise / conversionCommon Stock 145,534 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000214 · wf-form4_160038584681062.xml · nonDerivative · entry 1

Springer Daniel D. · CIK 0001517205 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:55 UTC
OLRICH SCOTT V.Chief Operating Officer
SaleCommon Stock 200 $214.40 $42,880.00
Disclosure

SEC source: 0001261333-20-000191 · wf-form4_159977853414713.xml · nonDerivative · entry 8

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,517

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F9 · price: The shares were sold at prices ranging from $214.04 to $214.76. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:55 UTC
OLRICH SCOTT V.Chief Operating Officer
SaleCommon Stock 900 $213.50 $192,150.00
Disclosure

SEC source: 0001261333-20-000191 · wf-form4_159977853414713.xml · nonDerivative · entry 7

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,717

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F8 · price: The shares were sold at prices ranging from $213.04 to $213.97. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:55 UTC
OLRICH SCOTT V.Chief Operating Officer
SaleCommon Stock 956 $212.49 $203,140.44
Disclosure

SEC source: 0001261333-20-000191 · wf-form4_159977853414713.xml · nonDerivative · entry 6

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,617

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F7 · price: The shares were sold at prices ranging from $211.98 to $212.94. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:55 UTC
OLRICH SCOTT V.Chief Operating Officer
SaleCommon Stock 1,600 $211.43 $338,288.00
Disclosure

SEC source: 0001261333-20-000191 · wf-form4_159977853414713.xml · nonDerivative · entry 5

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,573

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F6 · price: The shares were sold at prices ranging from $210.98 to $211.88. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:55 UTC
OLRICH SCOTT V.Chief Operating Officer
SaleCommon Stock 744 $210.27 $156,440.88
Disclosure

SEC source: 0001261333-20-000191 · wf-form4_159977853414713.xml · nonDerivative · entry 4

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,173

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F5 · price: The shares were sold at prices ranging from $209.95 to $210.62. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:55 UTC
OLRICH SCOTT V.Chief Operating Officer
SaleCommon Stock 500 $209.04 $104,520.00
Disclosure

SEC source: 0001261333-20-000191 · wf-form4_159977853414713.xml · nonDerivative · entry 3

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,917

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F4 · price: The shares were sold at prices ranging from $208.57 to $209.21. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:55 UTC
OLRICH SCOTT V.Chief Operating Officer
SaleCommon Stock 500 $207.99 $103,995.00
Disclosure

SEC source: 0001261333-20-000191 · wf-form4_159977853414713.xml · nonDerivative · entry 2

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,417

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F3 · price: The shares were sold at prices ranging from $207.56 to $208.25. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:55 UTC
OLRICH SCOTT V.Chief Operating Officer
SaleCommon Stock 400 $206.89 $82,756.00
Disclosure

SEC source: 0001261333-20-000191 · wf-form4_159977853414713.xml · nonDerivative · entry 1

OLRICH SCOTT V. · CIK 0001517211 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,917

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F2 · price: The shares were sold at prices ranging from $206.47 to $207.26. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:52 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000175 · wf-form4_159900792447672.xml · derivative · entry 2

SINGH SUDHIR STEVEN · CIK 0001079180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the reporting person being a service provider through each such date.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:52 UTC Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000175 · wf-form4_159900792447672.xml · nonDerivative · entry 1

SINGH SUDHIR STEVEN · CIK 0001079180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:11 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000169 · wf-form4_159900187951849.xml · derivative · entry 2

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the reporting person being a service provider through each such date.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:11 UTC Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000169 · wf-form4_159900187951849.xml · nonDerivative · entry 1

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 19:11 UTC
Suh Inhi ChoDirector
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000168 · wf-form4_159900186140434.xml · derivative · entry 2

Suh Inhi Cho · CIK 0001750528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the reporting person being a service provider through each such date.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 19:11 UTC
Suh Inhi ChoDirector
Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000168 · wf-form4_159900186140434.xml · nonDerivative · entry 1

Suh Inhi Cho · CIK 0001750528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 19:12 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000173 · wf-form4_159900196234147.xml · derivative · entry 2

Gaylor Cynthia · CIK 0001737543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the reporting person being a service provider through each such date.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 19:12 UTC Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000173 · wf-form4_159900196234147.xml · nonDerivative · entry 1

Gaylor Cynthia · CIK 0001737543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:10 UTC
Solvik PeterDirector
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000167 · wf-form4_159900184136677.xml · derivative · entry 6

Solvik Peter · CIK 0001686308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the reporting person being a service provider through each such date.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:10 UTC
Solvik PeterDirector
Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000167 · wf-form4_159900184136677.xml · nonDerivative · entry 1

Solvik Peter · CIK 0001686308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:12 UTC
Irving BlakeDirector
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000171 · wf-form4_159900191915551.xml · derivative · entry 2

Irving Blake · CIK 0001492275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the reporting person being a service provider through each such date.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:12 UTC
Irving BlakeDirector
Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000171 · wf-form4_159900191915551.xml · nonDerivative · entry 1

Irving Blake · CIK 0001492275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-023786 · doc4.xml · derivative · entry 3

Salem Enrique T · CIK 0001295402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over one year, with a vesting commencement date of May 29, 2020, in each case subject to the reporting person being a service provider through each such date.

F5 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 22:27 UTC Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-023786 · doc4.xml · nonDerivative · entry 1

Salem Enrique T · CIK 0001295402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 21:49 UTC
BEER JAMES ADirector
GrantRestricted Stock Units · Derivative 1,858 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000159 · wf-form4_159899694466262.xml · derivative · entry 1

BEER JAMES A · CIK 0001272505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858

Underlying: Common Stock · 1,858 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of August 28, 2020, in each case subject to the reporting person being a service provider through such date.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are cancelled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:12 UTC Exercise / conversionRestricted Stock Units · Derivative 238 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000172 · wf-form4_159900193774625.xml · derivative · entry 2

Briggs Teresa · CIK 0001767659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624

Underlying: Common Stock · 238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of May 29, 2020, in each case subject to the reporting person being a service provider through each such date.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:12 UTC Exercise / conversionCommon Stock 238 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000172 · wf-form4_159900193774625.xml · nonDerivative · entry 1

Briggs Teresa · CIK 0001767659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 00:04 UTC
Alhadeff LorenChief Revenue Officer
Exercise / conversionOption (Right to Buy) · Derivative 5,000 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001261333-20-000154 · wf-form4_159736342879994.xml · derivative · entry 8

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,943

Underlying: Common Stock · 5,000 shares

Expires 2025-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option was fully vested on the transaction date.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 00:04 UTC
Alhadeff LorenChief Revenue Officer
SaleCommon Stock 100 $196.55 $19,655.00
Disclosure

SEC source: 0001261333-20-000154 · wf-form4_159736342879994.xml · nonDerivative · entry 7

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,293

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 00:04 UTC
Alhadeff LorenChief Revenue Officer
SaleCommon Stock 600 $195.03 $117,018.00
Disclosure

SEC source: 0001261333-20-000154 · wf-form4_159736342879994.xml · nonDerivative · entry 6

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,393

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F6 · price: The shares were sold at prices ranging from $194.60 to $195.58. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 00:04 UTC
Alhadeff LorenChief Revenue Officer
SaleCommon Stock 900 $193.93 $174,537.00
Disclosure

SEC source: 0001261333-20-000154 · wf-form4_159736342879994.xml · nonDerivative · entry 5

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,993

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F5 · price: The shares were sold at prices ranging from $193.56 to $194.47. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 00:04 UTC
Alhadeff LorenChief Revenue Officer
SaleCommon Stock 1,274 $193.05 $245,945.70
Disclosure

SEC source: 0001261333-20-000154 · wf-form4_159736342879994.xml · nonDerivative · entry 4

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,893

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F4 · price: The shares were sold at prices ranging from $192.51 to $193.49. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 00:04 UTC
Alhadeff LorenChief Revenue Officer
SaleCommon Stock 1,926 $192.06 $369,907.56
Disclosure

SEC source: 0001261333-20-000154 · wf-form4_159736342879994.xml · nonDerivative · entry 3

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,167

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F3 · price: The shares were sold at prices ranging from $191.49 to $192.43. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 00:04 UTC
Alhadeff LorenChief Revenue Officer
SaleCommon Stock 200 $190.16 $38,032.00
Disclosure

SEC source: 0001261333-20-000154 · wf-form4_159736342879994.xml · nonDerivative · entry 2

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,093

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F2 · price: The shares were sold at prices ranging from $190.04 to $190.27. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 00:04 UTC
Alhadeff LorenChief Revenue Officer
Exercise / conversionCommon Stock 5,000 $16.65 $83,250.00
Disclosure

SEC source: 0001261333-20-000154 · wf-form4_159736342879994.xml · nonDerivative · entry 1

Alhadeff Loren · CIK 0001765953 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.