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HEALTHPEAK PROPERTIES, INC.

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Tapewire entity
3364
SEC CIK
0000765880
Parsed reports
355

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2023 Filed Feb 14, 2023 21:34 UTC
Bohn Scott RCDO and Co-Head of LS
Tax withholdingCommon Stock 2,477 $26.66 $66,036.82
Disclosure

SEC source: 0001628280-23-003534 · wf-form4_167641043016102.xml · nonDerivative · entry 2

Bohn Scott R · CIK 0001908406 · CDO and Co-Head of LS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,452

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
February 12, 2023 Filed Feb 14, 2023 21:33 UTC
Alonso Lisa AEVP and Chief HR Officer
Tax withholdingCommon Stock 435 $26.66 $11,597.10
Disclosure

SEC source: 0001628280-23-003533 · wf-form4_167641037326812.xml · nonDerivative · entry 2

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,739

F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:41 UTC Tax withholdingCommon Stock 3,411 $26.31 $89,743.41
Disclosure

SEC source: 0001628280-23-003542 · wf-form4_167641088457368.xml · nonDerivative · entry 1

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,721

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 10, 2022.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:41 UTC
Patadia Ankit B.EVP and Treasurer
Tax withholdingCommon Stock 1,889 $26.31 $49,699.59
Disclosure

SEC source: 0001628280-23-003541 · wf-form4_167641083294881.xml · nonDerivative · entry 1

Patadia Ankit B. · CIK 0001963756 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,611

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 10, 2022.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:37 UTC Tax withholdingCommon Stock 1,584 $26.31 $41,675.04
Disclosure

SEC source: 0001628280-23-003537 · wf-form4_167641061020646.xml · nonDerivative · entry 1

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,055

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 10, 2022.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:38 UTC Tax withholdingCommon Stock 2,017 $26.31 $53,067.27
Disclosure

SEC source: 0001628280-23-003539 · wf-form4_167641069503414.xml · nonDerivative · entry 1

Mabry Adam G · CIK 0001950684 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,617

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 10, 2022.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:40 UTC
Miller Jeffrey HGeneral Counsel
Tax withholdingCommon Stock 813 $26.31 $21,390.03
Disclosure

SEC source: 0001628280-23-003540 · wf-form4_167641076493627.xml · nonDerivative · entry 1

Miller Jeffrey H · CIK 0001292027 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,568

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 10, 2022.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:36 UTC
Johnston Shawn GEVP and CAO
Tax withholdingCommon Stock 809 $26.31 $21,284.79
Disclosure

SEC source: 0001628280-23-003536 · wf-form4_167641054701413.xml · nonDerivative · entry 1

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,718

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 10, 2022.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:35 UTC
Brinker Scott MDirector · President and CEO
Tax withholdingCommon Stock 5,352 $26.31 $140,811.12
Disclosure

SEC source: 0001628280-23-003535 · wf-form4_167641048049897.xml · nonDerivative · entry 1

Brinker Scott M · CIK 0001540329 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,334

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 10, 2022.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:34 UTC
Bohn Scott RCDO and Co-Head of LS
Tax withholdingCommon Stock 1,044 $26.31 $27,467.64
Disclosure

SEC source: 0001628280-23-003534 · wf-form4_167641043016102.xml · nonDerivative · entry 1

Bohn Scott R · CIK 0001908406 · CDO and Co-Head of LS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,929

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 10, 2022.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:33 UTC
Alonso Lisa AEVP and Chief HR Officer
Tax withholdingCommon Stock 475 $26.31 $12,497.25
Disclosure

SEC source: 0001628280-23-003533 · wf-form4_167641037326812.xml · nonDerivative · entry 1

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,174

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 10, 2022.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 00:13 UTC Tax withholdingCommon Stock 13,222 $28.24 $373,389.28
Disclosure

SEC source: 0001628280-23-002456 · wf-form4_167572879220003.xml · nonDerivative · entry 4

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,132

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 00:12 UTC
Miller Jeffrey HGeneral Counsel
Tax withholdingCommon Stock 3,672 $28.24 $103,697.28
Disclosure

SEC source: 0001628280-23-002455 · wf-form4_167572876489582.xml · nonDerivative · entry 4

Miller Jeffrey H · CIK 0001292027 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,381

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 00:11 UTC Tax withholdingCommon Stock 6,675 $28.24 $188,502.00
Disclosure

SEC source: 0001628280-23-002453 · wf-form4_167572867598920.xml · nonDerivative · entry 4

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,639

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 00:10 UTC
Brinker Scott MDirector · President and CEO
Tax withholdingCommon Stock 19,425 $28.24 $548,562.00
Disclosure

SEC source: 0001628280-23-002451 · wf-form4_167572859162121.xml · nonDerivative · entry 4

Brinker Scott M · CIK 0001540329 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,686

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 00:11 UTC
Johnston Shawn GEVP and CAO
Tax withholdingCommon Stock 4,005 $28.24 $113,101.20
Disclosure

SEC source: 0001628280-23-002452 · wf-form4_167572864471264.xml · nonDerivative · entry 4

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,527

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 00:08 UTC
Alonso Lisa AEVP and Chief HR Officer
Tax withholdingCommon Stock 1,557 $28.24 $43,969.68
Disclosure

SEC source: 0001628280-23-002449 · wf-form4_167572851143741.xml · nonDerivative · entry 4

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,649

F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:13 UTC GrantCommon Stock 4,289 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002456 · wf-form4_167572879220003.xml · nonDerivative · entry 3

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,354

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:13 UTC GrantCommon Stock 23,793 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002456 · wf-form4_167572879220003.xml · nonDerivative · entry 2

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,065

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:13 UTC GrantCommon Stock 23,625 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002456 · wf-form4_167572879220003.xml · nonDerivative · entry 1

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,272

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 10, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on February 2, 2023 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:12 UTC
Miller Jeffrey HGeneral Counsel
GrantCommon Stock 1,207 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002455 · wf-form4_167572876489582.xml · nonDerivative · entry 3

Miller Jeffrey H · CIK 0001292027 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,053

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:12 UTC
Miller Jeffrey HGeneral Counsel
GrantCommon Stock 6,693 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002455 · wf-form4_167572876489582.xml · nonDerivative · entry 2

Miller Jeffrey H · CIK 0001292027 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,846

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:12 UTC
Miller Jeffrey HGeneral Counsel
GrantCommon Stock 5,598 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002455 · wf-form4_167572876489582.xml · nonDerivative · entry 1

Miller Jeffrey H · CIK 0001292027 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,153

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 10, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on February 2, 2023 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:12 UTC GrantCommon Stock 32,610 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002454 · wf-form4_167572872940304.xml · nonDerivative · entry 2

Mabry Adam G · CIK 0001950684 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,634

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on October 26, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Compensation Committee on the Determination Date, resulting in one-fifth (1/5) of the shares subject to the award vesting on each of the second, third, fourth, fifth and sixth anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:12 UTC GrantCommon Stock 10,872 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002454 · wf-form4_167572872940304.xml · nonDerivative · entry 1

Mabry Adam G · CIK 0001950684 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,024

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on October 26, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on February 2, 2023 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:11 UTC GrantCommon Stock 4,021 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002453 · wf-form4_167572867598920.xml · nonDerivative · entry 3

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,314

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:11 UTC GrantCommon Stock 22,306 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002453 · wf-form4_167572867598920.xml · nonDerivative · entry 2

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,293

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:11 UTC GrantCommon Stock 18,651 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002453 · wf-form4_167572867598920.xml · nonDerivative · entry 1

Klaritch Thomas · CIK 0001432625 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,987

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 10, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on February 2, 2023 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:10 UTC
Brinker Scott MDirector · President and CEO
GrantCommon Stock 6,165 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002451 · wf-form4_167572859162121.xml · nonDerivative · entry 3

Brinker Scott M · CIK 0001540329 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,111

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:10 UTC
Brinker Scott MDirector · President and CEO
GrantCommon Stock 34,203 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002451 · wf-form4_167572859162121.xml · nonDerivative · entry 2

Brinker Scott M · CIK 0001540329 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,946

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:10 UTC
Brinker Scott MDirector · President and CEO
GrantCommon Stock 36,993 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002451 · wf-form4_167572859162121.xml · nonDerivative · entry 1

Brinker Scott M · CIK 0001540329 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,743

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 10, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on February 2, 2023 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:11 UTC
Johnston Shawn GEVP and CAO
GrantCommon Stock 1,207 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002452 · wf-form4_167572864471264.xml · nonDerivative · entry 3

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,532

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:11 UTC
Johnston Shawn GEVP and CAO
GrantCommon Stock 6,693 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002452 · wf-form4_167572864471264.xml · nonDerivative · entry 2

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,325

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:11 UTC
Johnston Shawn GEVP and CAO
GrantCommon Stock 5,598 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002452 · wf-form4_167572864471264.xml · nonDerivative · entry 1

Johnston Shawn G · CIK 0001585224 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,632

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 10, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on February 2, 2023 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:09 UTC
Bohn Scott RCDO and Co-Head of LS
GrantCommon Stock 10,872 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002450 · wf-form4_167572855095061.xml · nonDerivative · entry 3

Bohn Scott R · CIK 0001908406 · CDO and Co-Head of LS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,973

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F4 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on October 26, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Compensation Committee on the Determination Date, resulting in one-third (1/3) of the shares subject to the award vesting on each of April 28, 2023, April 28, 2024, and April 28, 2025, subject to the reporting person's continued employment with the Company through the applicable vesting date.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:09 UTC
Bohn Scott RCDO and Co-Head of LS
GrantCommon Stock 21,905 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002450 · wf-form4_167572855095061.xml · nonDerivative · entry 2

Bohn Scott R · CIK 0001908406 · CDO and Co-Head of LS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,101

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on April 28, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Compensation Committee on the Determination Date, resulting in one-fifth (1/5) of the shares subject to the award vesting on each of the second, third, fourth, fifth and sixth anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

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February 02, 2023 Filed Feb 7, 2023 00:09 UTC
Bohn Scott RCDO and Co-Head of LS
GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002450 · wf-form4_167572855095061.xml · nonDerivative · entry 1

Bohn Scott R · CIK 0001908406 · CDO and Co-Head of LS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,196

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 10, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on February 2, 2023 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

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February 02, 2023 Filed Feb 7, 2023 00:08 UTC
Alonso Lisa AEVP and Chief HR Officer
GrantCommon Stock 403 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002449 · wf-form4_167572851143741.xml · nonDerivative · entry 3

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,206

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

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February 02, 2023 Filed Feb 7, 2023 00:08 UTC
Alonso Lisa AEVP and Chief HR Officer
GrantCommon Stock 2,232 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002449 · wf-form4_167572851143741.xml · nonDerivative · entry 2

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,803

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.

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February 02, 2023 Filed Feb 7, 2023 00:08 UTC
Alonso Lisa AEVP and Chief HR Officer
GrantCommon Stock 2,364 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-002449 · wf-form4_167572851143741.xml · nonDerivative · entry 1

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,571

F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 10, 2022. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on February 2, 2023 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.

F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.

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December 27, 2022 Filed Dec 28, 2022 22:06 UTC SaleCommon Stock 1,000 $25.12 $25,115.00
Disclosure

SEC source: 0001628280-22-032646 · wf-form4_167226516541756.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 23,827

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November 16, 2022 Filed Nov 17, 2022 21:05 UTC SaleCommon Stock 1,860 $24.77 $46,062.90
Disclosure

SEC source: 0001628280-22-030296 · wf-form4_166871908394010.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 24,827

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November 05, 2022 Filed Nov 7, 2022 23:01 UTC
Miller Jeffrey HGeneral Counsel
Tax withholdingCommon Stock 3,256 $24.01 $78,176.56
Disclosure

SEC source: 0001628280-22-028706 · wf-form4_166786205335143.xml · nonDerivative · entry 1

Miller Jeffrey H · CIK 0001292027 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,555

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on November 5, 2018.

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October 03, 2022 Filed Oct 4, 2022 20:35 UTC
McHenry Troy E.CLO and GC
Tax withholdingCommon Stock 3,822 $22.92 $87,600.24
Disclosure

SEC source: 0001628280-22-025966 · wf-form4_166491569488166.xml · nonDerivative · entry 1

McHenry Troy E. · CIK 0001664073 · CLO and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,258.213

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on October 3, 2018.

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October 03, 2022 Filed Oct 4, 2022 20:30 UTC
Alonso Lisa AEVP and Chief HR Officer
Tax withholdingCommon Stock 1,031 $22.92 $23,630.52
Disclosure

SEC source: 0001628280-22-025962 · wf-form4_166491539982129.xml · nonDerivative · entry 1

Alonso Lisa A · CIK 0001792329 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,207

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on October 3, 2018.

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August 16, 2022 Filed Oct 4, 2022 20:34 UTC GiftCommon Stock 302 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025963 · wf-form4_166491545573270.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 26,687

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May 23, 2022 Filed Oct 4, 2022 20:34 UTC GiftCommon Stock 102 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-025963 · wf-form4_166491545573270.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 26,989

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May 15, 2022 Filed May 17, 2022 20:59 UTC Tax withholdingCommon Stock 8,118 $30.08 $244,189.44
Disclosure

SEC source: 0001628280-22-014649 · wf-form4_165282117404541.xml · nonDerivative · entry 1

Scott Peter A · CIK 0001696889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,647

F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on May 15, 2017.

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May 04, 2022 Filed May 17, 2022 21:00 UTC GiftCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-014650 · wf-form4_165282115427532.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,091

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April 28, 2022 Filed May 2, 2022 23:04 UTC GrantCommon Stock 5,258 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-011837 · wf-form4_165153266918109.xml · nonDerivative · entry 1

Sandstrom Katherine M · CIK 0001748663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,212

F1 · shares: Restricted stock units vest in full on the earlier of the first anniversary of the April 28, 2022 grant date or the Company's next annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.