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HEALTHPEAK PROPERTIES, INC.

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3364
SEC CIK
0000765880
Parsed reports
355

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2017 Filed Mar 16, 2017 22:00 UTC
Anderson Scott AEVP and CAO
SaleCommon Stock 10,000 $29.94 $299,409.00
Disclosure

SEC source: 0001179110-17-004750 · edgar.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001467616 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,345

F1 · price: The price reported in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at sale prices ranging from $29.94 to $29.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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March 07, 2017 Filed May 2, 2017 23:00 UTC GiftCommon Stock 49 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006441 · edgar.xml · nonDerivative · entry 3

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 19,016

F1 · balance_after: The reporting person previously reported 5,460 shares held directly. Of those shares, 4,310 shares have vested and are now held indirectly in a trust account.

Read SEC document
March 02, 2017 Filed Mar 2, 2017 23:00 UTC GrantCommon Stock 960 $31.80 $30,528.00
Disclosure

SEC source: 0001179110-17-003688 · edgar.xml · nonDerivative · entry 1

Hoffmann James P · CIK 0001348618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,801.857

F1 · shares: Issued to the reporting person pursuant to the HCP, Inc. Non-Employee Directors Stock for-Fees Program in lieu of quarterly director retainer fee.

Read SEC document
February 27, 2017 Filed May 2, 2017 23:00 UTC GiftCommon Stock 307 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006441 · edgar.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 14,755

Read SEC document
February 14, 2017 Filed May 2, 2017 23:00 UTC GiftCommon Stock 496 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006441 · edgar.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 15,062

Read SEC document
February 13, 2017 Filed Feb 16, 2017 02:44 UTC
Young Kendall KExecutive Vice President
GrantCommon Stock 20,262 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002486 · edgar.xml · nonDerivative · entry 1

Young Kendall K · CIK 0001501198 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,468

F1 · shares: Restricted stock units vest one third annually commencing on the first anniversary of the February 13, 2017 grant date.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 02:34 UTC
Scott Peter AChief Financial Officer
GrantCommon Stock 32,415 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002485 · edgar.xml · nonDerivative · entry 1

Scott Peter A · CIK 0001696889 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,415

F1 · shares: Restricted stock units vest one third annually commencing on the first anniversary of the February 13, 2017 grant date.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 02:30 UTC
Anderson Scott AEVP and CAO
GrantCommon Stock 11,670 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002484 · edgar.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001467616 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,345

F1 · shares: Restricted stock units vest one third annually commencing on the first anniversary of the February 13, 2017 grant date.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 23:00 UTC
Anderson Scott AEVP and CAO
Tax withholdingCommon Stock 986 $30.70 $30,270.20
Disclosure

SEC source: 0001179110-17-001787 · edgar.xml · nonDerivative · entry 2

Anderson Scott A · CIK 0001467616 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,675

F2 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 3, 2014, as adjusted.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 23:03 UTC
McHenry Troy E.EVP, Gen Counsel and Corp Sec
Tax withholdingCommon Stock 538 $30.70 $16,516.60
Disclosure

SEC source: 0001179110-17-001791 · edgar.xml · nonDerivative · entry 2

McHenry Troy E. · CIK 0001664073 · EVP, Gen Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,486.213

F2 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 3, 2014, as adjusted.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 23:04 UTC
Young Kendall KExecutive Vice President
Tax withholdingCommon Stock 1,420 $30.70 $43,594.00
Disclosure

SEC source: 0001179110-17-001792 · edgar.xml · nonDerivative · entry 2

Young Kendall K · CIK 0001501198 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,206

F2 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 3, 2014, as adjusted.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 23:01 UTC
Bergschneider Jonathan M.Senior Managing Director
Tax withholdingCommon Stock 1,482 $30.70 $45,497.40
Disclosure

SEC source: 0001179110-17-001788 · edgar.xml · nonDerivative · entry 2

Bergschneider Jonathan M. · CIK 0001522143 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,366

F2 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 3, 2014, as adjusted.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 23:02 UTC
Klaritch ThomasSenior Managing Director
Tax withholdingCommon Stock 1,607 $30.70 $49,334.90
Disclosure

SEC source: 0001179110-17-001790 · edgar.xml · nonDerivative · entry 2

Klaritch Thomas · CIK 0001432625 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,481

F2 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 3, 2014, as adjusted.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:00 UTC
Anderson Scott AEVP and CAO
Tax withholdingCommon Stock 1,000 $30.04 $30,040.00
Disclosure

SEC source: 0001179110-17-001787 · edgar.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001467616 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,661

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 2, 2015, as adjusted.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:03 UTC
McHenry Troy E.EVP, Gen Counsel and Corp Sec
Tax withholdingCommon Stock 710 $30.04 $21,328.40
Disclosure

SEC source: 0001179110-17-001791 · edgar.xml · nonDerivative · entry 1

McHenry Troy E. · CIK 0001664073 · EVP, Gen Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,024.213

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 2, 2015, as adjusted.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:04 UTC
Young Kendall KExecutive Vice President
Tax withholdingCommon Stock 1,550 $30.04 $46,562.00
Disclosure

SEC source: 0001179110-17-001792 · edgar.xml · nonDerivative · entry 1

Young Kendall K · CIK 0001501198 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,626

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 2, 2015, as adjusted.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:01 UTC
Bergschneider Jonathan M.Senior Managing Director
Tax withholdingCommon Stock 1,527 $30.04 $45,871.08
Disclosure

SEC source: 0001179110-17-001788 · edgar.xml · nonDerivative · entry 1

Bergschneider Jonathan M. · CIK 0001522143 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,848

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 2, 2015, as adjusted.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:02 UTC
Klaritch ThomasSenior Managing Director
Tax withholdingCommon Stock 1,778 $30.04 $53,411.12
Disclosure

SEC source: 0001179110-17-001790 · edgar.xml · nonDerivative · entry 1

Klaritch Thomas · CIK 0001432625 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,088

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 2, 2015, as adjusted.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 23:34 UTC
Young Kendall KExecutive Vice President
Tax withholdingCommon Stock 2,163 $30.32 $65,582.16
Disclosure

SEC source: 0001179110-17-001549 · edgar.xml · nonDerivative · entry 1

Young Kendall K · CIK 0001501198 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,176

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 1, 2016, as adjusted.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 23:32 UTC Tax withholdingCommon Stock 1,565 $30.32 $47,450.80
Disclosure

SEC source: 0001179110-17-001546 · edgar.xml · nonDerivative · entry 1

Hutchens James Justin · CIK 0001410715 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,038

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 1, 2016, as adjusted.

F2 · balance_after: The number of RSUs in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's unvested RSUs existing prior to the spin-off, consistent with the Corporation's treatment of all outstanding and unvested RSUs.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 23:33 UTC
McHenry Troy E.EVP, Gen Counsel and Corp Sec
Tax withholdingCommon Stock 2,114 $30.32 $64,096.48
Disclosure

SEC source: 0001179110-17-001548 · edgar.xml · nonDerivative · entry 1

McHenry Troy E. · CIK 0001664073 · EVP, Gen Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,734.213

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 1, 2016, as adjusted.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 23:33 UTC
Klaritch ThomasSenior Managing Director
Tax withholdingCommon Stock 2,409 $30.32 $73,040.88
Disclosure

SEC source: 0001179110-17-001547 · edgar.xml · nonDerivative · entry 1

Klaritch Thomas · CIK 0001432625 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,866

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 1, 2016, as adjusted.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 23:31 UTC
Bergschneider Jonathan M.Senior Managing Director
Tax withholdingCommon Stock 2,194 $30.32 $66,522.08
Disclosure

SEC source: 0001179110-17-001545 · edgar.xml · nonDerivative · entry 1

Bergschneider Jonathan M. · CIK 0001522143 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,375

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 1, 2016, as adjusted.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 23:30 UTC
Anderson Scott AEVP and CAO
Tax withholdingCommon Stock 1,477 $30.32 $44,782.64
Disclosure

SEC source: 0001179110-17-001544 · edgar.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001467616 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,661

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on February 1, 2016, as adjusted.

Read SEC document
January 28, 2017 Filed Feb 1, 2017 00:34 UTC
Young Kendall KExecutive Vice President
Tax withholdingCommon Stock 856 $29.56 $25,303.36
Disclosure

SEC source: 0001179110-17-001420 · edgar.xml · nonDerivative · entry 1

Young Kendall K · CIK 0001501198 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,339

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on January 28, 2013.

F2 · balance_after: The number of RSUs in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's unvested RSUs existing prior to the spin-off, consistent with the Corporation's treatment of all outstanding and unvested RSUs.

Read SEC document
January 28, 2017 Filed Feb 1, 2017 00:31 UTC
Bergschneider Jonathan M.Senior Managing Director
Tax withholdingCommon Stock 970 $29.56 $28,673.20
Disclosure

SEC source: 0001179110-17-001417 · edgar.xml · nonDerivative · entry 1

Bergschneider Jonathan M. · CIK 0001522143 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,569

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on January 28, 2013.

F2 · balance_after: The number of RSUs in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's unvested RSUs existing prior to the spin-off, consistent with the Corporation's treatment of all outstanding and unvested RSUs.

Read SEC document
January 28, 2017 Filed Feb 1, 2017 00:32 UTC
Klaritch ThomasSenior Managing Director
Tax withholdingCommon Stock 1,060 $29.56 $31,333.60
Disclosure

SEC source: 0001179110-17-001418 · edgar.xml · nonDerivative · entry 2

Klaritch Thomas · CIK 0001432625 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,275

F2 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on January 28, 2013.

F3 · balance_after: The number of RSUs in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's unvested RSUs existing prior to the spin-off, consistent with the Corporation's treatment of all outstanding and unvested RSUs.

Read SEC document
January 28, 2017 Filed Feb 1, 2017 00:33 UTC
McHenry Troy E.EVP, Gen Counsel and Corp Sec
Tax withholdingCommon Stock 297 $29.56 $8,779.32
Disclosure

SEC source: 0001179110-17-001419 · edgar.xml · nonDerivative · entry 1

McHenry Troy E. · CIK 0001664073 · EVP, Gen Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,848.213

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on January 28, 2013.

F2 · balance_after: The number of RSUs in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's unvested RSUs existing prior to the spin-off, consistent with the Corporation's treatment of all outstanding and unvested RSUs.

Read SEC document
January 28, 2017 Filed Feb 1, 2017 00:30 UTC
Anderson Scott AEVP and CAO
Tax withholdingCommon Stock 647 $29.56 $19,125.32
Disclosure

SEC source: 0001179110-17-001416 · edgar.xml · nonDerivative · entry 1

Anderson Scott A · CIK 0001467616 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,138

F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on January 28, 2013.

F2 · balance_after: The number of RSUs in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's unvested RSUs existing prior to the spin-off, consistent with the Corporation's treatment of all outstanding and unvested RSUs.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 22:59 UTC GrantCommon Stock 993 $28.92 $28,716.57
Disclosure

SEC source: 0001179110-16-032173 · edgar.xml · nonDerivative · entry 1

Hoffmann James P · CIK 0001348618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,841.857

F1 · shares: Issued to the reporting person pursuant to the HCP, Inc. Non-Employee Directors Stock-for-Fees Program in lieu of quarterly director retainer fee.

F2 · balance_after: The number of RSUs in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's unvested RSUs existing prior to the spin-off, consistent with the Corporation's treatment of all outstanding and unvested RSUs.

Read SEC document
September 14, 2016 Filed Feb 1, 2017 00:39 UTC GiftCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001421 · edgar.xml · nonDerivative · entry 5

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 15,558

Read SEC document
September 07, 2016 Filed Sep 8, 2016 21:59 UTC
Kirby Thomas DExecutive Vice President
Exercise / conversionEmployee Stock Option · Derivative 3,000 $0.00 Strike: $28.35 $0.00
Disclosure

SEC source: 0001179110-16-029450 · edgar.xml · derivative · entry 4

Kirby Thomas D · CIK 0001455212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,776

Underlying: Common Stock · 3,000 shares

Expires 2020-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 21:59 UTC
Kirby Thomas DExecutive Vice President
SaleCommon Stock 3,000 $40.24 $120,724.50
Disclosure

SEC source: 0001179110-16-029450 · edgar.xml · nonDerivative · entry 2

Kirby Thomas D · CIK 0001455212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 40,050

F2 · price: The price reported in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at sale prices ranging from $40.181 to $40.300. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within theranges set forth herein.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 21:59 UTC
Kirby Thomas DExecutive Vice President
Exercise / conversionCommon Stock 3,000 $28.35 $85,050.00
Disclosure

SEC source: 0001179110-16-029450 · edgar.xml · nonDerivative · entry 1

Kirby Thomas D · CIK 0001455212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 43,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person previously reported 40,481 shares held directly. Of those shares, 40,050 shares are held indirectly in a trust account.

Read SEC document
September 06, 2016 Filed Feb 1, 2017 00:32 UTC
Klaritch ThomasSenior Managing Director
SaleCommon Stock 16,519 $40.15 $663,208.12
Disclosure

SEC source: 0001179110-17-001418 · edgar.xml · nonDerivative · entry 1

Klaritch Thomas · CIK 0001432625 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,999

F1 · price: The price reported in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at sale prices ranging from $40.11 to $40.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
August 18, 2016 Filed Feb 1, 2017 00:39 UTC GiftCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001421 · edgar.xml · nonDerivative · entry 4

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 15,693

Read SEC document
August 15, 2016 Filed Feb 1, 2017 00:40 UTC GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001422 · edgar.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 25,475

F2 · balance_after: The reporting person previously reported 8,750 shares held directly. Of those shares, 4,000 shares have vested and are now held indirectly in a trust account.

Read SEC document
August 11, 2016 Filed Feb 1, 2017 00:39 UTC GiftCommon Stock 639 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001421 · edgar.xml · nonDerivative · entry 3

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 15,732

Read SEC document
August 01, 2016 Filed Feb 1, 2017 00:41 UTC GrantCommon Stock 1,622 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001423 · edgar.xml · nonDerivative · entry 2

SULLIVAN JOSEPH P · CIK 0001264152 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 1,622

Read SEC document
May 23, 2016 Filed Feb 1, 2017 00:39 UTC GiftCommon Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001421 · edgar.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 16,371

F2 · balance_after: The reporting person previously reported 8,750 shares held directly. Of those shares, 4,000 shares have vested and are now held indirectly in a trust account.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.