Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-2 Convertible Preferred Stock · Derivative | 20 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 35 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · India Partners II L.P. Disclosed balance after: 0 Underlying: Common Stock · 20 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-2 Convertible Preferred Stock · Derivative | 13 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 34 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Japan Partners I L.P. Disclosed balance after: 0 Underlying: Common Stock · 13 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-2 Convertible Preferred Stock · Derivative | 77 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 33 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Asia Partners III L.P. Disclosed balance after: 0 Underlying: Common Stock · 77 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-2 Convertible Preferred Stock · Derivative | 6,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 32 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · FIL Capital Investments (Mauritius) II Limited Disclosed balance after: 0 Underlying: Common Stock · 6,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-2 Convertible Preferred Stock · Derivative | 6,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 31 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Japan Ventures I L.P. Disclosed balance after: 0 Underlying: Common Stock · 6,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-2 Convertible Preferred Stock · Derivative | 21,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 30 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Asia Ventures III L.P. Disclosed balance after: 0 Underlying: Common Stock · 21,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-2 Convertible Preferred Stock · Derivative | 28,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 29 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-1 Convertible Preferred Stock · Derivative | 1,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 28 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · India Partners II L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-1 Convertible Preferred Stock · Derivative | 662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 27 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Japan Partners I L.P. Disclosed balance after: 0 Underlying: Common Stock · 662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-1 Convertible Preferred Stock · Derivative | 3,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 26 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Asia Partners III L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-1 Convertible Preferred Stock · Derivative | 292,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 25 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · FIL Capital Investments (Mauritius) II Limited Disclosed balance after: 0 Underlying: Common Stock · 292,303 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-1 Convertible Preferred Stock · Derivative | 293,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 24 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Japan Ventures I L.P. Disclosed balance after: 0 Underlying: Common Stock · 293,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-1 Convertible Preferred Stock · Derivative | 1,065,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 23 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Asia Ventures III L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,065,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionSeries A-1 Convertible Preferred Stock · Derivative | 1,397,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 22 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,397,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 21 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · India Partners II L.P. Disclosed balance after: 1,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 20 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 20 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · India Partners II L.P. Disclosed balance after: 1,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 1,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 19 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · India Partners II L.P. Disclosed balance after: 1,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 34 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 18 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Japan Partners I L.P. Disclosed balance after: 906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 13 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 17 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Japan Partners I L.P. Disclosed balance after: 872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 16 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Japan Partners I L.P. Disclosed balance after: 859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 193 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 15 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Asia Partners III L.P. Disclosed balance after: 5,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 77 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 14 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Asia Partners III L.P. Disclosed balance after: 4,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 3,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 13 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Asia Partners III L.P. Disclosed balance after: 4,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 15,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 12 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · FIL Capital Investments (Mauritius) II Limited Disclosed balance after: 400,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 6,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 11 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · FIL Capital Investments (Mauritius) II Limited Disclosed balance after: 385,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 292,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 10 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · FIL Capital Investments (Mauritius) II Limited Disclosed balance after: 379,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 15,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 9 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Japan Ventures I L.P. Disclosed balance after: 401,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 6,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 8 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Japan Ventures I L.P. Disclosed balance after: 386,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 293,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 7 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Japan Ventures I L.P. Disclosed balance after: 380,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 54,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 6 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Asia Ventures III L.P. Disclosed balance after: 1,460,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 21,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 5 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Asia Ventures III L.P. Disclosed balance after: 1,405,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 1,065,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 4 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Indirect · Asia Ventures III L.P. Disclosed balance after: 1,383,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 71,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 3 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,914,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 28,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 2 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,842,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:20 UTC |
FIL LtdSee Remark 1
|
ConversionCommon Stock | 1,397,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 1 FIL Ltd · CIK 0000318989 · See Remark 1 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,814,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionSeries B-1 Convertible Preferred Stock · Derivative | 240,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 13 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Neuro Line Partners, L.P. Disclosed balance after: 0 Underlying: Common Stock · 240,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F3 · derivative.exercise_date: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F3 · derivative.expiration_date: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line. F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionSeries A-2 Convertible Preferred Stock · Derivative | 128,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 12 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Neuro Line Partners, L.P. Disclosed balance after: 0 Underlying: Common Stock · 128,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F2 · derivative.exercise_date: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F2 · derivative.expiration_date: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line. F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionSeries A-1 Convertible Preferred Stock · Derivative | 743,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 11 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Neuro Line Partners, L.P. Disclosed balance after: 0 Underlying: Common Stock · 743,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F1 · derivative.exercise_date: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F1 · derivative.expiration_date: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line. F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionSeries B-1 Convertible Preferred Stock · Derivative | 1,875,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 10 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AKDL, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,875,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F3 · derivative.exercise_date: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F3 · derivative.expiration_date: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL. F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionSeries A-2 Convertible Preferred Stock · Derivative | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 9 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AKDL, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F2 · derivative.exercise_date: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F2 · derivative.expiration_date: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL. F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionSeries A-1 Convertible Preferred Stock · Derivative | 14,499,999 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 8 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AKDL, L.P. Disclosed balance after: 0 Underlying: Common Stock · 14,499,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F1 · derivative.exercise_date: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F1 · derivative.expiration_date: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL. F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
PurchaseCommon Stock | 275,000 | $18.00 | $4,950,000.00 |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 7 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AKDL, L.P. Disclosed balance after: 19,462,499 F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL. F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionCommon Stock | 240,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 6 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Neuro Line Partners, L.P. Disclosed balance after: 1,111,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line. F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionCommon Stock | 128,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 5 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Neuro Line Partners, L.P. Disclosed balance after: 871,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line. F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionCommon Stock | 743,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 4 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Neuro Line Partners, L.P. Disclosed balance after: 743,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line. F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionCommon Stock | 1,875,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 3 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AKDL, L.P. Disclosed balance after: 19,187,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL. F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionCommon Stock | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 2 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AKDL, L.P. Disclosed balance after: 17,312,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL. F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 16:09 UTC |
BRATTON DOUGLAS K10% owner
AKDL, L.P.10% owner
Neuro Line Partners LP10% owner
Crestline SI (GP), L.P.10% owner
Crestline Investors, Inc.10% owner
Bratton Capital Management, L.P.10% owner
Bratton Capital Inc.10% owner
Crestline Management, L.P.10% owner
|
ConversionCommon Stock | 14,499,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 1 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner AKDL, L.P. · CIK 0001716958 · 10% owner Neuro Line Partners LP · CIK 0001723842 · 10% owner Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner Crestline Investors, Inc. · CIK 0001626596 · 10% owner Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner Bratton Capital Inc. · CIK 0001723783 · 10% owner Crestline Management, LP · CIK 0001536054 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AKDL, L.P. Disclosed balance after: 14,812,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL. F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 23:00 UTC |
Tessier-Lavigne MarcDirector
|
GrantStock Option (right to buy) · Derivative | 47,165 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064812 · doc4.xml · derivative · entry 1 Tessier-Lavigne Marc · CIK 0001437435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,165 Underlying: Common Stock · 47,165 shares Expires 2027-12-06 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on December 7, 2018 and an additional 1/48 of the shares vest monthly thereafter. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 22:59 UTC |
Schenkein David PDirector
|
GrantStock Option (right to buy) · Derivative | 47,165 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064811 · doc4.xml · derivative · entry 1 Schenkein David P · CIK 0001578200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,165 Underlying: Common Stock · 47,165 shares Expires 2027-12-06 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on December 7, 2018 and an additional 1/48 of the shares vest monthly thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.