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Nasdaq · USD

DNLI

Denali Therapeutics Inc.

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Tapewire entity
1735
SEC CIK
0001714899
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-2 Convertible Preferred Stock · Derivative 20 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 35

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · India Partners II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 20 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-2 Convertible Preferred Stock · Derivative 13 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 34

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Japan Partners I L.P.

Disclosed balance after: 0

Underlying: Common Stock · 13 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-2 Convertible Preferred Stock · Derivative 77 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 33

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Asia Partners III L.P.

Disclosed balance after: 0

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-2 Convertible Preferred Stock · Derivative 6,008 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 32

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · FIL Capital Investments (Mauritius) II Limited

Disclosed balance after: 0

Underlying: Common Stock · 6,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-2 Convertible Preferred Stock · Derivative 6,027 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 31

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Japan Ventures I L.P.

Disclosed balance after: 0

Underlying: Common Stock · 6,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-2 Convertible Preferred Stock · Derivative 21,942 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 30

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Asia Ventures III L.P.

Disclosed balance after: 0

Underlying: Common Stock · 21,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-2 Convertible Preferred Stock · Derivative 28,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 29

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-1 Convertible Preferred Stock · Derivative 1,008 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 28

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · India Partners II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-1 Convertible Preferred Stock · Derivative 662 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 27

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Japan Partners I L.P.

Disclosed balance after: 0

Underlying: Common Stock · 662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-1 Convertible Preferred Stock · Derivative 3,755 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 26

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Asia Partners III L.P.

Disclosed balance after: 0

Underlying: Common Stock · 3,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-1 Convertible Preferred Stock · Derivative 292,303 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 25

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · FIL Capital Investments (Mauritius) II Limited

Disclosed balance after: 0

Underlying: Common Stock · 292,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-1 Convertible Preferred Stock · Derivative 293,204 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 24

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Japan Ventures I L.P.

Disclosed balance after: 0

Underlying: Common Stock · 293,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-1 Convertible Preferred Stock · Derivative 1,065,616 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 23

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Asia Ventures III L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,065,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionSeries A-1 Convertible Preferred Stock · Derivative 1,397,326 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · derivative · entry 22

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,397,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.exercise_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

F1 · derivative.expiration_date: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 51 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 21

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · India Partners II L.P.

Disclosed balance after: 1,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 20 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 20

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · India Partners II L.P.

Disclosed balance after: 1,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 1,008 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 19

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · India Partners II L.P.

Disclosed balance after: 1,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 34 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 18

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Japan Partners I L.P.

Disclosed balance after: 906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 13 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 17

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Japan Partners I L.P.

Disclosed balance after: 872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 662 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 16

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Japan Partners I L.P.

Disclosed balance after: 859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 193 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 15

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Asia Partners III L.P.

Disclosed balance after: 5,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 77 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 14

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Asia Partners III L.P.

Disclosed balance after: 4,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 3,755 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 13

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Asia Partners III L.P.

Disclosed balance after: 4,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 15,021 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 12

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · FIL Capital Investments (Mauritius) II Limited

Disclosed balance after: 400,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 6,008 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 11

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · FIL Capital Investments (Mauritius) II Limited

Disclosed balance after: 385,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 292,303 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 10

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · FIL Capital Investments (Mauritius) II Limited

Disclosed balance after: 379,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 15,068 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 9

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Japan Ventures I L.P.

Disclosed balance after: 401,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 6,027 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 8

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Japan Ventures I L.P.

Disclosed balance after: 386,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 293,204 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 7

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Japan Ventures I L.P.

Disclosed balance after: 380,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 54,854 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 6

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Asia Ventures III L.P.

Disclosed balance after: 1,460,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 21,942 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 5

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Asia Ventures III L.P.

Disclosed balance after: 1,405,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 1,065,616 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 4

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Indirect · Asia Ventures III L.P.

Disclosed balance after: 1,383,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 71,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 3

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 28,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 2

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:20 UTC
FIL LtdSee Remark 1
ConversionCommon Stock 1,397,326 Not disclosed Not disclosed
Disclosure

SEC source: 0000318989-17-000042 · primary_doc.xml · nonDerivative · entry 1

FIL Ltd · CIK 0000318989 · See Remark 1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,814,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 12, 2017, in connection with the completion of the issuer's initial public offering, each share of Convertible Preferred Stock converted into one share of Common Stock.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionSeries B-1 Convertible Preferred Stock · Derivative 240,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 13

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Neuro Line Partners, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 240,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F3 · derivative.exercise_date: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F3 · derivative.expiration_date: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line.

F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionSeries A-2 Convertible Preferred Stock · Derivative 128,200 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 12

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Neuro Line Partners, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 128,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F2 · derivative.exercise_date: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F2 · derivative.expiration_date: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line.

F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionSeries A-1 Convertible Preferred Stock · Derivative 743,599 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 11

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Neuro Line Partners, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 743,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F1 · derivative.exercise_date: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F1 · derivative.expiration_date: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line.

F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionSeries B-1 Convertible Preferred Stock · Derivative 1,875,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 10

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AKDL, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,875,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F3 · derivative.exercise_date: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F3 · derivative.expiration_date: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL.

F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionSeries A-2 Convertible Preferred Stock · Derivative 2,500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 9

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AKDL, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 2,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F2 · derivative.exercise_date: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F2 · derivative.expiration_date: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL.

F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionSeries A-1 Convertible Preferred Stock · Derivative 14,499,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · derivative · entry 8

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AKDL, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 14,499,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F1 · derivative.exercise_date: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F1 · derivative.expiration_date: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL.

F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
PurchaseCommon Stock 275,000 $18.00 $4,950,000.00
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 7

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AKDL, L.P.

Disclosed balance after: 19,462,499

F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL.

F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionCommon Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 6

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Neuro Line Partners, L.P.

Disclosed balance after: 1,111,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line.

F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionCommon Stock 128,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 5

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Neuro Line Partners, L.P.

Disclosed balance after: 871,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line.

F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionCommon Stock 743,599 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 4

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Neuro Line Partners, L.P.

Disclosed balance after: 743,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F6 · ownership.nature: These securities are held directly by Neuro Line Partners, L.P. ("Neuro Line"). The general partner of Neuro Line is Bratton Capital Management, L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. Neuro Line is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by Neuro Line.

F7 · ownership.nature: (Continued from Footnote 6) In addition, Bratton Capital Management, Bratton Capital, and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line due to Bratton Capital Management's right to receive performance-based allocations and Bratton Capital Management and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by Neuro Line through direct or indirect limited partner and/or general partner interests in Neuro Line. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to beneficially own the securities held by Neuro Line. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionCommon Stock 1,875,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 3

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AKDL, L.P.

Disclosed balance after: 19,187,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: All shares of Series B-1 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL.

F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionCommon Stock 2,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 2

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AKDL, L.P.

Disclosed balance after: 17,312,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: All shares of Series A-2 Convertible Preferred Stock of the Issuer automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL.

F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:09 UTC
AKDL, L.P.10% owner
ConversionCommon Stock 14,499,999 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028694 · doc4.xml · nonDerivative · entry 1

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

AKDL, L.P. · CIK 0001716958 · 10% owner

Neuro Line Partners LP · CIK 0001723842 · 10% owner

Crestline SI (GP), L.P. · CIK 0001626597 · 10% owner

Crestline Investors, Inc. · CIK 0001626596 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Crestline Management, LP · CIK 0001536054 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AKDL, L.P.

Disclosed balance after: 14,812,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All shares of Series A-1 Convertible Preferred Stock of Denali Therapeutics Inc. (the "Issuer") automatically converted into shares of common stock of the Issuer at a one-for-one ratio immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.

F4 · ownership.nature: These securities are held directly by AKDL, L.P. ("AKDL"). The general partner of AKDL is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of AKDL is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. AKDL is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all securities held by AKDL.

F5 · ownership.nature: (Continued from Footnote 4) In addition, Crestline SI, Crestline and Mr. Bratton may be deemed to have a pecuniary interest in a portion of the securities held by AKDL through direct or indirect limited partner interests, including limited partner profit interests, and/or general partner interests in AKDL. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own the securities held by AKDL. Each such entity and Mr. Bratton disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 23:00 UTC GrantStock Option (right to buy) · Derivative 47,165 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-17-064812 · doc4.xml · derivative · entry 1

Tessier-Lavigne Marc · CIK 0001437435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,165

Underlying: Common Stock · 47,165 shares

Expires 2027-12-06

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on December 7, 2018 and an additional 1/48 of the shares vest monthly thereafter.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 22:59 UTC GrantStock Option (right to buy) · Derivative 47,165 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-17-064811 · doc4.xml · derivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,165

Underlying: Common Stock · 47,165 shares

Expires 2027-12-06

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on December 7, 2018 and an additional 1/48 of the shares vest monthly thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.