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Ginkgo Bioworks Holdings, Inc.

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Tapewire entity
5530
SEC CIK
0001830214
Parsed reports
470

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202600
Mar 202601
Apr 2026010
May 202601
Jun 202600
Jul 202601
Aug 202601
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2023 Filed Jan 13, 2023 22:05 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 152,692 $1.69 $258,202.17
Disclosure

SEC source: 0001127602-23-001416 · form4.xml · nonDerivative · entry 1

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,806,661

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 22:13 UTC
Canton Barry10% owner
SaleClass A Common Stock 152,692 $1.69 $258,202.17
Disclosure

SEC source: 0001127602-23-001423 · form4.xml · nonDerivative · entry 3

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 16,806,661

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 22:13 UTC
Canton Barry10% owner
SaleClass A Common Stock 37,650 $1.74 $65,511.00
Disclosure

SEC source: 0001127602-23-001423 · form4.xml · nonDerivative · entry 2

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,806,654

F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person or the Reporting Person's spouse and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.645 to $1.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 22:13 UTC
Canton Barry10% owner
SaleClass A Common Stock 152,693 $1.69 $258,203.86
Disclosure

SEC source: 0001127602-23-001423 · form4.xml · nonDerivative · entry 1

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,844,304

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 22:11 UTC
Kelly Jason RDirector · See remarks
SaleClass A Common Stock 100,000 $1.74 $173,960.00
Disclosure

SEC source: 0001127602-23-001421 · form4.xml · nonDerivative · entry 2

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,481,941

F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.645 to $1.855, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 22:11 UTC
Kelly Jason RDirector · See remarks
SaleClass A Common Stock 152,693 $1.69 $258,203.86
Disclosure

SEC source: 0001127602-23-001421 · form4.xml · nonDerivative · entry 1

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,581,941

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 22:14 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 146,449 $1.60 $233,879.05
Disclosure

SEC source: 0001127602-23-001348 · form4.xml · nonDerivative · entry 5

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 16,996,997

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 22:14 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 146,449 $1.60 $233,879.05
Disclosure

SEC source: 0001127602-23-001348 · form4.xml · nonDerivative · entry 4

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,959,353

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 22:14 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 37,650 $1.64 $61,738.47
Disclosure

SEC source: 0001127602-23-001348 · form4.xml · nonDerivative · entry 3

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,105,802

F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person or the Reporting Person's spouse and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.535 to $1.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 22:18 UTC
Canton Barry10% owner
SaleClass A Common Stock 146,449 $1.60 $233,879.05
Disclosure

SEC source: 0001127602-23-001351 · form4.xml · nonDerivative · entry 5

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 16,959,353

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 22:18 UTC
Canton Barry10% owner
SaleClass A Common Stock 37,650 $1.64 $61,738.47
Disclosure

SEC source: 0001127602-23-001351 · form4.xml · nonDerivative · entry 4

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,105,802

F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person or the Reporting Person's spouse and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.535 to $1.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 22:18 UTC
Canton Barry10% owner
SaleClass A Common Stock 146,449 $1.60 $233,879.05
Disclosure

SEC source: 0001127602-23-001351 · form4.xml · nonDerivative · entry 3

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,996,997

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 22:16 UTC
Kelly Jason RDirector · See remarks
SaleClass A Common Stock 146,449 $1.60 $233,879.05
Disclosure

SEC source: 0001127602-23-001350 · form4.xml · nonDerivative · entry 3

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,734,634

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 22:16 UTC
Kelly Jason RDirector · See remarks
SaleClass A Common Stock 100,000 $1.64 $164,040.00
Disclosure

SEC source: 0001127602-23-001350 · form4.xml · nonDerivative · entry 2

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,881,083

F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.53 to $1.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 22:14 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 157,798 $1.50 $236,854.80
Disclosure

SEC source: 0001127602-23-001348 · form4.xml · nonDerivative · entry 2

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,143,446

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 22:14 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 157,798 $1.50 $236,854.80
Disclosure

SEC source: 0001127602-23-001348 · form4.xml · nonDerivative · entry 1

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,143,452

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 22:18 UTC
Canton Barry10% owner
SaleClass A Common Stock 157,798 $1.50 $236,854.80
Disclosure

SEC source: 0001127602-23-001351 · form4.xml · nonDerivative · entry 2

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,143,452

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 22:18 UTC
Canton Barry10% owner
SaleClass A Common Stock 157,798 $1.50 $236,854.80
Disclosure

SEC source: 0001127602-23-001351 · form4.xml · nonDerivative · entry 1

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,143,446

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 22:16 UTC
Kelly Jason RDirector · See remarks
SaleClass A Common Stock 157,798 $1.50 $236,854.80
Disclosure

SEC source: 0001127602-23-001350 · form4.xml · nonDerivative · entry 1

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,981,083

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 22:22 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 152,159 $1.52 $230,825.20
Disclosure

SEC source: 0001127602-23-001240 · form4.xml · nonDerivative · entry 4

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,301,244

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 22:22 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 152,159 $1.52 $230,825.20
Disclosure

SEC source: 0001127602-23-001240 · form4.xml · nonDerivative · entry 3

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,301,250

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 22:17 UTC
Kelly Jason RDirector · See remarks
SaleClass A Common Stock 152,159 $1.52 $230,825.20
Disclosure

SEC source: 0001127602-23-001237 · form4.xml · nonDerivative · entry 2

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138,881

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 22:15 UTC
Canton Barry10% owner
SaleClass A Common Stock 152,159 $1.52 $230,825.20
Disclosure

SEC source: 0001127602-23-001235 · form4.xml · nonDerivative · entry 4

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,301,250

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 22:15 UTC
Canton Barry10% owner
SaleClass A Common Stock 152,159 $1.52 $230,825.20
Disclosure

SEC source: 0001127602-23-001235 · form4.xml · nonDerivative · entry 3

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,301,244

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 22:22 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 152,094 $1.49 $226,772.15
Disclosure

SEC source: 0001127602-23-001240 · form4.xml · nonDerivative · entry 2

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,453,403

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 22:22 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 152,094 $1.49 $226,772.15
Disclosure

SEC source: 0001127602-23-001240 · form4.xml · nonDerivative · entry 1

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,453,409

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 22:17 UTC
Kelly Jason RDirector · See remarks
SaleClass A Common Stock 152,094 $1.49 $226,772.15
Disclosure

SEC source: 0001127602-23-001237 · form4.xml · nonDerivative · entry 1

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291,040

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 22:15 UTC
Canton Barry10% owner
SaleClass A Common Stock 152,094 $1.49 $226,772.15
Disclosure

SEC source: 0001127602-23-001235 · form4.xml · nonDerivative · entry 2

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,453,409

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 22:15 UTC
Canton Barry10% owner
SaleClass A Common Stock 152,094 $1.49 $226,772.15
Disclosure

SEC source: 0001127602-23-001235 · form4.xml · nonDerivative · entry 1

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,453,403

F1 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 23:24 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 144,522 $1.53 $221,552.23
Disclosure

SEC source: 0001127602-23-001105 · form4.xml · nonDerivative · entry 4

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,605,497

F3 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 23:24 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 37,650 $1.54 $58,101.48
Disclosure

SEC source: 0001127602-23-001105 · form4.xml · nonDerivative · entry 3

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,643,147

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person or the Reporting Person's spouse and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 23:24 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 144,521 $1.53 $221,550.69
Disclosure

SEC source: 0001127602-23-001105 · form4.xml · nonDerivative · entry 2

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,605,503

F3 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 23:25 UTC
Canton Barry10% owner
SaleClass A Common Stock 144,521 $1.53 $221,550.69
Disclosure

SEC source: 0001127602-23-001106 · form4.xml · nonDerivative · entry 4

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,605,503

F3 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 23:25 UTC
Canton Barry10% owner
SaleClass A Common Stock 37,650 $1.54 $58,101.48
Disclosure

SEC source: 0001127602-23-001106 · form4.xml · nonDerivative · entry 3

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,605,497

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person or the Reporting Person's spouse and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 23:25 UTC
Canton Barry10% owner
SaleClass A Common Stock 144,522 $1.53 $221,552.23
Disclosure

SEC source: 0001127602-23-001106 · form4.xml · nonDerivative · entry 2

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,643,147

F3 · kind: Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 23:23 UTC
Kelly Jason RDirector · See remarks
SaleClass A Common Stock 144,521 $1.53 $221,550.69
Disclosure

SEC source: 0001127602-23-001104 · form4.xml · nonDerivative · entry 3

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,443,134

F4 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 23:23 UTC
Kelly Jason RDirector · See remarks
SaleClass A Common Stock 100,000 $1.54 $154,250.00
Disclosure

SEC source: 0001127602-23-001104 · form4.xml · nonDerivative · entry 2

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,587,655

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 18:28 UTC
Dmytruk Mark E.See remarks
SaleClass A Common Stock 34,588 $1.56 $53,818.93
Disclosure

SEC source: 0001127602-23-001110 · form4.xml · nonDerivative · entry 3

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,549

F4 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 23:24 UTC
Shetty Reshma P.Director · See remarks · 10% owner
SaleClass A Common Stock 37,650 $1.56 $58,568.34
Disclosure

SEC source: 0001127602-23-001105 · form4.xml · nonDerivative · entry 1

Shetty Reshma P. · CIK 0001873523 · Director · See remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750,024

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person or the Reporting Person's spouse and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.455 to $1.615, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 23:21 UTC SaleClass A Common Stock 4,499 $1.57 $7,063.43
Disclosure

SEC source: 0001127602-23-001102 · form4.xml · nonDerivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,376

F1 · kind: Represents the number of shares sold by the Reporting Person pursuant to a 10b5-1 plan to cover such individual's estimated tax withholding obligations in connection with the vesting of restricted stock units.

F1 · shares: Represents the number of shares sold by the Reporting Person pursuant to a 10b5-1 plan to cover such individual's estimated tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 23:27 UTC
Fallon Marie E.See remarks
SaleClass A Common Stock 7,900 $1.56 $12,292.40
Disclosure

SEC source: 0001127602-23-001108 · form4.xml · nonDerivative · entry 3

Fallon Marie E. · CIK 0001883686 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,150

F4 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 23:25 UTC
Canton Barry10% owner
SaleClass A Common Stock 37,650 $1.56 $58,568.34
Disclosure

SEC source: 0001127602-23-001106 · form4.xml · nonDerivative · entry 1

Canton Barry · CIK 0001882756 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,750,024

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person or the Reporting Person's spouse and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.455 to $1.615, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 23:23 UTC
Kelly Jason RDirector · See remarks
SaleClass A Common Stock 100,000 $1.55 $155,330.00
Disclosure

SEC source: 0001127602-23-001104 · form4.xml · nonDerivative · entry 1

Kelly Jason R · CIK 0001845677 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,687,655

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.455 to $1.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 18:28 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass B Common Stock · Derivative 1,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-001110 · form4.xml · derivative · entry 5

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,226

Underlying: Class A Common Stock · 1,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F3 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F3 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F3 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F5 · balance_after: Includes shares of Class B Common Stock that are subject to vesting conditions.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 18:28 UTC
Dmytruk Mark E.See remarks
Exercise / conversionRestricted Stock Units · Derivative 66,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-001110 · form4.xml · derivative · entry 4

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692,174

Underlying: Class A Common Stock · 66,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 66,947 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

F1 · kind: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 66,947 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

F1 · price: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 66,947 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

F1 · derivative.exercise_date: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 66,947 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

F1 · derivative.expiration_date: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 66,947 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 18:28 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass A Common Stock 1,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-001110 · form4.xml · nonDerivative · entry 2

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F3 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 18:28 UTC
Dmytruk Mark E.See remarks
Exercise / conversionClass A Common Stock 66,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-001110 · form4.xml · nonDerivative · entry 1

Dmytruk Mark E. · CIK 0001873507 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 66,947 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

F1 · price: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 66,947 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 23:27 UTC
Fallon Marie E.See remarks
Exercise / conversionClass B Common Stock · Derivative 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-001108 · form4.xml · derivative · entry 5

Fallon Marie E. · CIK 0001883686 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,839

Underlying: Class A Common Stock · 307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F2 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F3 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F3 · derivative.exercise_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F3 · derivative.expiration_date: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

F5 · balance_after: Includes shares of Class B Common Stock that are subject to vesting conditions.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 23:27 UTC
Fallon Marie E.See remarks
Exercise / conversionRestricted Stock Units · Derivative 15,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-001108 · form4.xml · derivative · entry 4

Fallon Marie E. · CIK 0001883686 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,379

Underlying: Class A Common Stock · 15,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 15,350 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

F1 · kind: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 15,350 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

F1 · price: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 15,350 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

F1 · derivative.exercise_date: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 15,350 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

F1 · derivative.expiration_date: Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 15,350 of the RSUs was satisfied on January 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 23:27 UTC
Fallon Marie E.See remarks
Exercise / conversionClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-001108 · form4.xml · nonDerivative · entry 2

Fallon Marie E. · CIK 0001883686 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.

F3 · price: Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.