Tapewire

Nasdaq · USD

DMAC

DiaMedica Therapeutics Inc.

Export transactions ↓
Tapewire entity
5813
SEC CIK
0001401040
Parsed reports
176

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202570
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 3, 2023 21:19 UTC GrantVoting Common Shares, no par value per share 55,555 $1.53 $84,999.15
Disclosure

SEC source: 0001235802-23-000001 · primary_doc.xml · nonDerivative · entry 1

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,882

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $85,000.

F2 · balance_after: Includes 7,588 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 99,204 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 21:34 UTC PurchaseVoting Common Shares, no par value per share 37,079 $1.43 $53,022.97
Disclosure

SEC source: 0001235802-22-000135 · primary_doc.xml · nonDerivative · entry 2

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,225

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.41 to $1.44, inclusive. The reporting person undertakes to provide to DiaMedica Therapeutics Inc., any security holder of DiaMedica Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F1 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 29,829 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 164,890 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:34 UTC PurchaseVoting Common Shares, no par value per share 20,000 $1.40 $28,000.00
Disclosure

SEC source: 0001235802-22-000135 · primary_doc.xml · nonDerivative · entry 1

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,146

F1 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 29,829 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 164,890 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 21:55 UTC PurchaseVoting Common Shares, no par value per share 22,574 $1.40 $31,603.60
Disclosure

SEC source: 0001235802-22-000134 · primary_doc.xml · nonDerivative · entry 2

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,146

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.36 to $1.40, inclusive. The reporting person undertakes to provide to DiaMedica Therapeutics Inc., any security holder of DiaMedica Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F1 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 29,829 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 107,811 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 21:55 UTC PurchaseVoting Common Shares, no par value per share 2,300 $1.35 $3,105.00
Disclosure

SEC source: 0001235802-22-000134 · primary_doc.xml · nonDerivative · entry 1

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,572

F1 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 29,829 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 107,811 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

Read SEC document
December 05, 2022 Filed Dec 5, 2022 21:16 UTC PurchaseVoting Common Shares, no par value per share 35,000 $1.39 $48,492.50
Disclosure

SEC source: 0001235802-22-000130 · primary_doc.xml · nonDerivative · entry 1

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,327

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.3665 to $1.4047, inclusive. The reporting person undertakes to provide to DiaMedica Therapeutics Inc., any security holder of DiaMedica Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · balance_after: Includes 7,588 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 43,649 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 20:19 UTC PurchaseCommon Shares 2,855,847 $1.24 $3,526,971.05
Disclosure

SEC source: 0001567619-22-021344 · doc1.xml · nonDerivative · entry 2

Von Koch Thomas · CIK 0001938915 · 10% owner

TomEnterprise AB · CIK 0001887435 · 10% owner

TomEqt Private AB · CIK 0001956782 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 2,855,847

F2 · ownership.nature: These shares are owned directly by TomEqt Private AB and indirectly by Thomas Von Koch in his capacity as the board member of TomEqt Private AB. Thomas Von Koch has the sole power to vote and dispose of these shares.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 20:19 UTC SaleCommon Shares 2,855,847 $1.24 $3,526,971.05
Disclosure

SEC source: 0001567619-22-021344 · doc1.xml · nonDerivative · entry 1

Von Koch Thomas · CIK 0001938915 · 10% owner

TomEnterprise AB · CIK 0001887435 · 10% owner

TomEqt Private AB · CIK 0001956782 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 0

F1 · ownership.nature: These shares were owned directly by TomEnterprise AB and indirectly by Thomas Von Koch in his capacity as the board member of TomEnterprise AB. Thomas Von Koch had the sole power to vote and dispose of these shares.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:11 UTC PurchaseVoting Common Shares, no par value per share 46,133 $1.20 $55,359.60
Disclosure

SEC source: 0001235802-22-000128 · primary_doc.xml · nonDerivative · entry 3

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,453

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.18 to $1.20, inclusive. The reporting person undertakes to provide to DiaMedica Therapeutics Inc., any security holder of DiaMedica Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 29,829 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 82,118 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 21:08 UTC PurchaseVoting Common Shares, no par value per share 819 $1.19 $974.61
Disclosure

SEC source: 0001235802-22-000129 · primary_doc.xml · nonDerivative · entry 1

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,272

F1 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 29,829 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 82,937 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 22:11 UTC PurchaseVoting Common Shares, no par value per share 2,970 $1.19 $3,534.30
Disclosure

SEC source: 0001235802-22-000128 · primary_doc.xml · nonDerivative · entry 2

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,320

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.18 to $1.19, inclusive. The reporting person undertakes to provide to DiaMedica Therapeutics Inc., any security holder of DiaMedica Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 29,829 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 82,118 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 22:11 UTC PurchaseVoting Common Shares, no par value per share 18,125 $1.19 $21,568.75
Disclosure

SEC source: 0001235802-22-000128 · primary_doc.xml · nonDerivative · entry 1

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,350

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.18 to $1.19, inclusive. The reporting person undertakes to provide to DiaMedica Therapeutics Inc., any security holder of DiaMedica Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 29,829 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 82,118 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 01:56 UTC
Pauls Dietrich JohnDirector · President and CEO
PurchaseVoting Common Shares, no par value per share 20,000 $1.21 $24,200.00
Disclosure

SEC source: 0001235802-22-000121 · primary_doc.xml · nonDerivative · entry 1

Pauls Dietrich John · CIK 0001760123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.17 to $1.21, inclusive. The reporting person undertakes to provide to DiaMedica Therapeutics Inc., any security holder of DiaMedica Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · balance_after: Includes 1,749 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:41 UTC
Daves Julie VanOrsdelSVP Clinical Development Oper.
GrantStock Option (right to buy) · Derivative 140,000 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001235802-22-000111 · primary_doc.xml · derivative · entry 2

Daves Julie VanOrsdel · CIK 0001945603 · SVP Clinical Development Oper.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Shares · 140,000 shares

Expires 2032-09-12

F1 · derivative.exercise_date: This option vests with respect to 35,000 common shares on September 13, 2023 and with respect to the remaining 75% of the common shares in 36 nearly equal monthly installments commencing one month after the one-year anniversary of the grant date.

Read SEC document
July 08, 2022 Filed Jul 21, 2022 17:06 UTC PurchaseCommon Shares 207,974 $1.33 $275,898.31
Disclosure

SEC source: 0001567619-22-014290 · doc1.xml · nonDerivative · entry 1

Von Koch Thomas · CIK 0001938915 · 10% owner

TomEnterprise AB · CIK 0001887435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,855,827

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.3025 to $1.355, inclusive. The reporting person undertakes to provide to DiaMedica Therapeutics Inc., any security holder of DiaMedica Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: These shares are owned directly by TomEnterprise AB and indirectly by Thomas Von Koch in his capacity as the board member and sole owner of TomEnterprise AB. Thomas Von Koch has the sole power to vote and dispose of these shares.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:58 UTC GrantStock Option (right to buy) · Derivative 13,222 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001235802-22-000074 · primary_doc.xml · derivative · entry 2

Burroughs Amy L. · CIK 0001872564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,222

Underlying: Common Shares · 13,222 shares

Expires 2032-05-31

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:02 UTC
Kellen ScottCFO and Secretary
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001235802-22-000075 · primary_doc.xml · derivative · entry 2

Kellen Scott · CIK 0001490476 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Shares · 60,000 shares

Expires 2032-05-31

F1 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2023 and with respect to the remaining 75% of the underlying common shares in 36 as nearly equal as possible monthly installments commencing on July 1, 2023.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:06 UTC
Pauls Dietrich JohnDirector · President and CEO
GrantStock Option (right to buy) · Derivative 177,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001235802-22-000076 · primary_doc.xml · derivative · entry 2

Pauls Dietrich John · CIK 0001760123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,000

Underlying: Common Shares · 177,000 shares

Expires 2032-05-31

F2 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2023 and with respect to the remaining 75% of the underlying common shares in 36 as nearly equal as possible monthly installments commencing on July 1, 2023.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:51 UTC GrantStock Option (right to buy) · Derivative 13,222 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001235802-22-000073 · primary_doc.xml · derivative · entry 5

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,222

Underlying: Common Shares · 13,222 shares

Expires 2032-05-31

F3 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:44 UTC GrantStock Option (right to buy) · Derivative 13,222 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001235802-22-000072 · primary_doc.xml · derivative · entry 2

Parsons James T. · CIK 0001759855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,222

Underlying: Common Shares · 13,222 shares

Expires 2032-05-31

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:38 UTC GrantStock Option (right to buy) · Derivative 18,510 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001235802-22-000071 · primary_doc.xml · derivative · entry 2

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,510

Underlying: Common Shares · 18,510 shares

Expires 2032-05-31

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:34 UTC GrantStock Option (right to buy) · Derivative 13,222 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001235802-22-000070 · primary_doc.xml · derivative · entry 2

Semba Charles Pauling · CIK 0001872863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,222

Underlying: Common Shares · 13,222 shares

Expires 2032-05-31

F1 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 21:45 UTC
Cundari Dominic RChief Commercial Officer
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-22-000024 · primary_doc.xml · derivative · entry 3

Cundari Dominic R · CIK 0001907057 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Shares · 40,000 shares

Expires 2032-02-01

F2 · derivative.exercise_date: This option vests with respect to 10,000 common shares on May 1, 2022 and with respect to the remaining 75% of the common shares in three nearly equal installments on each of August 1, 2022, November 1, 2022 and February 1, 2023.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 21:45 UTC
Cundari Dominic RChief Commercial Officer
GrantStock Option (right to buy) · Derivative 125,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-22-000024 · primary_doc.xml · derivative · entry 2

Cundari Dominic R · CIK 0001907057 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2032-02-01

F1 · derivative.exercise_date: This option vests with respect to 31,250 common shares on February 1, 2023 and with respect to the remaining 75% of the common shares in 36 nearly equal monthly installments commencing one month after the one-year anniversary of the grant date.

Read SEC document
January 03, 2022 Filed Jan 3, 2022 21:39 UTC GrantVoting Common Shares, no par value per share 11,182 $3.58 $40,031.56
Disclosure

SEC source: 0001235802-22-000004 · primary_doc.xml · nonDerivative · entry 1

Burroughs Amy L. · CIK 0001872564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,132

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $40,000.

F2 · balance_after: Includes 11,182 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
January 03, 2022 Filed Jan 3, 2022 21:26 UTC GrantVoting Common Shares, no par value per share 23,762 $3.58 $85,067.96
Disclosure

SEC source: 0001235802-22-000003 · primary_doc.xml · nonDerivative · entry 1

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,327

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $85,000.

F2 · balance_after: Includes 7,588 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 43,649 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
January 03, 2022 Filed Jan 3, 2022 21:21 UTC GrantVoting Common Shares, no par value per share 16,773 $3.58 $60,047.34
Disclosure

SEC source: 0001235802-22-000002 · primary_doc.xml · nonDerivative · entry 1

Parsons James T. · CIK 0001759855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,509

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $60,000.

F2 · balance_after: Amount reflects the cancellation of 211 shares underlying deferred share units granted in lieu of Board committee retainers due to a change in Board committee memberships.

F3 · balance_after: Includes 3,850 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 32,409 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
January 03, 2022 Filed Jan 3, 2022 21:09 UTC GrantVoting Common Shares, no par value per share 15,026 $3.58 $53,793.08
Disclosure

SEC source: 0001235802-22-000001 · primary_doc.xml · nonDerivative · entry 1

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,225

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $53,750.

F2 · balance_after: Amount reflects the cancellation of 422 shares underlying deferred share units granted in lieu of Board committee retainers due to a change in Board committee memberships.

F3 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 29,829 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 14,890 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 16:57 UTC
Gruis Kirsten LChief Medical Officer
GrantStock Option (right to buy) · Derivative 160,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001235802-22-000013 · primary_doc.xml · derivative · entry 2

Gruis Kirsten L · CIK 0001902629 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Shares · 160,000 shares

Expires 2032-01-02

F1 · derivative.exercise_date: This option vests with respect to 40,000 common shares on January 3, 2023 and with respect to the remaining 75% of the common shares in 36 nearly equal monthly installments commencing one month after the one-year anniversary of the grant date.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 20:37 UTC
ALCORN HARRY W JRSVP, Clinical Operations
PurchaseVoting Common Shares, no par value per share 15,000 $3.80 $56,959.50
Disclosure

SEC source: 0001235802-21-000119 · primary_doc.xml · nonDerivative · entry 1

ALCORN HARRY W JR · CIK 0001186761 · SVP, Clinical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,582

Read SEC document
August 16, 2021 Filed Aug 16, 2021 20:10 UTC
Kellen ScottCFO and Secretary
PurchaseVoting Common Shares, no par value per share 10,000 $3.15 $31,463.00
Disclosure

SEC source: 0001235802-21-000097 · primary_doc.xml · nonDerivative · entry 1

Kellen Scott · CIK 0001490476 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,290

Read SEC document
August 16, 2021 Filed Aug 16, 2021 20:27 UTC
ALCORN HARRY W JRSenior VP, Clinical Operations
PurchaseVoting Common Shares, no par value per share 399 $3.07 $1,224.93
Disclosure

SEC source: 0001235802-21-000099 · primary_doc.xml · nonDerivative · entry 3

ALCORN HARRY W JR · CIK 0001186761 · Senior VP, Clinical Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 399

Read SEC document
August 16, 2021 Filed Aug 16, 2021 20:27 UTC
ALCORN HARRY W JRSenior VP, Clinical Operations
PurchaseVoting Common Shares, no par value per share 322 $3.06 $984.93
Disclosure

SEC source: 0001235802-21-000099 · primary_doc.xml · nonDerivative · entry 2

ALCORN HARRY W JR · CIK 0001186761 · Senior VP, Clinical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,582

Read SEC document
August 16, 2021 Filed Aug 16, 2021 20:27 UTC
ALCORN HARRY W JRSenior VP, Clinical Operations
PurchaseVoting Common Shares, no par value per share 20,000 $3.09 $61,844.00
Disclosure

SEC source: 0001235802-21-000099 · primary_doc.xml · nonDerivative · entry 1

ALCORN HARRY W JR · CIK 0001186761 · Senior VP, Clinical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,260

Read SEC document
August 16, 2021 Filed Aug 16, 2021 20:19 UTC
Pauls Dietrich JohnDirector · President and CEO
PurchaseVoting Common Shares, no par value per share 5,000 $3.14 $15,700.00
Disclosure

SEC source: 0001235802-21-000098 · primary_doc.xml · nonDerivative · entry 1

Pauls Dietrich John · CIK 0001760123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.12 to $3.15, inclusive. The reporting person undertakes to provide to DiaMedica Therapeutics Inc., any security holder of DiaMedica Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · balance_after: Includes 1,749 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:11 UTC PurchaseVoting Common Shares, no par value per share 44,950 $3.15 $141,592.50
Disclosure

SEC source: 0001235802-21-000101 · primary_doc.xml · nonDerivative · entry 1

Burroughs Amy L. · CIK 0001872564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,950

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:05 UTC PurchaseVoting Common Shares, no par value per share 12,500 $3.28 $41,032.50
Disclosure

SEC source: 0001235802-21-000100 · primary_doc.xml · nonDerivative · entry 2

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,565

F1 · balance_after: Includes 7,588 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 19,887 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:05 UTC PurchaseVoting Common Shares, no par value per share 2,500 $3.21 $8,031.50
Disclosure

SEC source: 0001235802-21-000100 · primary_doc.xml · nonDerivative · entry 1

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,065

F1 · balance_after: Includes 7,588 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 19,887 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 01:02 UTC
Kellen ScottCFO and Secretary
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001235802-21-000091 · primary_doc.xml · derivative · entry 2

Kellen Scott · CIK 0001490476 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Shares · 60,000 shares

Expires 2031-07-27

F1 · derivative.exercise_date: Vests in sixteen nearly equal quarterly installments over four years.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 01:18 UTC
Gilman Sydney A.VP, Regulatory Affairs
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001235802-21-000094 · primary_doc.xml · derivative · entry 2

Gilman Sydney A. · CIK 0001793016 · VP, Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Shares · 25,000 shares

Expires 2031-07-27

F1 · derivative.exercise_date: Vests in sixteen nearly equal quarterly installments over four years.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 01:14 UTC
ALCORN HARRY W JRChief Medical Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001235802-21-000093 · primary_doc.xml · derivative · entry 2

ALCORN HARRY W JR · CIK 0001186761 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Shares · 60,000 shares

Expires 2031-07-27

F1 · derivative.exercise_date: Vests in sixteen nearly equal quarterly installments over four years.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 01:07 UTC
Pauls Dietrich JohnDirector · President and CEO
GrantStock Option (right to buy) · Derivative 175,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001235802-21-000092 · primary_doc.xml · derivative · entry 2

Pauls Dietrich John · CIK 0001760123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Shares · 175,000 shares

Expires 2031-07-27

F2 · derivative.exercise_date: Vests in sixteen nearly equal quarterly installments over four years.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:35 UTC GrantStock Option (right to buy) · Derivative 18,786 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001235802-21-000079 · primary_doc.xml · derivative · entry 2

Burroughs Amy L. · CIK 0001872564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,786

Underlying: Common Shares · 18,786 shares

Expires 2031-07-14

F1 · derivative.exercise_date: Vests in twelve nearly equal quarterly installments over three years.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:52 UTC GrantStock Option (right to buy) · Derivative 9,393 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001235802-21-000082 · primary_doc.xml · derivative · entry 5

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,393

Underlying: Common Shares · 9,393 shares

Expires 2031-07-14

F3 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:45 UTC GrantStock Option (right to buy) · Derivative 9,393 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001235802-21-000081 · primary_doc.xml · derivative · entry 2

Parsons James T. · CIK 0001759855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,393

Underlying: Common Shares · 9,393 shares

Expires 2031-07-14

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:40 UTC GrantStock Option (right to buy) · Derivative 13,150 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001235802-21-000080 · primary_doc.xml · derivative · entry 2

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,150

Underlying: Common Shares · 13,150 shares

Expires 2031-07-14

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:21 UTC GrantStock Option (right to buy) · Derivative 18,786 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001235802-21-000077 · primary_doc.xml · derivative · entry 2

Semba Charles Pauling · CIK 0001872863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,786

Underlying: Common Shares · 18,786 shares

Expires 2031-07-14

F1 · derivative.exercise_date: Vests in twelve nearly equal quarterly installments over three years.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 21:33 UTC GrantVoting Common Shares, no par value per share 7,441 $8.23 $61,239.43
Disclosure

SEC source: 0001235802-21-000003 · primary_doc.xml · nonDerivative · entry 1

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,029

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $61,250.

F2 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 15,225 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 36,498 voting common shares held by Michael Giuffre and his wife jointly and 60,160 voting common shares held by Michael Giuffre individually.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 21:21 UTC GrantVoting Common Shares, no par value per share 7,745 $8.23 $63,741.35
Disclosure

SEC source: 0001235802-21-000002 · primary_doc.xml · nonDerivative · entry 1

Parsons James T. · CIK 0001759855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,947

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $63,750.

F2 · balance_after: Includes 3,850 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 15,847 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 21:12 UTC GrantVoting Common Shares, no par value per share 9,719 $8.23 $79,987.37
Disclosure

SEC source: 0001235802-21-000001 · primary_doc.xml · nonDerivative · entry 1

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,565

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $80,000.

F2 · balance_after: Includes 7,588 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 19,887 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.