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DiaMedica Therapeutics Inc.

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5813
SEC CIK
0001401040
Parsed reports
176

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202570
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2025 Filed Jan 3, 2025 21:46 UTC GrantStock Option (right to buy) · Derivative 4,287 $0.00 Strike: $5.51 $0.00
Disclosure

SEC source: 0001235802-25-000005 · primary_doc.xml · derivative · entry 2

Parsons James T. · CIK 0001759855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,287

Underlying: Common Shares · 4,287 shares

Expires 2035-01-01

F3 · derivative.exercise_date: Vests in two nearly equal installments on each of March 1, 2025 and June 1, 2025.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:46 UTC GrantVoting Common Shares, no par value per share 15,917 $5.34 $84,996.78
Disclosure

SEC source: 0001235802-25-000005 · primary_doc.xml · nonDerivative · entry 1

Parsons James T. · CIK 0001759855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,854

F1 · shares: These shares are issuable upon vesting and settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. Amended and Restated 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $85,000. The deferred stock units will vest in four nearly equal installments on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

F2 · balance_after: Includes 3,850 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 69,754 shares issuable upon vesting and settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, as amended from time to time.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:36 UTC GrantVoting Common Shares, no par value per share 10,861 $5.34 $57,997.74
Disclosure

SEC source: 0001235802-25-000004 · primary_doc.xml · nonDerivative · entry 1

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,412

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. Amended and Restated 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $58,000. The deferred stock units will vest in four nearly equal installments on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

F2 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 95,016 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, as amended from time to time, 164,890 voting common shares held by Michael Giuffre and his wife jointly and 111,360 voting common shares held by Michael Giuffre individually.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:28 UTC GrantVoting Common Shares, no par value per share 9,925 $5.34 $52,999.50
Disclosure

SEC source: 0001235802-25-000003 · primary_doc.xml · nonDerivative · entry 1

Kuntz Richard · CIK 0001341125 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,210

F1 · shares: These shares are issuable upon vesting and settlement of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. Amended and Restated 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $53,000. The restricted stock unit award will vest in four nearly equal installments on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

F2 · balance_after: Includes 9,925 shares issuable on vesting of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. Amended and Restated 2019 Omnibus Incentive Plan.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:23 UTC GrantVoting Common Shares, no par value per share 10,393 $5.34 $55,498.62
Disclosure

SEC source: 0001235802-25-000002 · primary_doc.xml · nonDerivative · entry 1

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,995

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. Amended and Restated 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $55,500. The deferred stock units will vest in four nearly equal installments on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

F2 · balance_after: Includes 7,588 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 139,954 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, as amended from time to time.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:15 UTC GrantVoting Common Shares, no par value per share 5,290 $5.34 $28,248.60
Disclosure

SEC source: 0001235802-25-000001 · primary_doc.xml · nonDerivative · entry 1

Semba Charles Pauling · CIK 0001872863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,608

F1 · shares: These shares are issuable upon vesting and settlement of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. Amended and Restated 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $28,250. The restricted stock unit award will vest in four nearly equal installments on each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

F2 · balance_after: Includes 5,290 shares issuable on vesting of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. Amended and Restated 2019 Omnibus Incentive Plan.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:27 UTC PurchaseCommon Shares 1,200,000 $2.50 $3,000,000.00
Disclosure

SEC source: 0001104659-24-076844 · tm2418593-2_4seq1.xml · nonDerivative · entry 1

Von Koch Thomas · CIK 0001938915 · 10% owner

TomEnterprise AB · CIK 0001887435 · 10% owner

TomEnterprise Private AB · CIK 0001956782 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote 1

Disclosed balance after: 5,526,435

F1 · ownership.nature: These shares are owned directly by TomEnterprise Private AB and indirectly by Thomas Von Koch in his capacity as the board member of TomEnterprise AB. Thomas Von Koch had the sole power to vote and dispose of these shares.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:24 UTC
STAHLBERG JAN10% owner
TRILL AB10% owner
PurchaseCommon Shares 1,200,000 $2.50 $3,000,000.00
Disclosure

SEC source: 0001104659-24-076840 · tm2418593-1_4seq1.xml · nonDerivative · entry 1

STAHLBERG JAN · CIK 0001983161 · 10% owner

TRILL AB · CIK 0001887436 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote 1

Disclosed balance after: 5,221,608

F1 · ownership.nature: These shares are owned directly by Trill AB and indirectly by Jan Stahlberg in his capacity as the board member and sole owner of Trill AB. Jan Stahlberg has the sole power to vote and dispose of these shares.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:59 UTC
Kellen ScottCFO and Secretary
GrantStock Option (right to buy) · Derivative 130,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-24-000052 · primary_doc.xml · derivative · entry 2

Kellen Scott · CIK 0001490476 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Shares · 130,000 shares

Expires 2034-05-31

F1 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2025 and with respect to the remaining 75% of the underlying common shares vesting quarterly over the following three years commencing on September 1, 2025.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:14 UTC
Lewis TanyaDirector
GrantStock Option (right to buy) · Derivative 28,472 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-24-000046 · primary_doc.xml · derivative · entry 2

Lewis Tanya · CIK 0001451038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,472

Underlying: Common Shares · 28,472 shares

Expires 2034-05-31

F1 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 21:06 UTC
Wambeke David J.Chief Business Officer
GrantStock Option (right to buy) · Derivative 130,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-24-000053 · primary_doc.xml · derivative · entry 2

Wambeke David J. · CIK 0001971798 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Shares · 130,000 shares

Expires 2034-05-31

F1 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2025 and with respect to the remaining 75% of the underlying common shares vesting quarterly over the following three years commencing on September 1, 2025.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:58 UTC
Cundari Dominic RChief Commercial Officer
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-24-000051 · primary_doc.xml · derivative · entry 2

Cundari Dominic R · CIK 0001907057 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 15,000 shares

Expires 2034-05-31

F1 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2025 and with respect to the remaining 75% of the underlying common shares vesting quarterly over the following three years commencing on September 1, 2025.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:41 UTC
Pauls Dietrich JohnDirector · President and CEO
GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-24-000050 · primary_doc.xml · derivative · entry 2

Pauls Dietrich John · CIK 0001760123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Shares · 300,000 shares

Expires 2034-05-31

F2 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2025 and with respect to the remaining 75% of the underlying common shares vesting quarterly over the following three years commencing on September 1, 2025.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:29 UTC GrantStock Option (right to buy) · Derivative 36,065 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-24-000048 · primary_doc.xml · derivative · entry 2

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,065

Underlying: Common Shares · 36,065 shares

Expires 2034-05-31

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:35 UTC GrantStock Option (right to buy) · Derivative 28,472 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-24-000049 · primary_doc.xml · derivative · entry 2

Semba Charles Pauling · CIK 0001872863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,472

Underlying: Common Shares · 28,472 shares

Expires 2034-05-31

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:21 UTC GrantStock Option (right to buy) · Derivative 28,472 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-24-000047 · primary_doc.xml · derivative · entry 2

Parsons James T. · CIK 0001759855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,472

Underlying: Common Shares · 28,472 shares

Expires 2034-05-31

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:09 UTC GrantStock Option (right to buy) · Derivative 28,472 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-24-000045 · primary_doc.xml · derivative · entry 2

Kuntz Richard · CIK 0001341125 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,472

Underlying: Common Shares · 28,472 shares

Expires 2034-05-31

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
June 01, 2024 Filed Jun 3, 2024 20:02 UTC GrantStock Option (right to buy) · Derivative 28,472 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001235802-24-000044 · primary_doc.xml · derivative · entry 4

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,472

Underlying: Common Shares · 28,472 shares

Expires 2034-05-31

F3 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

Read SEC document
January 22, 2024 Filed Jan 23, 2024 16:23 UTC
Lorianne Masuoka K.Chief Medical Officer
GrantStock option (right to buy) · Derivative 285,000 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001235802-24-000015 · primary_doc.xml · derivative · entry 2

Lorianne Masuoka K. · CIK 0001466086 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,000

Underlying: Common Shares · 285,000 shares

Expires 2034-01-21

F1 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on January 22, 2025 and with respect to the remaining 75% of the underlying common shares vesting quarterly over the following three years commencing on April 1, 2025.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 22:05 UTC GrantVoting Common Shares, no par value per share 9,375 $2.80 $26,250.00
Disclosure

SEC source: 0001235802-24-000005 · primary_doc.xml · nonDerivative · entry 1

Semba Charles Pauling · CIK 0001872863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,318

F1 · shares: These shares are issuable upon vesting of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $26,250. The restricted stock unit award will vest in four nearly equal installments on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

F2 · balance_after: Includes 9,375 shares issuable on vesting of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 22:00 UTC GrantVoting Common Shares, no par value per share 14,285 $2.80 $39,998.00
Disclosure

SEC source: 0001235802-24-000004 · primary_doc.xml · nonDerivative · entry 1

Kuntz Richard · CIK 0001341125 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,285

F1 · shares: These shares are issuable upon vesting of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $40,000. The restricted stock unit award will vest in four nearly equal installments on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

F1 · balance_after: These shares are issuable upon vesting of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $40,000. The restricted stock unit award will vest in four nearly equal installments on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:47 UTC GrantVoting Common Shares, no par value per share 30,357 $2.80 $84,999.60
Disclosure

SEC source: 0001235802-24-000003 · primary_doc.xml · nonDerivative · entry 1

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,602

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $85,000.

F2 · balance_after: Includes 7,588 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 129,561 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:39 UTC GrantVoting Common Shares, no par value per share 21,428 $2.80 $59,998.40
Disclosure

SEC source: 0001235802-24-000002 · primary_doc.xml · nonDerivative · entry 1

Parsons James T. · CIK 0001759855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,937

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $60,000.

F2 · balance_after: Includes 3,850 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 53,837 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:30 UTC GrantVoting Common Shares, no par value per share 19,196 $2.80 $53,748.80
Disclosure

SEC source: 0001235802-24-000001 · primary_doc.xml · nonDerivative · entry 1

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,551

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $53,750.

F2 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 84,155 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 164,890 voting common shares held by Michael Giuffre and his wife jointly and 111,360 voting common shares held by Michael Giuffre individually.

Read SEC document
November 16, 2023 Filed Nov 16, 2023 21:37 UTC
Wambeke David J.Chief Business Officer
PurchaseVoting Common Shares, no par value per share 20,000 $2.46 $49,200.00
Disclosure

SEC source: 0001235802-23-000111 · primary_doc.xml · nonDerivative · entry 1

Wambeke David J. · CIK 0001971798 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,114

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.42 to $2.49, inclusive. The reporting person undertakes to provide to DiaMedica Therapeutics Inc., any security holder of DiaMedica Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:21 UTC
Kellen ScottCFO and Secretary
PurchaseVoting Common Shares, no par value per share 10,000 $3.91 $39,100.00
Disclosure

SEC source: 0001235802-23-000070 · primary_doc.xml · nonDerivative · entry 1

Kellen Scott · CIK 0001490476 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,290

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:42 UTC GiftVoting Common Shares, no par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001235802-23-000073 · primary_doc.xml · nonDerivative · entry 2

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,355

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:42 UTC PurchaseVoting Common Shares, no par value per share 65,000 $3.91 $254,150.00
Disclosure

SEC source: 0001235802-23-000073 · primary_doc.xml · nonDerivative · entry 1

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,355

F1 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 64,959 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 164,890 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:34 UTC
Pauls Dietrich JohnDirector · President and CEO
PurchaseVoting Common Shares, no par value per share 12,787 $3.91 $49,997.17
Disclosure

SEC source: 0001235802-23-000072 · primary_doc.xml · nonDerivative · entry 1

Pauls Dietrich John · CIK 0001760123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,591

F1 · balance_after: Includes 1,749 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:26 UTC PurchaseVoting Common Shares, no par value per share 12,787 $3.91 $49,997.17
Disclosure

SEC source: 0001235802-23-000071 · primary_doc.xml · nonDerivative · entry 1

Semba Charles Pauling · CIK 0001872863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,943

F1 · balance_after: Includes 12,867 shares issuable on vesting of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:14 UTC
Wambeke David J.Chief Business Officer
PurchaseVoting Common Shares, no par value per share 38,364 $3.91 $150,003.24
Disclosure

SEC source: 0001235802-23-000069 · primary_doc.xml · nonDerivative · entry 1

Wambeke David J. · CIK 0001971798 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,114

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:03 UTC PurchaseVoting Common Shares, no par value per share 38,363 $3.91 $149,999.33
Disclosure

SEC source: 0001235802-23-000068 · primary_doc.xml · nonDerivative · entry 1

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,245

F1 · balance_after: Includes 7,588 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan and 99,204 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 20:11 UTC PurchaseCommon Shares 1,470,588 $3.40 $4,999,999.20
Disclosure

SEC source: 0001104659-23-075250 · tm2319568-2_4seq1.xml · nonDerivative · entry 1

Von Koch Thomas · CIK 0001938915 · 10% owner

TomEnterprise AB · CIK 0001887435 · 10% owner

TomEqt Private AB · CIK 0001956782 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote 1

Disclosed balance after: 4,326,435

F1 · ownership.nature: These shares are owned directly by TomEqt Private AB and indirectly by Thomas Von Koch in his capacity as the board member of TomEnterprise AB. Thomas Von Koch had the sole power to vote and dispose of these shares.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 16:55 UTC
Gruis Kirsten LChief Medical Officer
GrantStock Option (right to buy) · Derivative 67,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001235802-23-000063 · primary_doc.xml · derivative · entry 2

Gruis Kirsten L · CIK 0001902629 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Shares · 67,000 shares

Expires 2033-05-31

F1 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2024 and with respect to the remaining 75% of the underlying common shares vesting quarterly over the following three years commencing on September 1, 2024.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:46 UTC
Kellen ScottCFO and Secretary
GrantStock Option (right to buy) · Derivative 67,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001235802-23-000062 · primary_doc.xml · derivative · entry 2

Kellen Scott · CIK 0001490476 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Shares · 67,000 shares

Expires 2033-05-31

F1 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2024 and with respect to the remaining 75% of the underlying common shares vesting quarterly over the following three years commencing on September 1, 2024.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:13 UTC
Lewis TanyaDirector
GrantStock Option (right to buy) · Derivative 7,493 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001235802-23-000057 · primary_doc.xml · derivative · entry 2

Lewis Tanya · CIK 0001451038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,493

Underlying: Common Shares · 7,493 shares

Expires 2033-05-31

F1 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

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June 01, 2023 Filed Jun 2, 2023 21:16 UTC
Daves Julie VanOrsdelSVP Clinical Development Oper.
GrantStock Option (right to buy) · Derivative 54,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001235802-23-000065 · primary_doc.xml · derivative · entry 2

Daves Julie VanOrsdel · CIK 0001945603 · SVP Clinical Development Oper.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Shares · 54,000 shares

Expires 2033-05-31

F1 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2024 and with respect to the remaining 75% of the underlying common shares vesting quarterly over the following three years commencing on September 1, 2024.

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June 01, 2023 Filed Jun 2, 2023 21:01 UTC
Cundari Dominic RChief Commercial Officer
GrantStock Option (right to buy) · Derivative 27,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001235802-23-000064 · primary_doc.xml · derivative · entry 2

Cundari Dominic R · CIK 0001907057 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Shares · 27,000 shares

Expires 2033-05-31

F1 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2024 and with respect to the remaining 75% of the underlying common shares vesting quarterly over the following three years commencing on September 1, 2024.

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June 01, 2023 Filed Jun 2, 2023 20:39 UTC
Pauls Dietrich JohnDirector · President and CEO
GrantStock option (right to buy) · Derivative 181,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001235802-23-000061 · primary_doc.xml · derivative · entry 2

Pauls Dietrich John · CIK 0001760123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,000

Underlying: Common Shares · 181,000 shares

Expires 2033-05-31

F2 · derivative.exercise_date: Vests with respect to 25% of the underlying common shares on June 1, 2024 and with respect to the remaining 75% of the underlying common shares vesting quarterly over the following three years commencing on September 1, 2024.

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June 01, 2023 Filed Jun 2, 2023 20:33 UTC GrantStock Option (right to buy) · Derivative 16,968 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001235802-23-000060 · primary_doc.xml · derivative · entry 2

Semba Charles Pauling · CIK 0001872863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,968

Underlying: Common Shares · 16,968 shares

Expires 2033-05-31

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

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June 01, 2023 Filed Jun 2, 2023 20:26 UTC GrantStock Option (right to buy) · Derivative 22,355 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001235802-23-000059 · primary_doc.xml · derivative · entry 2

Pilnik Richard D. · CIK 0001760016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,355

Underlying: Common Shares · 22,355 shares

Expires 2033-05-31

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

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June 01, 2023 Filed Jun 2, 2023 20:21 UTC GrantStock Option (right to buy) · Derivative 16,968 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001235802-23-000058 · primary_doc.xml · derivative · entry 2

Parsons James T. · CIK 0001759855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,968

Underlying: Common Shares · 16,968 shares

Expires 2033-05-31

F2 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

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June 01, 2023 Filed Jun 2, 2023 20:02 UTC GrantStock Option (right to buy) · Derivative 16,968 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001235802-23-000056 · primary_doc.xml · derivative · entry 4

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,968

Underlying: Common Shares · 16,968 shares

Expires 2033-05-31

F3 · derivative.exercise_date: Vests in four nearly equal quarterly installments over one year.

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May 30, 2023 Filed May 30, 2023 22:18 UTC GrantStock option (right to buy) · Derivative 32,320 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001790300-23-000003 · primary_doc.xml · derivative · entry 2

Kuntz Richard · CIK 0001341125 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,320

Underlying: Common Shares · 32,320 shares

Expires 2033-05-29

F1 · derivative.exercise_date: Vests in 12 nearly equal quarterly installments over three years.

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April 10, 2023 Filed Apr 11, 2023 21:40 UTC
Wambeke David J.Chief Business Officer
GrantStock Option (right to buy) · Derivative 140,000 $0.00 Strike: $1.57 $0.00
Disclosure

SEC source: 0001235802-23-000040 · primary_doc.xml · derivative · entry 2

Wambeke David J. · CIK 0001971798 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Shares · 140,000 shares

Expires 2033-04-09

F1 · derivative.exercise_date: This option vests with respect to 35,000 common shares on April 10, 2024 and with respect to the remaining 75% of the common shares in 12 as nearly equal as possible quarterly installments commencing three months after the one-year anniversary of the grant date.

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April 10, 2023 Filed Apr 11, 2023 21:40 UTC
Wambeke David J.Chief Business Officer
PurchaseVoting Common Shares, no par value per share 468,750 $1.60 $750,000.00
Disclosure

SEC source: 0001235802-23-000040 · primary_doc.xml · nonDerivative · entry 1

Wambeke David J. · CIK 0001971798 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,750

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March 01, 2023 Filed Mar 6, 2023 22:14 UTC
Lewis TanyaDirector
GrantStock option (right to buy) · Derivative 26,443 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001235802-23-000029 · primary_doc.xml · derivative · entry 2

Lewis Tanya · CIK 0001451038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,443

Underlying: Common Shares · 26,443 shares

Expires 2033-02-28

F1 · derivative.exercise_date: Vests in 12 nearly equal quarterly installments over three years.

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January 03, 2023 Filed Jan 3, 2023 21:36 UTC GrantVoting Common Shares, no par value per share 17,156 $1.53 $26,248.68
Disclosure

SEC source: 0001235802-23-000003 · primary_doc.xml · nonDerivative · entry 1

Burroughs Amy L. · CIK 0001872564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,288

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $26,250.

F2 · balance_after: Includes 28,338 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan.

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January 03, 2023 Filed Jan 3, 2023 21:25 UTC GrantVoting Common Shares, no par value per share 17,156 $1.53 $26,248.68
Disclosure

SEC source: 0001235802-23-000002 · primary_doc.xml · nonDerivative · entry 1

Semba Charles Pauling · CIK 0001872863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,156

F1 · shares: These shares are issuable upon vesting of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $26,250. The restricted stock unit award will vest in four nearly equal installments on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

F1 · balance_after: These shares are issuable upon vesting of a restricted stock unit award granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $26,250. The restricted stock unit award will vest in four nearly equal installments on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

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January 03, 2023 Filed Jan 3, 2023 21:43 UTC GrantVoting Common Shares, no par value per share 35,130 $1.53 $53,748.90
Disclosure

SEC source: 0001235802-23-000004 · primary_doc.xml · nonDerivative · entry 1

Giuffre Randall Michael · CIK 0001759822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,355

F1 · shares: These shares are issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan in lieu of cash retainer fees in the aggregate amount of $53,750.

F2 · balance_after: Includes 4,146 voting common shares issuable upon settlement of deferred share units granted under the DiaMedica Therapeutics Inc. Deferred Share Unit Plan, 64,959 shares issuable upon settlement of deferred stock units granted under the DiaMedica Therapeutics Inc. 2019 Omnibus Incentive Plan, 164,890 voting common shares held by Michael Giuffre and his wife jointly and 61,360 voting common shares held by Michael Giuffre individually.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.