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Nasdaq · USD

DLTH

DULUTH HOLDINGS INC.

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6579
SEC CIK
0001649744
Parsed reports
401

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2017 Filed Dec 1, 2017 22:07 UTC SaleClass B Common Stock 15,200 $18.86 $286,681.12
Disclosure

SEC source: 0000892712-17-000773 · edgar.xml · nonDerivative · entry 1

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 328,132

F1 · kind: Sales were effected pursuant to a previously disclosed Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.58 to $19.035, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 01, 2017 Filed Nov 2, 2017 18:21 UTC SaleClass B Common Stock 13,200 $19.67 $259,703.40
Disclosure

SEC source: 0000892712-17-000735 · edgar.xml · nonDerivative · entry 2

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 52,973

F1 · kind: Sales were effected pursuant to a previously disclosed Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.65 to $19.805, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 01, 2017 Filed Nov 2, 2017 18:21 UTC SaleClass B Common Stock 15,200 $19.67 $299,003.76
Disclosure

SEC source: 0000892712-17-000735 · edgar.xml · nonDerivative · entry 1

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 343,332

F1 · kind: Sales were effected pursuant to a previously disclosed Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.65 to $19.805, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 01, 2017 Filed Nov 2, 2017 18:23 UTC
DITTRICH ALLEN LSVP Omnichannel Exp. & Oper.
SaleClass B Common Stock 15,000 $19.65 $294,750.00
Disclosure

SEC source: 0000892712-17-000736 · edgar.xml · nonDerivative · entry 1

DITTRICH ALLEN L · CIK 0001287825 · SVP Omnichannel Exp. & Oper.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,221

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 19, 2017.

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October 02, 2017 Filed Oct 3, 2017 16:21 UTC SaleClass B Common Stock 13,200 $20.10 $265,331.88
Disclosure

SEC source: 0000892712-17-000717 · edgar.xml · nonDerivative · entry 2

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 66,173

F1 · kind: Sales were effected pursuant to a previously disclosed Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.205, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 02, 2017 Filed Oct 3, 2017 16:21 UTC SaleClass B Common Stock 15,200 $20.10 $305,532.16
Disclosure

SEC source: 0000892712-17-000717 · edgar.xml · nonDerivative · entry 1

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 358,532

F1 · kind: Sales were effected pursuant to a previously disclosed Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.205, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 20, 2017 Filed Sep 21, 2017 19:32 UTC SaleClass B Common Stock 2,000 $19.39 $38,772.00
Disclosure

SEC source: 0000892712-17-000697 · edgar.xml · nonDerivative · entry 1

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 50,332

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.37 to $19.39, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 01, 2017 Filed Sep 5, 2017 20:13 UTC SaleClass B Common Stock 13,200 $19.85 $262,029.24
Disclosure

SEC source: 0000892712-17-000684 · edgar.xml · nonDerivative · entry 2

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 79,373

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2017.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.55 to $20.06, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 01, 2017 Filed Sep 5, 2017 20:13 UTC SaleClass B Common Stock 15,200 $19.85 $301,736.72
Disclosure

SEC source: 0000892712-17-000684 · edgar.xml · nonDerivative · entry 1

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 373,732

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2017.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.55 to $20.06, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 23, 2017 Filed Sep 1, 2017 15:38 UTC
PUGLIESE STEPHANIE L.Director · President and CEO
GiftClass B Common Stock 4,275 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-17-000683 · edgar.xml · nonDerivative · entry 2

PUGLIESE STEPHANIE L. · CIK 0001649740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 4,275

F1 · price: This transaction is a gift, therefore, price is not applicable.

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August 23, 2017 Filed Sep 1, 2017 15:38 UTC
PUGLIESE STEPHANIE L.Director · President and CEO
GiftClass B Common Stock 4,275 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-17-000683 · edgar.xml · nonDerivative · entry 1

PUGLIESE STEPHANIE L. · CIK 0001649740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,596

F1 · price: This transaction is a gift, therefore, price is not applicable.

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August 01, 2017 Filed Aug 2, 2017 19:14 UTC
DITTRICH ALLEN LSVP Omnichannel Exp. & Oper.
SaleClass B Common Stock 10,000 $18.99 $189,875.00
Disclosure

SEC source: 0000892712-17-000577 · edgar.xml · nonDerivative · entry 1

DITTRICH ALLEN L · CIK 0001287825 · SVP Omnichannel Exp. & Oper.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,221

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2017.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $19.33, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 01, 2017 Filed Aug 2, 2017 19:13 UTC SaleClass B Common Stock 13,200 $18.94 $250,035.72
Disclosure

SEC source: 0000892712-17-000576 · edgar.xml · nonDerivative · entry 2

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 92,573

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2017.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $19.33, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 01, 2017 Filed Aug 2, 2017 19:13 UTC SaleClass B Common Stock 15,200 $18.92 $287,635.68
Disclosure

SEC source: 0000892712-17-000576 · edgar.xml · nonDerivative · entry 1

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 388,932

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2017.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $19.33, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 24, 2017 Filed Jul 26, 2017 19:51 UTC
Loretta DavidSVP & CFO
GrantClass B Common Stock 15,433 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-17-000572 · edgar.xml · nonDerivative · entry 1

Loretta David · CIK 0001363502 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,433

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest three years from the date of grant.

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June 15, 2017 Filed Jun 15, 2017 20:20 UTC PurchaseClass B Common Stock 15,000 $17.25 $258,712.50
Disclosure

SEC source: 0000892712-17-000501 · edgar.xml · nonDerivative · entry 3

COOLIDGE E DAVID III · CIK 0001245286 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 15,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $17.16 to $17.31, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 01, 2017 Filed Jun 2, 2017 16:39 UTC SaleClass B Common Stock 6,000 $19.18 $115,063.20
Disclosure

SEC source: 0000892712-17-000464 · edgar.xml · nonDerivative · entry 2

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 105,773

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2017.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.51, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 01, 2017 Filed Jun 2, 2017 16:39 UTC SaleClass B Common Stock 6,000 $19.18 $115,060.80
Disclosure

SEC source: 0000892712-17-000464 · edgar.xml · nonDerivative · entry 1

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 404,132

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2017.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.51, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:05 UTC GrantClass B Common Stock 2,032 $0.00 $0.00
Disclosure

SEC source: 0000892712-17-000448 · edgar.xml · nonDerivative · entry 1

Edwardson Francesca M. · CIK 0001077473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,865

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest one year from the date of grant..

Read SEC document
May 24, 2017 Filed May 26, 2017 15:01 UTC GrantClass B Common Stock 2,032 $0.00 $0.00
Disclosure

SEC source: 0000892712-17-000444 · edgar.xml · nonDerivative · entry 1

FINCH DAVID COLE · CIK 0001649034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,957

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest four years from the date of grant.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:10 UTC GrantClass B Common Stock 2,032 $0.00 $0.00
Disclosure

SEC source: 0000892712-17-000452 · edgar.xml · nonDerivative · entry 1

Morris Brenda I · CIK 0001323610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,365

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest one year from the date of grant.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:07 UTC GrantClass B Common Stock 2,032 $0.00 $0.00
Disclosure

SEC source: 0000892712-17-000450 · edgar.xml · nonDerivative · entry 1

COOLIDGE E DAVID III · CIK 0001245286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,365

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest one year from the date of grant..

Read SEC document
May 24, 2017 Filed May 26, 2017 15:03 UTC GrantClass B Common Stock 2,032 $0.00 $0.00
Disclosure

SEC source: 0000892712-17-000446 · edgar.xml · nonDerivative · entry 1

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,032

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest one year from the date of grant.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:00 UTC GrantClass B Common Stock 2,032 $0.00 $0.00
Disclosure

SEC source: 0000892712-17-000442 · edgar.xml · nonDerivative · entry 1

FOLLIARD THOMAS GEORGE · CIK 0001648389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,078

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest one year from the date of grant..

Read SEC document
May 24, 2017 Filed May 26, 2017 14:58 UTC GrantClass B Common Stock 2,032 $0.00 $0.00
Disclosure

SEC source: 0000892712-17-000440 · edgar.xml · nonDerivative · entry 1

Lewis Charles Roger · CIK 0001648105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,412

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest one year from the date of grant.

Read SEC document
May 01, 2017 Filed May 1, 2017 20:35 UTC
DITTRICH ALLEN LSVP Omnichannel Exp. & Oper.
SaleClass B Common Stock 10,000 $21.84 $218,354.00
Disclosure

SEC source: 0000892712-17-000373 · edgar.xml · nonDerivative · entry 1

DITTRICH ALLEN L · CIK 0001287825 · SVP Omnichannel Exp. & Oper.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,221

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2017.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.45 to $22.315, inclusive. The reporting person undertakes to provide Duluth Holdings, Inc., any security holder of Duluth Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 01, 2017 Filed May 1, 2017 20:33 UTC SaleClass B Common Stock 6,000 $21.77 $130,600.80
Disclosure

SEC source: 0000892712-17-000371 · edgar.xml · nonDerivative · entry 2

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 108,440

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2017.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.45 to $22.31, inclusive. The reporting person undertakes to provide Duluth Holdings, Inc., any security holder of Duluth Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 01, 2017 Filed May 1, 2017 20:33 UTC SaleClass B Common Stock 6,000 $21.77 $130,604.40
Disclosure

SEC source: 0000892712-17-000371 · edgar.xml · nonDerivative · entry 1

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 410,132

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2017.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.45 to $22.31, inclusive. The reporting person undertakes to provide Duluth Holdings, Inc., any security holder of Duluth Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 31, 2017 Filed Mar 31, 2017 21:27 UTC SaleClass B Common Stock 5,000 $21.30 $106,506.50
Disclosure

SEC source: 0000892712-17-000275 · edgar.xml · nonDerivative · entry 2

Lewis Charles Roger · CIK 0001648105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,380

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.25 to $21.35, inclusive.

Read SEC document
March 31, 2017 Filed Mar 31, 2017 21:27 UTC SaleClass B Common Stock 3,333 $21.51 $71,681.83
Disclosure

SEC source: 0000892712-17-000275 · edgar.xml · nonDerivative · entry 1

Lewis Charles Roger · CIK 0001648105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,380

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.51010, inclusive.

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March 31, 2017 Filed Apr 3, 2017 15:21 UTC PurchaseClass B Common Stock 262 $21.25 $5,567.50
Disclosure

SEC source: 0000892712-17-000277 · edgar.xml · nonDerivative · entry 1

FINCH DAVID COLE · CIK 0001649034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,925

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March 28, 2017 Filed Mar 28, 2017 20:15 UTC SaleClass B Common Stock 5,000 $21.51 $107,530.50
Disclosure

SEC source: 0000892712-17-000248 · edgar.xml · nonDerivative · entry 1

Lewis Charles Roger · CIK 0001648105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,713

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.54, inclusive.

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March 27, 2017 Filed Mar 27, 2017 16:02 UTC SaleClass B Common Stock 10,000 $22.55 $225,465.00
Disclosure

SEC source: 0000892712-17-000244 · edgar.xml · nonDerivative · entry 2

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 114,440

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March 27, 2017 Filed Mar 27, 2017 16:02 UTC SaleClass B Common Stock 10,000 $22.55 $225,465.00
Disclosure

SEC source: 0000892712-17-000244 · edgar.xml · nonDerivative · entry 1

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 416,132

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March 17, 2017 Filed Mar 20, 2017 10:03 UTC
DEORIO MARK M.SVP and CFO
GiftClass B Common Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-17-000207 · edgar.xml · nonDerivative · entry 1

DEORIO MARK M. · CIK 0001649743 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,041

F1 · price: This transaction is a gift; therefore price is not applicable.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 22:20 UTC
DITTRICH ALLEN LSVP Omnichannel Exp. & Oper.
GrantClass B Common Stock 8,513 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-17-000188 · edgar.xml · nonDerivative · entry 1

DITTRICH ALLEN L · CIK 0001287825 · SVP Omnichannel Exp. & Oper.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,221

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. 50% of the shares of restricted stock vest on the two year anniversary of the grant date, the remaining 50% vest on the third anniversary of the grant date.

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March 06, 2017 Filed Mar 8, 2017 22:19 UTC
PUGLIESE STEPHANIE L.Director · President and CEO
GrantClass B Common Stock 26,192 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-17-000186 · edgar.xml · nonDerivative · entry 1

PUGLIESE STEPHANIE L. · CIK 0001649740 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,871

F1 · price: Award of restricted stock granted under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest four years from the date of grant.

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February 14, 2017 Filed Feb 8, 2018 20:45 UTC GiftClass B Common Stock 9,025 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-18-000067 · edgar.xml · nonDerivative · entry 2

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 17,297

F1 · price: This transaction is a gift, therefore, price is not applicable.

Read SEC document
December 28, 2016 Filed Feb 8, 2018 20:41 UTC GiftClass B Common Stock 8,451 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-18-000066 · edgar.xml · nonDerivative · entry 2

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 26,332

F1 · price: This transaction is a gift, therefore, price is not applicable.

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December 13, 2016 Filed Dec 15, 2016 22:26 UTC
SCHLECHT STEPHEN L.Director · Executive Chairman · 10% owner
GiftClass B Common Stock 262,132 $0.00 $0.00
Disclosure

SEC source: 0000892712-16-002042 · edgar.xml · nonDerivative · entry 1

SCHLECHT STEPHEN L. · CIK 0001648407 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,525,906

F1 · price: This transaction is a gift; therefore price is not applicable.

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December 13, 2016 Filed Dec 15, 2016 22:32 UTC GiftClass B Common Stock 262,132 $0.00 $0.00
Disclosure

SEC source: 0000892712-16-002044 · edgar.xml · nonDerivative · entry 1

Stephen L. Schlecht & Marianne M. Schlecht Descendant's Trust · CIK 0001657891 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295,094

F1 · price: This transaction is a gift; therefore price is not applicable.

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December 01, 2016 Filed Dec 5, 2016 16:23 UTC SaleClass B Common Stock 4,180 $33.45 $139,803.03
Disclosure

SEC source: 0000892712-16-002022 · edgar.xml · nonDerivative · entry 3

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 124,440

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted on June 17, 2016.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.01 to $33.98, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 01, 2016 Filed Nov 1, 2016 18:57 UTC SaleClass B Common Stock 4,180 $26.96 $112,712.86
Disclosure

SEC source: 0000892712-16-001967 · edgar.xml · nonDerivative · entry 3

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 128,620

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted on June 17, 2016.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.92 to $27.10, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 03, 2016 Filed Oct 4, 2016 19:52 UTC SaleClass B Common Stock 4,180 $26.08 $109,002.28
Disclosure

SEC source: 0000892712-16-001915 · edgar.xml · nonDerivative · entry 3

FERRY WILLIAM E. · CIK 0001648387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 132,800

F1 · kind: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted on June 17, 2016.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.40, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.