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Nasdaq · USD

DKNG

DraftKings Inc.

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1872
SEC CIK
0001883685
Parsed reports
608

Last 12 months

Inside the activity.

3 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202522
Dec 202502
Jan 202602
Feb 202611
Mar 202605
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2023 Filed Nov 3, 2023 00:02 UTC Exercise / conversionRestricted Stock Units · Derivative 678 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-113923 · tm2329750-7_4seq1.xml · derivative · entry 3

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on October 31, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on October 31, 2023.

Read SEC document
October 31, 2023 Filed Nov 3, 2023 00:02 UTC GrantRestricted Stock Units · Derivative 678 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-113923 · tm2329750-7_4seq1.xml · derivative · entry 2

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678

Underlying: Class A Common Stock · 678 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on October 31, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on October 31, 2023.

Read SEC document
October 31, 2023 Filed Nov 3, 2023 00:02 UTC Exercise / conversionClass A Common Stock 678 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-113923 · tm2329750-7_4seq1.xml · nonDerivative · entry 1

WALDEN MARNI M · CIK 0001600754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
October 31, 2023 Filed Nov 3, 2023 00:02 UTC Exercise / conversionRestricted Stock Units · Derivative 746 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-113922 · tm2329750-5_4seq1.xml · derivative · entry 3

MURRAY STEVEN JOSEPH · CIK 0001645372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on October 31, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on October 31, 2023.

Read SEC document
October 31, 2023 Filed Nov 3, 2023 00:02 UTC GrantRestricted Stock Units · Derivative 746 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-113922 · tm2329750-5_4seq1.xml · derivative · entry 2

MURRAY STEVEN JOSEPH · CIK 0001645372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on October 31, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on October 31, 2023.

Read SEC document
October 31, 2023 Filed Nov 3, 2023 00:02 UTC Exercise / conversionClass A Common Stock 746 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-113922 · tm2329750-5_4seq1.xml · nonDerivative · entry 1

MURRAY STEVEN JOSEPH · CIK 0001645372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
October 31, 2023 Filed Nov 3, 2023 00:01 UTC Exercise / conversionRestricted Stock Units · Derivative 610 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-113921 · tm2329750-2_4seq1.xml · derivative · entry 4

Moore Jocelyn · CIK 0001825006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on October 31, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on October 31, 2023.

Read SEC document
October 31, 2023 Filed Nov 3, 2023 00:01 UTC GrantRestricted Stock Units · Derivative 610 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-113921 · tm2329750-2_4seq1.xml · derivative · entry 3

Moore Jocelyn · CIK 0001825006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 610

Underlying: Class A Common Stock · 610 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on October 31, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on October 31, 2023.

Read SEC document
October 31, 2023 Filed Nov 3, 2023 00:01 UTC Exercise / conversionClass A Common Stock 610 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-113921 · tm2329750-2_4seq1.xml · nonDerivative · entry 1

Moore Jocelyn · CIK 0001825006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:02 UTC
Liberman PaulDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 6,240 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-111169 · tm2329094-2_4seq1.xml · derivative · entry 9

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,478

Underlying: Class A Common Stock · 6,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,240 shares of Class A Common Stock underlying the RSUs listed in Table II, and 3,018 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 99,828 RSUs, vesting quarterly over 4 years from April 23, 2020, with any RSUs scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining RSUs occurring on October 23, 2020 and each quarter thereafter.

F5 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 99,828 RSUs, vesting quarterly over 4 years from April 23, 2020, with any RSUs scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining RSUs occurring on October 23, 2020 and each quarter thereafter.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:02 UTC
Liberman PaulDirector · See Remarks
Tax withholdingClass A Common Stock 3,018 $28.15 $84,956.70
Disclosure

SEC source: 0001104659-23-111169 · tm2329094-2_4seq1.xml · nonDerivative · entry 4

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,762,749

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:02 UTC
Liberman PaulDirector · See Remarks
Exercise / conversionClass A Common Stock 6,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-111169 · tm2329094-2_4seq1.xml · nonDerivative · entry 3

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,765,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,240 shares of Class A Common Stock underlying the RSUs listed in Table II, and 3,018 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:02 UTC
Kalish MatthewDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 6,240 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-111168 · tm2329094-6_4seq1.xml · derivative · entry 5

Kalish Matthew · CIK 0001810190 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,478

Underlying: Class A Common Stock · 6,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,240 shares of Class A Common Stock underlying the RSUs listed in Table II, and 3,018 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 99,828 RSUs, vesting quarterly over 4 years from April 23, 2020, with any RSUs scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining RSUs occurring on October 23, 2020 and each quarter thereafter.

F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 99,828 RSUs, vesting quarterly over 4 years from April 23, 2020, with any RSUs scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining RSUs occurring on October 23, 2020 and each quarter thereafter.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:02 UTC
Kalish MatthewDirector · See Remarks
Tax withholdingClass A Common Stock 3,018 $28.15 $84,956.70
Disclosure

SEC source: 0001104659-23-111168 · tm2329094-6_4seq1.xml · nonDerivative · entry 2

Kalish Matthew · CIK 0001810190 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,820,182

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:02 UTC
Kalish MatthewDirector · See Remarks
Exercise / conversionClass A Common Stock 6,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-111168 · tm2329094-6_4seq1.xml · nonDerivative · entry 1

Kalish Matthew · CIK 0001810190 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,823,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,240 shares of Class A Common Stock underlying the RSUs listed in Table II, and 3,018 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 11,588 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-111166 · tm2329094-4_4seq1.xml · derivative · entry 10

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,174

Underlying: Class A Common Stock · 11,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,588 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 5,603 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F8 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 185,396 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with the vesting of any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter.

F8 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 185,396 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with the vesting of any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
Tax withholdingClass A Common Stock 5,603 $28.15 $157,724.45
Disclosure

SEC source: 0001104659-23-111166 · tm2329094-4_4seq1.xml · nonDerivative · entry 5

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,817,336

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
Exercise / conversionClass A Common Stock 11,588 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-111166 · tm2329094-4_4seq1.xml · nonDerivative · entry 4

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,822,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,588 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 5,603 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:01 UTC
Park JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,635 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-111167 · tm2329094-3_4seq1.xml · derivative · entry 4

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,270

Underlying: Class A Common Stock · 4,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 4,635 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,242 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 74,158 RSUs vesting quarterly over 4 years from April 23, 2020, with any RSUs scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining RSUs occurring on October 23, 2020 and each quarter thereafter.

F3 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 74,158 RSUs vesting quarterly over 4 years from April 23, 2020, with any RSUs scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining RSUs occurring on October 23, 2020 and each quarter thereafter.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:01 UTC
Park JasonChief Financial Officer
Tax withholdingClass A Common Stock 2,242 $28.15 $63,112.30
Disclosure

SEC source: 0001104659-23-111167 · tm2329094-3_4seq1.xml · nonDerivative · entry 2

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,364

Read SEC document
October 23, 2023 Filed Oct 24, 2023 20:01 UTC
Park JasonChief Financial Officer
Exercise / conversionClass A Common Stock 4,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-111167 · tm2329094-3_4seq1.xml · nonDerivative · entry 1

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 4,635 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,242 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Reflects the transfer of 100,000 shares of Class A Common Stock previously reported as indirectly held by the Park Family 2022 Grantor Retained Annuity Trust V to the Reporting Person. There was no purchase or sale of shares of Class A Common Stock in connection with the transfer.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,961 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-111165 · tm2329094-1_4seq1.xml · derivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,765

Underlying: Class A Common Stock · 1,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

F4 · derivative.expiration_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 3,565 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-111165 · tm2329094-1_4seq1.xml · derivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,131

Underlying: Class A Common Stock · 3,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 3,565 shares of Class A Common Stock underlying the RSUs listed in Table II, and 1,560 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 57,045 RSUs, vesting quarterly over 4 years from April 23, 2020, with any RSUs scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining RSUs occurring on October 23, 2020 and each quarter thereafter.

F3 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 57,045 RSUs, vesting quarterly over 4 years from April 23, 2020, with any RSUs scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining RSUs occurring on October 23, 2020 and each quarter thereafter.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:01 UTC
Dodge R StantonChief Legal Officer
Tax withholdingClass A Common Stock 858 $28.15 $24,152.70
Disclosure

SEC source: 0001104659-23-111165 · tm2329094-1_4seq1.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 652,984

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionClass A Common Stock 1,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-111165 · tm2329094-1_4seq1.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:01 UTC
Dodge R StantonChief Legal Officer
Tax withholdingClass A Common Stock 1,560 $28.15 $43,914.00
Disclosure

SEC source: 0001104659-23-111165 · tm2329094-1_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,881

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionClass A Common Stock 3,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-111165 · tm2329094-1_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 3,565 shares of Class A Common Stock underlying the RSUs listed in Table II, and 1,560 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

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October 20, 2023 Filed Oct 25, 2023 00:02 UTC
Liberman PaulDirector · See Remarks
SaleClass A Common Stock 1,521 $27.55 $41,903.55
Disclosure

SEC source: 0001104659-23-111169 · tm2329094-2_4seq1.xml · nonDerivative · entry 2

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust

Disclosed balance after: 1,193,916

F2 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 24, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.64, inclusive. See footnote 3.

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October 20, 2023 Filed Oct 25, 2023 00:02 UTC
Liberman PaulDirector · See Remarks
SaleClass A Common Stock 65,146 $27.10 $1,765,456.60
Disclosure

SEC source: 0001104659-23-111169 · tm2329094-2_4seq1.xml · nonDerivative · entry 1

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the Paul Liberman 2015 Revocable Trust

Disclosed balance after: 1,195,437

F2 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 24, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.49, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.

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October 20, 2023 Filed Oct 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
Exercise / conversionStock Option · Derivative 200,000 $0.00 Strike: $3.82 $0.00
Disclosure

SEC source: 0001104659-23-111166 · tm2329094-4_4seq1.xml · derivative · entry 8

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,099

Underlying: Class A Common Stock · 200,000 shares

Expires 2027-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.

F6 · derivative.exercise_date: These stock options were granted on May 3, 2017. As of the date hereof, all such remaining stock options have vested.

F7 · balance_after: Reflects the transfer of 299,099 stock options previously reported as indirectly held by the Robins December 2021 Grantor Retained Annuity Trust.

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October 20, 2023 Filed Oct 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
SaleClass A Common Stock 6,746 $27.53 $185,717.38
Disclosure

SEC source: 0001104659-23-111166 · tm2329094-4_4seq1.xml · nonDerivative · entry 3

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,811,351

F2 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 23, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.48 to $27.63, inclusive. See the last sentence of footnote 3 to this Form 4 above.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
SaleClass A Common Stock 193,254 $27.10 $5,237,183.40
Disclosure

SEC source: 0001104659-23-111166 · tm2329094-4_4seq1.xml · nonDerivative · entry 2

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,818,097

F2 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 23, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.48 to $27.47, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3 and 4 to this Form 4.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
Exercise / conversionClass A Common Stock 200,000 $3.82 $764,000.00
Disclosure

SEC source: 0001104659-23-111166 · tm2329094-4_4seq1.xml · nonDerivative · entry 1

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,011,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.

Read SEC document
September 23, 2023 Filed Sep 27, 2023 00:02 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,961 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-103985 · tm2326978-1_4seq1.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,726

Underlying: Class A Common Stock · 1,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

F2 · derivative.expiration_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

Read SEC document
September 23, 2023 Filed Sep 27, 2023 00:02 UTC
Dodge R StantonChief Legal Officer
Tax withholdingClass A Common Stock 858 $27.76 $23,818.08
Disclosure

SEC source: 0001104659-23-103985 · tm2326978-1_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 649,876

Read SEC document
September 23, 2023 Filed Sep 27, 2023 00:02 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionClass A Common Stock 1,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-103985 · tm2326978-1_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:01 UTC
Kalish MatthewDirector · See Remarks
OtherForward Sale Contract (obligation to sell) · Derivative 875,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-100880 · tm2325420-3_4seq1.xml · derivative · entry 1

Kalish Matthew · CIK 0001810190 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Class A Common Stock · 875,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On September 12, 2023, the Reporting Person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the Reporting Person to deliver to the buyer up to an aggregate 875,000 shares (the "Base Amount") of the Issuer's Class A Common Stock (or, at the Reporting Person's election, an equivalent amount of cash based on the market price of the Issuer's Class A Common Stock) following September 2, 2026 (the "Maturity Date"). In exchange for assuming this obligation, the Reporting Person will receive a cash payment of $18,718,918 on September 14, 2023. The Reporting Person pledged 875,000 shares of the Issuer's Class A Common Stock (the "Pledged Shares") to secure his obligations under the contract, and retained voting rights in the Pledged Shares during the term of the pledge, but is obligated to pay to the buyer the economic benefits of dividends during the term of the pledge.

F2 · derivative.exercise_price: The number of shares of the Issuer's Class A Common Stock to be delivered by the Reporting Person to the buyer on the second business day immediately following the Maturity Date (the "Settlement Date") is to be generally determined as follows: (a) if the closing price of shares of the Issuer's Class A Common Stock on the Maturity Date (the "Settlement Price") is less than $48.55 ("Cap Level") but greater than $23.93 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; (continued on footnote 3 to this Form 4)

F3 · derivative.exercise_price: (Continued from footnote 2 to this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount.

F1 · kind: On September 12, 2023, the Reporting Person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the Reporting Person to deliver to the buyer up to an aggregate 875,000 shares (the "Base Amount") of the Issuer's Class A Common Stock (or, at the Reporting Person's election, an equivalent amount of cash based on the market price of the Issuer's Class A Common Stock) following September 2, 2026 (the "Maturity Date"). In exchange for assuming this obligation, the Reporting Person will receive a cash payment of $18,718,918 on September 14, 2023. The Reporting Person pledged 875,000 shares of the Issuer's Class A Common Stock (the "Pledged Shares") to secure his obligations under the contract, and retained voting rights in the Pledged Shares during the term of the pledge, but is obligated to pay to the buyer the economic benefits of dividends during the term of the pledge.

F2 · kind: The number of shares of the Issuer's Class A Common Stock to be delivered by the Reporting Person to the buyer on the second business day immediately following the Maturity Date (the "Settlement Date") is to be generally determined as follows: (a) if the closing price of shares of the Issuer's Class A Common Stock on the Maturity Date (the "Settlement Price") is less than $48.55 ("Cap Level") but greater than $23.93 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; (continued on footnote 3 to this Form 4)

F3 · kind: (Continued from footnote 2 to this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount.

F1 · price: On September 12, 2023, the Reporting Person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the Reporting Person to deliver to the buyer up to an aggregate 875,000 shares (the "Base Amount") of the Issuer's Class A Common Stock (or, at the Reporting Person's election, an equivalent amount of cash based on the market price of the Issuer's Class A Common Stock) following September 2, 2026 (the "Maturity Date"). In exchange for assuming this obligation, the Reporting Person will receive a cash payment of $18,718,918 on September 14, 2023. The Reporting Person pledged 875,000 shares of the Issuer's Class A Common Stock (the "Pledged Shares") to secure his obligations under the contract, and retained voting rights in the Pledged Shares during the term of the pledge, but is obligated to pay to the buyer the economic benefits of dividends during the term of the pledge.

F2 · price: The number of shares of the Issuer's Class A Common Stock to be delivered by the Reporting Person to the buyer on the second business day immediately following the Maturity Date (the "Settlement Date") is to be generally determined as follows: (a) if the closing price of shares of the Issuer's Class A Common Stock on the Maturity Date (the "Settlement Price") is less than $48.55 ("Cap Level") but greater than $23.93 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; (continued on footnote 3 to this Form 4)

F3 · price: (Continued from footnote 2 to this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount.

F1 · derivative.exercise_date: On September 12, 2023, the Reporting Person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the Reporting Person to deliver to the buyer up to an aggregate 875,000 shares (the "Base Amount") of the Issuer's Class A Common Stock (or, at the Reporting Person's election, an equivalent amount of cash based on the market price of the Issuer's Class A Common Stock) following September 2, 2026 (the "Maturity Date"). In exchange for assuming this obligation, the Reporting Person will receive a cash payment of $18,718,918 on September 14, 2023. The Reporting Person pledged 875,000 shares of the Issuer's Class A Common Stock (the "Pledged Shares") to secure his obligations under the contract, and retained voting rights in the Pledged Shares during the term of the pledge, but is obligated to pay to the buyer the economic benefits of dividends during the term of the pledge.

F2 · derivative.exercise_date: The number of shares of the Issuer's Class A Common Stock to be delivered by the Reporting Person to the buyer on the second business day immediately following the Maturity Date (the "Settlement Date") is to be generally determined as follows: (a) if the closing price of shares of the Issuer's Class A Common Stock on the Maturity Date (the "Settlement Price") is less than $48.55 ("Cap Level") but greater than $23.93 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; (continued on footnote 3 to this Form 4)

F3 · derivative.exercise_date: (Continued from footnote 2 to this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount.

F1 · derivative.expiration_date: On September 12, 2023, the Reporting Person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the Reporting Person to deliver to the buyer up to an aggregate 875,000 shares (the "Base Amount") of the Issuer's Class A Common Stock (or, at the Reporting Person's election, an equivalent amount of cash based on the market price of the Issuer's Class A Common Stock) following September 2, 2026 (the "Maturity Date"). In exchange for assuming this obligation, the Reporting Person will receive a cash payment of $18,718,918 on September 14, 2023. The Reporting Person pledged 875,000 shares of the Issuer's Class A Common Stock (the "Pledged Shares") to secure his obligations under the contract, and retained voting rights in the Pledged Shares during the term of the pledge, but is obligated to pay to the buyer the economic benefits of dividends during the term of the pledge.

F2 · derivative.expiration_date: The number of shares of the Issuer's Class A Common Stock to be delivered by the Reporting Person to the buyer on the second business day immediately following the Maturity Date (the "Settlement Date") is to be generally determined as follows: (a) if the closing price of shares of the Issuer's Class A Common Stock on the Maturity Date (the "Settlement Price") is less than $48.55 ("Cap Level") but greater than $23.93 ("Floor Level"), the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; (continued on footnote 3 to this Form 4)

F3 · derivative.expiration_date: (Continued from footnote 2 to this Form 4) (b) if the Settlement Price is equal to or greater than the Cap Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price is equal to or less than the Floor Level on the Maturity Date, the Reporting Person will deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount.

Read SEC document
September 06, 2023 Filed Sep 9, 2023 00:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionStock Option · Derivative 29,086 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001104659-23-099396 · tm2325777-1_4seq1.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,692

Underlying: Class A Common Stock · 29,086 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were granted on November 7, 2017. As of the date hereof, all such remaining stock options have vested.

Read SEC document
September 06, 2023 Filed Sep 9, 2023 00:01 UTC
Dodge R StantonChief Legal Officer
SaleClass A Common Stock 29,086 $30.00 $872,580.00
Disclosure

SEC source: 0001104659-23-099396 · tm2325777-1_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,773

F2 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 26, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
September 06, 2023 Filed Sep 9, 2023 00:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionClass A Common Stock 29,086 $2.95 $85,803.70
Disclosure

SEC source: 0001104659-23-099396 · tm2325777-1_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:02 UTC
Kalish MatthewDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 22,059 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-097867 · tm2325420-3_4seq1.xml · derivative · entry 5

Kalish Matthew · CIK 0001810190 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,823

Underlying: Class A Common Stock · 22,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,059 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years.

F2 · derivative.expiration_date: On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years.

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:02 UTC
Kalish MatthewDirector · See Remarks
Tax withholdingClass A Common Stock 10,666 $29.64 $316,140.24
Disclosure

SEC source: 0001104659-23-097867 · tm2325420-3_4seq1.xml · nonDerivative · entry 2

Kalish Matthew · CIK 0001810190 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,816,960

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:02 UTC
Kalish MatthewDirector · See Remarks
Exercise / conversionClass A Common Stock 22,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-097867 · tm2325420-3_4seq1.xml · nonDerivative · entry 1

Kalish Matthew · CIK 0001810190 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,827,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,059 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:02 UTC
Liberman PaulDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 22,059 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-097868 · tm2325420-4_4seq1.xml · derivative · entry 8

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,823

Underlying: Class A Common Stock · 22,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,059 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years.

F2 · derivative.expiration_date: On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years.

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:02 UTC
Liberman PaulDirector · See Remarks
Tax withholdingClass A Common Stock 10,666 $29.64 $316,140.24
Disclosure

SEC source: 0001104659-23-097868 · tm2325420-4_4seq1.xml · nonDerivative · entry 2

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,759,527

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:02 UTC
Liberman PaulDirector · See Remarks
Exercise / conversionClass A Common Stock 22,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-097868 · tm2325420-4_4seq1.xml · nonDerivative · entry 1

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,770,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,059 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 20:02 UTC
Robins JasonDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-097870 · tm2325420-6_4seq1.xml · derivative · entry 5

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Class A Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 37,500 shares of Class A Common Stock underlying the RSUs listed in Table II, and 18,132 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On February 13, 2023, the Reporting Person was granted 600,000 RSUs vesting quarterly over four (4) years.

F2 · derivative.expiration_date: On February 13, 2023, the Reporting Person was granted 600,000 RSUs vesting quarterly over four (4) years.

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September 01, 2023 Filed Sep 1, 2023 20:02 UTC
Robins JasonDirector · See Remarks
Tax withholdingClass A Common Stock 18,132 $29.64 $537,432.48
Disclosure

SEC source: 0001104659-23-097870 · tm2325420-6_4seq1.xml · nonDerivative · entry 2

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,811,351

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September 01, 2023 Filed Sep 1, 2023 20:02 UTC
Robins JasonDirector · See Remarks
Exercise / conversionClass A Common Stock 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-097870 · tm2325420-6_4seq1.xml · nonDerivative · entry 1

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,829,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 37,500 shares of Class A Common Stock underlying the RSUs listed in Table II, and 18,132 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

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September 01, 2023 Filed Sep 1, 2023 20:02 UTC
Park JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 14,117 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-097869 · tm2325420-5_4seq1.xml · derivative · entry 5

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,647

Underlying: Class A Common Stock · 14,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 14,117 shares of Class A Common Stock underlying the RSUs listed in Table II, and 6,826 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On February 13, 2023, the Reporting Person was granted 225,882 RSUs vesting quarterly over four (4) years.

F2 · derivative.expiration_date: On February 13, 2023, the Reporting Person was granted 225,882 RSUs vesting quarterly over four (4) years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.