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Nasdaq · USD

DKNG

DraftKings Inc.

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1872
SEC CIK
0001883685
Parsed reports
608

Last 12 months

Inside the activity.

3 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202522
Dec 202502
Jan 202602
Feb 202611
Mar 202605
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2023 Filed Dec 2, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionStock Option · Derivative 52,777 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001104659-23-122934 · tm2332035-1_4seq1.xml · derivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,361

Underlying: Class A Common Stock · 52,777 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options were granted on November 7, 2017. As of the date hereof, all such remaining stock options have vested.

Read SEC document
December 01, 2023 Filed Dec 2, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 11,030 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-122934 · tm2332035-1_4seq1.xml · derivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,380

Underlying: Class A Common Stock · 11,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,030 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,826 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: On February 13, 2023, the Reporting Person was granted 190,588 RSUs vesting quarterly over four (4) years. On April 28, 2023, the vesting terms of 14,119 of such RSUs were amended to provide for vesting in equal monthly installments over one (1) year from April 23, 2023. Accordingly, such 14,119 RSUs are no longer included in the Reporting Person's holdings with respect to the February 13, 2023 grant of 190,588 RSUs.

F5 · derivative.expiration_date: On February 13, 2023, the Reporting Person was granted 190,588 RSUs vesting quarterly over four (4) years. On April 28, 2023, the vesting terms of 14,119 of such RSUs were amended to provide for vesting in equal monthly installments over one (1) year from April 23, 2023. Accordingly, such 14,119 RSUs are no longer included in the Reporting Person's holdings with respect to the February 13, 2023 grant of 190,588 RSUs.

Read SEC document
December 01, 2023 Filed Dec 2, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
SaleClass A Common Stock 52,777 $38.84 $2,049,858.68
Disclosure

SEC source: 0001104659-23-122934 · tm2332035-1_4seq1.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,353

F3 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 26, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.99 to $38.98, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

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December 01, 2023 Filed Dec 2, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionClass A Common Stock 52,777 $2.95 $155,692.15
Disclosure

SEC source: 0001104659-23-122934 · tm2332035-1_4seq1.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 882,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer upon the exercise of stock options and payment of the aggregate exercise price in cash.

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December 01, 2023 Filed Dec 2, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Tax withholdingClass A Common Stock 4,826 $39.00 $188,214.00
Disclosure

SEC source: 0001104659-23-122934 · tm2332035-1_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,353

Read SEC document
December 01, 2023 Filed Dec 2, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionClass A Common Stock 11,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-122934 · tm2332035-1_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 834,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,030 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,826 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 01:02 UTC
Dodge R StantonChief Legal Officer
SaleClass A Common Stock 123,609 $38.41 $4,747,821.69
Disclosure

SEC source: 0001104659-23-122134 · tm2331796-2_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 823,149

F2 · price: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on September 14, 2021 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.05 to $38.98, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 20:01 UTC
Park JasonChief Financial Officer
SaleClass A Common Stock 6,052 $38.47 $232,820.44
Disclosure

SEC source: 0001104659-23-122133 · tm2331796-1_4seq1.xml · nonDerivative · entry 3

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,045

F3 · price: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on September 14, 2021 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.17 to $38.57, inclusive. See the last sentence of footnote 2 to this Form 4 above.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 20:01 UTC
Park JasonChief Financial Officer
SaleClass A Common Stock 134,827 $37.65 $5,076,236.55
Disclosure

SEC source: 0001104659-23-122133 · tm2331796-1_4seq1.xml · nonDerivative · entry 2

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,097

F2 · price: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on September 14, 2021 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.17 to $38.10, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 01:02 UTC
Dodge R StantonChief Legal Officer
GrantClass A Common Stock 283,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-122134 · tm2331796-2_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 946,758

F1 · price: Represents the vesting of the restricted stock units ("RSUs") granted pursuant to the Issuer's 2020 Incentive Award Plan (the "Plan"), which vested upon the achievement of certain performance goals. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 20:01 UTC
Park JasonChief Financial Officer
GrantClass A Common Stock 283,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-122133 · tm2331796-1_4seq1.xml · nonDerivative · entry 1

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,924

F1 · price: Represents the vesting of the restricted stock units ("RSUs") granted pursuant to the Issuer's 2020 Incentive Award Plan (the "Plan"), which vested upon the achievement of certain performance goals. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
November 23, 2023 Filed Nov 25, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,961 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-121041 · tm2331526d1_4seq1.xml · derivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Class A Common Stock · 1,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the second row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

F4 · derivative.expiration_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

Read SEC document
November 23, 2023 Filed Nov 25, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Tax withholdingClass A Common Stock 858 $38.68 $33,187.44
Disclosure

SEC source: 0001104659-23-121041 · tm2331526d1_4seq1.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 663,424

Read SEC document
November 23, 2023 Filed Nov 25, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionClass A Common Stock 1,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-121041 · tm2331526d1_4seq1.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the second row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
November 22, 2023 Filed Nov 25, 2023 01:02 UTC
Kalish MatthewDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,317 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-121043 · tm2331526-2_4seq1.xml · derivative · entry 4

Kalish Matthew · CIK 0001810190 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,587

Underlying: Class A Common Stock · 5,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,317 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,571 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over 4 years.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over 4 years.

Read SEC document
November 22, 2023 Filed Nov 25, 2023 01:02 UTC
Kalish MatthewDirector · See Remarks
Tax withholdingClass A Common Stock 2,571 $38.68 $99,446.28
Disclosure

SEC source: 0001104659-23-121043 · tm2331526-2_4seq1.xml · nonDerivative · entry 2

Kalish Matthew · CIK 0001810190 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,837,549

Read SEC document
November 22, 2023 Filed Nov 25, 2023 01:02 UTC
Kalish MatthewDirector · See Remarks
Exercise / conversionClass A Common Stock 5,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-121043 · tm2331526-2_4seq1.xml · nonDerivative · entry 1

Kalish Matthew · CIK 0001810190 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,840,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,317 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,571 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
November 22, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,317 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · derivative · entry 16

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,587

Underlying: Class A Common Stock · 5,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,317 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,571 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over 4 years.

F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over 4 years.

Read SEC document
November 22, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
Tax withholdingClass A Common Stock 2,571 $38.68 $99,446.28
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · nonDerivative · entry 2

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,034

Read SEC document
November 22, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
Exercise / conversionClass A Common Stock 5,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · nonDerivative · entry 1

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,317 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,571 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · balance_after: Reflects transfer of 1,605,768 shares of Class A Common Stock that were previously reported as directly held by the Reporting Person to the Paul Liberman 2015 Revocable Trust, a revocable trust of which the Reporting Person is the lifetime beneficiary and sole trustee. There was no purchase or sale of shares of Class A Common Stock in connection with the transfer.

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November 22, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,849 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · derivative · entry 12

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,246

Underlying: Class A Common Stock · 5,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,849 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,828 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F12 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 93,586 RSUs vesting quarterly over 4 years.

F12 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 93,586 RSUs vesting quarterly over 4 years.

Read SEC document
November 22, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
Tax withholdingClass A Common Stock 2,828 $38.68 $109,387.04
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · nonDerivative · entry 7

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,479,780

Read SEC document
November 22, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
Exercise / conversionClass A Common Stock 5,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · nonDerivative · entry 6

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,482,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,849 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,828 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
November 22, 2023 Filed Nov 24, 2023 20:03 UTC
Park JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,659 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-121045 · tm2331526-4_4seq1.xml · derivative · entry 9

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,293

Underlying: Class A Common Stock · 2,659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,659 shares of Class A Common Stock underlying the RSUs listed in Table II, and 1,286 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F7 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 42,539 RSUs vesting quarterly over 4 years.

F7 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 42,539 RSUs vesting quarterly over 4 years.

Read SEC document
November 22, 2023 Filed Nov 24, 2023 20:03 UTC
Park JasonChief Financial Officer
Tax withholdingClass A Common Stock 1,286 $38.68 $49,742.48
Disclosure

SEC source: 0001104659-23-121045 · tm2331526-4_4seq1.xml · nonDerivative · entry 5

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,590

Read SEC document
November 22, 2023 Filed Nov 24, 2023 20:03 UTC
Park JasonChief Financial Officer
Exercise / conversionClass A Common Stock 2,659 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-121045 · tm2331526-4_4seq1.xml · nonDerivative · entry 4

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,659 shares of Class A Common Stock underlying the RSUs listed in Table II, and 1,286 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
November 22, 2023 Filed Nov 25, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,446 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-121041 · tm2331526d1_4seq1.xml · derivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,230

Underlying: Class A Common Stock · 2,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,446 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 1,071 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 39,136 RSUs vesting quarterly over 4 years.

F3 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 39,136 RSUs vesting quarterly over 4 years.

Read SEC document
November 22, 2023 Filed Nov 25, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Tax withholdingClass A Common Stock 1,071 $38.68 $41,426.28
Disclosure

SEC source: 0001104659-23-121041 · tm2331526d1_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 662,321

Read SEC document
November 22, 2023 Filed Nov 25, 2023 01:01 UTC
Dodge R StantonChief Legal Officer
Exercise / conversionClass A Common Stock 2,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-121041 · tm2331526d1_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 663,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,446 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 1,071 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

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November 21, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
GiftStock Option · Derivative 56,359 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · derivative · entry 15

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the Paul Liberman 2020 Irrevocable Trust

Disclosed balance after: 56,359

Underlying: Class A Common Stock · 56,359 shares

Expires 2029-06-04

F3 · derivative.exercise_date: These options are vested and currently exercisable.

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November 21, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
GiftStock Option · Derivative 56,359 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · derivative · entry 14

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 0

Underlying: Class A Common Stock · 56,359 shares

Expires 2029-06-04

F3 · derivative.exercise_date: These options are vested and currently exercisable.

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November 21, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
GiftStock Option · Derivative 184,968 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · derivative · entry 13

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the Paul Liberman 2020 Irrevocable Trust

Disclosed balance after: 184,968

Underlying: Class A Common Stock · 184,968 shares

Expires 2028-04-18

F3 · derivative.exercise_date: These options are vested and currently exercisable.

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November 21, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
GiftStock Option · Derivative 184,968 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · derivative · entry 12

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 0

Underlying: Class A Common Stock · 184,968 shares

Expires 2028-04-18

F3 · derivative.exercise_date: These options are vested and currently exercisable.

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November 21, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
GiftStock Option · Derivative 261,160 $0.00 Strike: $3.82 $0.00
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · derivative · entry 11

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the Paul Liberman 2020 Irrevocable Trust

Disclosed balance after: 261,160

Underlying: Class A Common Stock · 261,160 shares

Expires 2027-05-03

F3 · derivative.exercise_date: These options are vested and currently exercisable.

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November 21, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
GiftStock Option · Derivative 261,160 $0.00 Strike: $3.82 $0.00
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · derivative · entry 10

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 0

Underlying: Class A Common Stock · 261,160 shares

Expires 2027-05-03

F3 · derivative.exercise_date: These options are vested and currently exercisable.

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November 21, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
GiftStock Option · Derivative 53,870 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · derivative · entry 9

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the Paul Liberman 2020 Irrevocable Trust

Disclosed balance after: 53,870

Underlying: Class A Common Stock · 53,870 shares

Expires 2026-03-24

F3 · derivative.exercise_date: These options are vested and currently exercisable.

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November 21, 2023 Filed Nov 25, 2023 01:03 UTC
Liberman PaulDirector · See Remarks
GiftStock Option · Derivative 53,870 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001104659-23-121044 · tm2331526-3_4seq1.xml · derivative · entry 8

Liberman Paul · CIK 0001810204 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the Liberman Grantor Retained Annuity Trust of 2020

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,870 shares

Expires 2026-03-24

F3 · derivative.exercise_date: These options are vested and currently exercisable.

F4 · balance_after: Reflects the transfer of 430,546 stock options previously reported as indirectly held by the Liberman Grantor Retained Annuity Trust of 2020 to the Reporting Person. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer.

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November 21, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
Exercise / conversionStock Option · Derivative 200,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · derivative · entry 11

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 896,850

Underlying: Class A Common Stock · 200,000 shares

Expires 2029-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: These stock options were granted on June 4, 2019. As of the date hereof, all of such remaining stock options have vested.

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November 21, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
GiftStock Option · Derivative 327,461 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · derivative · entry 10

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Robins Grantor Retained Annuity Trust 2020

Disclosed balance after: 0

Underlying: Class A Common Stock · 327,461 shares

Expires 2025-02-18

F9 · derivative.exercise_date: These stock options were granted on February 10, 2016. As of the date hereof, all of such remaining stock options have vested. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer.

F10 · balance_after: Represents a bona fide gift of 327,461 stock options previously reported as indirectly held by the Robins Grantor Retained Annuity Trust of 2020 to the Robins Family 2020 Irrevocable Trust.

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November 21, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
GiftStock Option · Derivative 492,211 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · derivative · entry 9

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Robins Grantor Retained Annuity Trust 2020

Disclosed balance after: 0

Underlying: Class A Common Stock · 492,211 shares

Expires 2026-03-24

F6 · derivative.exercise_date: These stock options were granted on March 24, 2016. As of the date hereof, all of such remaining stock options have vested.

F7 · balance_after: Represents a bona fide gift of 492,211 stock options previously reported as indirectly held by the Robins Grantor Retained Annuity Trust of 2020 to the Robins Family 2020 Irrevocable Trust. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer.

F8 · balance_after: Reflects the transfer of 400,053 stock options previously reported as indirectly held by the Robins Grantor Retained Annuity Trust of 2020 to the Reporting Person.

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November 21, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
SaleClass A Common Stock 200,000 $38.27 $7,654,000.00
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · nonDerivative · entry 5

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,476,759

F4 · kind: The reported sales were made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 23, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.93 to $38.88, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4.

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November 21, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
Exercise / conversionClass A Common Stock 200,000 $4.70 $940,000.00
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · nonDerivative · entry 4

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,676,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options and paid the aggregate exercise price and the tax withholdings in cash.

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November 21, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
GiftClass A Common Stock 10,373 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · nonDerivative · entry 3

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,476,759

F1 · kind: Represents a bona fide gift of the Issuer's Class A Common Stock to a non-profit organization. There was no purchase or sale of shares of Class A Common Stock in connection with the transfer.

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November 21, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
GiftClass A Common Stock 51,557 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · nonDerivative · entry 2

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,487,132

F1 · kind: Represents a bona fide gift of the Issuer's Class A Common Stock to a non-profit organization. There was no purchase or sale of shares of Class A Common Stock in connection with the transfer.

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November 21, 2023 Filed Nov 24, 2023 20:01 UTC
Robins JasonDirector · See Remarks
GiftClass A Common Stock 12,947 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-121042 · tm2331526-5_4seq1.xml · nonDerivative · entry 1

Robins Jason · CIK 0001810231 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,538,689

F1 · kind: Represents a bona fide gift of the Issuer's Class A Common Stock to a non-profit organization. There was no purchase or sale of shares of Class A Common Stock in connection with the transfer.

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November 21, 2023 Filed Nov 24, 2023 20:03 UTC
Park JasonChief Financial Officer
Exercise / conversionStock Option · Derivative 97,712 $0.00 Strike: $4.73 $0.00
Disclosure

SEC source: 0001104659-23-121045 · tm2331526-4_4seq1.xml · derivative · entry 8

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 97,712 shares

Expires 2029-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options and paid the aggregate exercise price in cash.

F6 · derivative.exercise_date: These stock options were granted on August 15, 2019. As of the date hereof, these stock options are vested and exercised.

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November 21, 2023 Filed Nov 24, 2023 20:03 UTC
Park JasonChief Financial Officer
Exercise / conversionStock Option · Derivative 404,173 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-23-121045 · tm2331526-4_4seq1.xml · derivative · entry 7

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 404,173 shares

Expires 2029-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options and paid the aggregate exercise price in cash.

F5 · derivative.exercise_date: These stock options were granted on June 4, 2019. As of the date hereof, these stock options are vested and exercised.

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November 21, 2023 Filed Nov 24, 2023 20:03 UTC
Park JasonChief Financial Officer
SaleClass A Common Stock 750,000 $38.27 $28,702,500.00
Disclosure

SEC source: 0001104659-23-121045 · tm2331526-4_4seq1.xml · nonDerivative · entry 3

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,217

F2 · kind: The reported sales were made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on August 16, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.92 to $38.89, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

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November 21, 2023 Filed Nov 24, 2023 20:03 UTC
Park JasonChief Financial Officer
Exercise / conversionClass A Common Stock 97,712 $4.73 $462,177.76
Disclosure

SEC source: 0001104659-23-121045 · tm2331526-4_4seq1.xml · nonDerivative · entry 2

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 855,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options and paid the aggregate exercise price in cash.

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November 21, 2023 Filed Nov 24, 2023 20:03 UTC
Park JasonChief Financial Officer
Exercise / conversionClass A Common Stock 404,173 $4.70 $1,899,613.10
Disclosure

SEC source: 0001104659-23-121045 · tm2331526-4_4seq1.xml · nonDerivative · entry 1

Park Jason · CIK 0001810235 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 757,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options and paid the aggregate exercise price in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.