Tapewire

Nasdaq · USD

DIOD

DIODES INC /DEL/

Export transactions ↓
Tapewire entity
4050
SEC CIK
0000029002
Parsed reports
601

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 2026011
Mar 202600
Apr 202600
May 2026016
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2018 Filed Aug 23, 2018 21:07 UTC
Yang EmilyVP Worldwide Sales/Marketing
Tax withholdingDiodes Incorporated Common Stock 329 $34.77 $11,439.33
Disclosure

SEC source: 0001209191-18-048213 · doc4.xml · nonDerivative · entry 1

Yang Emily · CIK 0001726369 · VP Worldwide Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,726

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 18:29 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 1,900 $37.00 $70,294.68
Disclosure

SEC source: 0001209191-18-036257 · doc4.xml · nonDerivative · entry 1

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned By Spouse

Disclosed balance after: 9,688

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.97 to $37.02, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · balance_after: The amount of securities beneficially owned includes both restricted stock units and common stock.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:45 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 3,424 $35.97 $123,161.28
Disclosure

SEC source: 0001209191-18-035741 · doc4.xml · nonDerivative · entry 3

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,413

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:45 UTC
BELTRAN CLEMENTEVice President
Exercise / conversion05/27/14 DIOD NQSO · Derivative 1,750 $0.00 Strike: $27.92 $0.00
Disclosure

SEC source: 0001209191-18-035741 · doc4.xml · derivative · entry 7

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 1,750 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:45 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 300 $34.99 $10,497.00
Disclosure

SEC source: 0001209191-18-035741 · doc4.xml · nonDerivative · entry 5

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned By Spouse

Disclosed balance after: 11,588

F2 · kind: Sold under a 10b5-1 plan.

F3 · balance_after: The amount of securities beneficially owned includes both restricted stock units and common stock.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:45 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 700 $34.98 $24,486.00
Disclosure

SEC source: 0001209191-18-035741 · doc4.xml · nonDerivative · entry 4

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned By Spouse

Disclosed balance after: 11,888

F2 · kind: Sold under a 10b5-1 plan.

F3 · balance_after: The amount of securities beneficially owned includes both restricted stock units and common stock.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:45 UTC
BELTRAN CLEMENTEVice President
SaleDiodes Incorporated Common Stock 1,665 $34.95 $58,191.75
Disclosure

SEC source: 0001209191-18-035741 · doc4.xml · nonDerivative · entry 2

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,837

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:45 UTC
BELTRAN CLEMENTEVice President
Exercise / conversionDiodes Incorporated Common Stock 1,750 $27.92 $48,860.00
Disclosure

SEC source: 0001209191-18-035741 · doc4.xml · nonDerivative · entry 1

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:43 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 20,000 $35.26 $705,168.00
Disclosure

SEC source: 0001209191-18-035734 · doc4.xml · nonDerivative · entry 4

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,679

F1 · kind: Sold under a 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.565, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:42 UTC SaleDiodes Incorporated Common Stock 10,000 $35.00 $350,000.00
Disclosure

SEC source: 0001209191-18-035730 · doc4.xml · nonDerivative · entry 1

GIORDANO MICHAEL R · CIK 0001196535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,376

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:43 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 427 $34.51 $14,735.77
Disclosure

SEC source: 0001209191-18-035734 · doc4.xml · nonDerivative · entry 3

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,679

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:43 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 1,223 $34.50 $42,193.50
Disclosure

SEC source: 0001209191-18-035734 · doc4.xml · nonDerivative · entry 2

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,106

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
May 31, 2018 Filed May 31, 2018 22:32 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 100 $34.50 $3,450.00
Disclosure

SEC source: 0001209191-18-034476 · doc4.xml · nonDerivative · entry 3

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,849

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
May 30, 2018 Filed May 31, 2018 22:35 UTC
White Richard DallasCFO & Secretary
SaleDiodes Incorporated Common Stock 15,750 $34.20 $538,635.83
Disclosure

SEC source: 0001209191-18-034478 · doc4.xml · nonDerivative · entry 1

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,920

F1 · kind: A portion of the vested restricted stock unit shares were automatically sold to cover income tax.

Read SEC document
May 30, 2018 Filed May 31, 2018 22:32 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 6,950 $34.51 $239,822.96
Disclosure

SEC source: 0001209191-18-034476 · doc4.xml · nonDerivative · entry 2

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,949

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $34.54, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 22:33 UTC
Holland JulieVP WW Analog Products
SaleDiodes Incorporated Common Stock 5,750 $34.20 $196,644.83
Disclosure

SEC source: 0001209191-18-034477 · doc4.xml · nonDerivative · entry 1

Holland Julie · CIK 0001436690 · VP WW Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,199

F1 · kind: A portion of the vested restricted stock unit shares were automatically sold to cover income tax.

Read SEC document
May 29, 2018 Filed May 30, 2018 22:34 UTC
Tang FrancisVP,Worldwide Discrete Products
Tax withholdingDiodes Incorporated Common Stock 2,071 $34.18 $70,786.78
Disclosure

SEC source: 0001209191-18-034252 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,001

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
May 29, 2018 Filed May 30, 2018 22:33 UTC
LU KEH SHEWDirector · President & CEO
Tax withholdingDiodes Incorporated Common Stock 29,514 $34.18 $1,008,788.52
Disclosure

SEC source: 0001209191-18-034250 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,693

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
May 29, 2018 Filed May 30, 2018 22:32 UTC
BELTRAN CLEMENTEVice President
Tax withholdingDiodes Incorporated Common Stock 1,029 $34.18 $35,171.22
Disclosure

SEC source: 0001209191-18-034248 · doc4.xml · nonDerivative · entry 1

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,752

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
May 29, 2018 Filed May 31, 2018 22:32 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 1,300 $34.50 $44,850.00
Disclosure

SEC source: 0001209191-18-034476 · doc4.xml · nonDerivative · entry 1

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,899

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
May 25, 2018 Filed Jun 5, 2018 20:43 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 6,520 $34.00 $221,697.60
Disclosure

SEC source: 0001209191-18-035734 · doc4.xml · nonDerivative · entry 1

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,679

F1 · kind: Sold under a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.02, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
May 22, 2018 Filed May 22, 2018 22:30 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 6,000 $33.95 $203,700.00
Disclosure

SEC source: 0001209191-18-032413 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 0

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
May 22, 2018 Filed May 23, 2018 21:43 UTC
CHEN C HDirector
SaleDiodes Incorporated Common Stock 3,480 $34.01 $118,362.11
Disclosure

SEC source: 0001209191-18-032690 · doc4.xml · nonDerivative · entry 2

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,199

F3 · kind: Sold under a 10b5-1 plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.05, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:51 UTC GrantDiodes Incorporated Common Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032696 · doc4.xml · nonDerivative · entry 1

Tsai Michael Kuo-Chih · CIK 0001489140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,200

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:50 UTC
Sung Wen-ChiDirector
GrantDiodes Incorporated Common Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032695 · doc4.xml · nonDerivative · entry 1

Sung Wen-Chi · CIK 0001707312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:47 UTC GrantDiodes Incorporated Common Stock 21,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032694 · doc4.xml · nonDerivative · entry 1

SOONG RAYMOND · CIK 0000904067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,000

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:46 UTC GrantDiodes Incorporated Common Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032691 · doc4.xml · nonDerivative · entry 1

GIORDANO MICHAEL R · CIK 0001196535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,376

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 21, 2018 Filed May 23, 2018 21:43 UTC
CHEN C HDirector
GrantDiodes Incorporated Common Stock 14,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032690 · doc4.xml · nonDerivative · entry 1

CHEN C H · CIK 0001196527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,679

F1 · security: Restricted stock units vest in four equal installments beginning 05/26/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
May 16, 2018 Filed May 16, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversion05/29/2008 DIOD NQSO · Derivative 5,393 $0.00 Strike: $27.95 $0.00
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · derivative · entry 10

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 5,393 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009.

Read SEC document
May 16, 2018 Filed May 16, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 5,154 $33.40 $172,143.60
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 6

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,072

Read SEC document
May 16, 2018 Filed May 16, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversionDiodes Incorporated Common Stock 5,393 $27.95 $150,734.35
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:11 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 479 $33.60 $16,094.40
Disclosure

SEC source: 0001209191-18-031039 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 6,000

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
May 15, 2018 Filed May 16, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversion05/29/2008 DIOD NQSO · Derivative 3,607 $0.00 Strike: $27.95 $0.00
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · derivative · entry 9

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,393

Underlying: Diodes Incorporated Common Stock - Diodes · 3,607 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009.

Read SEC document
May 15, 2018 Filed May 16, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 2,100 $33.43 $70,203.00
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 4

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,833

Read SEC document
May 15, 2018 Filed May 16, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 1,050 $33.43 $35,097.09
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,933

Read SEC document
May 15, 2018 Filed May 16, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
SaleDiodes Incorporated Common Stock 296 $33.40 $9,886.40
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,983

Read SEC document
May 15, 2018 Filed May 16, 2018 22:15 UTC
Tang FrancisVP,Worldwide Discrete Products
Exercise / conversionDiodes Incorporated Common Stock 3,607 $27.95 $100,815.65
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 14, 2018 14:46 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 2,891 $33.60 $97,137.60
Disclosure

SEC source: 0001209191-18-029740 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 6,479

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
May 09, 2018 Filed May 14, 2018 14:46 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 2,630 $33.60 $88,368.00
Disclosure

SEC source: 0001209191-18-029740 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 9,370

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 20:00 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 6,000 $33.20 $199,200.00
Disclosure

SEC source: 0001209191-18-021237 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 12,000

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 20:00 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 6,000 $32.80 $196,800.00
Disclosure

SEC source: 0001209191-18-021237 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 18,000

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 21:01 UTC
LU KEH SHEWDirector · President & CEO
SaleDiodes Incorporated Common Stock 6,000 $32.30 $193,800.00
Disclosure

SEC source: 0001209191-18-020919 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Lu Family Foundation

Disclosed balance after: 24,000

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 13:54 UTC
LU KEH SHEWDirector · President & CEO
GiftDiodes Incorporated Common Stock 223,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019759 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lu Grandchildren's Trust

Disclosed balance after: 700,000

Read SEC document
March 14, 2018 Filed Mar 15, 2018 13:54 UTC
LU KEH SHEWDirector · President & CEO
GiftDiodes Incorporated Common Stock 223,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019759 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,207

Read SEC document
February 22, 2018 Filed Feb 24, 2018 00:11 UTC
Holland JulieVP WW Analog Products
SaleDiodes Incorporated Common Stock 2,829 $29.22 $82,663.38
Disclosure

SEC source: 0001209191-18-013147 · doc4.xml · nonDerivative · entry 2

Holland Julie · CIK 0001436690 · VP WW Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,949

F3 · kind: A portion of the vested restricted stock unit shares automatically sold to cover income tax for the 2/21/2017 award.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 00:14 UTC
White Richard DallasCFO & Secretary
Tax withholdingDiodes Incorporated Common Stock 1,199 $29.21 $35,022.79
Disclosure

SEC source: 0001209191-18-013151 · doc4.xml · nonDerivative · entry 2

White Richard Dallas · CIK 0001368889 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,670

F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 00:12 UTC
LU KEH SHEWDirector · President & CEO
Tax withholdingDiodes Incorporated Common Stock 3,830 $29.21 $111,874.30
Disclosure

SEC source: 0001209191-18-013149 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,424

F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 00:09 UTC
BELTRAN CLEMENTEVice President
Tax withholdingDiodes Incorporated Common Stock 282 $29.21 $8,237.22
Disclosure

SEC source: 0001209191-18-013146 · doc4.xml · nonDerivative · entry 2

BELTRAN CLEMENTE · CIK 0001372359 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,781

F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 20, 2018 Filed Feb 24, 2018 00:12 UTC
LU KEH SHEWDirector · President & CEO
Tax withholdingDiodes Incorporated Common Stock 236,100 $29.33 $6,924,813.00
Disclosure

SEC source: 0001209191-18-013149 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,254

F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:17 UTC
Yu EvanVP Worldwide Analog Products
GrantDiodes Incorporated Common Stock - Performance Stock Units 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013153 · doc4.xml · nonDerivative · entry 2

Yu Evan · CIK 0001727188 · VP Worldwide Analog Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2021 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2018 through 2020 of $360.8 million (Target Performance).

F5 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.